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1Kennedy Krieger Institute; 2Departments of Neurology, Neuroscience, and Physical Medicine and Rehabilitation, The Johns Hopkins University School of Medicine, Baltimore; and 3Department of Kinesiology, University of Maryland, College Park, Maryland
Submitted 4 February 2008; accepted in final form 16 September 2008
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ABSTRACT |
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INTRODUCTION |
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These findings may also be compatible with the hypothesis that the cerebellum functions as an internal model of body mechanics, including kinematics and dynamics. Individuals with cerebellar damage have deficits consistent with this type of function, such as poor prediction and compensation for interaction torques (i.e., mechanical torques at a given joint caused by motion of connected joints) during reaching movements (Bastian et al. 1996
, 2000
; Topka et al. 1998
). The cerebellum could act as two different types of internal models: an "inverse model" used to calculate the motor commands required to achieve a desired kinematic goal or a "forward model" that predicts upcoming body "states" (e.g., position, velocity) using an efferent copy of the motor commands that were issued and multiple sources of sensory information. Although there is no consensus on which type of model it represents, either could be especially important for predicting the correct motor commands for starts and stops during discontinuous movements (Miall et al. 1993
; Paulin 1997
; Wolpert and Miall 1996
). Further, these mechanisms allow the nervous system to operate in a predictive mode for fast and accurate movements, rather than reacting to time-delayed sensory signals.
To explore these hypotheses, we studied a continuous/discontinuous circle-tracing task, previously used to support the timing hypothesis (Spencer et al. 2003
). We first attempted to replicate findings from prior work (Spencer et al. 2003
). Then, in experiment 1, we examined whether slowing the movement speed would alter patients performance. We reasoned that this simplifies the dynamics demands placed on the subject since the movements have lower velocities and accelerations. We expected that cerebellar subjects would improve at the slower speed under the internal model hypothesis, but would not under the timing hypothesis.
In experiment 2, we asked whether a constant external timing cue could improve motor performance in patients with cerebellar damage. Here we expected that cerebellar subjects would improve under the timing hypothesis since they would not be required to generate an internal timing signal, but would not under the internal model hypothesis. For this condition, we provided such timing cues in three different ways: a constant visual dot moving on the circle below the subject's finger, a pacing dot moving next to their hand, or a trained investigator tracing a circle at the desired pace.
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METHODS |
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Eight patients with cerebellar damage and eight controls matched for age, gender, and handedness participated in the study. Subject demographics, including the International Cooperative Ataxia Rating Scale (ICARS) scores, are provided in Table 1. The ICARS is a scale that rates severity of cerebellar signs in four areas: gait and balance, limb movements, oculomotor control, and speech. Subjects had magnetic resonance imaging (MRI) and/or genetic tests confirming cerebellar involvement. MRIs from subjects with degenerative diseases showed cerebellar atrophy and sometimes pontine atrophy, with no other abnormalities. MRIs from subjects with focal lesions from stroke were checked to ensure minimal or no brain stem involvement. The individual with stroke in the posterior inferior cerebellar artery (PICA) distribution had minimal damage completely confined to the cerebellum (i.e., not the full PICA territory). The subject with the anterior inferior cerebellar artery stroke also showed a lesion confined to the cerebellum with minimal or no pontine involvement. All subjects were screened to ensure that they did not have extracerebellar signs that could affect this test including: spasticity, weakness, sensory loss, extrapyramidal signs, and neglect. One subject (CBL-4) had mild sensory loss on the feet, but normal sensory function of the hands. All subjects provided their consent before the experiment started. These procedures were approved by the Institutional Review Board of the Johns Hopkins University.
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Subjects used the index finger to trace a 6-cm-diameter circle displayed on a liquid crystal display computer screen embedded in a clear plastic surface. We asked the bilateral lesion patients to move their dominant hand and unilateral lesion patients to move their hand affected by the lesion. Control subjects were matched for hand used. The goal was to reproduce a specific period (e.g., every 550 ms). The arm was unconstrained and could rest on the surface. Movement was predominantly at the elbow and wrist. The experimenter explained and demonstrated the movement before each condition. Subjects performed two practice trials of each movement type, followed by three to five test trials. Trials were blocked by condition, but the order of the conditions was counterbalanced across subjects.
