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The Journal of Neurophysiology Vol. 87 No. 2 February 2002, pp. 859-875
Copyright ©2002 by the American Physiological Society
Aerospace Medical Research Unit, Department of Physiology, McGill University, Montreal, Quebec H3G 1Y6, Canada
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ABSTRACT |
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Dubrovsky, Alexander S. and Kathleen E. Cullen. Gaze-, Eye-, and Head-Movement Dynamics During Closed- and Open-Loop Gaze Pursuit. J. Neurophysiol. 87: 859-875, 2002. Horizontal step-ramp stimuli were used to examine gaze-, eye-, and head-movement dynamics during head-unrestrained pursuit in two rhesus monkeys. In a first series of experiments, we characterized and compared head-restrained (HR) and -unrestrained (HU) pursuit responses to unpredictable, nonperiodic, constant velocity (20-80°/s) stimuli. When the head was free to move, both monkeys used a combination of eye and head motion to initially fixate and then pursue the target. The pursuit responses (i.e., gaze responses) were highly stereotyped and nearly identical among the HR and HU conditions for a given step-ramp stimulus. In the HU condition, initial eye and initial head acceleration tended to increase as a function of target velocity but did not vary systematically with initial target eccentricity. In a second series of experiments, step-ramp stimuli (40°/s) were presented, and, ~125 ms after pursuit onset, a constant retinal velocity error (RVE) was imposed for a duration of 300 ms. In each monkey, HR and HU gaze velocity was similarly affected by stabilizing the target with respect to the monkey's fovea (i.e., RVE = 0°/s) and by moving the target with constant retinal velocity errors (i.e., RVE = ±10°/s). In the HU condition, changes in both eye and head velocity trajectories contributed to the observed gaze velocity responses to imposed RVEs. We conclude that eye and head movements are not independently controlled during HU pursuit but rather are controlled, at least in part, by a shared upstream controller within the pursuit pathways.
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INTRODUCTION |
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Under natural conditions,
primates use coordinated movements of their eyes and head to
voluntarily align their axis of gaze (gaze = eye-in-head + head-in-space) with a target of interest. Accordingly, rapid orienting
movements that involve the use of the eyes and the head have been
termed gaze shifts, while the coordinated head and eye movements made
to follow a slowly moving target are commonly referred to as eye-head
gaze pursuit. Over the past two decades, considerable progress has been
made toward characterizing behavioral responses during gaze shifts (see
for example: Barnes 1981
; Bizzi et al.
1971
; Freedman and Sparks 1997
; Guitton
and Volle 1987
; Tomlinson and Bahra 1986
;
Zangemeister and Stark 1982a
,b
; Zangemeister et al.
1981
) as well as toward understanding neurophysiological mechanisms
(reviewed in Sparks 2000
) that mediate gaze shifts. In
contrast, the control and coordination of eye and head movements during
gaze pursuit has received far less attention. The vast majority of
previous characterizations of the pursuit system have been carried out
with the subject's head physically restrained so that only eye
movements could be used to follow target motion. As a result, much is
known about the processing of visual inputs and their use in generating
smooth pursuit eye movements. However, less is known about how
vestibular, proprioceptive, and central inputs are integrated with
visual inputs to generate coordinated eye-head pursuit.
In head-restrained studies, the pursuit system has been
typically characterized as a negative feedback controller that
functions to reduce and minimize any discrepancy between the velocity
of the target and that of the eye, defined as retinal velocity error (for review, see Lisberger et al. 1987
). Although
retinal velocity error is generally considered to be the main drive for
pursuit eye movements, retinal position (Morris and Lisberger
1987
; Pola and Wyatt 1980
; Segraves and
Goldberg 1994
) and retinal acceleration (Krauzlis and
Lisberger 1994
; Lisberger et al. 1981
, 1987
;
Morris and Lisberger 1987
) errors can also serve as
effective stimuli for pursuit eye movements. Furthermore, the amplitude
of the initial eye acceleration depends on a number of target
properties including velocity, luminance, size, and initial position.
For example, faster moving step-ramp stimuli evoke a pursuit response
in which the eyes accelerate more rapidly (Carl and Gellman
1987
; Lisberger and Westbrook 1985
;
Lisberger et al. 1981
; Mann and Morrow
1997
; Morris and Lisberger 1987
; Tychsen
and Lisberger 1986
), although this effect saturates for target
velocities greater than ~50°/s (Carl and Gellman
1987
; Lisberger and Westbrook 1985
;
Tychsen and Lisberger 1986
). Moreover, nonvisual inputs
have been reported to play an essential role during the maintenance
phase of pursuit. For instance, it has been suggested that a copy of
the pursuit eye motor command signal is used to maintain ongoing eye
velocity once pursuit has been initiated (Lisberger and Fuchs
1978
; Morris and Lisberger 1987
; Robinson
1971
; Robinson et al. 1986
; Yasui and
Young 1975
; Young et al. 1968
). Approximately
120 ms following the initiation of the pursuit response, eye velocity
reaches that of the target and then oscillates around target velocity
at a frequency of 4-6 Hz (Fuchs 1967
; Goldreich
et al. 1992
; Robinson 1965
; Robinson et
al. 1986
). It has been proposed that the oscillations result
from the processing delay that is intrinsic to the visual feedback
loop
i.e., the sum of retinal, cortical, and motor processing delays
(Goldreich et al. 1992
).
