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1Laboratory of Sensorimotor Research, National Eye Institute, National Institutes of Health, Bethesda, Maryland; and 2Laboratory for Symbolic Cognitive Development, RIKEN Brain Science Institute, Saitama, Japan
Submitted 18 February 2008; accepted in final form 25 June 2008
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ABSTRACT |
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INTRODUCTION |
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Conflict research traditionally uses tasks characterized by interference between an invalid automatic response that is triggered by irrelevant stimulus information and a valid adaptive response that is determined by relevant stimulus information (Eriksen and Eriksen 1974
; Hallett 1978
; Isoda and Hikosaka 2007
; Nakamura et al. 2005
; Simon 1969
; Stroop 1935
). These studies have consistently shown that responses are particularly slow and error prone under conditions with interference compared with those without interference. It is suggested that delayed responses due to stimulus interference result from competition between concurrently processed, but mutually incompatible, motor programs (De Jong et al. 1994
; DeSoto et al. 2001
; Gratton et al. 1988
; Ullsperger and von Cramon 2001
). We shall refer to this type of conflict as sensory conflict.
However, behavior is not guided by external instructions alone. It can be controlled by both external instructions and internal motives (Mogenson et al. 1980
). In real life, the actions demanded by each may be different, which we shall refer to as motivational conflict. A typical situation is that humans or animals are forced to choose a response option with small gains as opposed to another option that would lead to larger gains (Bowman et al. 1996
; Minamimoto et al. 2005
; Tremblay and Schultz 2000
; Watanabe et al. 2003a
). Although it is also known that motivational conflict produces response delay, the underlying neural mechanisms are not known.
To investigate how motivational conflict delays upcoming motor responses, we have devised a visually guided saccade task with unequal reward outcomes for macaque monkeys ("the visually guided biased saccade task"; Fig. 1A). In this task, the saccade target is randomly illuminated at one of two opposing positions, one position associated with a larger reward, the other with a smaller reward. The position-reward mapping remains constant during a given block of trials so that the animal knows the current association between target position and reward, but is frequently reversed across blocks (Fig. 1B). The animal has to make a correct response even if a small reward is expected, thereby creating a motivational conflict in small-reward trials. Using this model, we have recorded from movement-related neurons in the superior colliculus (SC). The SC is a paired structure in the midbrain and has a critical function in the control of saccades (Sparks and Hartwich-Young 1989
; Wurtz and Albano 1980
). Being a nodal point in ocular motor circuitry with convergent inputs from various cortical and subcortical structures, the SC appears to be an ideal place for studying the impact of motivational conflict on ocular motor behavior and underlying neural activity.
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METHODS |
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Surgical procedures
The monkey was anesthetized with intramuscular injections of ketamine HCl (10 mg/kg), diazepam (1 mg/kg), and glycopyrrolate (0.01 mg/kg), and then maintained at a general anesthetized state with isoflurane. After the skull was exposed, acrylic screws were installed to fasten the dental acrylic head implant to the skull. A plastic head holder and recording chambers were placed stereotaxically and secured with dental acrylic. Eye coils were implanted subconjunctivally into both eyes using the methods described previously (Judge et al. 1980
). Craniotomy was performed after the monkey had been well trained for behavioral tasks described in the following text. Antibiotics and analgesics were administered after surgery.
Behavioral procedures
During experimental sessions, the monkey was placed in a sound-attenuated room and seated in a primate chair with its head immobilized. Behavioral tasks were under control of a QNX-based real-time experimentation data acquisition system [REX; Laboratory of Sensorimotor Research, National Eye Institute, National Institutes of Health (LSR/NEI/National Institutes of Health), Bethesda, MD]. Visual stimuli were rear-projected by an active matrix liquid crystal display projector (PJ550; ViewSonic, Walnut, CA) onto a frontoparallel screen 33 cm from the monkey's eyes. Water reward was delivered on a monkey's correct response through a spigot under the control of a solenoid valve, which was placed outside the sound-attenuated room.