Figure 1 shows a schematic of the testing conditions that were studied. In experiment 1, we used an auditory tone (metronome click) for pacing. In the fast auditory condition (Fig. 1A), subjects were asked to synchronize their movement to 10 pacing tones (550-ms period) and then continue at their remembered pace for 20 s (Spencer et al. 2003
). We then changed the beat period to slow the movement to an extent that would simplify dynamics, but should not affect timing variability (Gibbon et al. 1997
). The pace on the slow auditory condition (Fig. 1B) was a 1,500-ms period and we recorded 30 s of data to have enough cycles for analysis.
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We then studied three conditions where the visual pacing stimulus was provided throughout the entire trial. For the visually paced condition (Fig. 1D), the visual dot constantly moved on the circle below the finger for the entire trial time at the fast speed (550-ms period). The visual imitation condition (Fig. 1E) was similar except that subjects watched the pacing dot move on a circle drawn next to their hand (rather than on the circle that they were tracing). During the human imitation condition (Fig. 1F), a trained investigator traced a circle next to the subject's hand at the fast pace (550-ms period). We thought that such human hand motion would provide more information than the abstract dot motion (e.g., hand posture) for subjects to imitate.
For all testing conditions, subjects moved under continuous and discontinuous instructions (Spencer et al. 2003
). For continuous movements, subjects traced the circle without stopping while attempting to hit the top of the circle synchronously with the beat. For discontinuous movements, subjects traced a single circle, attempting completion at the time of a beat, pausing at the top of the circle until the next beat, and so on. This was the procedure used in previous work (Spencer et al. 2003
; Zelaznik et al. 2002
). The instructions emphasized temporal consistency instead of spatial accuracy throughout the tests. In other words, we instructed subjects not to trace the dot but use the dot as a reference to make the movements as consistent as possible. The experimenter emphasized the instructions between trials but not during the trials.
Data analysis
Three-dimensional kinematic data were collected from the index fingertip, index finger metacarpal head, wrist, elbow, shoulder, and sternum at 100 Hz (Optotrak, Northern Digital). We also collected the position of the pacing dot at 1,000 Hz. Kinematic data were low-pass filtered at 10 Hz using a second-order Butterworth filter. Index finger position and velocity were used for these analyses. For all conditions, we did not analyze the first two cycles and last cycle so that we captured subjects steady-state performance only.
The position data were detrended before any analysis. A custom MATLAB program was used to mark each circle. For the continuous circle drawing, the start and end of each movement segment were marked when the position in the y-axis was positive and the position in the x-axis passed the zero (equivalent to the top of the circle). For the discontinuous circle drawing, movement starts were the time when finger velocity rose >5% of the maximum peak velocity; movement stops were when the velocity dropped <5% of the peak velocity. In addition, we visually inspected all start and stop positions to ensure that the analysis chose the appropriate point in the time series.
The main measures of interest were the coefficient of variation (CV) of cycle time (within a trial), the CV of the radius of the circle (within a cycle), and the mean movement time per cycle. CV was calculated as (SD/mean) x 100.
An additional analysis was done on the three conditions where a visual pacing stimulus was left on the entire time. We determined where the stimulus was at the time of movement onset for each cycle in the discontinuous condition. Polar histograms depicting this relationship were generated (e.g., Fig. 4A). If the visual cue positions at movement onset were closely clustered within the first 60° past the top point of the circle (i.e., within 91 ms of time), this suggested that subjects were using a predictive strategy because normal visual reaction time is >150 ms. Reactive or random strategies would be indicated by the stimulus being beyond 60° or in a uniform distribution around the circle, respectively.
