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The Journal of Neurophysiology Vol. 87 No. 3 March 2002, pp. 1542-1553
Copyright ©2002 by the American Physiological Society
1Center for Neuroscience, University of Alberta, Edmonton, Alberta T6G 2S2, Canada; and 2Department of Anatomy, University of Groningen, 9713 AV Groningen, The Netherlands
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ABSTRACT |
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Yakovenko, Sergiy, Vivian Mushahwar, Veronique VanderHorst, Gert Holstege, and Arthur Prochazka. Spatiotemporal Activation of Lumbosacral Motoneurons in the Locomotor Step Cycle. J. Neurophysiol. 87: 1542-1553, 2002. The aim of this study was to produce a dynamic model of the spatiotemporal activation of ensembles of alpha motoneurons (MNs) in the cat lumbosacral spinal cord during the locomotor step cycle. The coordinates of MNs of 27 hindlimb muscles of the cat were digitized from transverse sections of spinal cord spanning the entire lumbosacral enlargement from the caudal part of L4 to the rostral part of S1 segments. Outlines of the spinal cord gray matter were also digitized. Models of the spinal cord were generated from these digitized data and displayed on a computer screen as three-dimensional (3-D) images. We compiled a chart of electromyographic (EMG) profiles of the same 27 muscles during the cat step cycle from previous studies and used these to modulate the number of active MNs in the 3-D images. The step cycle was divided into 100 equal intervals corresponding to about 7 ms each for gait of moderate speed. For each of these 100 intervals, the level of EMG of each muscle was used to scale the number of dots displayed randomly within the volume of the corresponding MN pool in the digital model. One hundred images of the spinal cord were thereby generated, and these could be played in sequence as a continuous-loop movie representing rhythmical stepping. A rostrocaudal oscillation of activity in hindlimb MN pools emerged. This was confirmed by computing the locus of the center of activation of the MNs in the 100 consecutive frames of the movie. The caudal third of the lumbosacral enlargement showed intense MN activity during the stance phase of locomotion. During the swing phase, the focus of activation shifted abruptly to the rostral part of the enlargement. At the stance-swing transition, a transient focus of activity formed in the most caudal part of the lumbosacral enlargement. This was associated with activation of gracilis, posterior biceps, posterior semimembranosus, and semitendinosus muscles. These muscles move the foot back and up to clear the ground during locomotion, a role that could be described as retraction. The spatiotemporal distribution of neuronal activity in the spinal cord during normal locomotion with descending control and sensory inputs intact has not been visualized before. The model can be used in the future to characterize spatiotemporal activity of spinal MNs in the absence of descending and sensory inputs and to compare these to spatiotemporal patterns in spinal MNs in normal locomotion.
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INTRODUCTION |
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It has been known for
centuries that for a short time after cervical spinalization, many
animals can still generate a locomotor rhythm (Mettrie de La
1745
). T. Graham Brown coined the term "intrinsic factor"
to describe the rhythm generator in the spinal cord and suggested a
simple "half-center" oscillator as the underlying mechanism
(Brown 1911
). Brown's intrinsic factor was renamed the "central pattern generator" (CPG) (Grillner and Zangger
1975
). Many experiments have been done in different species to
localize and characterize the basic neuronal machinery of locomotor
CPGs (Kiehn et al. 1998
). Broadly speaking, opinion is
split between those who believe that the vertebrate CPG is fairly
localized (Cazalets et al. 1995
) and those who think it
is distributed (Arshavsky et al. 1997
; Deliagina
et al. 1983
; Kiehn and Kjaerulff 1998
; Kremer and Lev-Tov 1997
). One version of the
"distributed" hypothesis envisions a series of semi-autonomous
"unit" oscillators distributed along the neuraxis and dynamically
coupled by propriospinal pathways (Grillner and Wallen
1985
). A consensus seems to be emerging that rhythmogenesis is
more robust in one or two spinal cord segments just rostral to the
lumbosacral enlargement than in more caudal segments and that these
rostral segments may "lead" the other segments in generating the
locomotor rhythm (Arshavsky et al. 1997
;
Deliagina et al. 1983
; Kiehn and Kjaerulff
1998
; Marcoux and Rossignol 2000
).