When the head is free to move, humans and monkeys commonly will move
their heads as well as their eyes in a coordinated fashion to pursue a
moving target that is well within their oculomotor range. As a result,
it was suggested that the coordination of eye and head movements during
gaze pursuit could be achieved by a common drive mechanism, whereby the
same controller drives both the eye and head motor system with the
vestibular system functioning to further couple the movements via the
vestibuloocular reflex (Lanman et al. 1978
). While we
have recently shown that head-movement onset consistently lags
eye-movement initiation by
50 ms during pursuit of step-ramp target
trajectories in the head-unrestrained condition (Wellenius and
Cullen 2000
), it is not unexpected that the latency of onset of
a detectable response to a common drive would be longer for the head
than for the eyes because head dynamics are considerably more sluggish
than eye dynamics (Peng et al. 1996
; Zangemeister
et al. 1981
).
To date, all characteristics of the dynamics of
pursuit initiation have been done with the head restrained.
Furthermore, pursuit responses to step-ramp target trajectories have
not been characterized during head-unrestrained pursuit maintenance.
Most previous investigations of combined eye-head gaze pursuit have
used stimuli such as periodic sinusoidal and/or triangular target
trajectories to study the maintenance of gaze pursuit. The results of
these studies have suggested that gaze accuracy is comparable during
sustained eye-head pursuit and pursuit in the head-restrained condition
(monkey: Cullen and McCrea 1990
; Lanman et al.
1978
; human: Barnes 1981
; Leigh et al.
1987
). A small number of studies have used unpredictable pseudo-random target trajectories, and their findings have been less
conclusive. Improved pursuit gains (i.e., gaze velocity/target velocity) during eye-head pursuit as compared with eye-only pursuit have been reported for pseudo-random target trajectories with peak
target velocities of >40°/s in squirrel monkey (Cullen and McCrea 1990
). Similarly, it has been shown that gaze accuracy in humans is marginally improved for combined eye-head pursuit of
higher velocity pseudo-random target motion (Waterston and Barnes 1992
); however, this improvement is generally not significant.
The overall goal of the present study was to investigate the control of eye and head movements during head-unrestrained pursuit of nonperiodic, constant velocity, step-ramp target motion. First, we compared pursuit responses during the maintenance of pursuit in the head-unrestrained and -restrained conditions and examined whether it is behaviorally advantageous to recruit the head to pursue a faster moving target. Second, we compared the initial gaze pursuit responses made in the head-restrained and -unrestrained conditions to determine whether the additional vestibular, proprioceptive, and central signals that are present in the head-unrestrained condition might function to facilitate pursuit onset. Third, we characterized and compared the dynamics of the initial eye- and head-movement responses made during head-unrestrained pursuit. Finally, our fourth objective was to assess the effect of imposed retinal velocity errors on gaze, eye, and head movements during gaze pursuit.
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METHODS |
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Animal preparation and experimental setup
Two adult male monkeys (Maccaca mulatta) were
prepared for chronic recording of eye movements. All procedures were
approved by the McGill University Animal Care Committee and were in
compliance with the guidelines of the Canadian Council on Animal Care.
The methods for surgical preparation of the monkeys were similar to those described by Sylvestre and Cullen (1999)
. Briefly,
under general anesthesia and aseptic conditions, a scleral search coil was implanted in the right eye in one monkey (monkey C) and
in both the eyes in the other (monkey J) to monitor gaze
position, and a stainless-steel bolt was attached to the skull for
restraining the head.
During each experiment, a monkey was comfortably seated in a stationary
primate chair that was placed in the center of a
1-m3 magnetic field coil system (CNC
Engineering). A specially designed lightweight aluminum head-holder
(Roy and Cullen 1998
) enabled us to either completely
immobilize the animal's head or to allow the monkey to rotate its head
through the natural range of motion in the yaw (horizontal), pitch
(vertical), and roll (torsional) axes. Gaze position was recorded by
using the magnetic search coil technique (Fuchs and Robinson
1966
; Judge et al. 1980
). Rotational head
movements were recorded by way of a second search coil that was secured
to the head-holder.
Monkeys were trained to track a small (0.3° diam) visual target for a
juice reward that was delivered via a tube that was attached to the
head-holder. The monkey received the reward every 500-1,000 ms only if
its gaze was maintained within a precision window of 2.5° with
respect to the position of the target. Target motion was generated
using a HeNe laser spot that was projected on a white cylindrical
screen, located 60 cm away from the monkey's eyes, by a pair of
mirrors mounted on two computer-controlled galvanometers (General
Scanning). The room was dimly lit and the intensity of the target was 3 log units above human perceptual threshold (see Wellenius and
Cullen 2000
).
Behavioral tasks
Monkeys were trained to pursue a horizontal step-ramp target
trajectory (Rashbass 1961
; see for example the top panel
of Fig. 1A, trace labeled T).
Each trial began when the monkey fixated a stationary target that was
located at one of five initial target positions that were within a
range of ±30° relative to the primary position (i.e., the position
at which the eyes are centered in the orbit). After a random fixation
period (750-3,000 ms), the target was stepped either toward the left
or right and then immediately began to move at constant velocity
(20-80°/s) in the direction opposite to that of the step. By
choosing the appropriate step size for each target velocity, it was
possible to obtain initial smooth eye movements that were not preceded
by corrective saccades (Rashbass 1961
). The target
crossed the initial target position after an average of ~110 and
~120 ms in monkeys C and J, respectively.
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During the experiments, the monkey's head was restrained
(head-restrained, HR) such that the eyes and the head were aligned with
the center of the cylindrical screen and pursuit was accomplished with
the use of only the eyes. Alternatively, the monkey's head was
unrestrained (head-unrestrained, HU) such that the monkey had full
freedom of head motion and thus pursuit could be accomplished with any
combination of eye and head movements (Roy and Cullen 1998
). A typical 40- to 50-min experimental session consisted of 200-300 step-ramp target presentations, and each experimental session was divided into one or two separate HR and HU condition blocks. The order in which the HR and HU blocks were presented was
varied on a daily basis. In addition to randomizing the target trajectories, the monkeys were given a number of breaks between trials
during which they were either required to perform a number of different
tasks (i.e., sinusoidal pursuit and/or a saccade task) or were simply
allotted a "rest time" to prevent fatigue or loss of motivation.
