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The Journal of Neurophysiology Vol. 87 No. 2 February 2002, pp. 1018-1027
Copyright ©2002 by the American Physiological Society
1Department of Neurobiology, 2Department of Psychology, and 3Brain Research Institute, University of California, Los Angeles, California 90095; and 4Center for Neural Science, New York University, New York, New York 10003
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ABSTRACT |
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Ringach, D. L., C. E. Bredfeldt, R. M. Shapley, and M. J. Hawken. Suppression of Neural Responses to Nonoptimal Stimuli Correlates With Tuning Selectivity in Macaque V1. J. Neurophysiol. 87: 1018-1027, 2002. Neural responses in primary visual cortex (area V1) are selective for the orientation and spatial frequency of luminance-modulated sinusoidal gratings. Selectivity could arise from enhancement of the cell's response by preferred stimuli, suppression by nonoptimal stimuli, or both. Here, we report that the majority of V1 neurons do not only elevate their activity in response to preferred stimuli, but their firing rates are also suppressed by nonoptimal stimuli. The magnitude of suppression is similar to that of enhancement. There is a tendency for net response suppression to peak at orientations near orthogonal to the optimal for the cell, but cases where suppression peaks at oblique orientations are observed as well. Interestingly, selectivity and suppression correlate in V1: orientation and spatial frequency selectivity are higher for neurons that are suppressed by nonoptimal stimuli than for cells that are not. This finding is consistent with the idea that suppression plays an important role in the generation of sharp cortical selectivity. We show that nonlinear suppression is required to account for the data. However, the precise structure of the neural circuitry generating the suppressive signal remains unresolved. Our results are consistent with both feedback and (nonlinear) feed-forward inhibition.
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INTRODUCTION |
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The cortical representation
of the retinal image undergoes profound transformations as it
progresses along the visual pathway. Cells in primary visual cortex are
tuned for local attributes of the image, such as stimulus orientation,
spatial frequency, and color, among other dimensions (De Valois
et al. 1982
; Hubel and Wiesel 1962
, 1968
;
Movshon et al. 1978
). Understanding how such selectivity
is generated in V1 requires separating the relative contributions of
the feedforward circuitry and intracortical mechanisms.
An important question is the role that intracortical inhibition plays
in the generation of stimulus selectivity (Anderson et al.
2000
; Benevento et al. 1972
; Blakemore
and Tobin 1972
; Bonds 1989
; De Valois and
Tootell 1983
; Ferster and Miller 2000
; Hata et al. 1988
; Morrone et al. 1982
;
Nelson and Frost 1978
; Nelson 1991
;
Ramoa et al. 1986
; Ringach et al. 1997b
;
Sillito et al. 1980
; Sompolinsky and Shapley
1997
; Volgushev et al. 1993
). There is an
on-going debate regarding the role of inhibition in establishing sharp
selectivity for orientation. On one hand, some studies suggest that
inhibition has no role in sharpening tuning selectivity. This claim
appears to be supported by the following findings: the tuning of
excitation and inhibition, recorded in layer 4 cortical neurons
intracellularly, appear to be very similar (Carandini and
Ferster 2000
; Ferster 1986
); the tuning of a V1 cell's membrane potential modulation in response to drifting grating stimuli remains unchanged when the cortex is inactivated by cooling or
by electrical stimulation (Chung and Ferster 1998
;
Ferster et al. 1996
); and neurons retain their tuning
selectivity when inhibition is blocked intracellularly (Nelson
et al. 1994
). On the other hand, several studies suggest that
suppression plays a critical role in establishing sharp selectivity for
orientation. Some of the findings that support this view are response
enhancement and suppression in V1 have different bandwidths, with
suppression being more broadly tuned than enhancement (Blakemore
and Tobin 1972
; Bonds 1989
; Burr et al.
1981
; Monier et al. 2000
; Morrone et al.
1982
; Nelson and Frost 1978
; Nelson
1991
; Ringach et al. 1997a
); blocking inhibition
pharmacologically leads to a broadening in V1 tuning selectivity
(Allison and Bonds 1994
; Allison et al. 1995
,
1996
; Crook et al. 1998
; Hata et al.
1988
; Sato et al. 1996
; Sillito et al.