It is impossible with current techniques to measure directly the
activity of large ensembles of neurons of a particular functional type
in the mammalian spinal cord during normal behavior. Although this may
be possible in the future by identifying neurons according to some
feature such as size, molecular affinity, or luminance, to our
knowledge, this has not been attempted to date. Consequently, all of
the experiments on localization of pattern generators within the spinal
cord have been performed on reduced preparations of different types,
including isolated embryonic spinal cords of the rat (Lev-Tov
and O'Donovan 1995
), in vitro portions of fetal rat spinal
cords (Hochman et al. 1994
; Kiehn and Kjaerulff
1998
), and spinalized fictive locomotor cat (Andersson
et al. 1978
; Deliagina et al. 1983
;
Grillner and Zangger 1979
) and lamprey (Grillner et al. 1998
; Zhang et al. 1996
). In these
various experimental situations, the locomotor rhythm is usually
initiated and maintained by the application to the spinal cord of
pharmacological agents such as dihydroxy-phenylalanine (DOPA)
or N-methyl-D-aspartate (NMDA) or by electrical
stimulation applied to descending or peripheral sensory pathways. The
rhythms generated in muscle nerves or ventral roots can often have many
of the specific characteristics of those seen in normal locomotion, so
the assumption is made that the patterns of central neural activity
studied in this way are similar to those occurring in normal behavior.
However, not only are descending inputs absent in these preparations,
but in most cases, so are sensory inputs from actively moving limbs.
Descending control originating in cerebral, cerebellar and midbrain
areas has a profound influence on the amplitude and timing of muscle
contractions during locomotion (Armstrong and Marple-Horvat
1996
; Rho et al. 1997
). Step-cycle phase
transitions, as well as modulation of motoneuron (MN) activity during
swing and stance phases, depend heavily on sensory input during normal
locomotion (Grillner 1975
; Grillner and Rossignol
1978
; Pearson 1995
; Prochazka
1996
).
The aim of our study was to characterize the spatiotemporal migration of neuronal activity in the cat spinal cord during normal locomotion. We combined two sets of data: the known distribution of MN pools innervating different muscles within the spinal gray matter and the known EMG activity profiles of these muscles in the locomotor step cycle.
The approximate rostrocaudal distribution of MN pools in the cat
spinal cord was originally deduced from the distribution of ventral
roots innervating different hindlimb muscles (Sherrington 1892
). Several important studies have greatly extended the
scope and accuracy of this information (Romanes 1951
;
VanderHorst and Holstege 1997
). In addition, there is
now a large body of information on the location and reflex connections
of interneurons of different types (Jankowska 1992
) and
on the distribution of the terminals of sensory axons (Brown
1981
).
Each action potential in a MN propagates along the efferent axon and gives rise to a motor unit action potential (MUAP) in the muscle the MN innervates. All of the MUAPs generated by the numerous active MNs sum in a slightly nonlinear manner (see DISCUSSION) to produce the recordable signal called the electromyogram (EMG). The rectified EMG thus provides an indirect measure of the net firing of MNs of that muscle in the spinal cord at any particular moment. In numerous functional studies over the last three decades, the EMG patterns of cat hindlimb muscles recorded during locomotion have been described in great detail (see METHODS).
The model of MN distributions in the spinal cord and the model of
spatiotemporal activity described in this paper are in digital form.
This will allow them to be used in other laboratories not only to test
for differences in spinal activity patterns in different preparations
(e.g., fictive locomotor vs. normal), but also to help predict which
muscles will be activated or inactivated by local electrical
stimulation of the spinal cord (Mushahwar and Horch
1998
; Mushahwar et al. 2000
), lesions, or local
excitation or inhibition with microinjections of pharmacological agents
(Marcoux and Rossignol 2000
). A preliminary report on
this work has been published (Yakovenko et al. 2000
).
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METHODS |
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Digitization
In a recent study, the horseradish peroxidase (HRP) staining
technique was used to determine the distributions within the cat spinal
cord of 50 MN pools innervating hindlimb, pelvic floor, and lower back
muscles (VanderHorst and Holstege 1997
). The entire lumbosacral enlargement of the frozen spinal cord (mean length: 28.8 mm) was cut into 40-µm sections. Every second section was collected.
Groups of 12 such sections were used to construct composite digital
drawings showing the positions of all stained MNs in the group (i.e.,
each drawing corresponded to a 12 × 2 × 0.04 = 0.96-mm thick slice of spinal cord). The rostral and caudal ends of the enlargement were identified on the basis of distinctive transitions in
shape of the ventral horn. Because the enlargements varied in length
between animals, a normalization procedure was used to divide each
enlargement into 100 levels. A summary figure of 30 slices was
presented (VanderHorst and Holstege 1997
, Fig. 28), corresponding to a mean length of the enlargement of 30 × 0.96 = 28.8 mm.
Based on the EMG profiles available to us (see following text), we digitized the positions of MNs of the following 27 hindlimb muscles: adductor femoris magnus (AdFM), biceps femoris anterior and posterior (BFa, BFp), caudofemoralis (CF), extensor digitorum longus (EDL), flexor digitorum longus (FDL), flexor hallucis longus (FHL), gluteus maximus and medius (GlutMax, GlutMed), gastrocnemius lateralis and medialis (LG, MG), gracilis, iliacus, plantaris, psoas, rectus femoris (RF), sartorius anterior and sartorius medialis (SRTa, SRTm), soleus, semimembranosus anterior and posterior (SMa, SMp), semitendinosus (ST), tibialis anterior (TA), tibialis posterior (TP), vastus intermedius, vastus lateralis, and vastus medialis (VI, VL, VM).
