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The Journal of Neurophysiology Vol. 78 No. 6 December 1997, pp. 2985-2998
Copyright ©1997 by the American Physiological Society
1 NeuroMuscular Research Center, Boston University, Boston, Massachussetts 02215;2 Universidade Estadual de Campinas, Campinas, São Paulo, 13100 Brazil; 3 Corporate Manufacturing Research Center, Motorola, Schaumburg, Illinois 60196; 4 School of Kinesiology (M/C 194), University of Illinois at Chicago, Chicago, Illinois 60680; and5 Department of Neurological Sciences, Rush Medical College, Chicago, Illinois 60612
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ABSTRACT |
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Gottlieb, Gerald L., Qilai Song, Gil L. Almeida, Di-an Hong, and Daniel Corcos. Directional control of planar human arm movement. J. Neurophysiol. 78: 2985-2998, 1997. We examined the patterns of joint kinematics and torques in two kinds of sagittal plane reaching movements. One consisted of movements from a fixed initial position with the arm partially outstretched, to different targets, equidistant from the initial position and located according to the hours of a clock. The other series added movements from different initial positions and directions and >40-80 cm distances. Dynamic muscle torque was calculated by inverse dynamic equations with the gravitational components removed. In making movements in almost every direction, the dynamic components of the muscle torques at both the elbow and shoulder were related almost linearly to each other. Both were similarly shaped, biphasic, almost synchronous and symmetrical pulses. These findings are consistent with our previously reported observations, which we termed a linear synergy. The relative scaling of the two joint torques changes continuously and regularly with movement direction. This was confirmed by calculating a vector defined by the dynamic components of the shoulder and elbow torques. The vector rotates smoothly about an ellipse in intrinsic, joint torque space as the direction of hand motion rotates about a circle in extrinsic Cartesian space. This confirms a second implication of linear synergy that the scaling constant between the linearly related joint torques is directionally dependent. Multiple linear regression showed that the torque at each joint scales as a simple linear function of the angular displacement at both joints, in spite of the complex nonlinear dynamics of multijoint movement. The coefficients of this function are independent of the initial arm position and movement distance and are the same for all subjects. This is an unanticipated finding. We discuss these observations in terms of the hypothesis that voluntary, multiple degrees of freedom, rapid reaching movements may use rule-based, feed-forward control of dynamic joint torque. Rule-based control of joint torque with separate dynamic and static controllers is an alternative to models such as those based on the equilibrium point hypotheses that rely on a positionally based controller to produce both dynamic and static torque components. It is also an alternative to feed-forward models that directly solve the problems of inverse dynamics. Our experimental findings are not necessarily incompatible with any of the alternative models, but they describe new, additional findings for which we need to account. The rules are chosen by the nervous system according to features of the kinematic task to couple muscle contraction at the shoulder and elbow in a linear synergy. Speed and load control preserves the relative magnitudes of the dynamic torques while directional control is accomplished by modulating them in a differential manner. This control system operates in parallel with a positional control system that solves the problems of postural stability.
Common voluntary tasks involve moving the hand from one stationary position to another. These may be labeled as reaching movements and are studied frequently and easily in the laboratory. Although studies usually avoid explicitly controlling other kinematic features of the movement, it has long been recognized that reaching movements share several distinctive and relatively invariant kinematic properties (Lacquaniti and Soechting 1982 Subjects stood at ease and faced a series of small targets (cotton balls, 2 cm diam) arranged on the perimeter of either a circle or an ellipse that lay in a parasagittal plane aligned with the right shoulder. In some movement sets, subjects started their movements from the center of the circle and moved outward to one of 12 targets, located at the hours of an imaginary clock face. On this clock face, 12 o'clock was upward and 9 o'clock was toward the subject's shoulder. The forearm was approximately aligned with a 2-8 o'clock axis. These are termed center-out (CO) movements, and Fig. 1A shows typical hand paths. In other movement sets, the targets were located around a larger, elliptical region ~50 × 80 cm. The movements started from the perimeter and moved across to a target located on the opposite side as illustrated in Fig. 1B. These are termed center-crossing (CX) movements.
Kinematic/dynamic analysis
A three-dimensional, electro-optical motion measurement system (OPTOTRAK-3010) recorded at 200 samples/s the locations of four markers attached to the shoulder, elbow, wrist, and index finger tip.