1980
); and theoretical work indicates that broadly tuned
inhibition could act as a mechanism to suppress the response of the
cell to nonoptimal stimuli and sharpen selectivity (Ben-Yishai et al. 1995
; McLaughlin et al. 2000
; Pugh
et al. 2000
; Somers et al. 1995
). There is also
a similar lack of agreement about the role of inhibition in spatial
frequency tuning. Some authors report the absence of response
suppression at nonoptimal frequencies (Ramoa et al.
1986
), while others find a substantial amount of suppression
(Bauman and Bonds 1991
; De Valois and Tootell
1983
).
We studied the steady-state and dynamical tuning properties of neurons
in the joint orientation and spatial frequency domain (the Fourier
plane). The dynamics of orientation and spatial frequency were measured
using a new reverse correlation method that was an improvement on
methods used previously to measure orientation tuning dynamics
(Ringach et al. 1997b
). The pattern of response enhancement and suppression in the Fourier plane revealed that the
responses of the most highly selective neurons are almost always
suppressed by nonoptimal stimuli. This correlation between high
selectivity and suppression indicates that intracortical inhibition
probably plays an important role in the generation of sharp stimulus selectivity.
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METHODS |
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Acute experiments were performed on adult Old World monkeys
(Macaca fascicularis) in compliance with National Institutes
of Health and University of California Los Angeles/Animal Research Committee guidelines. Details of the preparation can be found elsewhere (Ringach et al. 1997a
).
An increase in the firing rate of a neuron, as measured extracellularly, will be termed an "enhancement" of the neuron's response relative to some baseline. Similarly, a decrease in the firing rate of a neuron will be termed a "suppression" of the neuron's response. Enhancement and suppression are also often called "net excitation" and "net inhibition." We do this to avoid confusion with the words inhibition and excitation, which indicate, respectively, changes in the opening times of the inhibitory and excitatory ionic channels of a neuron. It is not possible to determine the underlying inhibitory and excitatory components of a cell uniquely from its extracellular firing rate. For example, response enhancement could be due to increased excitation, decreased inhibition, or a combination of both.
We measured the dynamics of tuning in the orientation and spatial
frequency plane using a newly developed variant of the reverse correlation technique (Mazer et al. 2000
; Ringach
et al. 1997a
,b
). The stimulus is a sequence of
luminance-modulated gratings with randomized orientations, spatial
frequencies, and spatial phases presented rapidly one after the other
at an effective rate of 50 Hz (Fig.
1A). The refresh rate of the
monitor was 100 Hz, but each image in the sequence was presented twice.
The linear size of the stimulus was 1.5 to 3 times that of the
classical receptive field, defined by the peak (or saturation point) of
an area summation curve obtained with a grafting drifting at the
optimal spatiotemporal parameters. The contrast of the stimulus was
99%. The total experimental time was 15 min.
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The neuron's response consists of the arrival times of action
potentials elicited during the period of visual stimulation. Given a
fixed time lag,
, we calculate the probability that a grating of a
particular spatial frequency,
, and orientation,
, preceded an
impulse response by
ms, Pr{
,
;
}. Spatial phase
information is averaged in this computation. The result of the analysis
is a family of two-dimensional probability distributions, one for each
value of
. We investigate the dynamics of tuning by studying the
evolution of the probability distribution with time. For small or large
values of
(usually for
< 30 ms or
> 150 ms), the stimulus
does not influence the neuron's response and Pr{
,
;
}
approximates a uniform (flat) distribution. At intermediate values of
, the preference of a cell for a particular set of stimulus
parameters is revealed as a peak in the probability distribution.
Similarly, suppression of the cell's response for some stimuli
produces valleys in the probability distribution. It should be noted
that this "reverse correlation" method is formally equivalent to
calculating the probability that a grating with a particular spatial
frequency and orientation evokes a spike
ms after its presentation,
or a "forward correlation" analysis.
Each image in the stimulus set was a Hartley basis function
(Ringach et al. 1997b
) of size M × M pixels,

l, m
M
1. Here, cas
sin
+ cos
, and
kx and
ky represent the spatial
frequency of the grating in units of cycles per stimulus side. The
stimulus space consisted of all the basis functions
{±Hkx,ky} such that |kx |
kmax and
|ky |
kmax. The maximal spatial frequency tested along the x or y axes is given
by
max = kmax/L, where L is the size of one side of the stimulus patch in
degrees of visual angle.