Initially we classified MNs as innervating either flexors or extensors,
according to the predominant biomechanical action of the corresponding
muscles or parts of muscles activated in the flexor and crossed
extensor reflexes (Carrasco and English 1999
;
Eccles and Lundberg 1958
; Sherrington
1910
). Flexors: BFp, EDL, gracilis, iliacus, psoas, RF, SMp,
SRTa, SRTm, ST, TA; extensors: AdFM, BFa, FDL, FHL, GlutMax, GlutMed,
LG, MG, plantaris, soleus, SMa, TP, VI, VL, VM. However, we will argue
later that in locomotion BFp, SMp, and ST muscles, and possibly
gracilis and FDL form a separate functional group and their MNs produce
a distinct locus of activation in the spinal cord.
In the anatomical study (VanderHorst and Holstege 1997
),
two characteristics of the spinal cord were recognized when determining the spatial relation between lumbosacral MN pools. First, there were
major differences in the organization of spinal rootlets between cats
and so segmental localization varied. Second, the length of the lumbar
enlargement varied considerably [mean: 28.8 ± 2.4 (SD) mm,
range: 23.0-34.1 mm (n = 120)]. To normalize the data
across animals, two easily recognizable landmarks were chosen to
identify the rostral and caudal ends of the enlargement. The rostral
landmark (defined as level 0) was a sudden lateral extension or bulging
of the ventrolateral corner of the ventral horn into the white matter
in the midlumbar cord. The caudal landmark (defined as level 100) was
in the sacral cord where the border of the ventral horn changes from a
rounded profile to a straight line joining the ventromedial and
dorsolateral corners of the horn. These changes in shape at levels 0 and 100 took place over a distance of 0.5-1.0 mm (approximately 1.5-3
levels). Locating them accurately required careful comparisons of
several sections in the vicinity of the transitions. The 0- to
100-level scale allowed the relative distributions of many MN pools to
be compared. In the numerous case studies illustrated
(VanderHorst and Holstege 1997
), the rostrocaudal locations of the centers of mass of individual MN pools ranged over
maximally 10 levels (i.e., localization was reliable to within 10% of
the length of the enlargement). It should be noted that this
normalization procedure was seen as an important advance over previous
methods, in which relative positions of MN pools could only be studied
accurately in individual animals.
To enter the positions of MNs into the model, we scanned Fig. 28 of
VanderHorst and Holstege (1997)
, at high resolution
(600 × 600 dpi). A software program written in Matlab (version
5.3, The MathWorks) was used to display each scanned slice on a 17-in computer monitor and to digitize the coordinates of individual MNs
together with the outline of the gray matter. The coordinates, stored
in ASCII format, were imported into a three-dimensional (3-D) model
constructed with a second Matlab software program. In the model, the
slices were all represented as being 0.96-mm thick and accordingly the
length of the enlargement was represented as 28.8 mm. It should be
stressed that in the original study lumbar enlargements varied in
length over the range 23.0-34.1 mm (VanderHorst and Holstege
1997
). In this paper, we will therefore usually refer to the
100 normalized levels; however, certain calculations such as that of
the center of activation require absolute positions. The slices were
aligned using the central canal for lateral centering and the midline
between dorsal and ventral horns for dorsoventral centering. As the
dimensions of individual cross-sections varied, the absolute positions
of MNs and the boundaries of MN pools in the slices can only be
considered accurate to within the variance of the original dimensions.
In unpublished data from five cats, one of the authors (V. K. Mushahwar) made measurements of the width and thickness of the spinal
cord at different segmental levels. The mean distance from the midline
to edge of the white matter at L7 level was
3.6 ± 0.04 mm and the corresponding mean dorsoventral thickness
of the spinal cord was 5.5 ± 0.1 mm. As most MNs were located
about halfway from the midline to the edge of the white matter and less
than half of the thickness of the cord from the central canal, we
estimate SDs of the absolute positions of MNs to be no more than 0.02 mm anterolaterally and 0.05 mm dorsoventrally.
The Matlab functions for visualization of 3-D structures were used to generate a 3-D model of the lumbar enlargement. Figure 1 shows graphical displays of this model in which surfaces have been "rendered" with SURFdriver version 3 software (Surfdriver.com).
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EMG patterns of cat limb muscles have been studied extensively by many
researchers (Abraham et al. 1985
; Belanger et al.