Hypothesis testing
The first necessary consequence of linear synergy is that the patterns of torque at the elbow and shoulder are very similar in all movement directions. We tested this prediction in three ways: one qualitative and two quantitative. On a qualitative level, we visually compared the torque patterns of the shoulder and elbow, computed by Eq. 2. Because the torques are of changing magnitudes and signs as the hand moves in different directions, this is very difficult. To address this, we removed the gravitational terms and normalized the torque at each joint with respect to its first peak. The comparison was simplified further for the averaged data of the first experiment by scaling the time base for both joints to the time at which the shoulder torque crossed zero.1 This brought all normalized waveforms to uniform amplitude and temporal scales without altering their shapes or the relative timing between joints. For perfect linear synergy, the two normalized waveforms should be identical. This also could be examined qualitatively by plotting shoulder torque versus elbow torque. Perfect linear synergy predicts that this should result in a straight line, but, as we showed in Gottlieb et al. (1996b) The two types of movement tasks are illustrated in Fig. 1. Heavy lines show the configuration of the arm at movement onset. In Fig. 1A, the thin curves radiating out show the average path that was followed by the finger tip of one subject (T, see Table 1) to each of the 12 targets of CO movements. The paths are typical of our six subjects. Figure 1B shows the paths of six individual CX movements that started near the perimeter of the work space, using targets that were approximately centered at shoulder height. All CX figures are drawn from this subject.
Linear synergy: consequence 1 Removing the gravitational component and normalizing the dynamic torque makes the consistency clearer. Figure 4A shows the normalized average elbow and shoulder torques at each direction of movement for another subject (S). In most directions, there is a strong similarity between the patterns but this is not true for every direction. The differences are greatest for movements in which the torque at one joint or the other is very small. Elbow torque is smallest at 2 and 8 o'clock and is least biphasic or like the shoulder torque. There are noticeable timing differences between the joints near 4 and 10 o'clock, where the shoulder torque is minimum.
Relationship between kinetics and kinematics
The foregoing data specifically relate to linear synergy, an interjoint relationship between torques. We also have observed an unexpected relationship among kinematic variables and between kinematics and torque. The open circles in Fig. 8 show the angular change at the joints as direction varied in the CO movements of subject T. The solid line is a cosine function that has been fit to the data (r > 0.95). This function is a geometric constraint of two joint planar movement because there was little motion of the wrist. The box and × symbols show peak velocity and acceleration respectively. Both are also well fit by cosine functions (r > 0.95). The relative phases of the cosine functions fit to the three kinematic variables were within 5° of each other at both joints. There is no biomechanical requirement that these three variables covary in this way. That is, although it is not surprising that peak angular acceleration and peak angular velocity at each joint should be greatest when the angular excursion of that joint is greatest, this need not happen.3
Linear synergy: consequence 2 The computation of the figure of linear merit also leads to a value for Kd for Eq. 1. Figure 10 plots the results of this computation for subject S. The curve is tangent-like but highly asymmetric with only three negative values. The results for all CO movements in both experiments were very similar with the exception that at the discontinuities ~2 and 8 o'clock, the slopes were large but of variable sign. The slopes for the CX movements followed a similar pattern.
The present findings confirm a number of documented and distinctive features of joint torque patterns. The dynamic torques are biphasic pulses4 of relatively invariant shape, regardless of load or speed (Hollerbach 1982 Linear synergy
We have termed this widely found proportionality between the joint torques linear synergy. We proposed that linear synergy reflects similar central commands that activate the motoneuron pools of elbow and shoulder muscles. The observed relationship between joint torques is a consequence of these central commands. It is clear, however, that exact linearity is not observed nor is exact synchrony seen between the torque patterns, even when they both are biphasic pulses. One can ask therefore whether near linearity supports the proposition or inexact linearity contradicts it. We have used a figure of linear merit to show in a quantitative manner similar to linear regression, that linearity is preserved in all directions. We also can address this question by considering, not whether the torque patterns at the elbow and shoulder are similar, but by considering instead the question of if a common joint torque command of central origin does indeed exist, what differences between joint torques should we expect?
Is this evidence for how movements are planned?
One interpretation of the principle of linear synergy is that movement planning specifies the overall timing and magnitude of a preselected, common pattern for the torque pulses. The scaling of the pattern is based on the distance, load, and speed of the intended movement, whereas direction is determined by the relative apportionment of the torques across joints. We cannot directly verify this interpretation, but we can observe that many of the experimental observations that have been presented in the preceding section are logical and necessary consequences of such an interpretation. If Eq. 1 reflects a plan for interjoint torque relations and if Kd varies smoothly with movement direction, then the data in Figs. 4-7 and 10 are predictable.