In defining our stimulus space,
kmax was chosen to ensure that
stimuli along the "boundary" of the space (given by all gratings in
the set B = {Hkx,±
max
H±
max,ky}) had no effect on the neuron's response. The choice of
kmax was based on the spatial
frequency tuning for the cell to drifting sinusoidal gratings at the
optimal spatiotemporal frequency and size. From the definition, it is
clear that four spatial phases, 90° apart, are present for each
combination of (
,
). We denote all gratings in the stimulus
space by S(kmax).
Each frame in the stimulus is drawn at random from
S(kmax) with a
uniform distribution.
To visualize the data, we compare the probability attained by each
grating in the stimulus space to a baseline. A natural choice for the
baseline is the probability of stimuli that are known to have no effect
on the neuron's activity, such as sinusoidal gratings with arbitrary
orientations but spatial frequencies so high that the cell cannot
resolve them. We define the baseline B(
) as the
median probability of a set of such gratings. In our case, we selected
stimuli located at the boundary of our stimulus space that correspond
to the gratings with the highest spatial frequency tested at each
orientation as defined by the set B in the preceding
text. The median was chosen to minimize the effects of a few responses
reaching the boundary of the space, such as in Fig.
2C.
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The empirical probability distributions were smoothed at each time
using a 3 × 3 Gaussian kernel with
= 1 cycle/stimulus side
and then transformed by calculating
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(1) |
,
;
) = 0. Similarly, stimuli that enhance the response of the cell are mapped to
values R(
,
;
) > 0, while stimuli that
suppress the response of the cell are mapped to values
R(
,
;
) < 0. There is an optimal time lag,
peak, at which R(
,
;
) reaches a maximum absolute value. The analysis in this study
is based solely on R(
,
)
R(
,
;
peak). A description of
the temporal dynamics of response enhancement and suppression will be
the subject of a separate report.
R(
,
) can also be interpreted as the log
probability of finding a spike in a small time window
peak ms after a grating with parameters
(
,
). Using logarithms means that we consider enhancement and
suppression equal in magnitude if the geometric mean of their firing
probabilities equals the baseline probability. It can be shown that,
under the assumption of Poisson firing, this definition implies that
enhancement and suppression have equal magnitudes if and only if they
can be discriminated equally well from the baseline rate of the cell
(i.e., they have the same d', see
APPENDIX).
To plot the results, we image R(
,
) using a
pseudo-color map (Fig. 1B). Areas of enhancement are
represented by red hues, areas of suppression are represented by blue
hues, and green areas represent neutral stimuli. The data are plotted
in the Fourier plane (cf. DeValois et al. 1982
;
Jones et al. 1987
). The origin is at the center
of the graph. The distance from the origin to any point in the plane
represents the spatial frequency of the grating at that location, and
the angle with respect to the positive x axis
represents its orientation; the x axis represents the
spatial frequency of the grating in the horizontal meridian,
x =
cos
, and the
y axis represents the spatial frequency along the
vertical meridian,
y =
sin
. All
the relevant information is contained in the first and fourth
quadrants: the data in the second and third quadrants are obtained by
symmetry. We plot all four quadrants for visualization purposes only.
Enhancement in the response of a cell is defined as significant if
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Computer simulations
We simulated the reverse correlation experiment on three models
of simple cortical neurons. First, a model cell whose membrane voltage
depended linearly on the luminance contrast of the stimulus followed by
half-wave rectification due to spike generation (Fig. 6C).
The linear receptive field was modeled as a spatiotemporal separable
function, h(x, y, t) = A(x, y)B(t). The
space kernel, A(x, y), was a
Gabor function: A(x, y) = exp(
x2/2

y2/2


x +
), and the temporal profile was a
Hanning window, B(n
t) = 1/2
cos [2
n/(N + 1)]/2, where
t = 10 ms is the duration of one time slice
and n = 1, ... , 8 (n = 8).
Spatial kernels were sampled on a 64 × 64 grid representing 1 × 1 deg of visual angle. Two different types of spatial profiles were
simulated: a filter that had broad tuning in orientation and spatial
frequency and was even symmetric in space (Fig. 6A) and an
odd-symmetric filter that was well tuned in orientation and spatial
frequency (Fig. 6B). The parameters for the first filter
were
x = 0.15 deg,
y = 0.15 deg,
= 1.6 cycles/deg, and
= 0 deg, and for the second filter they were
x = 0.11 deg,
y = 0.25 deg,
= 5.3 cycles/deg, and
= 90 deg. The static nonlinearity was a
half-wave rectifier,
(x) = x if
x
0, and zero otherwise. This type of
linear-nonlinear model is commonly used to model simple cells under
constant levels of contrast gain control (Movshon et al.
