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The Journal of Neurophysiology Vol. 84 No. 4 October 2000, pp. 2113-2132
Copyright ©2000 by the American Physiological Society
Department of Neurobiology, Washington University School of Medicine; and Department of Research, Central Institute for the Deaf, St. Louis, Missouri 63110
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ABSTRACT |
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Angelaki, Dora E. and
J. David Dickman.
Spatiotemporal Processing of Linear Acceleration: Primary
Afferent and Central Vestibular Neuron Responses.
J. Neurophysiol. 84: 2113-2132, 2000.
Spatiotemporal convergence
and two-dimensional (2-D) neural tuning have been proposed as a major
neural mechanism in the signal processing of linear acceleration. To
examine this hypothesis, we studied the firing properties of primary
otolith afferents and central otolith neurons that respond exclusively
to horizontal linear accelerations of the head (0.16-10 Hz) in alert
rhesus monkeys. Unlike primary afferents, the majority of central
otolith neurons exhibited 2-D spatial tuning to linear acceleration. As a result, central otolith dynamics vary as a function of movement direction. During movement along the maximum sensitivity direction, the
dynamics of all central otolith neurons differed significantly from
those observed for the primary afferent population. Specifically at low
frequencies (
0.5 Hz), the firing rate of the majority of central
otolith neurons peaked in phase with linear velocity, in contrast to
primary afferents that peaked in phase with linear acceleration. At
least three different groups of central response dynamics were
described according to the properties observed for motion along the
maximum sensitivity direction. "High-pass" neurons exhibited
increasing gains and phase values as a function of frequency. "Flat" neurons were characterized by relatively flat gains and constant phase lags (~20-55°). A few neurons ("low-pass") were characterized by decreasing gain and phase as a function of frequency. The response dynamics of central otolith neurons suggest that the
~90° phase lags observed at low frequencies are not the result of a
neural integration but rather the effect of nonminimum phase behavior,
which could arise at least partly through spatiotemporal convergence.
Neither afferent nor central otolith neurons discriminated between
gravitational and inertial components of linear acceleration. Thus
response sensitivity was indistinguishable during 0.5-Hz pitch
oscillations and fore-aft movements. The fact that otolith-only central
neurons with "high-pass" filter properties exhibit semicircular canal-like dynamics during head tilts might have important consequences for the conclusions of previous studies of sensory convergence and
sensorimotor transformations in central vestibular neurons.
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INTRODUCTION |
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As we move our head
in the world, we experience both gravitational and translational
accelerations. Both acceleration components are sensed by primary
otolith afferents that innervate the utricular and saccular maculae.
These linear acceleration signals are transmitted to the CNS, primarily
to the vestibular nuclei and vestibulo-cerebellum. Otolith signals
related to changes of the head relative to gravity or translatory head
movements have been shown to be critical for the control of the eyes,
head, body, and limb movements (Ikegami et al. 1994
;
Lacour et al. 1987
; Lacquaniti et al.
1984
; Pozzo et al. 1990
; Watt
1976
; Wilson and Schor 1999
) as well as for perceptual orientation responses (Clark and Graybiel 1964
,
1966
; Glasauer 1995
; Schone and
Lechner-Steinleitner 1978
; Seidman et al. 1998
;
Stockwell and Guedry 1970
). More recently, head tilt signals have also been shown to be important for the autonomic control
of the respiratory and cardiovascular systems (Uchino et al.
1970
; Yates 1992
; Yates and Miller
1994
; Yates et al. 1999
).
One of the most challenging aspects in understanding the function of
the otolith system is determining the nature of central processing of
gravitational and translational accelerations. Even though this has
never been directly investigated, it is generally thought that primary
otolith afferents respond similarly to both head tilts relative to
gravity and to translational movements (Dickman et al.
1991
; Fernandez and Goldberg 1972
, 1976a
;
Loe et al. 1973
; Si et al. 1997
). Despite
indiscriminate primary otolith afferent information, eye movement
responses to head tilts and translations have been shown to be
different (Angelaki et al. 1999a
). How and where the
discrimination between gravitational and translational components of
acceleration takes place remains illusive (Angelaki et al.
1999a
; Glasauer and Merfeld 1997
; Guedry 1974
; Mayne 1974
; Merfeld 1995
;
Merfeld et al. 1999
; Paige and Tomko
1991
; Telford et al. 1997
; Young
1974
).
Despite the diverse functional demands of the otolith system,
primary otolith afferents exhibit relatively stereotypic responses, demonstrating dynamic properties consistent with encoding of linear accelerations over a broad frequency range (Dickman et al.
1991
; Fernandez and Goldberg 1976a
-c
;
Fernandez et al. 1972
; Goldberg et al.
1990
; Loe et al. 1973
; Si et al.
1997
; Tomko et al. 1981
). Afferent response
dynamics have been shown to vary across a continuum from purely tonic
to phasic-tonic (regularly and irregularly discharging afferents,
respectively) with a phase distribution in squirrel monkeys that
reflects small phase lags or leads relative to linear acceleration
(Fernandez and Goldberg 1976c
). The functional correlate of the characteristic distribution of response dynamics has been a
matter of speculation in recent years. For example, the diversity in
vestibular afferent dynamics has been suggested to be related to
different roles in vestibulo-ocular versus vestibulo-spinal systems
(Boyle et al. 1992
; Highstein et al.