1988
; Buford and Smith 1990
; Carrier et
al. 1997
; Engberg and Lundberg 1969
;
Halbertsma 1983
; Pratt et al. 1991
;
Wand et al. 1980
). In a previous paper from this
laboratory, we reviewed the available data and constructed a chart of
standardized EMG profiles of a variety of muscles in the cat step cycle
(Prochazka et al. 1989
). In the present study, we again
reviewed all the currently available literature and collated as many
examples as possible of segments of EMG locomotor recordings from
hindlimb muscles. From this collection, we constructed EMG profiles
representing the activity in one step cycle for each of 27 muscles. We
considered doing this mathematically by digitizing and processing the
individual traces from the different studies to produce averages
aligned to foot contact and normalized to one cycle period; however, we
decided against this for the following reasons. The EMG recordings were
not of uniform quality or format. Some EMG signals were rectified and
smoothed while others were unrectified. Some were averages of several
steps while others were raw traces from single cycles. Some recordings
included reliable measurements of ground contact and foot lift while
others did not. Cycle durations varied and as a result so did the
relative durations of swing and stance phases. Even when EMG recordings are made in the same laboratory with the same techniques there is some
variation in the time course of EMG profiles from a given muscle that
appears to depend on electrode dimensions and placement as well as
possible differences in gait between animals. Taking all of these
factors into consideration, we therefore opted to construct each
profile from linear segments after carefully comparing the available
records in the collection and using our judgement on critical features
such as the timing of onset and duration of the EMG signal, the timing
of the peaks, and the overall shape of the signal. Profiles were
constructed from a number of piecewise linear segments, the onset,
duration, and slope of which were entered digitally in a standardized
spreadsheet of the step cycle in which the landmarks were the moments
of foot lift and foot contact. The swing phase occurring between these
landmarks was standardized to 30% of the cycle, a proportion
associated with gait velocities in the range 0.6-0.8 m/s and cycle
periods of about 700 ms (Goslow et al. 1973
;
Halbertsma 1983
). Particular attention was paid to the
time course of EMG signals at and around these critical points in the
cycle. When possible, concurrent EMG signals from ankle extensors MG,
LG, or soleus were used as a reference for foot contact, as the mean
delay between the onset of EMG in these muscles in the E1 phase and the
moment of foot contact is 60 ms, with a range of ±5 ms
(Prochazka and Gorassini 1998
; Trend
1987
). Muscle length or joint angle traces, when available, also helped us to identify timing landmarks. Each profile was normalized, i.e., it reached a peak of 100% at least once in the cycle. The assumption implicit in this normalization is that all muscles are fully recruited at least once in the step cycle. Clearly this does not occur in slow locomotion (Walmsley et al.
1978
). However, we viewed this simply as a matter of scaling;
the important point was that all MN pools, whether flexor, extensor, or
retractor, reached the same maximal level of recruitment when their EMG
signals were maximal. Different relative levels of recruitment of
flexors and extensors were then explored to address the issue of
parametric sensitivity.
The step cycle was divided into 100 equal intervals corresponding to
about 7 ms each for gait of moderate speed. For each of these
intervals, the normalized level of EMG of each hindlimb muscle was
obtained from the corresponding profile in the chart. The EMG levels
from each muscle were used to scale the number of dots displayed within
the volume of the corresponding MN pool in the digital model. This
assumes a linear relationship between EMG and MN firing rate
(Hoffer et al. 1987b
), an assumption we discuss in
detail later. To simplify the simulation, we also assumed a random
topographical distribution of active MNs within each MN pool. The 100 consecutive images or frames were saved in bitmap format, and when
displayed in rapid sequence with Corel Photo-Paint software, they
formed a continuous-loop movie showing the spatiotemporal activity of
hindlimb MN pools during locomotion.
The effect of our simplifying assumptions on the results and conclusions will be dealt with in more detail in the DISCUSSION . However, to gain an overall idea of the parametric sensitivity of our main conclusions to details of EMG profiles, we did a set of simulations in which the profiles were converted to all-or-nothing step functions such that all nonzero values were assigned the value 100%.
Calculation of the center of MN activity
The locus of MN activity was analyzed by calculating the center
of mass (rcm) of the n
active MNs (the "center of activity") at each of the 100 moments in
the step cycle, using the following formula
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RESULTS |
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Anatomical distribution of MN pools in the lumbosacral spinal cord
Figure 1 shows three views of the 3-D model of the lumbar
enlargement of the cat spinal cord rendered from the digitized
transverse slices of HRP-stained MNs described in the preceding text.
