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The Journal of Neurophysiology Vol. 85 No. 5 May 2001, pp. 1952-1959
Copyright ©2001 by the American Physiological Society
Center for Theoretical Neuroscience, Division of Neuroscience, Baylor College of Medicine, Houston, Texas 77030
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ABSTRACT |
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King, Richard D., Michael C. Wiest, and P. Read Montague. Extracellular Calcium Depletion as a Mechanism of Short-Term Synaptic Depression. J. Neurophysiol. 85: 1952-1959, 2001. Recent experiments have demonstrated that normal neural activity can cause significant decrements in external calcium levels, and that these decrements mediate a form of short-term synaptic depression. These findings raise the possibility that certain forms of short-term synaptic depression at glutamatergic synapses throughout the mammalian CNS may be influenced by similar changes in external calcium. We use a computational model of the extracellular space, combined with experimental data on calcium consumption, to show that such short-term depression can be accounted for by changes in calcium just outside active synapses, provided that external calcium diffusion is restricted. Remarkably, the model suggests the novel possibility that synapses may possess private pools of external calcium that enforce some forms of short-term depression in a synapse-specific manner.
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INTRODUCTION |
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Extracellular calcium plays a
critical role in many neuronal processes, including the regulation and
modulation of synaptic release events (Dittman and Regehr
1998
; Mintz et al. 1995
; Pumain 1998
; Tsodyks and Markram 1997
). Previous
theoretical suggestions (Nicholson 1980
) and computer
simulation studies of external calcium dynamics, in which external
calcium was free to move throughout the complicated interstices of the
extracellular space (Eagleman 1998
; Egelman and
Montague 1998
, 1999
; Rusakov et al. 1999
;
Wiest et al. 2000
), suggested that fluctuations in the
level of extracellular calcium may constitute an information-bearing
signal in the brain. The results of these modeling studies suggested in
particular that while postsynaptic dendritic spiking activity was
likely to decrement significantly local external calcium, electrically active presynaptic boutons were unable to significantly modulate the
neighborhood calcium concentration.
The local geometry of brain tissue and the character of the extracellular matrix are unlikely to be as uniform as was assumed in these previous modeling studies. If small volumes of tissue were effectively isolated from the surrounding external calcium "bath," then presynaptic activity could permit normal neural activity to create fluctuations in the ionic composition within the enclosed spaces that are larger than ionic fluctuations under more open conditions. Given the known modulation of synaptic release by external calcium concentration, such modulation would contribute to short-term synaptic depression at any local presynaptic terminals.
Glial ensheathment provides one potential means of functionally
isolating local volumes from the surrounding extracellular milieu.
Excellent examples of well-defined glial ensheathment of synapses are
found in the lateral geniculate nucleus (Wilson 1989
),
hippocampus (Shepherd and Harris 1998
), cerebellum
(Rossi and Hamann 1998
), and retina (Stone et al.
1995
). Calyx-type synapses offer another means to create
isolated or quasi-isolated synaptic clefts by enveloping the
postsynaptic dendrite locally. Recent experimental measurements of
calcium currents at giant calyx-type synapses in chick ciliary ganglion
(Stanley 2000
) and rat brain stem (Borst and
Sakmann 1999
) provide strong evidence of calcium depletion in
those synaptic clefts. Neither glia nor Calyceal synapses appear in
serial electron-microscope reconstruction images to form tight seals
around postsynaptic active zones; thus the experimental evidence that
calcium depletion does occur (and mediates synaptic depression) in the
clefts of Calyx-type synapses suggests that in vivo the seals may be
tighter than they appear in electron-microscope reconstructions, or
that other impediments to diffusion may cooperate with geometrical
enclosures to create quasi-isolated compartments of tissue.
This paper uses a model of calcium diffusion in the extracellular space to show 1) that structures that impede the diffusion-dependent replenishment of calcium in the synaptic cleft do increase the magnitude of calcium fluctuations at synapses, and 2) that modulation of transmission probabilities via extracellular calcium depletion can account for published short-term synaptic depression data from cortical synapses.
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METHODS |
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We model extracellular calcium consumption, diffusion, and replenishment using 1) a finite-difference model and 2) an analytic approximation. The finite-difference model allows direct simulation of the diffusion of extracellular calcium within a local volume of active units along with explicit representation of boundary conditions (such as the degree to which an extracellular volume is isolated from neighboring regions). However, this process is computationally expensive. The analytic approximation is efficient when average behavior, rather than detailed profiles of individual spikes, is desired, and when diffusion is not a major influence, i.e., when local volumes are effectively enclosed.