1987
; Minor and Goldberg 1991
), constant
velocity rotations (Angelaki and Perachio 1993
; Angelaki et al. 1992b
, 2000a
) and viewing
distance-dependence changes of the rotational VOR (Chen-Huang
and McCrea 1998
). Different roles of tonic and phasic-tonic
afferents have also been proposed for VOR adaptation and recovery after
lesions (Lasker et al. 1999
; Lisberger and
Pavelko 1988
; Minor et al. 1999
). An involvement of irregularly firing otolith afferents in producing the viewing distance dependence and dynamics of the translational VOR has been
suggested from reversible ablation studies (Angelaki et al. 2000a
).
The diversity in response dynamics of the otolith afferent population,
in particular, has also been proposed to facilitate spatiotemporal
processing of sensory information. Spatiotemporal convergence (STC)
between primary otolith afferents that differ in both their spatial and
temporal response properties represents a means of spatiotemporal
filtering. Thus STC may be an alternative to distinct spatial and
temporal channels of information in the central otolith system
(Angelaki 1993a
). Even the simplest form of a linear,
spatiotemporal summation of otolith afferents could result in central
neurons with different dynamic properties that might be dependent on
movement direction (Angelaki 1992
, 1993a
,b
). Since
primary otolith afferents differ in their polarization vector direction, as well as response dynamics (Fernandez and Goldberg 1976a
-c
; Fernandez et al. 1972
; Loe et
al. 1973
; Si et al. 1997
), spatiotemporal
convergence might be the rule rather than the exception in the central
otolith system. In fact, evidence of spatiotemporal processing of
otolith signals in the majority (78%) of vestibular nuclei neurons of
decerebrate rats has been previously reported (Angelaki et al.
1993
; Bush et al. 1993
).
The implications of spatiotemporal processing of linear acceleration have remained unexplored, largely due to the lack of direct evidence regarding the presence of two-dimensional (2-D) spatial tuning in the otolith system of alert animals. Furthermore because of the diverse motor correlates of the otolith system, it is possible that distinct populations of response dynamics should exist centrally, with neurons exhibiting high-, low-, or band-pass filter properties. The present study was undertaken to directly investigate the spatiotemporal properties of central otolith neurons in the vestibular nuclei of alert rhesus monkeys. Specifically, we investigated the following questions: first, do central otolith neurons exhibit 2-D tuning to linear acceleration? Second, are the dynamics of central otolith neurons different from those of the afferent population and are they suggestive of a central integration of linear acceleration? Finally, the ability of afferent and central neurons to discriminate between different sources of linear acceleration was also directly investigated here by comparing neural responses during sinusoidal pitch oscillations and fore-aft displacements. The data confirm the commonly used assumption that neither primary otolith afferents nor central-otolith-only neurons can discriminate tilt from translation.
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METHODS |
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Animals
Four juvenile rhesus monkeys were chronically implanted with a
circular molded, lightweight dental acrylic ring that was anchored by
stainless steel inverted T-bolts secured under the skull. For single
unit recordings from the vestibular nerve (3 of the animals) and the
vestibular nuclei (3 of the animals), a platform (3 × 3 × 0.5 cm) constructed of plastic delrin was stereotaxically secured to
the skull and fitted inside the head ring. The platform had staggered
rows of holes (spaced 0.8 mm apart) that extended from the midline to
the area overlying the vestibular nerves bilaterally. In separate
surgeries, all animals were also implanted with dual eye coils on both
eyes (cf. Angelaki 1998
; Angelaki et al.
2000a
,b
). Eye coils were calibrated both prior to implantation
and daily during experiments, as explained in detail elsewhere
(Angelaki 1998
; Angelaki et al. 2000b
).
Subsequent to the eye coil surgeries, animals were sufficiently trained
to fixate visual targets. Next labyrinthine stimulating electrodes were
implanted in both ears of one of the animals to be used for vestibular
nuclei neuron recordings (c.f., Angelaki et al. 2000a
).
All surgical procedures were performed under sterile conditions in
accordance to institutional and National Institutes of Health guidelines.
Experimental set-up and protocols
During experiments, the monkeys were seated in a primate chair with their heads statically positioned 18° nose-down, which aligned the major plane of the utricle and horizontal canals with an earth-horizontal plane. The animal's body was secured with shoulder and lap belts, while the extremities were loosely tied to the chair. The primate chair was then secured inside the inner frame of a vestibular turntable consisting of a three-dimensional (3-D) rotator on top of a 2-m linear sled (Acutronics).
For each recording session, the eight voltage signals of the two eye-coil assemblies, the three output signals of a 3-D linear accelerometer (mounted on fiberglass members that firmly attached the animal's head ring to the inner gimbal of the rotator), as well as velocity and position feedback signals from the linear sled and/or rotator were low-pass filtered (200 Hz, 6-pole Bessel), digitized at a rate of 833.33 Hz (Cambridge Electronics Design, model 1401, 16-bit resolution), and stored on a PC for off-line analysis.
Extracellular recordings from single primary otolith afferents or vestibular nuclei neurons were obtained with epoxy-coated, etched tungsten microelectrodes that were inserted into the brain through a 26-gauge stainless steel guide tube (457 µm OD). Electrodes were inserted into guide tubes, then advanced through a predrilled hole in the recording platform and manipulated vertically with a remote-control mechanical microdrive. After neural activity was amplified and filtered (300 Hz to 6 kHz), it was directed to an audiomonitor as well as passed through a BAK Instruments dual time-amplitude window discriminator whose output was displayed on an oscilloscope. For each recorded cell, acceptance pulses from the BAK window discriminator were used to trigger the event channel of a Cambridge Electronics Design (model 1401) data-acquisition system, which stored the time of the spike at a 10-µs resolution. Both stimulus presentation and recording protocols were computer-controlled with the CED using scripts written for the Spike2 software environment.