The monkey was trained to perform the following two tasks using operant conditioning with positive reinforcement: the memory-guided saccade task (Hikosaka and Wurtz 1983
) and the visually guided biased saccade task (Lauwereyns et al. 2002
). In the memory-guided saccade task, a peripheral cue came on for 100 ms after the monkey had fixated on a central fixation point (FP) for 800 ms. The monkey was required to remember the cued location while maintaining central fixation for another 800–1,200 ms. The fixation point then disappeared and the monkey had to make a saccade to the cued location. This task was used to map the response field of a neuron under study.
In the visually guided biased saccade task (Fig. 1), after the monkey had fixated on the FP for 1 s, a peripheral target came on randomly either in the neuron's response field (50%) or in the diametrically opposite position (50%). Simultaneously, the FP went off. The monkey was then required to make a saccade to the visible target within 700 ms. In a block of 20 trials, the correct saccade to one direction was followed by a larger amount of reward (0.3 ml for monkey T and 0.4 ml for monkey S) and the correct saccade to the other direction was followed by a smaller amount of reward (0.075 ml for monkey T) or no reward (for monkey S). Even for the small or no reward direction, the monkey had to saccade correctly because otherwise the same trial was repeated. The position-reward contingency was reversed in the next block without any indication to the monkey. Note that the position-reward contingency was fixed in a given block of trials but the position of the target in each trial was unpredictable.
Recording procedures
Eye movements were recorded with the use of the magnetic search-coil technique with temporal resolution of 1 ms (Robinson 1963
). Single-unit recordings were carried out using tungsten electrodes with impedances of 1.0–2.5 M
(FHC, Bowdoinham, ME). The electrode was driven by a hydraulic micromanipulator (MO-97A; Narishige, Tokyo, Japan) through a stainless steel guide tube, which was used to penetrate the dura and was held in place by a grid that was fixed inside the recording chamber (Crist et al. 1988
). This grid system allowed the positioning of the electrodes at every 1 mm between penetrations. Neuronal activity was amplified, band-pass filtered (600 Hz to 8 kHz), and single units were isolated using custom voltage-time window discrimination software (MEX; LSR/NEI/National Institutes of Health, Bethesda, MD). The SC was identified, with the aid of magnetic resonance images, by its characteristic neuronal discharges in relation to visual stimuli or saccades made into a particular direction and amplitude.
Data analysis
We defined a neuron as movement related if the neuron showed a statistically reliable increase in the discharge rate 40 to 0 ms before a saccade made into the neuron's response field as compared with the discharge rate 100 to 0 ms before cue onset in the memory-guided saccade task (Wilcoxon signed-rank test, P < 0.05). We calculated a buildup index for individual movement-related neurons by averaging over time the values of the spike density function (see following text) 110 to 100 ms before the onset of saccades made into the response field in the memory-guided saccade task. Based on the buildup index, all of the movement-related neurons were classified into either burst neurons (buildup index
30 spikes/s) or buildup neurons (buildup index >30 spikes/s) (Munoz and Wurtz 1995
).
We excluded misdirected saccades in the visually guided biased saccade task from the quantitative analyses subsequently described. Misdirected saccades were defined as those that were directed in error away from the saccade target. In addition, we treated the first trial in each block as a trial belonging to the previous block because the monkey was unable to recognize block changes until they had experienced at least one trial of reward outcomes in the new block.
As subsequently described, a subset of movement-related neurons exhibited a transient burst of activity when the animal had to make a saccade to the small-reward target that was opposite the response field. This transient activity is a focus of our study and is tentatively referred to as the "paradoxical posttarget activity" because these neurons became active, although the saccade target appeared outside their response field. To define the paradoxical posttarget activity, we compared neuronal activity 0 to 100 ms after target onset ("control period") with activity 150 to 250 ms after target onset ("test period") in small-reward trials in which the target was positioned away from the neuron's response field. A movement-related neuron that showed a statistically reliable increase in the discharge rate during the test period compared with the control period (Wilcoxon signed-rank test, P < 0.05) was defined as having the paradoxical posttarget activity. To illustrate the change of the paradoxical posttarget activity to a reversal of the position-reward contingency, we plotted the average firing frequency during the test period against the trial position within each block (Fig. 6).
