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J Neurophysiol 95: 2055-2069, 2006. First published November 9, 2005; doi:10.1152/jn.00575.2005
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A Quartet Neural System Model Orchestrating Sleep and Wakefulness Mechanisms

Yuichi Tamakawa1, Akihiro Karashima1, Yoshimasa Koyama2, Norihiro Katayama1 and Mitsuyuki Nakao1

1Graduate School of Information Sciences, Tohoku University, Sendai; and 2Faculty of Symbiotic Systems Science, Fukushima University, Fukushima, Japan

Submitted 3 June 2005; accepted in final form 2 November 2005

Physiological knowledge of the neural mechanisms regulating sleep and wakefulness has been advanced by the recent findings concerning sleep/wakefulness-related preoptic/anterior hypothalamic and perifornical (orexin-containing)/posterior hypothalamic neurons. In this paper, we propose a mathematical model of the mechanisms orchestrating a quartet neural system of sleep and wakefulness composed of the following: 1) sleep-active preoptic/anterior hypothalamic neurons (N-R group); 2) wake-active hypothalamic and brain stem neurons exhibiting the highest rate of discharge during wakefulness and the lowest rate of discharge during paradoxical or rapid eye movement (REM) sleep (WA group); 3) brain stem neurons exhibiting the highest rate of discharge during REM sleep (REM group); and 4) basal forebrain, hypothalamic, and brain stem neurons exhibiting a higher rate of discharge during both wakefulness and REM sleep than during nonrapid eye movement (NREM) sleep (W-R group). The WA neurons have mutual inhibitory couplings with the REM and N-R neurons. The W-R neurons have mutual excitatory couplings with the WA and REM neurons. The REM neurons receive unidirectional inhibition from the N-R neurons. In addition, the N-R neurons are activated by two types of sleep-promoting substances (SPS), which play different roles in the homeostatic regulation of sleep and wakefulness. The model well reproduces the actual sleep and wakefulness patterns of rats in addition to the sleep-related neuronal activities across state transitions. In addition, human sleep-wakefulness rhythms can be simulated by manipulating only a few model parameters: inhibitions from the N-R neurons to the REM and WA neurons are enhanced, and circadian regulation of the N-R and WA neurons is exaggerated. Our model could provide a novel framework for the quantitative understanding of the mechanisms regulating sleep and wakefulness.


Address for reprint requests and other correspondence: M. Nakao, Graduate School of Information Sciences, Tohoku Univ., Aobayama 6-3-09, Sendai 980-8579, Japan (E-mail: nakao{at}ecei.tohoku.ac.jp)




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