How might torques be planned?
We have noted above that the joint torque patterns might be a consequence of planned trajectory and a scheme for converting an extrinsic plan into an intrinsic command. The other side of that proposition is that the CNS plans torque patterns and kinematics are "emergent" properties. What are the components of a torque plan? The first is the pattern. The use of a rule such as linear synergy dramatically simplifies the search for a suitable pattern both by reducing the number of patterns needed (i.e., 1 per movement instead of 1 per joint) and by reducing the number of patterns that can accomplish the task. Thus much of the complexity associated with surplus degrees of freedom and redundant mechanical and kinematic solutions is removed.
Muscle selection and torque partitioning
Our findings also can give us some insight into some other recent observations concerning the control of horizontal arm movements in two dimensions. Karst and Hasan examined the onset of muscle activation and determined that "the choice of muscles to be activated for initiating multijoint arm movements could be accomplished through the use of relatively simple rules, which are based on positional variables and do not specifically take into account the dynamic effects" (Karst and Hasan 1991 Conclusions
It is interesting to consider why movements tend to have certain invariant kinematic patterns. Independently of that, we can ask how it finds the torque patterns. Single-joint movements can be produced by modulating muscle activation pattern generators using rules base on task-specific features such as distance, load, or planned speed. In the same manner, multijoint movements can be planned using the same kinds of rules and features of the intended task. The dynamic problem of multijoint movement is more complex than that faced for moving a single joint, for which the problems of stability are quite different and segment interactions nonexistent. As such, we cannot expect multijoint solutions to be as simple as those for a single joint. Nevertheless, the analysis of the torques over a variety of planar arm movements demonstrates the existence of an often simple relationship between muscle torques across joints. This relationship we have called linear synergy was not anticipated and is not obvious. Linear synergy could be the consequence of some optimization strategy. It could be an emergent property of equilibrium point control. Whether either is true remains to be shown. We speculate that these torque patterns are a solution to the problem of controlling movements that emerges from trial and error in the early stages of life because it is discovered easily. It is retained because it is adequate to satisfy the loosely defined criteria of every-day movement. Movements in which linear synergy is not an adequate rule are learned when necessary, assuming we have sufficient skill and endure sufficient practice. It is also possible that the covariation of torques across joints is an inborn pattern, and it is the sculpting, timing, and scaling of the dynamic torque pulses that we learn first (Daigle et al. 1996
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INTRODUCTION
Abstract
Introduction
Methods
Results
Discussion
References
; Morasso 1981
). For example, the relatively straight paths and bell-shaped tangential velocity profiles between the movements' end points in Cartesian space are little affected by either the intended speed of movement or the addition of loads. Under some conditions, linear relations also have been found between joint angles (Atkeson and Hollerbach 1985
; Hong et al. 1994
; Lacquaniti et al. 1986
; Soechting and Lacquaniti 1981
).
; Gottlieb 1991
; Gottlieb et al. 1989
; Shadmehr and Mussa-Ivaldi 1994
). The kinematic features of the movements emerge from trial-and-error adjustments to the model by higher centers acting in a supervisory manner.
). In an earlier work (Gottlieb et al. 1996b
), we proposed an interjoint coordination rule we termed "linear synergy." This rule postulates that to make common, loosely constrained movements of a limb, the CNS uses a single command that is distributed to all of the joints in proper proportion. The temporal pattern of this command is intended to produce muscle activation patterns that lead to torques of similar shape at each joint, scaled in amplitude to the dynamical demands of the task. This system is assumed to operate in parallel with a postural system that maintains the static stability of the limb configuration in the face of external forces. This implies that the joint torques for reaching movements involving the shoulder and elbow can be described by Eq. 1.
Equation 1 should be interpreted as a consequence of a common control signal to both joints, not as implying that the CNS might "compute" one control signal as the dependent variable of another joint pattern. The notion of linear synergy emerged from studies of movements involving primarily either elbow or shoulder flexions (Almeida et al. 1995
(1)
; Gottlieb et al. 1996a
) and of reaching movements with different inertial loads or at different speeds (Gottlieb et al. 1996b
; Hong et al. 1994
), all outward from the body. Linear synergy represents a reduction in independently specified degrees of freedom and might be one solution to the problem of control redundancy (Bernstein 1967
). We suggested that the constant of proportionality, Kd would vary systematically with direction.
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METHODS
Abstract
Introduction
Methods
Results
Discussion
References

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FIG. 1.