Vestibular nuclei neuron recordings
Initial experiments in each animal were performed to identify
the abducens nuclei based on the characteristic burst-tonic activity of
motoneurons (Fuchs and Luschei 1970
). Subsequent
penetrations explored an area that extended 0.8-4 mm lateral and
0.0-3 mm posterior to the abducens nucleus. Recordings were
concentrated in rostral areas of the vestibular nuclei, mainly in the
rostral portions of the medial subdivision and around the ventral
lateral vestibular nucleus. All neurons reported here were recorded
either in the same penetrations as eye-movement-related cells or within
an area extending no more than 1.6 mm lateral or posterior from
penetrations where eye-movement-sensitive cells were recorded. No
electrode tracks were identified in the caudal medial or descending
vestibular nuclei. In the animal that was implanted with bilateral
labyrinthine stimulating electrodes, the location of the vestibular
nuclei was also guided by vestibular field potentials evoked with
electrical stimulation of the ipsilateral vestibular nerve (0.1-ms
monophasic pulses, 50-400 µA). A few cells in this animal (6) were
also tested for mono- or polysynaptic inputs from the ipsilateral
labyrinth based on orthodromic activation with monophasic single pulses (0.1-ms duration, 50- to 400-µA amplitude) delivered at a frequency of 2 or 5 Hz. Two of the three cells that were positively identified as
receiving monosynaptic input from the ipsilateral labyrinth (latency
less than 1.2 ms) belonged to the "flat" dynamics category (the 3rd
cell was not tested at sufficient frequencies to allow identification
of its dynamics). The three cells that were not activated at
monosynaptic latencies belonged to the high-pass category.
Once a vestibular nuclei neuron was isolated, the responsiveness of
each cell was characterized by examining its sensitivity to eye
movement as well as rotational and translational motion. The responses
during horizontal and vertical smooth pursuit (0.5 Hz, ±10°), as
well as fixation and visually guided saccades, were first obtained.
Only cells that did not exhibit any eye-velocity or -position
sensitivity [termed vestibular-only (VO) neurons] (e.g.,
Scudder and Fuchs 1992
) were included in the present
study. Isolated VO cells were tested during lateral and fore-aft motion at 0.5, 2, or 5 Hz. Cells that did not respond during translation were
excluded. Neurons that responded to linear acceleration were further
tested during (0.5 Hz, ±10°) rotations about different head axes.
The axis of rotation always remained earth-vertical during the
classification protocol to avoid simultaneous dynamic otolith
activation and to investigate if the cell exhibited any rotational
sensitivity due to activation of the semicircular canals. Earth-vertical axis rotations were first delivered with the animal upright as well as pitched 30° nose-up and 30° nose-down (eliciting horizontal or combinations of horizontal and torsional VOR). If neural
isolation was maintained, the cell was further tested during earth-vertical axis rotations in additional planes (by re-orienting the
animal relative to the rotation axis). Only translation-sensitive VO
neurons that did not modulate during any earth-vertical axis rotation
and whose firing rate was unrelated to eye movements were further
investigated in the present study.
The main experimental protocols consisted of an array of translational stimulus profiles (using a linear sled that moved in an earth-horizontal plane). At two different frequencies (0.5 and 5 Hz), the animal was re-oriented relative to the linear sled so that translations in different directions in the horizontal plane were provided. The orientations used varied through 180° in steps of 30°. Next, for a minimum of two different translational directions (usually during lateral and fore-aft motion), the frequency of the translational acceleration was varied between 0.16 and 5 Hz (0.16 and 0.2 at 0.1 G, all other at 0.2 G). An attempt was made to complete these experimental protocols in as many cells as possible. However, adequate isolation was maintained in only a subpopulation of the total number of cells tested. To determine if central otolith neurons discriminated between tilt and translational motion, pitch oscillations (0.5 Hz, ±10°) with the animal upright were also delivered to a few cells. During these pitch oscillations, a component of gravity modulated sinusoidally along the animal's naso-occipital axis. Since the neurons tested were known not to receive any semicircular canal inputs, comparison of the neural activity during pitch oscillations and fore-aft translation could be used as a direct test of whether or not cells distinguished between the gravitational and translational components of linear acceleration.
Otolith afferent recordings
Neural recordings from otolith afferents were obtained using
similar techniques as those described in the preceding text for central
neurons. Recordings were made as the fibers entered the brain stem
proximal to Scarpa's ganglion. Electrode penetrations were made 8-10
mm from the midline at the level of A-P 0. Most tracks were made
outside the boundary of the medulla, with several being histologically
identified in cross-sections (e.g., Fig. 1). To identify primary vestibular
afferents on-line, the fiber selectivity was carefully characterized
through a combination of yaw/pitch/roll rotations and linear sled
movements (e.g., Dickman 1996
; Estes et al.