Each of the three displays shows the outlines of the gray and white matter as well as MN pools of muscles acting about the hip, knee, and
ankle respectively. The figure illustrates some interesting general
features of MN pool distributions. The pools are long, spindle-shaped,
and intertwined. The bars on the left of each model were included to
show the rostrocaudal extent and the center of mass of each pool. As is
well known from classical myotomal charts (Romanes 1951
;
Sharrard 1955
), there is a correspondence between the
rostrocaudal position of MN pools and the anatomical position of their
respective muscles in the leg. It follows that there must be a
correlation between the position of MN pools and the biomechanical
action with which they are associated. Thus starting at level 0 at the
rostral end of the enlargement and moving caudally to level 80, we find
the MN pools of muscles distributed in proximal to distal order in the
anterior compartment of the leg: hip flexors (psoas, SRTm, SRTa,
iliacus) knee extensors (VL, VM, RF, VI), and ankle flexors (EDL, TA).
When the leg is pendant, these muscles all act to move the foot
forward. Starting from level 40 and moving caudally to level 100 (S1 segment), we find the hip extensor pools
(AdFM, gracilis, SMa, SMp), followed by toe plantarflexors (FDL, FHL)
and ankle extensors (MG, LG, Pl, soleus). The most caudal part of the
enlargement also contains MN pools of proximal muscles with complex
actions about hip and knee (GlutMed, ST, CF, BFa, BFp). When the leg is
pendant, these muscles all assist in moving the foot and toe back. Note
that in terrestrial locomotion, some of the muscles assume a
load-compensating role that can no longer be described in terms of a
simple forward-backward dichotomy (see DISCUSSION).
The numerical distributions of the digitized MNs are illustrated in
Fig. 2. There is a significant imbalance
between the sizes of rostral and caudal populations of MNs. The caudal
half of the enlargement (level 50-100) contains far more MNs than the
rostral half. Indeed it is well known that the caudal ventral horns
have lateral extensions that accommodate the increased numbers of MNs (VanderHorst and Holstege 1997
). Most of the MNs in this
region innervate extensor muscles (Fig. 2B). Over 75% of
all hindlimb extensor MNs are in this region (Table
1) and their density reaches a peak at
about level 80. Flexor MNs (Fig. 2A) are less tightly clumped, but even so, more than 80% of them are found in the rostral half. The distributions of BFp, FDL, gracilis, SMp, and ST MNs are
illustrated separately in Fig. 2C. These MNs are mainly in the caudal half of the enlargement. We will argue that the function of
these muscles in locomotion is to provide the final extensor thrust
during the stance phase and then to provide ground clearance for the
swing phase by extending the hip while at the same time flexing the
knee and the toes. For this reason, we have borrowed the term
"retractors" from the invertebrate literature to describe them (see
DISCUSSION).
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Analysis of the spatiotemporal pattern of MN activity
Figure 3 summarizes the EMG profiles
of all the muscles we included in the model during level forward
walking, starting from the onset of swing (see METHODS for
details on how the profiles were constructed). The muscles in each
group behave rather uniformly during locomotion. The flexors are active
mainly in the early and mid-swing phase when the foot is off the
ground. The extensors become active during the last 100 ms of swing. In
fact, this part of the step cycle is usually designated E1, the first
extensor phase of the step cycle (Philippson 1905
). The
bifunctional muscles BFp, gracilis, and ST show two EMG bursts in the
step cycle, at the transitions from stance to swing and from swing to
stance respectively (SMp does not always show this burst clearly).
These muscles produce a backward and upward motion of the foot at the end of the stance phase, a function we will argue in the following text
is best described as retraction. FDL may contribute to this action by plantarflexing the paw. FDL was originally considered an
extensor, along with its synergist FHL (Sherrington
1910
). Several EMG studies supported this view, showing FHL and
FDL to have extensor bursts similar to those of the gastronemii and
soleus (Abraham et al. 1985
; Belanger et al.
1996
; Duysens and Loeb 1980
; Engberg
1964
; Forssberg 1979
; Rasmussen et al.
1978
). However, in a study that focused specifically on the
biomechanical actions and EMG of FDL and FHL, it was concluded that
unlike FHL, FDL acted predominantly as a toe flexor at the stance-swing
transition with a brief, intense burst of EMG (O'Donovan et al.
1982
). It was suggested that the EMG during the stance phase
recorded by others had been due to cross-talk. The flexor burst pattern
of FDL is supported in neurograms recorded during fictive locomotion (Fleshman et al. 1984
) and in more recent EMG recordings
in normal cats (Loeb 1993
; Smith et al.
1998
; Trank and Smith 1996
), although Loeb's
group reported variable amounts of stance phase activity that was
unlikely to be due to cross-talk. Given the ambiguity regarding FDL in
the literature, we performed two separate analyses of the data, in one
case assuming a flexor (retractor) burst EMG profile for FDL and in the
other an extensor profile (see dashed profiles in Fig. 3).