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Effects of group (patients vs. controls, between-subjects factor) and movement type (continuous vs. discontinuous, within-subjects factor) for each testing condition (within-subjects factor) were assessed using repeated-measures ANOVA. Rayleigh tests of the strength (i.e., length) of the mean vector were used to determine whether polar histograms had a tendency for directionality (i.e., a nonuniform distribution). Significant directionality would indicate that a given subject was consistently starting the movement at a similar point in the stimulus cycle; this was challenging for the fast-paced movements, even for controls. For subjects that showed significant directionality, the mean vector direction was used to determine where in the circle the stimulus was at movement onset. Mean vector directions were used to characterize control versus cerebellar group behavior as being predictive or reactive.
To determine whether the subjects who used the predictive strategy had better performance (i.e., lower temporal variability), the mean CV of timing was compared for predictive versus reactive or random cases using a Student's t-test. This was done for pooled control and cerebellar subjects in the three discontinuous constant visually paced fast conditions.
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RESULTS |
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In experiment 2, we tested whether a constant cue for finger timing and position (a visual dot moving around the circle; Fig. 1D) would improve performance. Leaving the visual cue on for the entire task period should simplify or eliminate timing demands, without altering limb dynamics per se. Paradoxically, this produced a further worsening (i.e., increase) in timing variability for the cerebellar subjects, for discontinuous but not continuous movements [Fig. 2F, group x condition interaction: F(1,14) = 4.97, P = 0.04]. Worsening in the discontinuous conditions was comparable whether the constant visual cue was a dot displayed on the circle being traced, a dot moving around a separate circle, or a human hand performing the same task [effect of the pacing stimulus: F(2,28) = 0.20, P = 0.90]. As in the fast auditory and visual conditions, movements in the paced conditions were similarly slower (longer mean cycle time; Table 2) and spatial variability higher for cerebellar subjects relative to controls [Fig. 3, F(1,14) = 6.1, P = 0.03]. The finding that a constant pacing signal further degraded cerebellar subject performance in the discontinuous condition is inconsistent with both the pure timing and inverse dynamics model hypotheses.
Further analysis revealed that one specific difficulty for cerebellar subjects was in synchronizing movement initiation times with the visual cue. Figure 4, A and B shows two control examples where the visual cue positions at movement initiation were tightly clustered at or just past (usually within 100 ms of) the top of the circle. Given the normal visual reaction time delay of
150 ms, this cannot be based on reaction to the arrival of the cue at the top and must, instead, be based on predictive synchronization of movement initiation with the evolving cue position. Figure 4, C and D shows representative example cerebellar subjects who showed no significant tendency for direction. The wide distribution was not explained by individuals lagging behind cycle by cycle, thus producing progressively increasing lag times (Fig. 4, insets).
In general, there were more controls than cerebellar subjects who showed directionality in any of the three discontinuous movement conditions with constant pacing (8 subjects x 3 constant paced conditions possible). Controls showed directionality for 15/24 cases and cerebellar subjects showed directionality for only 6/24 cases. Figure 5, A and B shows polar histograms of the distribution of these control and cerebellar cases, respectively. Note that 9 control cases showed strongly predictive behavior versus 4 cerebellar cases. Figure 5C shows that there seemed to be some advantage to using predictive behavior as opposed to reactive or nondirectional strategies (t = 2.4, P = 0.02). Timing variability was significantly lower (better) for predictive performance when considering data pooled from both groups. This effect was mostly due to the cerebellar group, although a trend was present in controls, as described in the legend for Fig. 5C.
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Last, there was no correlation between our variability measures with the subareas of ICARS (gait and balance, limb movements, oculomotor control, and speech). Thus our study suggests that the high movement variability in the select discontinuous conditions was not due to tremor or dysmetria in our patient population.