1975
). Specifically, each afferent was tested with the
following rotational stimuli (0.5 Hz, ±10°): yaw and pitch
rotations, as well as rotations in the plane of the anterior and
posterior semicircular canals (i.e., 45° away from the pitch and roll
axes). Afferents were also tested during 0.5 Hz (0.2 G peak)
translation along the lateral and fore-aft axes. All fibers were shown
to receive input from only one sensory organ with spatial and dynamic
properties consistent with those characterizing the vestibular nerve in
squirrel monkeys (Fernandez and Goldberg 1971
, 1976a
-c
). Once a recorded fiber was characterized as a primary otolith afferent (i.e., it responded during translation), units were
tested at different frequencies (0.16-10 Hz) and different orientations. The peak amplitude and stimulus characteristics were
identical to those described in the preceding text for central otolith
neurons. This allowed a direct comparison between the properties of
afferent and central neuron responses to translation.
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Histology
At the completion of all recording experiments, the animals were deeply anesthetized (pentobarbital sodium) and perfused transcardially with a 2% paraformaldehyde/2% glutaraldehyde solution. The brain was removed, sectioned (80 µm), and counterstained (alternate sections with cresyl violet and Weil). An approximate recording location map was reconstructed for each animal, using the penetration records and known cell type location (e.g., abducens neurons) as well as identification of electrode tracks. The exact recording sites could not be verified based on histological examination (extensive marking lesions were not employed).
Data analyses
All data analyses were performed off-line using custom-written
scripts in Matlab (Mathworks). Since none of the neurons examined exhibited any oculomotor sensitivity, the eye-movement signals (which
were recorded and stored in each experimental run) were not used for
quantitative analyses. For each neuron, the instantaneous firing rate
(IFR) was computed as the inverse of interspike interval and assigned
to the middle of the interval. For each experimental run, data were
folded into a single cycle by overlaying neural IFR from each response
cycle. A linear accelerometer mounted near the animal's head provided
the stimulus measure during translation. The neural sensitivity (gain)
and phase during translation were determined by fitting a sine function
(1st and 2nd harmonics and a DC offset) to both response and stimulus
using a nonlinear least-squares minimization algorithm
(Levenberg-Marquardt). Silent portions of the neural activity, when
present, were excluded from the least-square optimization. Neural
sensitivity was then expressed as spikes · s
1 · G
1 (with
G = 9.81 m/s2). Phase was expressed as the
difference (in degrees) between peak neural activity and peak linear
acceleration. Responses were considered significant if the second
harmonic was less than 50% of the fundamental. As the animal was
repositioned relative to the sled displacement, each stimulus direction
was characterized by a polar angle
, defined relative to the lateral
(interaural) axis. During lateral motion (0° orientation), peak
linear acceleration was to the right. During fore-aft motion (90°
orientation), peak linear acceleration was backward.
A cell was considered to respond to either translation or rotation, if
the following criteria were met: 1) the harmonic distortion was less than 20% during rotation/translation in at least one stimulus
direction; 2) response gain was larger than a minimum (0.10 spikes/s per °/s for rotation and 15 spikes · s
1 · G
1 for translation) along the directions of minimum
harmonic distortion. For the cells that fulfilled these two criteria, a
clear modulation in firing rate was also heard through the audiomonitor.
The spatial tuning at each tested frequency was characterized by
applying the previously described 2-D spatiotemporal model to both the
gain and phase data from each cell during fore-aft and lateral
translation (Angelaki 1991
; Angelaki et al.
1992
; Schor and Angelaki 1992
). If data were
available at more than these two orientations, all tested directions
contributed equally to the tuning estimate by fitting the following
equations simultaneously to the gain and phase values as a function of
stimulus direction,
(e.g., Fig. 4)
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(1) |
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(2) |
la/
fa are the now
computed (rather than directly measured) neural response gain and phase
during lateral and fore-aft motions, respectively. In these equations,
is the heading direction (
= 0° and
= 90° for
lateral and fore-aft motions, respectively). It was then these
Gla/Gfa
and
la/
fa estimates
that were used to compute the maximum and minimum sensitivity directions (Angelaki 1991In addition to the 2-D model, cells that were tested along at least
five different directions were also fitted with the one-dimensional (1-D) cosine-tuning model. For both models, the goodness of fit was
evaluated through two measures (see following text), the
variance-accounted-for (VAF) and the mean square error (MSE) divided by
the maximum gain (for a direct comparison of cells with a wide
distribution of response sensitivities). Such a comparison was done to
extend the results of Bush et al. (1993)
that a 2-D
model provides a more accurate description of the cell's spatial tuning.
Afferent cells were classified into "regular" and "irregular"
according to the normalized coefficient of variation [CV* was computed
as in Goldberg et al. (1984)
; regular afferents: CV*
0.1; irregular afferents: CV* > 0.1]. The coefficient of variation was also estimated for central neurons. It was found to be at least 0.9 with no systematic correlation with any aspect of response properties.