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We were unable to include some muscles with MNs in the lumbar
enlargement for the following reasons. There were no recordings from
intrinsic hip muscles such as obturator, pyriformis, and gemellus in
the literature. Tensor fascia latae, a thin, flat muscle overlying the
vasti, has anterior and posterior portions that flex or extend the hip
respectively (Chanaud et al. 1991
). These portions were
not separated in the anatomical study (VanderHorst and Holstege
1997
), and so EMG profiles could not be duly assigned. For the
same reason, the small intrinsic muscles of the foot are omitted from
our analysis. A case in point is extensor digitorum brevis. This muscle
is innervated by branches of the deep peroneal nerve, and so its MNs
are probably close to those of EDL, in caudal L6
and rostral L7 segments. EDB EMG shows a burst of
activity at the onset of the stance phase (Trank and Smith
1996
), so this might slightly alter the activity in our model.
Given the likely small number of MNs involved, this is unlikely to be a
major effect.
Conversely, although the distribution of MNs of the minor portions of adductor femoris (brevis and longus) were available, the only EMG recordings in the literature were from the major portion (magnus), so the minor portions are not represented in our model.
The MN distributions of the axial muscles multifidi and longissimus
dorsi showed a sparse population between L6 and
S1 and included some tail MNs at the caudal end
(VanderHorst and Holstege 1997
). The only EMG recordings
from these two muscle groups we could find in the literature were made
at L4 level in the normal cat (Carlson et
al. 1979
) or at L4 and
L7 levels in the decerebrate or spinal cat
(Zomlefer et al. 1984
). In the normal cats, for locomotion at about 1 m/s, these muscles showed biphasic, low-level EMG
in both swing and stance phases of the step cycle. In the decerebrate
cats, for locomotion slower than 0.7-0.8 m/s, there was virtually no
detectable EMG signal in the vertebral muscles (Zomlefer et al.
1984
). To gain some perspective on this issue, we obtained EMG
recordings from the longissimus dorsi muscle between the
L5 and L6 spinous processes
in one cat with the use of percutaneous electrodes. The EMG pattern was
low level and fairly constant over the step cycle, which agrees with
the preceding observations. In light of the incomplete nature of the
data on vertebral muscles, it did not seem appropriate to include these
in the analysis. Given their small numbers and aparently low level of
recruitment in slow stepping, their omission is unlikely to affect our
main conclusions, although it would of course be desirable to confirm this if and when more EMG and anatomical data become available.
The main focus of this study, the spatiotemporal pattern of the MN
activity during locomotion, is illustrated in Fig.
4. The plot shows the distribution of the
active MNs along the rostrocaudal axis in two full step cycles. As
described in METHODS, the step cycle was divided into 100 equal intervals and for each interval, the normalized EMG level of each
muscle in Fig. 3 was used to compute the number of active MNs per slice
[a slice corresponds to approximately 1 mm of spinal cord or 3.3 normalized levels (VanderHorst and Holstege 1997
)].
Figure 4 reveals a large imbalance in MN activity in swing and stance
phases, the latter associated with the large number of extensor MNs in
the caudal half of the enlargement. Note the relatively small size of
the rostral peak of activity centered between L4
and L5 in the swing phase.
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The movie animation of Fig. 4 (which may be obtained in digital form from the authors) created the impression of a rostrocaudal oscillation during the step cycle. This was confirmed by computing and plotting the rostrocaudal movement of the center of activity in a plan view of the same data (Fig. 5A). The locus of the center of MN activity (open circles) was calculated in equal 1% increments of the cycle period, (corresponding to 7-ms intervals for a 700-ms cycle period typical of medium-speed locomotion). The distance between the open circles is proportional to the velocity of the center of activity; the velocity is maximal at the transition from swing to stance. During the stance phase, there is a period in which the center of activity dwells in the region about level 70. Note that the vertical scales in the panels of Fig. 4 and 5 vary because we normalized to the peak number of active MNs per slice in each case so as to use the full range of the color spectrum.
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The large stance phase peak centered between L6 and L7 in Fig. 4 is followed by a smaller peak of activation in the L7 segment associated with activity of FDL, BFp, gracilis, SMp, and ST MN pools at the transition from stance to swing. This peak also shows up clearly in the plan view in Fig. 5A. For a brief instant in this phase of the step cycle, this is virtually the only part of the whole lumbosacral enlargement with active MNs. The transitions from swing to stance and retraction to swing are abrupt events in which the focus of activity jumps from one end of the enlargement to the other: the computed center of activity moves between levels 36 and 74, i.e., 38 levels, equivalent to 10.9 mm in the average-sized enlargement. As the centers of activation of the most proximal and distal MN pools (Psoas and BFp) are at 4.3 and 25.8 mm, respectively, in the average enlargement, the maximal possible displacement of the center of activity is on average 21.5 mm, i.e., 75 levels. Thus the center of activity moves 51% of its maximal possible range. The swing-stance transition is a little faster than the transition from retraction to stance: the center of activity reaches a peak velocity of 361 mm/s in the swing-stance transition and 309 mm/s during the retraction-swing transition. The figure also shows up a transient spread of activity rostrally to slice 11-15 about two-thirds of the way through the stance phase. This transient is associated with EMG activity of VL and RF muscles. Like VL, RF extends the knee but it also flexes the hip. Its activation is followed immediately by that of its antagonists, BFp, gracilis, SMp, and ST, with an associated caudal shift of the center of activation in the spinal cord.