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RESULTS |
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Consistent with previous reports (Lauwereyns et al. 2002
; Watanabe et al. 2003a
), saccadic reaction time (SRT) consistently changed depending on the expected outcome of reward: the SRT was reliably shorter when the saccade was followed by a big reward than when it was followed by a small reward (Fig. 3A). For monkey T, the difference in the average SRT between the two reward conditions was 118.0 ms and 103.6 ms for the leftward and rightward saccades, respectively (P < 0.001, t-test). For monkey S, the difference was 134.1 and 175.5 ms for the leftward and rightward saccades, respectively (P < 0.001, t-test). These behavioral data suggest that the animal was motivated to make a saccade to the big-reward position.
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Activity of SC movement-related neurons
We found that about two thirds of movement-related neurons showed a transient burst of activity after target onset in small-reward trials in which the big-reward position was in their response field but the actual target was in the opposite position. Figure 4 illustrates an example of the responses of a single movement-related neuron recorded in the left SC. In Fig. 4A, each raster represents one trial and dots represent individual action potentials. The trials are displayed in actual temporal order beginning at the top, separately for contraversive saccades (the target was inside the neuron's response field; right column) and ipsiversive saccades (the target was opposite the neuron's response field; left column). In the first block, correct contraversive and ipsiversive saccades were, respectively, followed by a small reward (yellow background) and a big reward (blue background). In the next block, the position-reward contingency was reversed. In addition to a presaccadic burst of activity before contraversive saccades made into the response field, this neuron was also activated when the small-reward saccade had to be made away from the response field (Fig. 4A, left column with yellow background). This activation was surprising because the position of the target was opposite the neuron's response field, as shown in the neuron's activity in memory-guided saccades (Fig. 4A, bottom). We tentatively refer to this activity as the paradoxical posttarget activity, because the neuron responded despite the appearance of the target outside the response field. The paradoxical posttarget activity was transient: this neuron ceased firing before saccade initiation (Fig. 4, A and B).
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Among 62 movement-related neurons studied, 41 neurons (66.1%) exhibited the paradoxical posttarget activity. A subset of these neurons (17/41, 42%) had both paradoxical posttarget activity and anticipatory pretarget activity (as the neuron in Fig. 5), whereas the remaining neurons had the paradoxical posttarget activity only (as the neuron in Fig. 4) (Table 1). The ensemble average activity for the 41 neurons showed a steep rise in activity starting about 100 ms after the onset of the small-reward target opposite the response field (Fig. 6A, red line). By contrast, the same population of neurons remained inactive when the big-reward target appeared at the same location (Fig. 6A, blue line). The change in the paradoxical posttarget activity on the reversal of the position-reward contingency was quicker for a small-to-big reward transition than for a big-to-small transition (Fig. 6B). This resembled the change in the SRT for the sessions in which movement-related neurons with the paradoxical posttarget activity were recorded (n = 41; Fig. 6C). These data raise the possibility that the paradoxical posttarget activity of SC neurons may cause long SRTs on small-reward trials.
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The above-described hypothesis predicts that the SRT is longer if the paradoxical posttarget activity lasts longer. This prediction appears to be supported by the paradoxical posttarget activity rank-ordered by SRTs (Figs. 4B and 5B). To examine this impression statistically, we computed the correlation between the SRT and the time at which paradoxical posttarget activity terminated ("termination time"; see METHODS). There was a strong positive correlation between the SRT and the termination time for the neuron shown in Fig. 4 (Spearman's r = 0.86, P < 0.001; Fig. 4C) and for the neuron shown in Fig. 5 (Spearman's r = 0.79, P < 0.001; Fig. 5C).