EXPERIMENT 1: GAZE PURSUIT. A range of target velocities and eccentricities was used to characterize and compare the relationships between initial gaze, eye, and head acceleration with respect to target velocity and initial target position (i.e., initial gaze position) as well as to determine whether initial gaze accelerations differ for combined eye-head pursuit versus eye-only pursuit in a target velocity or initial target position specific manner. Pursuit responses were elicited using horizontal step-ramp target trajectories with constant velocities of 20, 40, 60, and 80°/s for monkey C and 20, 30, 40, 50, 60 and 70°/s for monkey J. For each velocity, we tested three different initial target positions. For monkey C, targets were initially presented at 0, 15, or 30° relative to primary position and contraversive to the direction of pursuit, and for monkey J targets were initially presented at 0, 10, or 20° because this monkey would not consistently look at more eccentric targets when its head was restrained. In all experiments, both leftward and rightward trajectories were presented, and all ramps terminated between 20 and 30°. Within each block of trials, fixation period, initial target position, target velocity, target direction, and the end point of the step-ramp were randomized to minimize predictive behaviors. Because it was not the purpose of the present study to investigate differences between nasally and temporally directed pursuit, we elected to restrict our analysis of gaze pursuit dynamics to temporally directed movements (i.e., the responses of the right eye during rightward pursuit in both monkeys).
EXPERIMENT 2: OPEN-LOOP GAZE PURSUIT.
To investigate the effects of retinal velocity errors on pursuit
responses in both the HR and HU conditions, we performed the following
experiment. Pursuit was elicited by presenting horizontal step-ramp
target trajectories of 40°/s that were initially positioned at
±10° with respect to primary position. Both rightward and leftward trajectories were presented. On a portion of trials (~15%), the target either was artificially stabilized relative to the monkey's fovea (i.e., gaze) or a constant velocity error was imposed
(Morris and Lisberger 1987
; Pola and Wyatt
1980
; Segraves and Goldberg 1994
). The onset of
the open-loop interval occurred after a delay of ~125-150 ms after
the monkey's gaze velocity crossed a threshold of 10°/s, thus
allowing the monkey enough time to initiate and establish pursuit using
both its eyes and head. The retinal velocity error was imposed for the
duration of 300 ms, after which the target resumed moving at 40°/s.
During the open-loop interval, the target velocity was controlled with
a command signal representing the sum of ongoing gaze velocity and
the desired horizontal retinal velocity error (RVE) of
10, 0, or
+10°/s. Responses during the open-loop trials were compared with
control trials in which the loop was not opened (closed-loop control
trials). Within each experimental session, fixation period, target
direction, and the end point of the step-ramp were randomized, and
open-loop trials were randomly interleaved with closed-loop control trials.
10°/s, the average RPE (1.27 ± 0.89°) was larger than the
RPE present when RVE = 0 or +10°/s (P < 0.05). Considering that the position errors did not vary across HU conditions, it is unlikely that they confounded the effects of imposing retinal velocity errors.
Data collection and analysis
REX, a QNX-based real-time data acquisition system (Hayes
et al. 1982
), was used to control target position, monitor
performance, and to collect data. Gaze, head, and target position
signals were filtered (8-pole Bessel, DC-250 Hz) and then digitized at
1 kHz. Raw data files were transferred to a PC for subsequent analysis using custom algorithms developed in Matlab (MathWorks). Eye position was calculated as the difference between recorded gaze and head position signals. Gaze, eye, head, and target position traces were
digitally filtered (DC-55 Hz) and differentiated to obtain the
corresponding velocity traces.
To investigate the results of both experiments 1 and
2, desaccaded gaze velocity traces were averaged. Saccades
were identified using a gaze acceleration threshold (> ±3,500°/s2) and traces were then desaccaded as
described by Wellenius and Cullen (2000)
. Unless
otherwise stated, all averages were calculated by aligning individual
traces on the onset of target motion in experiment
1 and on the onset of the open-loop condition in
experiment 2.
EXPERIMENT 1.
The criteria for determining the onset of eye and head movements,
defined as eye and head onset latencies, respectively, were similar to
those described by Wellenius and Cullen (2000)
. Briefly, onset latency was defined as the point of intersection between a
baseline regression and an initial response regression (Carl and
Gellman 1987
). The baseline regression was calculated over the
interval of
25 to +75 ms with respect to the onset of target motion
(target onset) for gaze onset, and between +50 and +150 ms with respect
to target onset for head onset. The initial response regression was
computed between the point where the eye or head velocity deviated from
the baseline by 2.5 SD and the time 45 ms later. Each trial was
visually assessed to ensure the accuracy of the latency estimates.
20 responses to identical stimuli.
To ensure that our measurements were not contaminated by saccades, we
included only those trials that did not contain saccades from 100 ms
before target onset until
100 ms after gaze onset. Furthermore,
trials were accepted for analysis only if gaze, eye, and head
velocities were <3°/s during the 100-ms interval before target onset.
The relationship between target velocity or initial position and
initial eye or head acceleration was quantified using a
repeated-measures linear regression (Sokal and Rohlf
1995
0.05 considered significant).
The amplitude, frequency, and the time constant of the spontaneous
oscillations in gaze velocity generated during pursuit were analyzed
and compared between the HR and HU conditions. The individual gaze
velocity records were subjected to two analyses. In the first method,
oscillations were characterized as described previously by
Robinson et al. (1986)
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(1) |
EXPERIMENT 2.