The EMG profiles on which Figs. 4 and 5A were based were derived from many studies, and their construction involved qualitative judgements and approximations. How sensitive are such data to parametric variations in the EMG profiles? Three parametric variations are illustrated in Fig. 5, B-D. In Fig. 5B, we eliminated incremental modulations in the amplitudes of EMG profiles and used only the timing information (i.e., the profiles of Fig. 3 were converted to all-or-nothing step functions such that all nonzero values were assigned the value 100%). As may be seen, the main effect of this was to reduce the net displacements of activity and to create more abrupt changes at phase transitions. The caudal detour of activity at the stance-swing transition was reduced. However, the main conclusions drawn from Figs. 4 and 5A still held.
In Fig. 5, C and D, we assessed the sensitivity
of the plots in Figs. 4 and 5A to variations in the relative
level of MN recruitment in flexor, extensor, and retractor muscles.
Figure 5C shows the data of Fig. 4 recalculated on the
assumption that extensor MNs were recruited to a maximum of 40% at
peak EMG and flexor and retractor MNs were recruited to a maximum of
15% [40 and 15% were chosen on the basis of data comparing
locomotion with more forceful movements such as paw-shakes in which
recruitment approaches 100% (Chanaud et al. 1991
)].
These values were switched in Fig. 5D: flexor and retractor
MNs were assumed to reach 40% recruitment at peak EMG and extensor MNs
were assumed to reach a maximum of 15% recruitment. In all cases, the
general features of the rostrocaudal movement of the center of activity
shown in Fig. 5A are preserved.
In a separate analysis, we replotted Fig. 5A on the assumption that FDL had the extensor activity profile shown in Fig. 3 (left). This was performed in case the inclusion of FDL as a retractor may have given undue weight to the caudal detour of activity at the stance-swing transition. The plot obtained was hard to distinguish from that of Fig. 5A. We conclude that the stance-swing transition does indeed represent a distinct phase of migration of MN activity associated with retraction.
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DISCUSSION |
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In this study, two sets of data were brought together from the literature to generate a spatiotemporal model of spinal MN activation during the locomotor step cycle. Several interesting aspects of the functional anatomy of the spinal cord and the migration of MN activity during locomotion emerged. Although some of these were known in vague terms or could have been deduced from the literature, the model presents them in a precise form.
It is important to identify the assumptions and limitations in our
analysis. First, the anatomical study on which the work depends
(VanderHorst and Holstege 1997
) did not distinguish
between alpha and gamma MNs, so the number of alpha MNs in a given pool is probably overestimated. We assume that the same bias occurred in all
the MN pools, and so although the absolute numbers of alpha MNs is
overestimated, the data provides an accurate picture of relative numbers of alpha MNs across pools.
Second, by making the number of active MNs in the spinal cord
proportional to the amplitude of the EMG profile of a muscle, we
tacitly assumed that EMG level is linearly related to net MUAP rate
(and by extension to the net firing rate of corresponding spinal MNs).
This is an important issue because if the relationship were highly
nonlinear, the MN activity shown in the model could be significantly
distorted. In an early human study, MU firing rates were found to
increase with muscle force over the whole physiological range
(Bigland and Lippold 1954
). In separate studies, isometric muscle force was shown to be fairly linearly related to EMG
(Basmajian and De Luca 1985
). Taking these results
together, it is safe to infer that MU firing rates increase with
increasing EMG, but no firm conclusions can be made regarding the
linearity of the relationship. In chronic recordings from single MNs
during treadmill locomotion in cats, Hoffer et al.
(1987b)
found that MN firing rates in most muscles were
linearly related to the corresponding mass EMG, at least over the range
of gait velocities studied.