Transfer functions
Several functions were fitted to the mean dynamics (gain and
phase simultaneously) of the afferent and central otolith neurons. For
this and before the gain and phase averages were estimated, all
neurons' response sensitivities were normalized by dividing with the
respective response gain at 0.5 Hz (thus all cells had unity
sensitivity at 0.5 Hz). To compare each model's ability to describe
the gain and phase data for each group of neurons, two measures were
used. First, VAF coefficients were computed as VAF = {1
[var (model - data)/var (data)]}. Separate VAF values were
calculated for neuronal gain and phase (although the functions were
fitted to both gain and phase simultaneously). The VAF provided a
normalized measure of the goodness of fit. For example, a VAF = 0.50 indicates that 50% of the gain or phase dependence on frequency is described by the model. Second, the mean square error (MSE) was also
computed as MSE =
[model(f)
data(f)]2/(N
P), where data(f) represents
the gain or phase values experimentally measured at each frequency
f, model(f), the corresponding
values estimated from the fit, N, the number of different
frequencies tested, and P, the number of model parameters
fitted. Whereas the VAF measure provides a goodness of fit criterion
that is independent of the number of model parameters fitted, the MSE
measure takes into account the number of parameters fitted. Thus MSE
also serves to provide an index as to whether increasing the complexity
of the model was warranted. VAF and MSE were also used for a
quantitative description of the goodness of fit for the spatial tuning functions.
It should be stated that the goal behind these transfer function fits was not to reveal the underlying temporal processing, but merely to provide a quantitative description of the response dynamics of the neurons. This is particularly the case for 2-D central neurons whose properties might be shaped by spatiotemporal rather than purely temporal interactions (see DISCUSSION). In this case, the terms used to describe the neuron's dynamics need not necessarily correspond to actual temporal processing.
Simulations of spatiotemporal convergence
To simulate spatiotemporal convergence, a simple model was
constructed based on the following assumptions: 1) a central
otolith cell (whose dynamics were simulated) was assumed to receive
inputs from two otolith afferents whose dynamics were described by the mean sensitivity and phase of the regular and irregular afferent populations; 2) summation was linear, with
kRE and kIRR being the
relative strengths of the two inputs; 3) there were no
dynamics in the interaction of the two inputs (i.e., kRE
and kIRR were frequency-independent); and
4) the vector of the "regular" afferent was oriented
along the lateral axis (x axis), whereas the vector orientation of the "irregular" afferent formed an angle of
° (counterclockwise is positive).
A detailed description of the equations describing this
interaction has been presented before (Angelaki
1993a
,b
). Briefly, if GRE cos
(
t +
RE) and GIRR
cos (
t +
IRR) describe the responses of
the "regular" and "irregular" afferents at a frequency
, the response of the target neuron along the lateral (x axis) and
fore-aft (y axis) orientations can be calculated as
|
(3) |
|
(4) |
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la/
fa, as
previously described (Angelaki 1991| |
RESULTS |
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Of 288 neurons in the rostral vestibular nuclei that were isolated long enough to be characterized, 129 exhibited eye-movement-related activity, 95 responded to activation of the semicircular canals (48% of which also responded to translation), whereas 64 were only activated during linear acceleration. The responses from these 64 vestibular nuclei neurons that responded exclusively during translational motion and 30 primary otolith afferents were used for the present analyses. None of the 64 central neurons responded during yaw rotation. None of the neurons had response components related to either fast or slow eye movements during fixations, visually guided saccades, or smooth-pursuit eye movements. The majority of the cells (47/64) were also tested during earth-vertical axis rotations in multiple head planes (see METHODS). None of the 47 cells received either horizontal or vertical canal input. The remaining 17 central otolith cells were lost before an extensive rotational protocol could be delivered, thus the possibility of vertical canal input could not be excluded. All quantitative data and frequency response properties were, therefore, confined to the 47 central cells that were positively characterized as receiving only otolith inputs.
Spatiotemporal properties and tuning
The spatial tuning of primary otolith afferents and central otolith cells was characterized using the neural responses obtained during 0.5- and 5-Hz translation along six different directions in the horizontal plane. The responses to different directions of translation from one primary otolith afferent and a central otolith neuron are shown in Figs. 2 and 3, respectively. Stimulus orientations of 0° (and 180°) corresponded to lateral motion, whereas 90° corresponded to fore-aft motion. Stimulus directions of 30, 60, 120, and 150° corresponded to orientations in between lateral and fore-aft motion. All of the afferents tested were cosine-tuned. That is, the afferent's maximum modulation in firing rate occurred at a certain orientation (~60° for the afferent of Fig. 2) and the minimum modulation occurred at an orientation of approximately 90° away from the maximum. Translation along the minimum response direction typically elicited no response (null response direction). The afferent's response phase was the same for all stimulus directions, except for a 180° reversal that occurred at the minimum response direction.
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In contrast, the central otolith neurons were generally not
cosine-tuned. For example, the neuron shown in Fig. 3 had no clear response null with some modulation occurring at all orientations. The
neural response phase exhibited a more gradual dependence on stimulus
direction, as observed in the responses to 90, 60, and 30°
orientations. This noncosine behavior has previously been described as
2-D tuning (Angelaki 1991
; Angelaki et al. 1992
, 1993
). To characterize the spatial tuning of these neurons, the gain and phase values of afferent and central otolith neurons were
simultaneously fitted with a 2-D spatial tuning model (Angelaki 1991
; Angelaki et al. 1992
). Examples of 2-D
fits for these central otolith neurons are illustrated in Fig.
4. These neurons were chosen to
demonstrate the differences between 1-D (cosine-tuned) and 2-D neurons.