We determined whether imposing a constant retinal velocity error during
the maintenance of pursuit had an effect on the gaze, eye, and head
responses by comparing average open-loop velocity trajectories to
average closed-loop control trajectories. We considered the two
conditions to differ only when the standard error of the mean
velocities of the two conditions did not overlap for a period of
25
ms (Crane and Demer 2000
). The onset of the difference was then defined as the open-loop response latency. This criterion tends to bias detection of the latencies toward later times than they
actually occur, especially for the head traces because they showed a
greater degree of variability (see RESULTS).
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RESULTS |
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Eye-head pursuit strategy
Figure 1A shows an individual trial that illustrates a typical HR pursuit response from monkey C. Figure 1A, top, shows the position profile of the target and of the eye (=gaze) response; the bottom panel shows the accompanying target and eye velocity profiles. The target underwent a leftward step followed by a ramp in position (i.e., constant velocity of 40°/s) toward the right. The stereotyped nature of the HR pursuit responses is demonstrated in Fig. 1B. Pursuit latencies for this 40°/s step-ramp target trajectory were 86 ± 10 and 106 ± 10 ms (average ± SD) for monkeys C and J, respectively, and the monkeys' pursuit responses were such that they accelerated, exceeded target velocity, and then oscillated around the velocity of the target.
During HR trials, the gaze response was accomplished entirely by the
use of the eyes alone because the head was immobile. However, in HU
trials, the monkey was free to use any eye-head strategy desired to
acquire initial fixation of the target and subsequently pursue it.
Figure 2A shows a few of the
infinite number of potential strategies a monkey could have used to
acquire fixation of a target initially located at a position of
30°
with respect to primary position. As in the HR trials, the monkey may have chosen to keep its head centered at 0° and used only its eyes to
fixate the target (left), or may have used any number of
combinations to align its axis of gaze (line of sight) with the target
(middle and right). The actual strategies used by
the two monkeys to acquire initial fixation of the target is shown in
Fig. 2B, where the mean initial position of the gaze, eye, and head is plotted for the three initial target positions tested (see
METHODS). The data were pooled across all velocities
because the data were not significantly different across velocities.
Each monkey oriented its axis of gaze toward the target and used a combination of both its eyes and head to accomplish this. Furthermore, both monkeys used statistically identical (P > 0.05)
eye-head strategies to fixate eccentric targets. On average, 60% of
the gaze redirection was accomplished by rotation of the head, while 40% of the gaze redirection was accomplished by rotation of the eyes.
Note that the percents of initial head and eye contributions did not
vary across initial target eccentricities (P > 0.05).
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While both monkeys used similar strategies to acquire fixation of the target, they employed different eye-head pursuit strategies. Figure 3A shows superimposed gaze, eye, and head velocity movements made by the two monkeys in response to an initially centered target that was moved at a constant velocity of 40°/s. Individual trials (light lines) were aligned with respect to their own onset, and the average velocity traces were superimposed (solid dark lines). Despite the different eye-head strategies used by each monkey, the resulting HU gaze responses were highly stereotyped, analogous to the HR gaze responses. The individual trials shown in Fig. 3A were aligned with respect to target onset to calculate the average gaze, eye, and head position and velocity traces shown in Fig. 3B, top and bottom, respectively. Each monkey's gaze pursuit strategy was similar to that observed in the HR condition; gaze initially accelerated to match target velocity and then continued to oscillate around the velocity of the target for monkey C and oscillated yet steadily decayed from target velocity for monkey J. Furthermore, each monkey began pursuing the step-ramp target trajectory with its eyes at statistically identical pursuit latencies as in the HR conditions (HU pursuit latencies: 83 ± 9 and 104 ± 12 ms for monkeys C and J, respectively). The head-movement onset latencies (238 ± 72 and 182 ± 30 ms for monkeys C and J, respectively) were significantly longer than the eye latencies (P > 0.05). Note that although both monkeys employed different eye-head pursuit strategies, both monkey's eyes did not deviate far from primary position (i.e., within ~10° from primary position).
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The effects of target velocity on the gaze-, eye-, and head-movement gains during sustained HU pursuit at all initial target eccentricities tested are shown in Fig. 4. The average movement gains were calculated by dividing gaze, eye, and head velocity by target velocity over the interval of 300-400 ms after target onset. Although the monkeys' eye (dashed lines)- and head (light solid lines)-movement gains varied in different directions as a function of velocity, their pursuit gains (i.e., gaze gains; dark solid lines) decreased as target velocity increased (P < 0.005) and did not vary as a function of initial target position (P > 0.05). Additionally, note that monkey C tended to match target velocity better than monkey J [compare monkey C's average pursuit gain of 0.95 ± 0.08 with monkey J's pursuit gain of 0.84 ± 0.07 (P < 0.005)]. Similar findings were obtained when the average movement gains were calculated over a later interval of 400-500 ms after target onset.
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Is there a head-unrestrained advantage?
To determine whether the monkeys natural use of both their eyes and head to pursue moving targets is advantageous as compared with using the eyes alone, we first investigated whether pursuit accuracy was improved by comparing HU with HR pursuit gains (i.e., gaze velocity/target velocity). Figure 5 shows a plot of the relationship between HU and HR pursuit gains and target velocity for each monkey, calculated over the interval of 300-400 ms after target onset. For each monkey, HU and HR pursuit gains similarly decreased as velocity increased at all initial target positions with the exception that for monkey J, for initially centered targets at higher velocities (>50°/s), HU pursuit gains were significantly greater than HR pursuit gains (P < 0.05). Similar results were obtained when the pursuit gains were calculated over the interval of 400-500 ms after target onset with the exception that for monkey J, low HU pursuit gains were observed at lower velocities (<40°/s) for initially eccentric targets as compared with HR pursuit gains (P < 0.05). Hence it appears that there is no general advantage in terms of tracking performance for using both the eyes and the head.