1978
).
We also explored two additional models that incorporate suppression. In
the first of these models, a divisive gain control signal
(Carandini et al. 1997
), not tuned for orientation, and predominantly low-pass in spatial frequency was added to the
linear-nonlinear model (Fig. 6D). The tuning of this
feedback signal in the Fourier domain was equal to
F(
) = K exp[
(
0)2/2

0 = 2 cycles/deg and

= 1.4 cycles/deg. Note that
F(
) is independent of the orientation, and
therefore the feedback signal is untuned for orientation. In this
model, the output of the linear receptive field is divided by a factor
(the gain) that is proportional to the energy (variance) of the
stimulus in a Fourier space weighted by F(
). This
value can be estimated by pooling the responses of cortical cells with different tuning selectivities. A purely feed-forward circuit can
estimate the signal energy as well (Fig. 7). The temporal weights of
the gain signal were identical to the temporal kernel of the linear
filter. The second variant of a suppressive model used subtractive
inhibition (Fig. 6E). Here, the output from a linear filter
representing the excitatory input to the neuron is shifted by a DC
hyperpolarization caused by a nonlinear suppressive signal. The
magnitude of this hyperpolarization was proportional to the energy of
the stimulus in the Fourier domain weighted by F(
),
which can also be estimated via pooling of cortical responses. This
model may also be implemented in a feed-forward fashion (Fig. 6F). In both suppressive models, the tuning of the
inhibitory signal in the Fourier plane overlapped partially with the
tuning of the excitatory input but was broader in orientation and
mostly low-pass in spatial frequency.
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RESULTS |
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Measurement of enhancement and suppression
Response enhancement and suppression in different locations of the
Fourier plane are evident in the majority of V1 neurons (Fig. 2). A
typical example of R(
,
) is shown in Fig.
2A. The magnitude of peak enhancement equals
Rmax = +1.29. Thus at the peak
time lag, the optimal stimulus is
20 times more likely to precede a
spike than baseline stimuli (see Eq. 1). Suppression has a
similar magnitude of Rmin =
1.35. Nonoptimal stimuli are
22 times less likely to precede a
spike than baseline stimuli. A similar response profile is illustrated
in Fig. 2B. Suppression may also peak at orientations
flanking the optimal for the cell (Fig. 2C). Maximal
response suppression occurs for stimuli about 30 deg away from the
optimal. This sort of flanking suppression in the orientation domain is
consistent with our previous results on the dynamics of orientation
tuning (Ringach et al. 1997a
). Because a baseline was
not available in previous studies, we could not establish with
certainty that the valleys were the product of suppression. The present
method overcomes this limitation and shows that suppression is indeed
present in the responses of many cells.
There are some neurons that do not show response suppression (Fig. 2D). These cells tend to be broadly tuned for orientation and low-pass in spatial frequency. Such cells make up a significant proportion of our population (31/75, 41.3%), but the majority of cells had both response enhancement and suppression in their responses (42/75, 56%). Two cells had pure suppressive responses (2/75, 2.7%).
Our population consisted of 51 simple cells and 24 complex cells,
defined as in Skottun et al. (1991)
. At present
we do not observe any obvious differences between simple and complex
cells, but a larger sample is required for a careful comparison of
simple/complex properties.
To evaluate the relative importance of suppression in the development of tuning selectivity, we first compare the absolute magnitude of response enhancement and suppression in the subpopulation of neurons having both components (Fig. 3A). On average, peak suppression tends to be slightly smaller than enhancement. In a significant fraction of cells, however, enhancement and suppression have similar magnitudes. For such neurons, not responding to the "wrong" stimulus appears to be as important as responding to the "right" one.