Finite difference model
The finite difference model of the extracellular space (called
ECS) (Egelman and Montague 1998
) consists of
intracellular and extracellular compartments, each of which holds a
vector of state variables (calcium concentration, voltage, channel
density, and channel activation parameters). Arranging and combining
these compartments together at the appropriate scale permits us to
incorporate three-dimensional neural elements such as boutons and
dendrites. Diffusion in the finite difference model occurs with an
effective diffusion constant of 200 µm2/s
between contiguous extracellular compartments (Nicholson and Rice 1987
; Wiest et al. 2000
). Calcium
consumption (through voltage-gated calcium channels) and replenishment
(via 1st-order calcium pumps) occur between contiguous extracellular
and intracellular compartments.
Three classes of Hodgkin-Huxley (H-H) type calcium channels were used:
1) high-voltage activated, inactivating (N-like channel), 2) high-voltage activated, noninactivating (L-like channel),
and 3) low-voltage activated, inactivating (T-like channel).
A modified Goldman-Hodgkin-Katz model was used for the calcium current
through each channel type j
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is the maximum calcium permeability,
V is membrane voltage, t is time,
[Ca]o and [Ca]i are the
external and internal calcium concentrations, R is the
universal gas constant, and F is Faraday's constant. The
biophysical parameters of this model are based on experimentally
measured values from several sources. The value of
was calibrated using experimental values (Helmchen et al. 1996


=
m(
m +
m)
1,
h
=
h(
h +
h)
1,
and the
s and
s are all dependent on voltage and experimentally determined constants (Fisher et al. 1990Analytical model
The analytical model derived in this section is a simplified
version of the finite-difference model. While it lacks the same degree
of biophysical detail, it allows one to gain insight into the physical
effects of glial enclosure. Let N and C be the
number of intracellular and extracellular calcium ions, respectively. The evolution of internal and external calcium levels can be described by a pair of differential equations
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(1) |
|
(2) |
2 is the
Laplacian operator that represents the spatial curvature of the external calcium concentration, and D is the effective
diffusion coefficient for calcium. We consider the case of a single
synapse or small group of synapses with access to a private pool of
extracellular calcium; hence we set the
D
2C term to 0 (no
diffusion from neighboring regions). In such an enclosed volume, the
total amount of calcium is conserved and must sum to a total value
T. Thus (
C/
t) =
(
N/
t). Linear approximation of Eq. 1 with constant terms set to 0 yields
|
(3) |
= (
F/
C)(0) and
= (
F/
N)(0). Both of these
parameters function as rate constants. The condition C + n = T allows the substitution of
n = T
C, which yields
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(4) |
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(5) |
C0, Eq. 5 simplifies to
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(6) |
Parameters for the analytical model
The constants
and
have a natural relationship to
experimentally measured biological parameters. First-order calcium
pumps mediate the extrusion of calcium from the inside of the synapse into the extracellular space at a rate proportional to the amount of
internal calcium. The constant
is therefore inverse of the time
constant (
) of these calcium pumps. Experimentally, the parameter
is on the order of 100-500 ms (Philipson and Nicoll 1993
; Schatzmann 1989
). We estimate
by
taking the influx of calcium as proportional to the product of the
external calcium level and the rate of action potential invasion. Thus
=
r, where
is a dimensionless scaling
parameter that characterizes the amount of calcium intake per spike.
The value of
is less constrained by experimental data. In
dendrites, the range of
may be estimated by dividing the
experimentally measured values of the number of calcium atoms consumed
per spike per square micrometer of membrane (Helmchen et al.
1996
) by the total number of calcium ions in the cleft. This
leads to a rough range for
from 0.18 to 1.0. Using a value from
this range in our model, we can match the steady-state depression data
but not the time course as reported by Abbott et al.
(1997)
(not shown). To account for the spike-by-spike data, we
must assume that
is around 0.1 (see Fig. 6). This choice implies
that synaptic terminals consume less calcium per square micrometer of
membrane than do dendrites, consistent with other observations
(Rusakov et al. 1999
).