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A well-documented feature of HR pursuit is that the gaze velocity
trajectory oscillates around target velocity when a constant target
velocity is used (Fuchs 1967
; Goldreich et al.
1992
; Robinson et al. 1986
). We therefore
investigated whether similar oscillations in gaze pursuit were observed
during HU pursuit, and, if so, whether they were reduced in amplitude
such that pursuit accuracy was improved. Figure
6, A and B,
illustrates examples of monkey C's HR and HU response
profiles, respectively, during gaze pursuit of an initially centered
target moving at 20°/s. Also shown is the model fit used to
characterize the oscillations (see METHODS). In the HR
trial, the gaze velocity trajectory initially overshot and then
oscillated around target velocity with each subsequent period being
reduced in amplitude. In the HU trials, we observed similar
oscillations. Table 1 shows the analysis
results for all trials in which the target was initially centered and
then moved at 20 and 40°/s. There were no consistent differences
between the overshoot, frequency, amplitude, and/or the damping
coefficient of the oscillation in the HR versus the HU conditions,
suggesting that recruitment of the head did not alter the oscillations.
Furthermore, no significant differences were observed between
oscillation parameters for initially centered targets and targets
initially presented eccentrically (P > 0.05, data not
shown).
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As illustrated in Fig. 7A, both monkeys tended to make a saccade some time after the first 100 ms of pursuit. The possibility that head motion altered the timing of the first corrective saccade was also examined. For example, the initiation of the first corrective saccade might be facilitated in the HU condition relative to the HR condition, possibly via vestibular quick phase mechanisms. We thus compared the time at which the first saccade occurred, relative to pursuit onset, for the HU and HR conditions. Figure 7B shows the average time for the first saccade for target trajectories of 40°/s for each of the initial target eccentricities tested. Again, no systematic difference was observed between the timing of the saccade between HU and HR trials for either monkey; the use of the head did not facilitate the onset of the first saccade nor did it alter the variability of its timing. In fact, the only condition in which we observed a large significant difference was for monkey C, for targets initially presented at a position of 30°, in which the saccade occurred later during combined eye-head pursuit in the HU condition, as compared with when only the eyes were used in the HR. In addition, the timing of the saccade did not vary as a function of target velocity or target eccentricity, nor was it related to the onset of head motion (P > 0.05, data not shown). Moreover, its timing was also not systematically related to tracking errors (i.e., RVE and RPE). The timing of monkey J's first saccades were more stereotyped across all target trajectories as compared with monkey C. In general, monkey J generated an early saccade ~160 ms following the onset of pursuit, whereas monkey C generated saccades much later in the pursuit response (>320 ms). Therefore we did not observe any advantage during sustained tracking of a moving target for using the head as well as the eyes as compared with using the eyes alone.
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Characterization of initial movement dynamics
Previous studies have shown that the first 80 ms of HR pursuit is
free of any feedback of the visuomotor pathways that drive pursuit (see
for example Krauzlis and Lisberger 1994
;
Lisberger and Westbrook 1985
) and thus describes the
system's output in response to a purely visual input. By
characterizing initial eye (=gaze)-movement dynamics over the first
80-ms interval from movement onset, we were able to first compare HR
and HU eye dynamics to determine whether an effect of head-restraint
was present during this feedback-free period. Second the initial head
dynamics (i.e., the first 80 ms of the response) were characterized to
determine whether the signals that initially drove the head shared
similar relationships with stimulus parameters, as did the signals that initially drove the eyes. Note that because the head began to move
180 ± 100 and 83 ± 30 ms (averaged across all trials for monkeys C and J, respectively) after gaze onset
and because we only analyzed trials in which the gaze, eye, and head
were immobile (0 ± 3°/s) at target onset, initial gaze and eye
dynamics were generally equivalent during the first 80 ms and will thus
be referred to as initial eye dynamics.
The average HR eye velocity accelerations are plotted as a function of target velocity for each of the initial target positions tested in Fig. 8A and Table 2 provides a summary of the results obtained from a repeated-measures linear regression of acceleration as a function of target velocity. For monkey C, eye acceleration tended to increase as a function of target velocity for all initial target positions tested. However, at the most eccentric initial target position, the regression analysis did not show statistical significance; possibly as a result of the saturation of initial eye acceleration at ~600°/s2 observed in response to the faster velocity step ramps. For monkey J, there was also an increasing trend for initial target positions of 0 and 20°, which then appeared to saturate at velocities >50°/s. However, only when the target motion began from the most eccentric (i.e., 20°) position was this trend significant. Figure 8A also illustrates the relationship between eye acceleration and initial target position. For monkey C, eye acceleration systematically increased as a function of initial target eccentricity (P < 0.05). In contrast, for monkey J, average eye acceleration showed only a small increase with target eccentricity at higher target velocities (>50°/s), and the trends were not statistically significant (P > 0.05).
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Figure 8B (bottom) illustrates the average eye
velocity traces during HU pursuit in response to target motion at four
different target velocities and for each of the initial target
positions tested. In both monkeys, the eye velocity traces tended to
diverge within the first 80 ms such that targets with faster velocities resulted in larger eye accelerations. This relationship is quantified in Fig. 8B (top) and in Table 2. For monkey
C, eye acceleration significantly increased as a function of
target velocity for initial target positions of 0 and 15°. For
monkey J, similar to the HR condition, initial eye
acceleration tended to increase as a function of target velocity;
however, only when the target began from the most eccentric positions
was this trend statistically significant. We thus also compared the
average initial eye acceleration for 20 versus 50°/s in both the HR
and HU condition for all initial target positions for monkey
J and found a significant increase (P < 0.05) for
all but one condition (HU, initial target position =
10°). In
addition, for monkey J, no significant difference was found
when HR and HU average initial eye accelerations were directly compared
across all conditions (P > 0.05). For monkey C, HR and HU average initial eye accelerations were statistically identical only when initial target position was presented at an initial
position of 0° (P > 0.05).