Out of 41 neurons that had paradoxical posttarget activity, 39 neurons showed a significant positive correlation between the SRT and the termination time (Fig. 7, abscissa). The average correlation coefficient for the population of neurons was significantly different from 0 (P < 0.001, t-test after Fisher's z-transform). These data suggest that paradoxical posttarget activity can account not only for a categorical difference in the SRT between big- and small-reward trials but also for a trial-by-trial difference in the SRT among small-reward trials. In particular, shorter termination times were associated with shorter SRTs and longer termination times were associated with longer SRTs.
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It is postulated that the primate SC contains two types of movement-related neurons: one population exhibits only a presaccadic burst of activity (burst neurons) and the other population exhibits a buildup of activity (buildup neurons) that is usually followed by a presaccadic burst (Munoz and Wurtz 1995
). It has been shown that SC neurons tend to show buildup or prelude activity if their visual responses are modulated by reward expectation (Ikeda and Hikosaka 2003
) and buildup neurons tend to show an enhancement of presaccadic activity when a big reward is expected (Ikeda and Hikosaka 2007
). We therefore asked whether there was any relation between the paradoxical posttarget activity and the buildup activity.
For this purpose we calculated a buildup index for each neuron (see METHODS) and plotted in Fig. 7 the buildup index against the correlation coefficient between the SRT and the termination time, a measure that characterized the paradoxical activity (as shown in Figs. 4C and 5C). There was no significant correlation between these parameters (Spearman's r = –0.05, P = 0.77).
We then classified movement-related neurons into burst neurons (buildup index
30 spikes/s) or buildup neurons (buildup index >30 spikes/s) according to Munoz and Wurtz (1995)
. According to this criterion, 45 neurons were classified as burst neurons (including those shown in Figs. 4 and 5) and 17 neurons were classified into buildup neurons. We found that both burst and buildup neurons showed the paradoxical posttarget activity (burst neurons, 32/45; buildup neurons, 9/17; P = 0.18 by chi-square test). In addition, the correlation coefficient between the SRT and termination time was not significantly different between burst and buildup neurons (P = 0.98, t-test after Fisher's z-transform).
The distribution of movement-related neurons having the paradoxical posttarget activity considerably overlapped in depth with those without the paradoxical posttarget activity: the average (±SD) depth of the location of neurons with and without paradoxical posttarget activity was 2.1 (±0.5) mm and 2.2 (±0.4) mm from the SC surface, respectively (P = 0.50, t-test). This finding is consistent with the lack of apparent differences in the paradoxical posttarget activity between burst and buildup neurons in that burst neurons tend to be located more dorsally than buildup neurons in the intermediate layers of the SC (Munoz and Wurtz 1995
).
Concurrent activation of bilateral movement neurons
The occurrence of misdirected saccades suggests that the monkeys faced a motivational conflict after the onset of the small-reward target: that is, the conflict between a saccade to the internally desired target (the position associated with a big reward) and a saccade to the externally instructed target (the position associated with a small reward). In contrast, these saccade goals were consistent with each other on the appearance of the big-reward target. How, then, is the motivational conflict reflected in collicular neuronal activity? To answer this question, it would be helpful to examine the activity of movement-related neurons in both colliculi, even though a saccade to a given location is controlled, in principle, by the contralateral SC (Sparks 1986
).
Although we recorded from only one neuron at a time, we could assume that for each neuron sampled ("orthoneuron") its counterpart is present in the opposite SC with identical response properties to the orthoneuron but with the response field located in the opposite direction ("antineutron") (Amador et al. 2004
). Consider big-reward trials in which the saccade target appears in the response field of the orthoneuron (Fig. 8A) and assume that we have recorded its activity (e.g., Fig. 4A, right column, blue background). For the antineuron (Fig. 8B), the saccade target would appear opposite the response field. This is exactly the situation that occurs to the orthoneuron in the next block on big-reward trials (Fig. 8C) (e.g., Fig. 4A, left column, blue background). In other words, the antineuron, on big-reward trials, should behave identically as the orthoneuron behaves on big-reward trials in the next block. Following the same logic, when the saccade target appears in the response field of the orthoneuron on small-reward trials (Fig. 8D) (e.g., Fig. 4A, right column, yellow background), the antineuron (Fig. 8E) should behave identically as the orthoneuron behaves on small-reward trials in the next block (Fig. 8F) (e.g., Fig. 4A, left column, yellow background). We can now estimate the activity of movement-related neurons on the other (nonrecorded) side of the superior colliculus and compare it with the activity of movement-related neurons on the recorded side, as shown in the following text.