A: center-out movements: subjects moved from an initial location out in front of the shoulder to a series of 12 targets, located at the hours of a clock and 20 cm from its center. Parasagittal target plane was aligned with the arm. Heavy lines show the arm segments at the initial position when the subject prepared to move. Thin lines show average finger paths to the 12 targets by subject T. Markers are drawn at 50-ms intervals. Angle variables for Eq. 2 are defined here. B: center-crossing (CX) movements: subjects started from different initial locations, elliptically arranged around a center near shoulder height. They moved to targets located at the opposite side of the ellipse. Six of the 12 movements directions are illustrated, the end points of the movements are identified by the numbers. Other 6 movements were made in the opposite directions. Heavy lines show the arm segments at the initial position of the 1 o'clock movement. Thin lines are the finger paths of individual movements.
. The data presented in this manuscript are two of those degrees of freedom, shoulder and elbow rotation. The absolute angles of the joint segments
s and
e are defined in Fig. 1A. The relative angle of the elbow joint is given by
=
e
s.
(2A)
These equations represent the net torque produced by all the muscles about each joint. The parameters of lower arm (hand plus forearm) and upper arm (mass ml and mu, locations of mass centers rl and ru and principal moments of inertia Il and Iu) were estimated using statistical data (Winter 1979
(2B)
) and measurements of whole body weight and segment lengths (ll and lu) of each subject. The acceleration of gravity is g.
; Hollerbach and Flash 1982
). The gravitational component is a function of angle and load and is computed directly from Eq. 2 with all derivatives set to zero. All analyses were performed after removing the gravitational components of the torque. This residual we refer to as the dynamic torque. In presenting the data from the first experiment, we have averaged the records after aligning them on the point at which the tangential velocity of the hand reached 5% of its peak. In the second experiment, we present single-movement data records to show that none of our observations are an artifact of the averaging procedure.
, small deviations in timing between the two torques will result in narrow elliptical or figure-eight shapes.
LM). This measure is equivalent to plotting dynamic elbow torque versus shoulder torque and then rotating the resulting curve about the origin until its projection on the x axis is maximized. The x and y variance (
2x,
2y) then are calculated. After rotation, the standard deviation
x is termed
max and
y is termed
min. The ratio of these two values is used to compute the figure of linear merit according to Eq. 3. The figure has a value of unity for data lying on any straight line in the torque plane and zero for data uniformly distributed about the origin. The computation is described in greater detail in the APPENDIX where the figure of merit is shown to be a more conservative estimate of "linearity" than is linear regression.
Almost all the torque patterns are biphasic pulses with three well-defined temporal landmarks; the time to the first extremum, the time of reversal when the torque crossed zero, and the time of the second extremum. A second quantitative analysis was performed by plotting corresponding temporal landmarks of the elbow torque versus those of the shoulder. These should produce a straight lines of unity slope for all directions of movement if linear synergy is true. This analysis was used in our earlier studies (Gottlieb et al. 1996a
(3)
,b
).
LM. It is the tangent of the angle through which the torque-torque plot must be rotated to maximize
x. We expect that angle to continuously vary from 0 to 360° in the joint torque plane as the direction of movement makes a similar rotation about the sagittal plane.
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RESULTS
Abstract
Introduction
Methods
Results
Discussion
References
View this table:
TABLE 1.
Coefficients of regression Eq. 4 (and P values) for 6 subjects

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FIG. 2.
A: average joint angles for 12 center-out (CO) movements by subject T.
, internal angle between the upper and lower arm segments;
s, upper arm with the vertical. Flexion is downward. Angles at both joints change smoothly and monotonically and the angular velocity profiles (not illustrated) are bell shaped. Records have been shifted vertically to fit in the composite figure. Initial values were the same for every movement (
s = 50°,
= 73°). Angle scales for both joints 10°/division. Time axis divisions are 100 ms. B: an example of a single center-crossing movement (between the 6 and 12 o'clock targets) that has elbow and shoulder joint kinematics that are very different from each other. Shoulder moves smoothly between end points, whereas the elbow undergoes a reversal that is substantially larger than any of the CO movements or most CX movements. Time axis divisions are 100 ms. Subject is the same 1 illustrted in Fig. 1B.

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FIG. 3.
Elbow and shoulder torques, computed by Eq. 2 that correspond to the movements illustrated in Fig. 2A by subject T. These torques include the contribution of gravity. They have been offset vertically from their initial values of
s = -7 Nm,
e =
2.3 Nm. Torque scales for the elbow are 1 Nm/division and for the shoulder 3.6 Nm/division. Time axis divisions are 100 ms.
similarity of torque waveforms

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FIG. 4.