Cell p90f (
) was cosine-tuned with a sensitivity that
varied as a rectified cosine function and a response phase that
abruptly shifted 180° at the zero sensitivity direction (33°). Cell p96f (
) also exhibited sensitivities that were
dependent on stimulus orientation; however, the sensitivity was a
complex sinusoidal function characterized by a broader peak and a
narrower trough (see Eq. 1) and not a rectified cosine. An
important characteristic of neurons exhibiting 2-D tuning was that the
minimum response sensitivity was not zero. For cell p96f,
the minimum gain was 26% of the maximum, corresponding to a tuning
ratio (i.e., computed minimum response divided by the computed maximum
response sensitivity) of 0.26. The response phase of cell
p96f was not constant but decreased as the stimulus angle
increased. The changing phase relationship was well described by
Eq. 2. Cell p83d (
) is another example of a 2-D neuron
where the minimum sensitivity was 66% of the maximum (tuning ratio of
0.66), and the response phase exhibited a strong dependence on stimulus
direction. In general, the larger the tuning ratio, the greater the
dependence of phase on stimulus orientation (Angelaki
1991
; Angelaki et al. 1992
).
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To provide a quantitative comparison of the 2-D model with the more
traditionally used 1-D (cosine-tuned) model, we also fitted 1-D,
cosine-tuning functions to data from a subset of 17 neurons, which were
tested along at least five different directions and were characterized
by tuning ratios larger than 0.10. The VAF values for the 2-D fits have
been plotted versus the corresponding values for the 1-D fits in Fig.
5A. For the majority of the
cells, data points plotted above the unity-slope line ( · · · ),
suggesting a substantial improvement in the ability of the 2-D model to
describe the dependence of sensitivity and phase on stimulus direction. As we have also reported in the past, this improvement was larger for
the phase than for the gain dependence on stimulus direction (
vs.
in Fig. 5). The improvement in VAF (VAF2-D
VAF1-D) and MSE [(MSE1-D
MSE2-D)/MSE1-D] has been plotted versus the corresponding tuning ratio in Fig. 5B. For all but one cell,
both of these values for the phase fits were positive (Fig.
5B,
). Thus, the 2-D model provides a significantly
better fit (than the 1-D model) to the spatial tuning of the response
phase for cells with tuning ratios larger than 0.10. For response
gains, the improvement in the fit was generally smaller, particularly in relation to the MSE values which are a function of the number of
fitted parameters (4 for 2-D tuning and 3 for 1-D tuning) (see also
Bush et al. 1993
).
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The distributions of tuning ratios for all afferent and central neurons
tested at multiple orientations at 0.5 and 5 Hz have been plotted in
Fig. 6. All afferents were cosine
(1-D)-tuned with tuning ratios that were less than 0.15. Even though
the dependence of response phase on stimulus direction was significant
even at smaller tuning ratios (Fig. 5) (see also Bush et al.
1993
), we have chosen this value as a qualitative divider
between what we have classified as 1- and 2-D central otolith neurons.
Accordingly, the majority of central otolith neurons (22/37, 59% at
0.5 Hz and 16/23, 70% at 5 Hz) exhibited 2-D spatial tuning (tuning
ratios more than 0.15). In contrast to what was reported in decerebrate rats (Bush et al. 1993
), we found no linear correlation
between the amplitude of the minimum and maximum sensitivities at 0.5 Hz in primate central otolith cells (R2 = 0.04).
At higher frequencies, the correlation improved but remained
insignificant (R2 = 0.39 at 5 Hz). Thus,
no derivative relationship between the maximum and minimum sensitivity
vectors exists in primate rostral vestibular nuclei neurons.
|
Phase distribution
The phase distributions of afferent and central otolith neurons at
0.5 and 5 Hz have been illustrated in Fig.
7. Because of the dependence of response
phase on stimulus direction in many of the central otolith neurons,
only the phase computed along the maximum sensitivity direction was
used to compare distributions across neurons. Similar to previous
reports in other species, primary otolith afferents were characterized
by response phases that slightly led head acceleration (Fig. 7). In
contrast, central otolith neurons exhibited a broad phase distribution
at 0.5 Hz (Fig. 7, top). Thirty-two percent of the neurons
had phases that were similar to those of the afferents, i.e., closely
in phase or slightly leading head linear acceleration. However, the
majority of the central neurons (68%) lagged acceleration and were
phase shifted 30-110° relative to the afferents (and to linear
acceleration) at 0.5 Hz. It should be pointed out that phase values
around
90° do not necessarily suggest that neuronal firing encodes
the linear velocity of the head. In fact, as will be shown in the
following text, data at multiple frequencies are not consistent with a
temporal integration of linear acceleration in most central neurons.
|
When tested at 5 Hz, the phase distribution of central cells was narrower and the majority of central neurons exhibited phases that only slightly lagged linear acceleration at 5 Hz (Fig. 7, bottom). No systematic correlation between response phase and tuning ratio was found.
Response dynamics
The dependence of response gain and phase on frequency was
very different for afferent and central otolith neurons. This was the
case not only for 2-D but also for 1-D central neurons. It is also
important to point out that characterization of the response dynamics
for the otolith neurons that exhibited 2-D spatial properties is
complicated by the fact that these cells typically should exhibit different dynamic properties depending on stimulus direction
(Angelaki 1991
, 1993a
,b
). The fact that this was indeed
the case is illustrated in Fig. 8, which
plots the neural sensitivity and phase across different frequencies for
two directions of stimulation, i.e., lateral and fore-aft motion (
,
,
,
,
and
,
,
,
,
respectively). Two main
results were further examined. First, central and afferent dynamics to
linear acceleration were very different from each other. Second, 2-D
neurons were found to differ in their response dynamics for different
directions of linear acceleration.
|
As the simplest example, Fig. 8A illustrates the
responses from two otolith afferents (
and
and
and
) that
were characterized by 1-D, cosine-tuned spatial properties. Afferent
dynamics were the same during both lateral and fore-aft motion.