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DISCUSSION |
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How might the paradoxical posttarget activity be related to cognitive or sensorimotor functions that have previously been characterized? First, the paradoxical posttarget activity might be related to a shift of attention. It is likely that the monkey paid attention to the position associated with a big reward when it was performing the visually guided biased saccade task. On the other hand, it is well known that, when a salient visual stimulus is presented abruptly, attention is quickly and involuntarily drawn to the position of the stimulus (Hikosaka et al. 1993
; Remington et al. 1992
). In our saccade task, attention should be drawn to the target immediately after its onset, irrespective of whether it is associated with a big reward or a small reward. According to the attention hypothesis, the paradoxical posttarget activity would then reflect a shift of attention to the ipsilateral, small-reward-associated target because the activity occurred just after its onset. However, this interpretation is inconceivable because there was no paradoxical posttarget activity when the same ipsilateral target appeared but associated with a big reward. Therefore the paradoxical posttarget activity does not seem to reflect a shift of attention.
Second, the paradoxical posttarget activity might be related to motor preparation. Saccade motor preparation appears to be represented in the SC by buildup neurons, rather than burst neurons (Munoz and Wurtz 1995
). However, we did not find evidence that either buildup neurons or burst neurons preferentially exhibit the paradoxical posttarget activity. A problem in this analysis was that the buildup indices of SC movement-related neurons were distributed as a continuum and the classification into burst and buildup neurons is deemed arbitrary, as indicated previously (e.g., McPeek and Keller 2002b
; Port and Wurtz 2003
; Quaia et al. 1999
). An alternative analysis we performed was to examine the correlation between the buildup index and a measure that characterized the paradoxical activity (Fig. 7) disregarding the cell classification. The result of this analysis showed no significant correlation and thus did not support the idea that the paradoxical posttarget activity is related to motor preparation.
After the preceding considerations, we feel that it is more fruitful to discuss the paradoxical posttarget activity as part of neural processes that are used to resolve motivational conflict. Our findings suggest that motivational conflict is represented in the SC, a structure close to the motor output, and therefore the correct motor response is inevitably delayed. This conclusion is in line with a presumed mechanism of response inhibition due to sensory conflict. Studies on human subjects, using lateralized readiness potentials in a stimulus–response incompatibility task or in versions of the Eriksen flanker task, have identified activation of the motor cortex that may correspond to the preparation of an invalid motor response before the execution of a correct motor response (De Jong et al. 1994
; Gratton et al. 1998
; Taylor et al. 2007
; Ullsperger and von Cramon 2001
). Furthermore, it has been shown that bilateral motor cortices are concurrently active under response conflict conditions such as a version of the Stroop task (DeSoto et al. 2001
). These data, together with our findings, suggest that subthreshold activation of an incorrect response leads to a delay in the execution of a correct response through the reciprocal inhibitory mechanism between two sides of motor structures close to output, such as the primary motor cortex (Kujirai et al. 1993
) and SC (Munoz and Istvan 1998
; Takahashi et al. 2005
). Yet, it is also possible that such reciprocal inhibition eventually contributes to the resolution of conflict once neural activity responsible for the correct response prevails over the other (Schlag et al. 1998
).