A: elbow ( 
) and shoulder (- - -) torque are plotted for center-out movements in 12 directions by subject S. Torque at each joint has been averaged over 10 movements, the gravitational component removed, and then normalized to the first peak into acceleration. Time has been normalized to the first zero crossing of the shoulder torque. Numbers on the left indicate the direction of movement in terms of hours of the clock. Except at 2 and 8 o'clock, the torques at the 2 joints are very similar in shape. At 2 and 8 o'clock, elbow torque was at a local minimum. B: elbow and shoulder torque are plotted for individual perimeter movements in 12 directions. Torques have been normalized only with respect to the first peak so that the differences in movement time can be seen. Time axis is 0.8 s.
) and different speeds and loads (Gottlieb et al. 1996b
). In those earlier studies, the shoulder/elbow ratio of the acceleration impulse was independent of load, speed, or angular distance. We do not expect that invariance to be preserved for different directions of movement. Impulse (scaled by 10) is shown by the open circles in Fig. 5A that lie along the long axis of the torque-torque plots.

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FIG. 5.
A: average dynamic elbow torque has been plotted on the abscissa and dynamic shoulder torque on the ordinate for 12 directions of CO movement by subject S. Long axis of the ellipse defines a joint torque vector that has a unique direction for each direction of movement. Open symbols denote the average shoulder and elbow impulse (multiplied by 10) for the 12 directions. They are located in close alignment with the joint torques. B: dynamic elbow and shoulder torque are plotted for 6 individual CX movements in different directions.
LM for subject S (dashed line) as well as the mean (heavy line ± SD) of all six subjects in the first experiment. Note that even in the directions at which the poorest visual correspondence exists between the two torque time series (2 and 8 o'clock), this measure is high. Its minima occur where the torque ellipses are widest. The figure also shows that
LM for 12 individual, CX movements of one subject (dotted line) are similarly high.

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FIG. 6.
Figure of linear merit [
LM (Eq. 3)] between elbow and shoulder dynamic torques is plotted as a function of movement direction. Subject S is denoted by the rectangular symbols. The heavy line shows the mean of all 6 subjects who performed the CO movements of the first experiment.
, figure of merit for 1 subject's individual CX movements.
) or over different angular distances (Gottlieb et al. 1996a
), there is a strong synchrony in the timing of the peaks and zero crossings of the two joint torques. To quantify the relative timing of these patterns for movements in different directions, we have plotted the temporal coincidence of the peaks and the zero crossings of the elbow and shoulder torque of subject S in Fig. 7A for 10 of 12 CO movement directions (Fig. 4A, omitting 2 and 8 o'clock). The linear regression curve for the pooled data, ts = 0.002 + 0.987te, r = 0.944 is drawn with a heavy line. The thin dotted lines show the regression curves for each of the 10 directions. For all individual directions, r values are 0.99. Figure 7B shows times for the same 10 movement directions of the individual CX movements in Fig. 4B. The linear regression curve for the pooled data,ts =
0.008 + 1.04te, r = 0.994 is drawn with a heavy line. The thin dotted lines show the regression curves for each of the 10 directions (9 of 10 r values are 0.99).

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FIG. 7.
A: average times at which the dynamic joint torques reached their peaks into acceleration and deceleration and at which they crossed zero were measured and plotted for the shoulder on the ordinate (ts) and for the elbow on the abscissa (te) for the CO movements of subject S, omitting the 2 and 8 o'clock directions. B: times at which the individual dynamic joint torques reached their peaks into acceleration and deceleration and at which they crossed zero were measured and plotted for the shoulder on the ordinate (ts) and for the elbow on the abscissa (te) of the CX movements of the subject in Fig. 3B, omitting the 2 and 8 o'clock directions.

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FIG. 8.
Net change in shoulder angle (A, 
s) and elbow angle (B, 
) by subject T are denoted by
. 
, least-squares fit of that sinusoid;
, peak velocities; ×, peak accelerations of those movements;
, accelerating impulse; - - -, least-squares fit of a sinusoidal function of direction. Three kinematic variables are almost exactly in phase over the 12 directions of movement while the impulse is out of phase with them by ~20° at the shoulder and 70° at the elbow.
(4A)
The relationships between kinematics, impulse, and target direction shown in Fig. 8 cannot be general. That is because net joint angular changes also depend on the initial positions of the joints and movement distance, not on the target location or direction alone. Figure 9 and the regression equations (4) have no explicit representation of either the initial or the final limb position, but they are based on movements of one distance from the same initial position.