Afferent response gains increased and phase leads were small, during
both directions of motion. The dynamics of two cosine-tuned central
neurons have been plotted in Fig. 8B (left). One
of these central cells exhibited sensitivities and phase lags that
increased with frequency, whereas the other exhibited sensitivities
that decreased with frequency and phase leads that increased with
frequency during both stimulus directions. Even though the dependence
on frequency was very different from the afferent population, these two
central 1-D neurons were characterized by relatively similar response
dynamics during lateral and fore-aft motion (Fig. 8B,
left;
,
and
and
).
An example of two other central otolith neurons that exhibited 2-D
tuning is shown in Fig. 8B, right (
,
and
and
). These neurons both exhibited dynamics that differed
during lateral and fore-aft motion. The phase difference between
lateral and fore-aft motion responses in one of these two cells was
~90° (and not 180° as in Fig. 8A) at low frequencies
and progressively decreased as frequency increased (Fig. 8B,
right,
,
). This dynamic behavior is very different from
that of 1-D, cosine-tuned neurons that always exhibit similar phases
(or shifted 180°) during lateral and fore-aft motion across all
frequencies (e.g., Fig. 8, A and B, left). In the
other cell (Fig. 8B,
,
), response dynamics were also
different during lateral and fore-aft motion. Phase leads increased
versus frequency during fore-aft motion and decreased with frequency
during lateral motion.
The lateral and fore-aft dynamics of the last two cells of Fig.
8B have been replotted in Fig.
9 along with the estimated dynamics that
would occur for stimulation along the maximum and minimum sensitivity
directions. The maximum sensitivity vector was computed to be closely
aligned (but reversed in orientation) to the lateral motion direction
for cell d53f (left) and the fore-aft direction
for cell p90e (right). Because of the
spatiotemporal properties of 2-D neurons, the phase of the minimum
sensitivity vector always differed 90° from that of the maximum
sensitivity vector at each frequency (Fig. 9, compare
and
; see
also Angelaki 1991
, 1993a
,b
).
|
Because many of the central neurons had different response dynamics for
different directions of movement, further examination of the frequency
dependence of the sensitivity and phase was limited to only maximum
sensitivity vector responses. Mainly cells whose responses were
obtained for two or more movement directions in a minimum of three
different frequencies were examined. A few cells whose dynamics were
measured at a single orientation (lateral or fore-aft), but their
maximum sensitivity direction was found to be less than ±10° of the
lateral or fore-aft directions, were also included for analysis. For
the 23 central otolith neurons studied, groups of cells with three
distinctly different response dynamics were observed. As shown in Fig.
10 (left), the majority of
cells (13/23, 57%), termed high-pass neurons, had gains
that increased with frequency and phases that significantly lagged linear acceleration at low frequencies (phase, less than
60° at
frequencies of up to 0.5 Hz). A second group of cells (7/23, 30%; Fig.
10, middle), termed flat neurons, were
characterized by relatively constant sensitivities and phase lags
(ranging from
55 to ~0°) for all stimulus frequencies. A third
group of central otolith neurons (3/23, 13%; Fig. 10,
right) exhibited maximum sensitivities that decreased with
frequency and phase lags that increased with frequency. We refer to
these cells as low-pass neurons.
|
The difference in the response dynamics between these groups of central neurons and in relation to those of primary otolith afferents is better illustrated in Fig. 11 where mean sensitivity (normalized to unity at 0.5 Hz) and phase have been plotted versus frequency. It is apparent that although there is a large range in central otolith dynamics, none of the three groups have responses that are characteristic of primary otolith afferents. The changes in sensitivity as a function of frequency were usually more extreme and phase lags were larger than those of otolith afferents at nearly all frequencies. The large diversity in the low frequency dynamics among the three different groups of central otolith neurons explains the wide phase distribution observed across the larger central cell population sampled at 0.5 Hz (Fig. 7, top). Conversely, at high frequencies, the phase for all central cells was more similar, as evidenced by the tighter phase distribution observed at 5 Hz (Fig. 7, bottom).
|
Transfer functions
To quantitatively describe the central neuron response dynamics, several functions were fit to the average gain and phase data for each group of afferent and central otolith neurons. This analysis was performed merely to specify the simplest function that would describe the maximum sensitivity vector dynamics of the central neurons and was not intended to define functional parameters related to specific temporal filtering (as will be discussed later, such a concept cannot be applicable for spatiotemporal processing of signals). Initially, the simplest model that would qualitatively describe the frequency dependence was tried. Then, the complexity of the model was increased guided by two goodness of fit measures, the VAF and the MSE (see METHODS). The complexity of the model was increased only if it resulted in an increase of VAF and a decrease of MSE.