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Further insight into the role of suppression can be gained by looking
at its location in the Fourier plane relative to the preferred stimulus
for the cell (Fig. 3B). Here, data are normalized so that
the peak response enhancement for each cell is always located at zero
orientation and a spatial frequency of one [that is, at
(
x,
y) = (1, 0)]. The distance from the origin represents the ratio between the
spatial frequency for peak suppression and enhancement. The
x axis represents the horizontal component of the
spatial frequency and the y axis the vertical
component. Points inside the circular sector of radius one have peak
suppression at spatial frequencies lower than that of enhancement. The
angle between each point and the positive x axis
represents the relative difference in orientation between the location
of peak enhancement and suppression in the Fourier plane. Peak
suppression tends to occur at orientations near the orthogonal to that
of peak enhancement and for similar spatial frequencies. However, cases
where suppression peaks at oblique angles are also observed (Fig.
3C). In about 80% of the cases, the spatial frequency of
suppression is within an octave of the optimum for response enhancement.
Suppression and orientation selectivity
The comparable magnitudes of peak enhancement and suppression and
the particular location of suppression in the Fourier plane suggest
that suppression of neural responses to nonoptimal stimuli may play an
important role in the development of neural selectivity. Therefore we
looked for a correlation between the presence or absence of suppression
in the responses of neurons and their degree of selectivity. If the
hypothesis is correct, one would expect cells that are suppressed by
nonoptimal stimuli to have higher selectivity than neurons with purely
excitatory responses. Indeed, we find that selectivity for stimulus
orientation is higher in neurons whose responses exhibit suppression
for nonoptimal stimuli than for cells that do not. To obtain this
result, we first divide our population into two groups: cells that have
a significant suppressive component in their response,
S (n = 42) and those that do not,


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,
)
represents the positive part of R(
,
); the
negative part is clipped to zero. Averaging over spatial frequencies increases the signal to noise of our measurements and is reasonable given that most of the responses are very well approximated by separable functions in spatial frequency and orientation. The circular
variance of the projection gives a measure of orientation tuning
selectivity and is defined as (Mardia 1972
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The distribution of the circular variance of R(
),
for both cell groups, is shown in Fig.
4A. Cells that have a
suppressive component in their dynamics are more selective (have lower
circular variance) than those that do not (P < 1.5 × 10
8, Wilcoxon rank sum test with
continuity correction). By definition, the way we calculated circular
variance as a measure of orientation selectivity only reflects the
tuning of response enhancement [due to the positive clipping of
R(
,
)]. Thus there is no reason why, in
principle, selectivity and suppression should be correlated with one
another, but we find that they are.
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Also we evaluated the orientation selectivity of a neuron based on its
steady-state tuning curve. In this experiment, we measure the
steady-state orientation tuning curve of a cell using drifting gratings
at its optimal spatiotemporal frequency and define
R(
) as the mean firing rate at each drift
direction. The circular variance of R(
) is
calculated from the steady-state tuning curve using the same formula as
above. Histograms of the circular variance of R(
),
for both cell groups, are illustrated in Fig. 4B.
Steady-state selectivity is also significantly higher for cells showing
suppression for nonoptimal stimuli than those showing pure excitatory
responses (P < 7 × 10
4,
Wilcoxon rank sum test with continuity correction).
Suppression and spatial frequency selectivity
Spatial frequency tuning is also influenced by suppression. The
main effect of suppression is in shaping the low-frequency limb of the
tuning curve. Cells with pure excitatory components tend to have
low-pass tuning curves, while cells that show suppression tend to have
band-pass tuning curves. To obtain this result, we first use the
dynamic measurements to calculate the average response at each spatial
frequency averaged across all orientations,
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0) and the response at the peak
spatial frequency (
peak),
R(
0)/R(
peak),
provides an index that is close to zero for tuning curves that are
band-pass shaped and close to one for tuning curves that are low-pass
shaped. We call
a low-pass index. Histograms of
, for both cell
groups, are illustrated in Fig.
5A. Cells that have a
suppressive component in their dynamics have lower low-pass indices
(tuning curves that are more band-pass shaped) than those that exhibit
pure excitatory components in their responses (P < 2 × 10
6, Wilcoxon rank sum test with
continuity correction).
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A similar result is obtained if we analyze the steady-state spatial
frequency tuning curves. Here, R(
) represents the
mean firing rate at each spatial frequency. Histograms of
, for both cell groups, are illustrated in Fig. 5B. Cells showing
suppression for nonoptimal stimuli have lower low-pass indices (i.e.,
the tuning curves are more band-pass) than those showing pure
excitatory responses (P < 7 × 10
3, Wilcoxon rank sum test with continuity correction).