Interestingly however, the effect of initial target position on eye
acceleration in the HU condition observed for monkey C was
markedly reduced as compared with its effect in the HR condition, especially at high velocities (>60°/s; compare Fig. 8, A
and B). Although initial gaze positions in the HU and HR
conditions were similar, initial eye and head positions were not. We
therefore investigated whether the reduced effect of eccentricity on
eye acceleration in the HU condition was due to an effect of initial eye or head position by performing a regression analysis of
acceleration as a function of initial eye or head position (analysis
not shown). We found that initial eye acceleration
significantly increased for more eccentric initial eye positions in the
HR and HU conditions in response to 60°/s step-ramp stimuli (Table
3) and was not significantly related to
initial head position (P > 0.05). These results are
consistent with our previous finding that pursuit latencies are
influenced by eye position (Wellenius and Cullen 2000
)
and the results of Mann and Morrow (1997)
who reported
that head position had no effect on HR pursuit responses. Thus the reduced effect of target eccentricity on average initial eye
accelerations observed in the HU condition compared with the HR
condition could largely be accounted for by the effect of initial eye
eccentricity.
|
To determine whether initial head dynamics shared similar relationships to stimulus parameters as initial eye dynamics, we next compared average head velocity trajectories made in response to step-ramp target trajectories at four different velocities and for all initial target positions tested (Fig. 9, bottom). In each monkey, the head velocity trajectories strikingly diverged as target velocity increased within the first 80 ms of the movement response. This is further illustrated in Fig. 9, top, and is quantified in Table 2. Head acceleration increased as a function of target velocity at all initial target positions tested. In addition, initial head acceleration was not systematically related to initial target position in either monkey (P > 0.05).
|
Characterization of open-loop gaze pursuit responses
Several studies have shown that RVEs are effective stimuli for
eliciting smooth eye accelerations during HR fixation and for altering
eye velocity during HR pursuit (Morris and Lisberger 1987
; Segraves and Goldberg 1994
). Recall that
experiment 1 was designed so that both the eyes
and the head were motionless at target onset (see METHODS)
such that the target and its initial image on the retina moved at the
same velocity. It then follows that as target velocity increased, so
did initial retinal velocity error as well as both initial eye and head
acceleration. Accordingly, we explored in experiment
2 whether the gaze, eye, and/or head velocity trajectories
are similarly altered in response to RVEs imposed during the
maintenance of the pursuit responses.
The effects of imposing different RVEs on gaze, eye, and head velocity
trajectories were investigated by comparing the average velocity
trajectories during closed-loop control and open-loop trials in the HR
and HU conditions. As discussed in METHODS, we considered
the two conditions to differ only when the standard error of the mean
velocities of the two conditions did not overlap for a period of
25
ms. The HR and HU average responses for monkeys C and
J are shown in Fig. 10,
A and B, respectively. The trials started with
the monkey initiating a pursuit response to a 40°/s step-ramp
stimulus. In the open-loop trial, following a ~125 ms delay from gaze
movement onset, the loop was opened and a RVE of 0 (left),
10 (middle), or +10°/s (right) was applied.
In monkey J, because positive error always evoked saccades
within 100 ms after the loop was opened, we were only able to study the
effects of imposing negative errors. For monkey C, when the
target was artificially stabilized with respect to the fovea such that
RVE = 0°/s (left), the open-loop HR average eye
(=gaze) trajectory was slightly greater than the average closed-loop
control trajectory. Moreover, HR eye velocity decreased for the imposed
negative errors (middle) and increased for the positive
error (right), relative to the average closed-loop control
trajectory. For monkey J, in the absence of any visual input
(left), HR eye velocity diverged slightly from the average
closed-loop control trajectory such that its velocity was less than
that of the control, and when RVE =
10°/s (right),
the HR eye velocity decreased even more relative to the control. The
gaze response latencies (see METHODS), illustrated by the
arrows, occurred ~110-120 ms following the onset of the open-loop
interval.
|
Figure 10, A and B, also illustrates that for
monkey C, when RVE = 0°/s, the average HU gaze
velocity trajectory did not differ from the average closed-loop control
trajectory, and analogous to the HR responses, when RVE =
10 or
+10°/s, the trajectories decreased and increased, respectively,
relative to the average closed-loop control responses. For monkey
J, when RVE = 0°/s, the average HU gaze velocity trajectory
decreased slightly compared with the closed-loop control trajectory and
decreased even more when RVE =
10°/s. The HU open-loop gaze
response latencies were also similar to those obtained in the HR
condition (i.e., ~110-120 ms).
We next examined whether the effects of RVE were mediated by altering the velocity of the eyes alone, the head alone, or by altering the velocity of both the eyes and the head. When RVE = 0°/s, neither the eye nor the head trajectory differed from their respective closed-loop control trajectories for monkey C (Fig. 10A), whereas both the eyes and the head trajectories decreased compared with closed-loop control for monkey J (Fig. 10B). When we imposed a negative velocity error to both monkeys' foveae, both the eye and the head velocity trajectories responded by decelerating (i.e., decreasing their velocities); and for monkey C, when a positive error was imposed both the eye and the head accelerated (i.e., increasing their velocities) relative to their closed-loop control responses. Note that the open-loop head responses lagged the eye response by ~50-100 ms.