(4B)

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FIG. 9.
A 3-dimensional representation in which elbow (top) and shoulder (bottom) impulses are plotted as functions of the net angular rotation of shoulder and forearm ( 
s, 
e). Least-squares fits (Eq. 4) show that impulse is well described as a linear combination of joint angles. As a consequence of this, the data for each joint are nearly planar. Numbers in the joint angle plane indicate the direction of movement. Subject (T) is the same as in Fig. 8.
(5A)
(5B)
constant of proportionality varies with direction

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FIG. 10.
Slope Kd of the linear relationship between shoulder and elbow torque (Eq. 1) varies systematically with movement direction by subject S. It is a tangent-like relationship but is highly asymmetric because although CO movement directional vectors were spaced evenly, only 3 of the corresponding torque vectors have negative slopes. One point at 2 o'clock is off scale (Kd = 87.6).
) but Eq. 4 is not, we might expect different MLR coefficients if we experimentally manipulate kinematic features other than direction. However, according to linear synergy, the ratio of the impulse at the two joints (Kd) should not be sensitive to either load or speed. Therefore, we can use the ratio of the two parts of Eq. 4 to estimate Kd. This ratio is shown by Eq. 6.
(6)

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FIG. 11.
A comparison of 2 methods of estimating Kd for CO movements and for experiments previously published. Impulse is computed directly by integration of the torques (Eq. 2) and by the MLR model (Eq. 6, subject T).
, 9 CO movement directions. Numbers denote movement direction.
, locations of 3 data points that are off scale. The 2 and 3 o'clock points are close to the solid line of unity slope. At 8 o'clock, integration for this subject gave an very small estimate for elbow impulse and the impulse ratio is significantly larger than the regression ratio. Other symbols show results from 9 other subjects performing various movements that were described in Almeida et al. (1995)
, x, elbow flexions of different distances; +, shoulder flexions of different distances (Gottlieb et al. 1996a
);
, different loads with flexion of both joints;
, different loads with elbow extension and shoulder flexion.
; Gottlieb et al. 1996a
). This was done for nine of the subjects from those two experiments and are denoted by the other symbols in Fig. 11. Because Kd by either computational method can range from plus to minus infinity, those experiments explored a very narrow portion of the torque work space. Nevertheless, for the data they provide, the ratios all lie close to the line of unity slope. Thus the figure shows that Eq. 6, originally derived from a single subject performing a series of 20 cm CO movements in 12 different directions from one initial arm configuration, can estimate Kd for nine other subjects, making movements from other initial arm configurations, over different distances, at different speeds and with different inertial loads. This suggests that the relationship between impulse and angular displacement is robust.
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DISCUSSION
Abstract
Introduction
Methods
Results
Discussion
References
; Soechting and Lacquaniti 1981
). The physical justification for load and speed invariance was explained by Atkeson and Hollerbach (1985)
, who pointed out that the gravitational torque component would have different directional dependencies. The present data show in greater detail evidence that these pulses are not only similar in shape at the shoulder and the elbow for movements over different distances and in different directions but are also in close temporal synchrony. These features can be found in the sagittal plane movements reported in (Gottlieb et al. 1996a
,b
) and in the observations of Bock (1994)
and of Buneo et al. (1995)
, who showed torque patterns of horizontal plane movements in different directions. The relative amplitudes of the torques at the two joints vary in a systematic manner with the direction of movement (Buneo et al. 1995
). Movements in which the torque does not have the biphasic shape (e.g., at 2 and 8 o'clock in Fig. 2) at one joint are also those in which the synchrony between joints is lost. It is noteworthy however that these movements are the ones in which the torque in the "deviant" joint is very small. When the torques are substantial at both joints, linear synergy also may be observed with other than biphasic torques. We have shown preliminary data that this is true for at least some reversal movements (Gottlieb 1997).
) that noticeable ellipses are seen with timing discrepancies of only 15 ms in a 300-ms movement. The range of discrepancy between the landmark times can be seen in Fig. 7. Timing differences depend on which landmark and which direction is compared. They are generally greatest during the deceleration peaks that occur 150-425 ms after movement onset.