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DISCUSSION |
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Second, they used the cerebellar subjects contralesional (unaffected) hand as the control hand for the unilateral patients they tested. For six of seven of those patients, the contralesional hand was their left, nondominant hand, which might behave differently than the dominant hand. It has also been shown that unilateral cerebellar damage can cause some changes in the control of the contralesional hand (Fisher et al. 2006
). For these reasons, perhaps comparing the ipsilesional ataxic hand with the contralesional hand is not ideal. Figure 3C of Spencer et al. (2003)
shows data suggesting that this could be the case. Note that their unilateral subjects showed mean CV values of about 6% for both hands in the fast continuous condition. Our unilateral cerebellar subjects showed mean CV values of 8.1% but our controls showed CV values of only 3.7%. Thus if they had used matched controls instead of the patients other hand, they may have seen a similar deficit in the continuous condition. However, we cannot say definitively whether this affected the results.
In sum, we cannot definitively resolve the differences in the two studies. However, we do clearly demonstrate impairments in both discontinuous and continuous movements for many cerebellar subjects compared with controls.
Internal models or timing?
We found that slowing the desired movement time made cerebellar timing variability comparable to controls. Slowing the movement may have made the movement "simpler" by reducing dynamics demands and could therefore be interpreted as supporting the pure dynamics hypothesis. Yet, an inverse dynamics model alone may not account for all of our data.
An interesting finding was that a constant visual cue dramatically worsened cerebellar performance compared with controls. Others have shown that cerebellar subjects hand -tracking movements can be worsened when the eyes also track the target (Beppu et al. 1987
; van Donkelaar and Lee 1994
). It is striking, however, that our cerebellar subjects showed much greater worsening on the discontinuous compared with continuous movement condition when a visual cue was present. This was true no matter how the constant visual cue was presented—on the circle being traced, on a circle next to the traced circle, or by another person. Thus the added coordination demand of eyes and hand alone cannot fully explain our results.
One hypothesis that might account for all these findings is that the cerebellum is acting more like a forward model, representing the ability to estimate stimulus and hand position in space as well as their integration (Bares et al. 2007
; Hore et al. 2005; Miall et al. 1993
; Paulin 1997
). The pure timing hypothesis is inconsistent with group performance at the slower movement speed: cerebellar subjects slightly improved (reduced) timing variability and controls slightly worsened (increased) timing variability, making overall performance equivalent between groups. The timing hypothesis is also inconsistent with the degradation of performance in the discontinuous condition in the presence of a constant visual cue (which obviates the need for covert interval timing). Indeed, the inverse dynamics hypothesis also cannot explain the additional degradation produced by the continuous visual cue.
We suggest that the presence of the constant visual cue reduces timing demands, but increases the demand for sensorimotor prediction in the discontinuous condition, producing what appears to be a particularly difficult task condition for cerebellar subjects (Bares et al. 2007
). This is because the fast-paced period (550 ms) is too short for subjects to simply react to the visual stimulus and maintain timing invariance. Indeed, control and cerebellar subjects often commented that they were unsure of how well they were doing in the fast conditions and that they had no specific reaction strategy. Therefore the fast movements should ideally use predictive (rather than reactive) information about how their movement will unfold, how the stimulus movement will unfold, and the interaction between the two. Given our findings and the fact that cerebellar subjects have difficulties with visual interception (Bares et al. 2007
), we think that the cerebellum could normally be providing one or more of these predictions.
We speculate that, conversely, the slow movement condition in experiment 1 decreased the demand for sensorimotor prediction (during the initial pacing period) since a reactive strategy would suffice at the slower pace, resulting in the improved performance by cerebellar subjects. The cerebellum may be essential for general timing and for control of complex limb dynamics in many situations, but in the timed, repetitive movement tasks studied here and by Spencer et al. (2003)
, we conclude that a critical impairment of cerebellar subjects is sensorimotor prediction.
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GRANTS |
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ACKNOWLEDGMENTS |
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Present address of J. Bo: Division of Kinesiology, University of Michigan, Ann Arbor, MI 48109.
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FOOTNOTES |
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Address for reprint requests and other correspondence: J. Bo, 401 Washtenaw Ave., Ann Arbor, MI 48109-2214 (E-mail: jinbo{at}umich.edu)
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