It is generally thought, however, that response conflict is dealt with in the frontal cortical areas involved in higher-level planning. Specifically, the lateral prefrontal cortex (LPFC) and the medial frontal cortex including the anterior cingulate cortex (ACC), supplementary eye field (SEF), and presupplementary motor area (pre-SMA) are implicated in the monitoring or resolution of response conflict originating from stimulus interference (Isoda and Hikosaka 2007
; MacDonald 3rd et al. 2000
; Nachev et al. 2005
; Stuphorn et al. 2000
; Taylor et al. 2007
) or emotional interference (Davis et al. 2005
; Etkin et al. 2006
). It is unclear whether conflict is resolved within these cortical areas so that only the final command is sent to downstream motor structures. It is proposed that the prefrontal-SC pathway has a mechanism that can prevent competing commands from arising simultaneously (Schlag-Rey et al. 1992
). However, our data show that response conflict exists in the SC. It is also shown that parallel processing of different saccade programs can occur in the SC (McPeek and Keller 2002a
). These observations suggest that, with respect to the ocular motor system, mutually competing motor commands can converge on the SC at the same time, without being fully resolved at the cortical level. Such a conflict may then be resolved in the SC, to allow a selected motor program to be issued. A role of cortical areas involved in conflict resolution may thus be to inhibit irrelevant motor programs on one hand while facilitating relevant motor programs on the other at the level close to motor output. Indeed, such a mechanism is shown in the limb-motor system under a sensory conflict (Taylor et al. 2007
).
The present finding suggests that conflict-related cortical areas need to gain access to the SC to resolve motivational conflict of eye movement. How, then, can such top-down control signals reach the SC? There are two major pathways whereby the above-cited cortical areas can influence SC activity: direct cortico-SC routes and indirect cortico-basal ganglia-SC routes. It has been shown that the LPFC, ACC, and SEF have direct projections to the SC (Huerta and Kaas 1990
; Leichnetz et al. 1981
; Shook et al. 1990
). A recent study shows that prefrontal neurons indeed send task-selective signals directly to the SC in an antisaccade task that invokes sensory conflict (Johnston and Everling 2006
). The direct cortical routes are thought to mediate glutamatergic excitatory actions on target SC neurons (Creutzfeldt 1995
). By contrast, the indirect routes through the basal ganglia are equipped with long-range GABAergic inhibitory mechanisms, which allow both facilitation of a relevant saccade program and inhibition of irrelevant saccade programs in the SC through the so-called direct and indirect pathways, respectively (Hikosaka et al. 2000
; Mink 1996
). It is known that the LPFC, ACC, SEF, and pre-SMA all project to an input station of the basal ganglia, the caudate nucleus (Huerta and Kaas 1990
; Parthasarathy et al. 1992
; Selemon and Goldman-Rakic 1985
; Shook et al. 1991
; Takada et al. 2001
). Furthermore, a group of caudate neurons shows a higher level of saccade-related activity on small-reward trials than on big-reward trials, and this activity is inversely related to saccade latency (Watanabe et al. 2003b
). This suggests that the caudate nucleus may be involved in the resolution of motivational conflict. In support of this, the blockade of the dopamine D2 receptor within the caudate nucleus results in a further response delay on small-reward trials (Nakamura and Hikosaka 2006
). Further studies are necessary to clarify specific contributions of each of the cortical and basal ganglia structures to conflict resolution.
In summary, our data show that a conflict between a task demand and a motivational demand exists in the SC, a subcortical structure close to the motor output. Under this motivational conflict, overt saccade behavior continues to be suppressed by the competitive intercollicular interactions until a motor command for one action prevails against the other. A role of the conflict-related cortical areas may be to tip the balance between the two sides of the SC using their direct connections or indirect connections through the basal ganglia.
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GRANTS |
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ACKNOWLEDGMENTS |
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FOOTNOTES |
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Address for reprint requests and other correspondence: M. Isoda, Laboratory for Symbolic Cognitive Development, RIKEN Brain Science Institute, 2-1 Hirosawa, Wako, Saitama 351-0198, Japan (E-mail: isodam{at}brain.riken.jp)
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