We quantified the effect of imposed RVE on the gaze, eye, and head responses by comparing the average velocity of the gaze, eye, and head in the 50-ms interval following loop offset to a comparable interval in the closed-loop control trials (see METHODS). The effect of stabilizing the target relative to the subject's axis of gaze (RVE = 0°/s) compared with closed-loop control trials is quantified for each monkey in Table 4. In monkey C, no significant effect was observed in the HU gaze, eye, or head, although HR gaze was slightly faster than control when RVE = 0°/s. In contrast to monkey C, stabilizing the target on monkey J's fovea resulted in a significant effect such that HR and HU gaze responses decreased with respect to the closed-loop control trials. However, although both the eyes and the head responded by altering their velocity trajectories in the same directions so that the resultant gaze response (i.e., gaze = eye + head) decreased significantly, neither the eye nor the head responses were themselves significantly different from their closed-loop control responses.
|
The effect of stabilizing the target on the retina (RVE = 0°/s)
was compared with the effect of imposing negative (RVE =
10°/s) or positive (RVE = +10°/s) velocity errors (Table
5). In monkey C, gaze, eye,
and head responses were significantly different between conditions;
negative errors evoked decelerations and positive errors evoked
accelerations. Analogous to monkey C, in monkey J, negative errors evoked significant decelerations in both HR and
HU gaze velocity. Although the eye and the head responded in the same
direction as did gaze, neither responses showed a statistically
significant deceleration in this interval. Nevertheless, in each
monkey, the gaze, eye, and head responses toward imposed retinal
velocity errors were qualitatively similar.
|
The results of experiment 2 provide evidence that the
pursuit system possesses some form of velocity storage that drives gaze to continue at its current (or damped) velocity. Recent models of the
pursuit system have proposed that velocity memory arises from an
efference copy of the eye velocity command (Krauzlis and Lisberger 1991
, 1994
; Robinson et al. 1986
;
Zee et al. 1981
). Since gaze velocity is no longer
equivalent to eye velocity in the HU condition, we postulated that
during eye-head pursuit the storage of velocity information arises from
an efference copy of the gaze velocity command. To further probe this
hypothesis, we examined the results from the HU condition of
experiment 2 for monkey J, whose eye movements
were not equivalent to the gaze movements at the onset of the open-loop
interval, and compared them to the results obtained from the HR
condition. Figure 11A shows
monkey J's average HR and HU closed-loop control gaze
responses for experiment 2. Note that the two
responses are statistically indistinguishable, illustrating once more
the lack of a head-restraint effect on gaze pursuit. Figure
11B shows, for trials in which the target was artificially
stabilized, monkey J's average HR and HU pursuit responses
as well as the average HU eye response. Once more, the pursuit (i.e.,
gaze) trajectories superimpose almost perfectly. On the other hand,
unlike the gaze trajectories, the HU eye trajectory actually diverges
from the HU gaze trajectory ~50 ms before the loop is opened due to
the contribution of the head to the pursuit movement (see Fig.
11B) and does not superimpose with the HR gaze trajectory.
Therefore we suggest that the stored velocity information was better
related to the gaze trajectory than to the eye trajectory at the time
the loop was opened.
|
| |
DISCUSSION |
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|
|
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The main purpose of this study was to characterize initial gaze, eye, and head dynamics during combined eye-head pursuit in responses to step-ramp stimuli in the HU condition. The principal findings were that the pursuit responses (i.e., gaze responses) were highly stereotyped and nearly identical among the HR and HU conditions in response to identical step-ramp stimuli such that there was no HU advantage; initial eye and initial head acceleration tended to increase as a function of target velocity; HR and HU gaze similarly responded to targets that were stabilized with respect to the monkey's fovea or that were moved with constant retinal velocity errors; and the observed HU gaze responses to imposed RVEs were generally mediated by the eyes and the head.
Why use both the eyes and the head to pursue a moving target?
The results from experiment 1 showed that in
the more natural HU condition, monkeys use both their eyes and their
head to pursue a step-ramp target trajectory, although different
pursuit strategies could be employed. What our experiments failed to
reveal was the existence of any apparent difference between the HR and HU conditions that would be advantageous to the monkey's pursuit response during either the initiation or the maintenance of pursuit. Our findings using step-ramp trajectories confirm previous studies that
have reported little or no advantage during the maintenance of pursuit,
in terms of pursuit accuracy, for using both the eyes and the head to
pursue predictable (i.e., sinusoidal and/or triangular) and
unpredictable periodic (i.e., pseudorandom) target trajectories (Barnes 1981
; Barnes and Grealy 1992
;
Barnes and Lawson 1989
; Barnes et al.
1987
; Gresty and Leech 1977
; Lanman et
al. 1978
; Leigh et al. 1987
; Smith et al.
1995
).
If pursuit could be accomplished with equivalent accuracy with the use
of the eyes alone, why rotate the head when it requires a larger force,
as compared with the eyes, to overcome its large viscous-inertial load
(Zangemeister et al. 1981
; or see Peng et al.
1996
)? We propose that an inherent advantage for the use of the
head during pursuit is to keep the eyes somewhat centered in the orbit
(i.e., with respect to the head) and far from the mechanical limits of
ocular motor motility. In fact, as shown in Fig. 3A, the eye
positions throughout the pursuit responses in both monkeys (±15°)
were generally close to the primary position (within 15°) and thus
were well within the physical and mechanical limits of ocular motor
motility (~ ±50°) (Cullen and Guitton 1997
; Freedman and Sparks 1997
; Lauritis and Robinson
1986
; Tomlinson and Bahra 1986
), a finding that
has also been previously reported in monkey eye-head pursuit responses
to periodic target trajectories (Lanman et al. 1978
).