.
proposed what they called a joint interpolation strategy for kinematic movement planning in which both the joint angular trajectories were proportional to a common function, temporally shifted between joints. If the joint kinematics share a common pattern, it is possible that over a small enough range of motion (perhaps 10- to 20-cm CO movements), the torques would be similar as well. However, for the large CX movements, the nonlinear nature of Eq. 2 indicates that elbow and shoulder kinematic and torque time-series cannot both be linearly related at the same time. Furthermore, for the 6 o'clock movement for which kinematics are illustrated in Fig. 2 and torques in Fig. 4, as well as for some of the movements in Gottlieb et al. (1996a
,b
), the shoulder and elbow kinematics are quite different, whereas the torque profiles are very similar and linear synergy is preserved.
; Nelson 1983
) or the minimization of torque change (Uno et al. 1989
) and produce torque patterns that, pari passu, demonstrate linear synergy.5 The existence of a hypothetical torque controller in association with a stable, compliant neuromuscular system implies the existence of a "virtual trajectory," partitioned across joints, and this could be hypothesized as the "positional" central command (Gottlieb 1996
). What those virtual trajectories might look like depends on whether they are assumed to be monotonic (Feldman and Levin 1995
) or N shaped (Latash 1992
). Won (Won and Hogan 1995
) and Gomi (Gomi and Kawato 1996
) have shown for movements slower than those performed here that a hypothetical virtual trajectory will be more complex than the trajectory of the hand itself.6 Moving equilibrium point models posit a control variable that is expressed in positional terms. It remains to be shown that their predicted joint torques are consistent with the data discussed above. We have discussed elsewhere how torque planning might be done for single joint movements (Gottlieb 1993
) and speculated how it might be extended to multijoint movements (Almeida et al. 1995
; Hong et al. 1994
). The problem that the CNS confronts is how to plan a central command, be it in terms of force or positional variables, given the features of the task. If the plan is kinematic, then it must be transformed into patterns for muscle activation. The data here are not incompatible with either approach.
, p. 1592). Their rule was specified in terms of an angle
, the angle between the initial orientation of the forearm and a line drawn from the finger tip to the target. The angle at which elbow flexor and extensor muscles switched roles was
= 0° and 180 ± 20° (mean ± SD) and the switch at the shoulder took place about
= 110° and 260°. These switching angles are similar to the angles at which we have found the dynamic torques at the joints to go through zero and reverse the sign of the impulse produced. Thus our findings, based on dynamic muscle torque patterns, suggest that in fact the "positional" rules that determine the switching between agonist and antagonist muscles have dynamical causes.
found that subjects could more accurately reproduce the orientation of the forearm in Cartesian space than they could reproduce elbow angles. The accurate knowledge of forearm orientation is of great importance in our hypothesized control scheme. In the absence of such information, such as in patients who lack proprioceptive input from their limbs, we would be expect movements to be launched with incorrect relative joint torques and consequently to often move in wrong directions. Having made these initial errors, such patients also would be at a disadvantage in correcting them. These kinds of movement errors are prominent in some recent work (Bastian et al. 1996
; Sainburg et al. 1995
) the authors of which concluded that the differences in the movement trajectories between their patient populations and neurologically normal individuals was due to the inability of their patients to adapt to the "interaction torques".
). The existence of linear synergy as an inborn feature might explain why complex tasks that cannot be accomplished under such a linear constraint are difficult to learn. An important next question is to ask how the nervous system recruits the muscles to produce these patterns of torques. That is a question we will consider in future work.
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ACKNOWLEDGEMENTS |
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This work was supported in part by National Institutes of Health Grants RO1 AR-33189, RO1 NS-28176, KO4 NS-01508, and RO1 NS-28127.
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APPENDIX |
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Quantifying joint torque linearity
If two variables bear a linear relationship to one another, we can describe that by Eq. A1.
|
(A1) |
1
Normalized dynamic torque is Address for reprint requests: G. L. Gottlieb, NeuroMuscular Research Center, Boston University, 44 Cummington St., Boston, MA 02215. Received 31 July 1996; accepted in final form 25 August 1997.

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FIG. A1.
A: linear regression of y on x with the error component, g, set to a standard deviation of 0.1. B:
LM vs. r for a series of data sets when
g varied from 0 to 0.25. C: effect of rotating the data through ± 45°.

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FIG. A2.
A: relationship of simulated joint torque in arbitrary units in which x = sin (
t) and y = cos (
t +
) for
= 10.4°. B: r vs.
LM for 0 <
<
/2 with the * showing the values for A. C: effect of rotating the data through ±45°.
LM) that is described by Eq. A2.