The firing rate r represents a fixed increase from an
initial rate Ro to a new rate
R. In the case where the initial rate Ro is nearly zero, such as in cortical
slices, r equals R. Substituting these biological
constants into Eq. 6 yields
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(7) |
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RESULTS |
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Enclosure amplifies and prolongs the calcium decrement
We used a finite-difference model to calculate the expected calcium decrement around two asynchronously active boutons over a range of Poisson firing rates under the following boundary conditions: 1) there are no physical barriers to impede diffusion from replenishing the calcium consumed during synaptic activation, or 2) the bouton pair is fully ensheathed, with the only calcium replenishment into the extracellular space coming from first-order calcium pumps. The results are shown in Fig. 1. An enclosure around two boutons amplifies the calcium decrement for any given firing rate, and prolongs the rate of recovery following stimulation (the latter not shown). An analytic solution, which is derived for the enclosed case, is shown as the dashed curves in Fig. 1. The analytic calcium profiles resemble the finite difference model under enclosed conditions (Fig. 1B), suggesting that the analytical approximations are appropriate over a physiological range of firing rates.
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Degrees of enclosure: diffusion in the finite difference model
Given that restricting the diffusion of calcium around boutons
amplifies the calcium decrement, how does the degree of enclosure affect the size of the extracellular calcium signal? We can set the
degree to which diffusion is limited using partially open geometrical
conditions in the finite difference model (Fig.
2). We model increased isolation by
scaling the calcium flux between enclosed and open cleft units by
,
which indicates the percentage of diffusion paths that are available.
For a completely isolated space,
= 0, while
= 1 for
the maximally open condition. Within the enclosure, D = 200 µm2/s, which is the effective diffusion
constant of calcium in the extracellular space (Nicholson and
Rice 1987
; Wiest et al. 2000
), and
= 1. As shown in Fig. 2, when
= 0.01, the calcium transient is
amplified but returns quickly to baseline levels. When
< 0.0005, there is both an amplification of the calcium signal for each
spike, as well as a significant drop in the steady-state calcium level
around the synapse. As expected, when enclosure has a greater degree
(i.e.,
is smaller), the steady-state level of extracellular calcium
will drop lower for any given firing rate.
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Encoding the rate of activity into the level of extracellular calcium
The fact that every spike causes fluctuations in the extracellular
calcium level suggests a novel information-bearing role for calcium:
measuring the calcium level in a local region gives a measure of how
electrically active that region is (Wiest et al. 2000
).
The relationship between the steady-state calcium level (Css) and the rate, as taken from Fig. 1,
A and B, is shown in Fig.
3. We can see that there is a region in
the plot in which the level of extracellular calcium is a linear
function of the change in firing rate plotted on a logarithmic scale.
|
(8) |
|
(9) |
= Css(Rc) - C0. Rc
represents the lowest frequency for which the linear relation holds (~10 Hz; see Fig. 3); r must be positive (i.e.,
R > Ro) and greater than
Rc for the log relationship to be valid.
The time it takes to reach this regime depends on the rate of firing
(i.e., with faster firing rates, it takes less time to reach the linear
regime). We estimate that it takes from 5 to 10 spikes before the
calcium depletion is in the linear regime, based on the time needed to reach steady state in Fig. 1. Note that the log relationship holds in
both the open and enclosed conditions, with the enclosure changing the
slope from
0.08 to
0.26. However, in the open
case, the change in the external calcium concentration is probably too small to be detected, based on previous estimates of the minimum detectable fluctuation (Egelman and Montague 1999
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One consequence of the log relation is that doubling any rate (as long as the rate is still in the linear regime) in a volume will always create the same size fluctuation in calcium level (i.e., changing from 10 to 20 Hz will create the same size signal as changing from 40 to 80 Hz).
External calcium and synaptic transmission probabilities
The probability of a synapse transmission given an action
potential (PT) has been measured using
optical techniques (Mintz et al. 1995
;
Qian et al. 1997
); see Fig.
4. Our analysis of this data shows
synaptic transmission probability to be proportional to the square of
the extracellular calcium level
|
(10) |
= 0.24 mM
2. Thus fluctuations in
the level of calcium would amount to changes in the square root of
synaptic transmission probability. Substituting in the analytical
approximation for the external calcium level as a function of an
increase in firing rate (r) in an enclosed volume (Eq. 7, see METHODS, but note that 
|
(11) |
and
. Using Eq. 7, we plot the external
calcium level as a function of the change in action potential rate
r over a range of values for
and
(Fig.
5, left column). The resulting transmission probabilities of synapses feeling the calcium level, as
quantified by Eq. 11, are also shown in Fig. 5 (right
column). The functions are evaluated at a time t*,
which corresponds to the time required to reach 15 spikes at the
respective firing rates.
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Altered release probability as a model for short-term synaptic depression
The temporal profile of synaptic transmission probability
characterized in Eq. 11 bears striking resemblance to a
particular form of short-term synaptic depression exhibited by synapses
in the cerebral cortex (Abbott et al. 1997
;
Tsodyks and Markram 1997
; Varela et al.