Prior investigations have shown that primates use both their eyes and
their head to rapidly reorient their line of sight with a target
(referred to as a gaze shift; see for example: Barnes 1981
; Bizzi et al. 1971
; Freedman and
Sparks 1997
; Guitton and Volle 1987
; Roy
and Cullen 1998
; Tomlinson and Bahra 1986
;
Zangemeister and Stark 1982a
,b
; Zangemeister et
al. 1981
). Interestingly, these studies have shown that head
motion accomplishes a greater percentage of the gaze shift for larger
amplitude target displacements (>40°), such that the eyes remain
within ~25° of their primary position. Hence, both gaze shift and
gaze pursuit systems, which are mediated by two distinct neural
pathways (reviewed in Leigh and Zee 1999
), employ similar eye-head strategies to redirect the visual axis to an
object of interest. Such eye-head gaze-reorientation strategies possess
the teleological advantage of ensuring that when a second object of
interest appears in the vicinity of the object (i.e., more
eccentrically) being pursued, the subject will be able to more rapidly
align its line of sight in any direction with the new object of
interest given that a smaller effort is required to rapidly rotate the
eyes as compared with the head (Zangemeister et al.
1981
; or see Peng et al. 1996
).
Initial eye- and head-movement dynamics
In contrast to the striking effect of target velocity observed on the initial head dynamics in both monkeys, we found that the effects of target velocity on initial HR and HU eye acceleration were more subtle in monkey J as compared with monkey C (compare slopes for HU eye of 2.7 vs. 0.7 for monkeys C and J, respectively, for initially centered targets, as seen in Table 2). Several factors may have contributed to the differential effect of target velocity on initial eye acceleration observed between the two monkeys. First, as seen in Fig. 5, monkey J's performance during the maintenance of pursuit declined at higher velocities (>50°/s), as indicated by pursuit gains that were below unity. It is possible that this resulted because monkey J had less experience with pursuit tasks than did monkey C. Alternatively, it is possible that the eyes and the head might have different preferred ranges of target velocities and that eye acceleration saturates for lower target velocities than head acceleration, consistent with the increasing recruitment of the head as the velocity of the target is increased (see Fig. 9). Moreover, these preferred ranges may differ across subjects such that monkey J's eye acceleration saturated earlier and at lower target velocities than monkey C's eye acceleration (see Fig. 8).
Second, monkey J rotated its head earlier and more rapidly
to initially acquire and pursue the target (see Fig. 3A).
For example, for initially centered 40°/s step-ramps, head latency
was 182 and 238 ms (P < 0.005) and head acceleration
was 389 and 143°/s2 (P < 0.005) for monkeys J and C, respectively.
Considering that gaze velocity is equivalent to the sum of eye and head
velocities and because the head moved more rapidly in response to
faster moving targets (see Fig. 9), monkey J's eyes did not
accelerate as rapidly as compared with monkey C's eyes. We
propose that in the HU condition, a modification of the premotor drive
to the eyes may have occurred via an interaction with vestibular
signals that arose from the self-generated head motion as has been
reported to occur during gaze-reorienting movements (Barnes
1981
; Belton and McCrea 2000
; Freedman
and Sparks 1997
; Lanman et al. 1978
; Roy
and Cullen 1998
). Similarly, other inputs could have
contributed to modifying the premotor drive to the eyes in both the HR
and HU conditions. Electromyography recordings have revealed that neck
muscle activity is strongly coupled with eye-movement dynamics during
ongoing pursuit and saccadic eye movements in the HR human (André-Deshays et al. 1991
), monkey (Bizzi
et al. 1971
; Lestienne et al. 1984
); cat
(Grantyn and Berthoz 1985
), and rabbit (Fuller 1980
) as well as during gaze shifts in the HU human
(Zangemeister and Stark 1982a
) and monkey (Bizzi
et al. 1971
). Given that monkey J moved its head
earlier, it is possible that inputs from a neck motor efference command
and/or neck proprioceptors to the eye-motor system contributed to
masking the effect of target velocity on initial eye acceleration in
this animal, even before vestibular inputs came into play in both the
HU and HR conditions.
In both the HR and HU conditions, initial eye-movement dynamics showed
some degree of saturation at target velocities >50°/s. These results
are in general agreement with those of previous studies, which have
used similar, yet not identical, step-ramp stimuli to characterize HR
pursuit responses in primates (Carl and Gellman 1987
;
Lisberger and Westbrook 1985
; Mann and Morrow 1997
; Suzuki et al. 1999
). The finding that
initial eye and initial head-movement responses shared similar
relationships with target velocity, regardless of the different
eye-head pursuit strategies used by each monkey, provides evidence for
the existence of an upstream shared-controller within the pathways that
drive pursuit (see following text).
Gaze, eye, and head responses to retinal velocity errors
The results from experiment 1 revealed the
similar relationships that both the eyes and the head share with
stimulus parameters during the initiation of the pursuit responses.
Additionally, by opening the visual feedback loop ~125-150 ms after
pursuit had been initiated (see METHODS), we examined the
effects of imposing constant retinal velocity errors on the gaze, eye,
and head responses during the maintenance of pursuit, which have been
shown to be mediated, at least in part, by different mechanisms than
those that mediate pursuit initiation (Morris and Lisberger
1987
). Our HR data revealed, in agreement with previous studies
(see for example: Becker and Fuchs 1985
; Carl and
Gellman 1987
; Morris and Lisberger 1987
;
Newsome et al. 1988
), that eye velocity is roughly
maintained in the absence of retinal velocity errors and that RVEs are
effective stimuli for modifying eye velocity to correct for errors in
tracking. A novel finding in our study was that during HU pursuit, gaze
velocity was also generally maintained in the absence of retinal
velocity errors, and both the eyes and the head mediated the changes in
gaze velocity that were observed in response to RVEs. It should be
noted that although a small RPE was present at the onset of the
open-loop interval, it was always in the same direction (i.e., lagging
the target) and it d