For primary otolith afferents, the simplest function used was a
first-order model that corresponded to the peripheral mechanics of the
otolith system (Grant and Cotton 1990
), cascaded by a
frequency-independent adaptation operator
(sk). However, the simple model did
not provide good fits for either the gain or phase of regular afferents
(Table 1, 1st row). In fact,
the variance of the model's fit error was larger than the variance of
the data (as indicated by the negative value of VAF). Making the
adaptation operator frequency-dependent yielded positive VAF values but
only slightly improved the MSE (Table 1, 2nd row). A
function consisting of only zeros and no poles was equally bad in
adequately describing the frequency dependence of primary otolith afferents (Table 1, 3rd row). However, when a first-order
function consisting of one pole and two cascaded, fractional adaptation operators was used, the model satisfactorily described the regular afferent data (Table 1, 4th row; see also Fig. 11, dashed
lines). The same results were also obtained when describing irregular otolith afferent dynamics (Table 1). For both afferent groups, increasing the model complexity further did not significantly increase
VAF while concurrently keeping constant or reducing MSE.
|
For the low-pass central neurons, the simplest model allowed was a first-order function. Even though the first-order model could account for 77% of the gain and 64% of the phase variance, MSE values were quite large for both (Table 2C). When the order of both the numerator and denominator was increased simultaneously, the goodness of fit was improved, yet a significant portion of the dynamics was unexplained (VAF values of 88% for gain and 63% for phase). A third-order model (Table 2C) was the best in describing the dynamics of low-pass neurons (Fig. 11, solid cyan line). Further increasing the order and the parameters of the model did not improve the goodness of fit.
|
For the other two groups of central otolith neurons, identifying a
function that would adequately describe the dependence of both gain and
phase on frequency was more difficult. Unlike the dynamic behavior of
otolith afferents, the flat and high-pass neurons exhibited frequency
dependencies of phase that did not parallel those of the gain. For
example, flat gains would usually be accompanied with nearly zero phase
values across all frequencies. In contrast, flat neurons were
characterized by significant phase lags, which could be as large as
50-60° (Figs. 10, middle, and 11,
). Similarly, the
gain increases observed in high-pass neurons would usually also be
accompanied by small phase leads rather than large phase lags (Figs.
10, left, and 11,
). Dissociation between gain and phase
in this manner is referred to as nonminimum phase system behavior.
Nonminimum phase system behavior could be explained by a term of
the form (1
s)/(1 +
s), which is characterized by unity gain and a phase that equals
2
tan
1 (2
f
) (varying
between 0 and
180° as a function of frequency) (cf. Ogata
1980
). This simple nonminimum phase function was used to best
describe the dynamics of flat neurons with a large time constant that
was outside the frequency range tested (thus fixed to
= 100 s). Since the largest phase lags observed did not exceed 90°, a fractional exponent had to be incorporated (Table 2).
For the high-pass neurons, it was necessary that a nonminimum phase system equation also be used. Within a decade of frequency, the phase of these cells changed more than 90° (in some neurons the change was closer to 180°; see Fig. 10, left). A minimum phase system function would require that the gain also increase with frequency with a very steep slope (larger than unity). As shown in Figs. 10 and 11, the gain for high-pass neurons usually increased with a lesser slope. Therefore the same nonminimum phase term used to describe the flat neurons was also utilized for the high-pass neurons with a preset time constant of 100 s (Table 2). The transfer function also included additional high-pass terms with corner frequencies more than 2 Hz that reproduced the high-frequency gain and phase properties. A single high-pass term was sufficient to explain the gain changes, but two high-pass terms were necessary to reproduce the phase behavior (Table 2). Whereas the function used is sufficient to adequately account for the high-frequency behavior, it probably falls short of describing the neural properties at low frequencies (less than 0.3-0.5 Hz). In the few neurons tested at 0.16 Hz, gain continues to drop with decreasing frequency (Fig. 10, left), whereas the transfer function used to fit the data asymptotes to a flat gain at low frequencies. Since insufficient data were available at low frequencies, the present analysis cannot specify the low-frequency transfer function of these neurons.
Maximum and minimum vector distributions
The distribution of the maximum vector directions for the 56 central otolith cells and 18 primary otolith afferents that were tested at different orientations are shown in Fig. 12. Four groups of central otolith neurons have been plotted. High-pass neurons (n = 25) included the 13 cells shown in Fig. 10, plus 12 additional neurons that had phase lags at least 60° at 0.5 Hz (but were not tested across a broad enough frequency range to be included in the transfer function analysis). Flat and low-pass central neurons were those displayed in Fig. 10 (n = 7 and n = 3, respectively). The remaining (n = 21) central otolith neurons were tested at only one or two frequencies and had sensitivity and phase values that would not allow sufficient characterization in terms of response dynamics. They were thus termed "unidentified central OTO neurons."
|
As shown in Fig. 12, the majority of the afferent and central cells had vectors pointing toward the contralateral ear. As a general rule, the high-pass and the few low-pass neural vectors were split between ipsilateral and contralateral. In contrast, the vectors of flat central neurons tended to point mostly contralaterally. We did not encounter any neuron whose maximum sensitivity direction was pointing within ±15° from the ipsilateral ear.
Responses during static and dynamic pitch tilts
Fourteen otolith afferents and 12 central otolith-only cells were also tested during dynamic pitch oscillations at 0.5 Hz (±10°). These pitch oscillations elicited a sinusoidally varying gravitational acceleration along the animal's naso-occipital axis with a peak amplitude of 0.17 G. The peak firing rates of these cells during pitch oscillation has been plotted versus that during fore-aft translation (0.5 Hz, ±0.2 G) in Fig. 13. Data points for both afferents and central neurons were closely aligned with a 0.87-slope line (corresponding to the ratio of peak fore-aft gravitational acceleration during pitch over peak fore-