1997
). The basic observation about this form of synaptic
plasticity is that once a synaptic terminal has fired, its subsequent
likelihood of transmitting is decreased. This observation has been made
in different contexts and with different recording techniques
(Abbott et al. 1997
; Tsodyks and Markram
1997
; Varela et al. 1997
).
We used the relationships shown in Fig. 5 to compare the predictions of
the model to the experimental results of Tsodyks and Markram (Fig.
6A) and Abbott et al. (Fig. 6,
B-D). The proposed mechanism matches the data at low and
high frequencies. With one further assumption about the scaling of the
consumption parameter (Fig. 6A, legend), the model also
provides a quantitative match to the dependence of synaptic depression
on external calcium levels as reported by Tsodyks and Markram (Fig.
6A). The time course of recovery from depression, as
described by Eq. 7, depends on the time constant of the
calcium pumps (Schatzmann 1989
) (
), which places it
well within the range of recovery times reported in other studies
(Abbott et al. 1997
; Dittman and Regehr
1998
; Tsodyks and Markram 1997
). It should be
noted that and
and
are parameters whose range was estimated
from independent experiments unrelated to assessments of synaptic
depression (see METHODS).
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The depletion of calcium from the extracellular space also places a
constraint on density of synaptic transmissions per unit time per unit
tissue volume. The average number of transmissions that occurs per
second is equal to the number of spikes that occur per second (rate)
times the probability of transmission per spike (PT). As shown in Fig.
7, the probability of transmission
(PT) is approximately equal to the inverse
of the firing rate times a constant (
) at rates of r > ~40 Hz. Therefore
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(12) |
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DISCUSSION |
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Our simulations show that barriers to calcium diffusion in
the extracellular space of brain tissue could modulate changes in
external calcium during neural activity, suggesting that isolated calcium pools around synapses could be used computationally. We also
found that spike activity in an enclosed tissue volume is integrated
and encoded logarithmically in the external calcium level. This measure
of average local activity is thus available for further processing by
neurons or glial cells (Verkhratsky and Kettenmann
1996
). For example, the logarithmic dependence of the external
calcium level on neural firing rate could provide a natural medium for
computing products. Consistent with this possibility, Gabbiani
et al. (1999)
argued that multiplication performed in the
cricket "looming" detector system uses a logarithmic representation.
If the information encoded in external calcium fluctuations is
actually used in brain computations, then there must exist physiological "readers" of the external calcium concentration. Consistent with this general hypothesis, many important brain processes
are sensitive to external calcium levels. One focus of this paper has
been neurotransmission, which depends strongly on extracellular calcium
(Katz and Miledi 1970
; Mintz et al. 1995
; Qian et al. 1997
). In addition, ionotropic receptors
(Xiong et al. 1997
) and metabotropic receptors
(Brown et al. 1995
; Kubo et al. 1998
) can
be activated by changes in extracellular calcium. Gap-junctional
hemichannels were found to regulate cell volume in response to changes
in extracellular calcium (Quist et al. 2000
). Other
external calcium-dependent processes include cell adhesion (Rose
1998
; Tang et al. 1998
; Uemura
1998
) and synaptic plasticity (Bear and Malenka
1994
; Denk et al. 1996
), both of which could
involve glial calcium signaling (Verkhratsky and Kettenmann 1996
).
Synaptic depression: comparing extracellular calcium to other mechanisms
Our results demonstrate the biophysical plausibility of external
calcium depletion as a mechanism of short-term synaptic depression; however, they do not exclude mechanisms internal to the synapse, such
as the depletion of vesicle pools, which are believed to be involved in
synaptic depression (Castro-Alamancos and Connors 1997
;
Dobrunz and Stevens 1997
; Dobrunz et al.
1997
; Markram et al. 1998
). In fact, synaptic
depression can be observed in dissociated tissue culture, where local
calcium depletion is unlikely to occur. However, models that do not
take into account external calcium changes cannot explain the scaling
of the rate of synaptic depression with the external calcium level
(Dittman and Regehr 1998
). This omission is relevant in
light of ion-sensitive microelectrode measurements that consistently
show significant changes in external calcium in response to neural
stimulation in vitro (Benninger et al. 1980
;
Heinemann et al. 1990
; Pumain and Heinemann
1985
; Stanton and Heinemann 1986
) and in vivo
(Nicholson et al. 1978
).