Comparison with models
We compared the experimental results with the prediction of three
mathematical models. First, we simulated the response of a quasi-linear
feedforward model to our stimulus (Fig.
6C) (Movshon et al.
1978
). The model consists of a linear spatiotemporal filter followed by half-wave rectification. The input is the luminance contrast spatiotemporal pattern generated by the stimulus and the
output is the rate of firing of the cell. In the APPENDIX,
we formally show that if the static nonlinearity is convex (as in the
case of a half-rectifier or half-squaring) the resulting kernels will
always be positive (independently of the form of the feedforward filter). This means that such a model cannot generate suppression as
defined by our analysis. The simulations confirm this theoretical result.
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We offer two examples of feed-forward receptive fields. In both cases, the linear receptive field was modeled as a separable filter in space and time. In the first example, the space kernel was an even-symmetric Gabor function broadly tuned in orientation and low-pass in spatial frequency, denoted by h1 (Fig. 6A). In the second case (Fig. 6B), the filter was an odd-symmetric Gabor function well tuned in both orientation and spatial frequency, denoted by h2. The reverse correlation kernels obtained for the different models are shown as panels in Fig. 6, C-E. The left panel corresponds to the results of h1 and the right panels correspond to h2.
As expected, the results of the simulation for the linear-nonlinear model reveal responses with no suppressive component (Fig. 6C). In this sort of feedforward model, tuning selectivity can be set to high or low by an appropriate choice of the linear kernel. The kernel obtained using h1, shown in the left panel of Fig. 6C, has broad tuning (circular variance of 0.8 and low-pass index of 0.8). In contrast, the kernel generated by h2 has sharp selectivity in the Fourier plane (circular variance of 0.25 and low-pass index of 0.1). However, because the linear-nonlinear model never generates suppression, it cannot explain the correlation between suppression and tuning in our data. The linear-nonlinear model could account for neurons like the one whose results are shown in Fig. 2D. Such weakly tuned neurons comprise a significant fraction of the data set.
A nonlinear suppressive signal is therefore required to explain the results in the sharply tuned neurons. We then investigated if the addition of suppression to the basic linear-nonlinear model could sharpen tuning selectivity. We considered two different suppression mechanisms: divisive and subtractive. In the models we studied, suppression is assumed to originate as a feedback signal in the cortex by pooling a number of cortical cells, but as we discuss in the following text, equivalent feed-forward implementations can be postulated as well. Thus while our data show that suppression might be important in the generation of tuning they do not speak as to the structure of the circuit underlying its generation.
In the divisive suppression scheme, the output of the linear filter is
divided by a gain signal obtained by pooling the activities of a large
number of cortical cells with different tuning selectivities (e.g.,
Carandini et al. 1997
). The resulting kernel in the
left panel of Fig. 6D resembles some of the
empirical kernels (Fig. 2, A and B) and shows
that divisive inhibition can be used to enhance selectivity. For
h1, divisive inhibition
generates a kernel with CV = 0.23 and
= 0, compared
with the linear-nonlinear model, which has CV = 0.8 and
= 0.8). A similar outcome is obtained if we use subtractive
inhibition (Fig. 6E). Here suppression acts by shifting the
feedforward contribution away from threshold. These simulations
demonstrate that both subtractive or divisive feedback can transform a
broadly tuned excitatory component (Fig. 6C,
left) into a response with higher selectivity in orientation and spatial frequency (Fig. 6, D and E,
left). Adding suppression to a well-tuned filter generates
similar kernels but the sharpening effect is much reduced (Fig. 6,
C-E, right). These findings, together with the fact that we
rarely observe sharply tuned cells without suppression (as in the right
panel in Fig. 6C), are consistent with the view that
feedforward mechanisms may provide broad stimulus selectivity to the
cortex, but the way the cortex seems to achieve high selectivity is by
the use of intracortical inhibition.
Based solely on the qualitative shapes of the simulated kernels, it
appears that our data cannot distinguish between divisive and
subtractive inhibition. We are now investigating if a quantitative comparison of the resulting kernels may provide a way to differentiate between the two. Recent intracellular experiments in cat visual cortex,
however, suggest that shunting (divisive) inhibition plays an important
role in suppressing nonoptimal responses (Monier et al.