For any data set in x and y, we can independently compute the variance of its x and y components. If we rotate the data set about its mean, we would get two different variances that will be functions of the degree of rotation. We define
(A2)
max as the maximum value of the standard deviation along the x axis over all possible rotations and
min as the corresponding standard deviation along an y axis.7 This function
LM has a value of one for data that lies exactly on any straight line (
min = 0) and zero for data distributed circularly about the origin (
min =
max).
LM with the correlation coefficient (r) for two model data sets. The first set consists of data described by Eq. A1 where x is evenly distributed between 0 and 1, K = 1 and g is a normally distributed random variable. Figure A1A shows a plot of x versus y when the standard deviation of g (
g) is 0.1. Figure A1B shows
LM versus r for a series of data sets when
g varied from 0 to 0.25. As
g increases from zero, both r and
LM decrease from 1.0 to about 0.6. The value of
LM is less then r for these data with high "linearity" and is thus a more "conservative" measure. For
LM > 0.7, it is also a more conservative measure than r2. The filled symbol corresponds to the case where
g = 0.1.
LM is that it is a measure of linearity that is independent of the orientation of the data with respect to the axes of the coordinate system. The data generated by Eq. A1 has a unity slope. In Fig. A1C, we show the effect of rotating the data. Rotating the data ±45° makes r = 0 and rotating it ±90° makes r =
1. The straight line at the top of the graph shows that
LM is constant under rotation.
(A3A)
Figure A2A shows the relationship for
(A3B)
= 10.4°. Figure A2B shows
LM versus r for 0 <
<
/2 with the * showing the values for A. Figure 2C shows that rotation of the ellipse about the origin affects r but does not affect
LM.
LM is a robust measure of linearity in the sense that if the variance about a straight line is small,
LM is close to unity, regardless of the orientation of the line or the shape of the distribution about that straight line. This does not address the question of whether x and y are in fact similar functions of an unmeasured control variable. It does, however, provide a quantitative measure of the similarity of two functions that is less sensitive to the relative magnitudes of the variables than is the correlation coefficient.
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FOOTNOTES
x(t) = Kx
x(t/tsz) where x = s for the shoulder or e for the elbow. Kx is the reciprocal of the first extremum of
x, and tsz is the time at which
s reverses sign.
2
The description of these paths as "straight" is traditional terminology. They could as well be called "moderately curved." Movements in a sagittal plane are often less straight than those in a horizontal plane, depending on direction (Atkeson and Hollerbach 1985
).
3
The variation in speed was not sufficient to keep movement time (MT) constant. In experiment one, the mean movement time was 335 ± 49 ms and varied smoothly with direction, being greatest in the 1 o'clock direction (406 ms) and smallest in the 10 o'clock direction (246 ms) with similar extrema 180° from each of those directions. Thus the directions of peak MT were near the line of the initial orientation of the forearm and the minimum MT directions were 90° away, consistent with the findings of Flanders et al. (1996)
.
4
This biphasic feature is specific to the type of movement. When subjects make deliberately more complex movements, different patterns of torque will be required. One example is the class of reversal movements used by Sainburg (Sainburg et al. 1995
) where subjects moved to a target and returned to their starting position. For these, the torques were triphasic pulses. A less symmetrical biphasic pattern will be produced for loading conditions that have greater viscous or elastic properties.
5
But investigators also have shown that subjects who observe their movements through a medium that causes kinematically straight paths to appear curved will spontaneously curve the actual paths to straighten their appearance (Flanagan and Rao 1995
; Wolpert et al. 1994
).
6
As movements get faster, the difference between the actual and virtual trajectories are likely to grow in proportion with the inertially dominated dynamic torque components. This is a more than sixfold difference in the magnitude of the dynamic torque components between movements taking 750 ms (e.g., Won and Hogan 1995
) and those here, which took ~300 ms.
7
The actual algorithm used to determine
LM uses the eigenvalues of the covariance matrix of the two joint torques. The criterion
LM can be expressed as a function of
, the fraction of the total variation explained by the first prncipal component of the covariance matrix. The ratio
is
2max/(
2max +
2min). We thank Hiroaki Gomi for pointing out this efficient method of computing
LM and Sue Leurgans for pointing out that this is the same as the the fraction of the total variance explained by first principal component in principal components analysis. The "best" line lies along the direction of the first principal component.
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REFERENCES
Abstract
Introduction
Methods
Results
Discussion
References
minimum torque-change model.
Biol Cybern.
61: 89-101, 1989.[Medline]
0022-3077/97 $5.00 Copyright ©1997 The American Physiological Society
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