An empirical distinction exists between our proposed external
calcium mechanism and other mechanisms of synaptic depression, such as
vesicle depletion, which may help to determine to what extent a given
synapse is influenced by external calcium depletion. Vesicle depletion
would occur only at synapses that actually transmit during a given
action potential (release-dependent depression), whereas external
calcium depletion alters the transmission probability even if no
previous transmissions have occurred (release-independent depression).
Ideally, to distinguish these cases experimentally, one would record
the calcium and transmission activities of individual synapses.
Nevertheless, electrophysiological recordings at multi-synaptic connections have already demonstrated the existence of
release-independent synaptic depression, incompatible with a simple
vesicle depletion model (Brody and Yue 2000
;
Waldeck et al. 2000
). In the first study (Brody
and Yue 2000
), hippocampal cultured autapses exhibited depression inconsistent with a vesicle depletion hypothesis, but also
unlikely to be due to external calcium depletion. The authors favored
an action-potential failure mechanism, operating at axonal branch
points. On the other hand, the observation by Waldeck et al. of
paired-pulse depression at a goldfish brain stem connection was
inconsistent with vesicle depletion but appears consistent with a
contribution from external calcium depletion. Multiple mechanisms of
short-term synaptic plasticity are likely to be at work in varying
degrees at each synapse in a particular brain.
Recent experiments that measured the external calcium currents at
the chick ciliary ganglion suggested significant external calcium
depletion of the synaptic cleft (Stanley 2000
).
Similarly, Borst and Sakmann (1999)
measured pre- and
postsynaptic calcium currents at a calyx-type synapse in rat brain
stem, together with postsynaptic potentials, demonstrating synaptic
depression in parallel with declining presynaptic calcium currents (or
barium currents, to minimize calcium messenger effects). The current required to achieve synaptic depression suggested that the calyx synaptic clefts are not perfectly isolated from calcium in the surrounding tissue, and there may be unknown reserves of calcium in the
extracellular space. However, we expect synchronous firing (Egelman and Montague 1998
, 1999
;
Wiest et al. 2000
) or bursts of action potentials, which
we did not model here, to deplete external calcium faster than the
independent action potentials we modeled. This expectation is confirmed
experimentally for massive synchronous activation during epileptic
seizures (Pumain et al. 1983
). The recruitment of
N-methyl-D-aspartate (NMDA) receptor activity
would likewise contribute to greater external calcium depletion than we
found, since the present model included only voltage-gated calcium channels.
Computational role for glial-defined spaces
Our results raise the question of the nature of the
hypothesized barriers to diffusion in the extracellular space. Glial
investments around synapses could create a compartment in which local
external calcium fluctuates rapidly due to spike activity, yet
equilibrates on a slower time scale with the surrounding regions of the
extracellular space. Other factors, such as extracellular matrix
molecules, could contribute to slowing diffusion or to holding glia in
place. For a fixed rate of calcium extrusion, changes in the private external volume available to each synapse could provide sensitive control over the effective local levels of external calcium.
Consequently, local structural modulation could act to modulate those
parts of short-term depression controlled by changes in external
calcium levels (Fields et al. 1987
; Hosokawa et
al. 1997
). Complex calcium signaling pathways between glial
cells and neurons support such an interpretation (Verkhratsky
and Kettenmann 1996
). While our model cannot predict the
relative importance of various possible barriers to diffusion around
particular synapses, the current results suggest one novel
computational role for glia in segregating (different compartments) and
integrating (within a compartment) information coded in the external
calcium level.
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ACKNOWLEDGMENTS |
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We gratefully acknowledge the helpful conversations and technical advice of S. McClure as well as Drs. David Eagleman, Michael Mauk, J. David Sweatt, and Jim Patrick.
This work was supported by the Center for Theoretical Neuroscience at the Baylor College of Medicine, by National Institutes of Health Grants MH-52797 and DA-11723 to P. R. Montague, by the United Negro College Fund/Merck Foundation and NIH Grant MH-19547 to R. D. King, and by the Biomedical Computation and Visualization Laboratory at the Baylor College of Medicine (NSF-BIR-9412521). M. C. Wiest is a Kane Foundation Fellow and is supported by NIH Grant 1T15LM-07093 through the Keck Center for Computational Biology.
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FOOTNOTES |
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* R. D. King and M. C. Wiest contributed equally to this work.
Address for reprint requests: P. R. Montague, Center for Theoretical Neuroscience, Division of Neuroscience, Baylor College of Medicine, One Baylor Plaza, Houston, TX 77030 (E-mail: read{at}bcm.tmc.edu).
Received 25 September 2000; accepted in final form 4 January 2001.
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