2000
; but see Anderson et al. 2000
;
Ferster et al. 1996
).
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DISCUSSION |
|---|
|
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We used a reverse correlation technique to map response
enhancement and suppression in V1 neurons. The method can be considered a refinement of the classical "conditioning stimulus" technique, where the response to a test stimulus is measured on top of some elevated firing rate set by a conditioning (or base) stimulus (e.g.,
among others, Blakemore and Tobin 1972
; Bonds
1989
; Nelson and Frost 1978
). This elevated rate
facilitates the detection of suppression. In the reverse correlation
method, the elevation in firing rate is caused by the rapid stimulus
sequence itself. The elements in the sequence are themselves the test
stimuli, which appear multiple times embedded in different contexts.
The analysis averages the effect of a test stimulus across the
different contexts. A significant advantage of the reverse correlation
technique is that the cortex does not adapt to the "base" stimulus
(as is the case in the conditioning paradigm). This is a potential
problem with the classical conditioning stimulus technique because it is known that adaptation can induce changes in tuning (Dragoi et
al. 2001
). An additional refinement we have made in the method over our previous work (Ringach et al. 1997b
) is to
define a baseline response explicitly. Suppression can now be measured
directly instead of being inferred from the "Mexican-hat" shape of
the tuning functions. Furthermore, global (uniform) suppression, which might have gone undetected by the previous method, can now be measured
as well. Finally, by measuring response on the whole Fourier domain
with reverse correlation, we have obtained a clear picture of the
relationship between enhancement and suppression in V1.
Previous work showed the presence of response suppression in the
orientation or spatial frequency domains but did not systematically study the relationship between suppression and selectivity or make
comparisons to model outputs (Bauman and Bonds 1991
;
Blakemore and Tobin 1972
; Bonds 1989
;
Burr et al. 1981
; De Valois and Tootell 1983
; De Valois et al. 1982
; Morrone et
al. 1982
; Nelson and Frost 1978
; Nelson
1991
; Ringach et al. 1997a
; Sclar and
Freeman 1982). By using a new technique that allows us to map
simultaneously the precise location of response enhancement and
suppression in the Fourier plane, we found that suppression and tuning
selectivity are correlated in V1 neurons. Cells that are suppressed by
nonoptimal stimuli are more selective, both in the orientation and
spatial frequency domains. In the spatial frequency domain, however,
suppression acts mainly on the lower-frequency-limb of the tuning
curve, enhancing the neurons' band-pass characteristics. This was
established without the need for pharmacological manipulations as done
in some previous studies. Instead we took advantage of the natural
variability of tuning selectivity in the cortex to study the
correlation between inhibition and tuning selectivity in the normal V1 population.
The modeling shows that a broadly tuned inhibition, which overlaps
significantly with the response of the feedforward signal in the
Fourier domain, is sufficient to generate results that are
qualitatively similar with most of the experimental data (a tuned
inhibitory signal is required to replicate the flank suppression in
Fig. 2C). Broadly tuned suppression was used in the
simulations to be consistent with experimental results in cat area 17 (DeAngelis et al. 1992
), which show a suppressive
component that is broadly tuned for orientation and spatial frequency.
Both subtractive and divisive inhibition generated results that are in
qualitative agreement with the measured kernels. The divisive model has
been proposed before to account for contrast gain control in the cortex (Albrecht and Geisler 1991
; Carandini et al.
1997
; Heeger 1992
). The suppression observed in
the kernels could be related to a contrast gain control signal acting
on fast time scales. An assumption of these models is that response
selectivity is invariant at different levels of contrast gain control.
However, the observed correlation between selectivity and suppression,
together with the modeling results and the findings of previous studies
(McLaughlin et al. 2000
), show that in addition to
controlling contrast gain, divisive inhibition might sharpen response
selectivity in the cortex.
A question that remains unanswered in our study is the exact structure of the cortical circuitry generating the inhibitory signals. The numerical simulations show that cortical feedback is one possibility. In principle, feedback suppression can be replaced with feed-forward suppression using a circuit as shown in Fig. 7A. Here, the nonlinear suppressive signal is generated by summing in a feed-forward fashion the output of simple cells. This is similar to the hierarchical complex cell model of Hubel and Wiesel. The nonlinear signal is then used to inhibit, via division or subtraction, the target cell. An alternative is that several inhibitory simple-cells synapse directly on the target cell (Fig. 7B). These feed-forward inhibition models can be made to generate results that resemble those of the feedback models.
|
Because there is no evidence for direct thalamo-cortical inhibition,
the feed-forward inhibition models postulate the existence of a
cortical inhibitory interneuron for the main purpose of inverting the
LGN input (Troyer et al. 1998
). However, we feel the
existence of such purely "feed-forward" circuitry through
inhibitory interneurons is doubtful given our knowledge of the cortical
anatomy (Dantzker and Callaway 2000
; Lund 1987
,
1988
; Lund et al. 1995
). It appears likely that
inhibitory interneurons also receive a substantial cortical input that
is dependent on visual stimulation and that the entire circuit is more
appropriately described as a feedback system. Nevertheless the actual
organization of the inhibitory circuitry remains a question for further research.
The data presented here significantly advance our knowledge of the relationship between suppression and tuning. Specifically, the correlations in our data are consistent with the idea that nonlinear suppression, whether generated by feedback or feed-forward mechanisms, plays a role in generating sharp stimulus selectivity in the Fourier plane. Models of cortical selectivity need to predict the observed correlation between response suppression and tuning selectivity in primary visual cortex. Simple models that generate high orientation selectivity through feed-forward (linear) excitatory mechanisms but no suppression, as shown by simulations (Fig. 6) and analytically, do not predict such a correlation and therefore are rejected by the data.
| |
APPENDIX |
|---|
|
|
|---|
Calculation of d' for the Poisson case
Given two Poisson distributions, with rates
and 
, we
can derive a measure of d' analogous to the Gaussian
case (Green and Swets 1966
). The parameter
d' gives a measure of how separated the two
distributions are
the more separated the rates are the higher the
d'. The log-likelihood function for a Poisson
distributed variable is easily calculated and equals
L(k) = 
+ k ln
ln k!. Thus the log-likelihood ratio
between two hypotheses with rates
and 
can be written as,
l(k) = k ln
+ C, where C is a constant that depends on
and
. In analogy to the equal-variance Gaussian case, we can
write d' = ln
. The parameter d'
is the log of the ratio between the means of the two distributions.
Given a baseline rate
there are only two different rates that will yield the same (absolute) d' value:
ed' and
e
d'. Clearly, the product
of these rates equals
, and the logarithm of the ratio between the
rates and the baseline rate equals ±d'. Therefore the
absolute magnitude of enhancement and suppression, as defined in this
study, is effectively a measure of d' relative to the
baseline rate.
Nonnegativity of kernels in a linear-nonlinear system
Consider the linear-nonlinear system depicted in Fig.
6C. We claim that if
(·) is convex then the reverse
correlation kernel is nonnegative, R(
,
;
)
0.
In other words, this model cannot generate suppression as defined in
our analysis. This can be seen as follows. Let us denote by
y(t) the output of the linear filter at
time t and the instantaneous (Poisson) rate of firing
by r(t) =
[y(t)]. At any point in time, the
probability of the neuron firing in an interval
t
is given r(t)
t. Thus the
expected firing rate
ms after the presentation of a grating with a
fixed spatial frequency (
) and orientation (
), but random spatial
phase (
) is given by
|
,
;
) is the amplitude
spectrum of the linear filter evaluated at t =
, and z is a random variable that represents the
contribution of the filter to y(t) from
times other than
. If
(·) is convex, we can use Jensen's
inequality
|
|
|
|
|
|
(0) is also the firing rate of a baseline stimulus,
as the definition requires that for such stimuli
H(
,
;
) = 0, which means that the
stimuli cannot be resolved by the neuron. We conclude that
|
| |
ACKNOWLEDGMENTS |
|---|
This research was supported by National Eye Institute Grants EY-12816 (D. L. Ringach), EY-08300 (M. J. Hawken), and EY-01472 (R. M. Shapley) and by the Sloan Foundation for support of the New York University Theoretical Neuroscience Program.
| |
FOOTNOTES |
|---|
Address for reprint requests: D. L. Ringach, Dept. of Neurobiology and Psychology, Franz Hall, Rm. 8441B, University of California, Los Angeles, CA 90095-1563 (E-mail: dario{at}ucla.edu).
Received 25 July 2001; accepted in final form 15 October 2001.
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Proc Natl Acad Sci USA
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