The relationship between EMG and net MN firing rate has also been
analyzed in two theoretical studies. In the first (Person and
Libkind 1970
), EMG was modeled as the sum of triangular MUAP waveforms. The integrated EMG was roughly proportional to the square
root of net MUAP rate when MUAPs were assumed to be asynchronous. The
relationship became more linear with increasing synchronization. Rate
modulation of MUAPs was neglected in this study, but in a more recent
simulation using large numbers of realistic MUAP waveforms derived from
single unit EMG recordings (Day and Hulliger 2001
), this
and other more physiological activation patterns were modeled. In most
cases, EMG was more linearly related to the number of MUAPs than in the
Person study, e.g., in the range 0-50% MU recruitment, corresponding
to medium-speed walking (Walmsley et al. 1978
), mean
EMG increased fairly linearly with the net MU firing rate (deviations
from linearity <10%). Taking all this evidence together, the
assumption of a linear relationship between EMG and net MUAP rate,
although it is a simplification, is unlikely to produce major
distortions in the estimates of net activity of MNs in the simulation.
Third, our EMG profiles were normalized so the assumption implicit in Figs. 4 and 5A was that MN recruitment reaches the same maximal level in all muscles. This is also an oversimplification, and so we added two simulations in which the relative recruitment in flexors and extensors was varied. These parametric variations showed that although some of the subtleties of the migration of activity were either attenuated or exaggerated, overall the main features of spatiotemporal migration of activity were present in all the tests. The modeling would of course be better focused if it were possible to record from a large number of muscles in the same animal with similarly placed electrodes and identical signal processing.
Finally, some MN pools were not included in our analysis, either
because EMG profiles were unavailable or because the anatomical data
did not include them in enough detail. Generally these MN pools were
much smaller than those we did include, the only notable exceptions
being the large paravertebral muscles. Further data would be needed to
fill in these gaps. However, we do not think that their inclusion would
change our basic conclusions: first, the paravertebral muscles and
their MN pools are distributed evenly over the whole lumbosacral
region, so their activation profiles would add uniformly to those of
the other pools and not significantly change the rostrocaudal migration
of the center of activation. Second, back muscles are in any case not
very active electromyographically during medium-paced locomotion at
speeds less than 0.8 m/s in the cat (Zomlefer et al.
1984
).
Regarding our results, the first remarkable feature that emerges
is the imbalance between the numbers of flexor and extensor MNs in the
cat spinal cord. This leads to an imbalance in net MN activity during
swing and stance phases, with a dominant seat of activity at a
surprisingly caudal location (levels 80-85). If anything, our
simplifying assumption that all MN pools reach the same maximal
recruitment level underestimated the imbalance, as flexors such as TA
and EDL are not strongly activated during swing phase compared with
their activity in powerful voluntary withdrawal movements
(Prochazka 1986
), whereas MN recruitment in soleus, for
example, may be virtually complete in locomotion (Walmsley et
al. 1978
). The actual recruitment balance during medium-paced
locomotion is therefore probably most closely represented in Fig.
5C, where it is assumed that extensors are recruited to a
maximum of 40% and flexors to a maximum of 15%.
The preponderance of extensor MNs in both numbers and activity has a
bearing on ideas about the structure of the locomotor CPG. Although
Graham Brown probably did not mean his term "half-center" to be
taken literally, the term does imply an equal weighting of flexor and
extensor subdivisions (Brown 1911
). The familiar schematic of the CPG, a circle bisected into flexor and extensor halves, continues this tradition. Our model does not of course give any
information about the distributions of interneurons, of which the CPG
may be largely composed (Tresch and Kiehn 1999
), but at
least at the MN level, it puts a different slant on flexor-extensor weighting. Note that it has been suggested that MNs are in fact integral elements of CPGs (Marder 1991
;
O'Donovan et al. 1998
). Furthermore, recent studies
have shown that interneurons and MNs in the same spinal segment share
the same phase of activity in the step cycle (Tresch and Kiehn
1999
), suggesting that the foci of MN activity in our model may
also describe the activity of many associated interneurons but of
course not necessarily all. Finally one should remember that MN firing
rate profiles do not necessarily correspond completely to the time
course of their locomotor drive potentials, e.g., some MNs may
depolarize in two phases of the locomotor cycle but only fire action
potentials in one phase (Perret and Cabelguen 1980
).
The next feature to emerge is the rostrocaudal oscillation of foci of
activity during the step cycle. As MN pools innervating muscles
normally thought of as flexors (including BFp and ST) are distributed
throughout the length of the lumbosacral enlargement, the alternation
between a caudal focus of MN activity in the stance phase and a rostral
focus in late swing was not a given. Our first impressions from the
movie were of a wave of activation propagating smoothly back and forth
along the spinal cord. Initially we felt that this was supported by the
smoothness of the trajectories of the centers of activation we
published in abstract form (Yakovenko et al. 2000
).
Propagation of activity along the neuraxis has been implicated in the
orderly sequencing of activation of segmented musculature in different
species (Orlovsky et al. 1999
). However, the
rostrocaudal transitions shown in Figs. 4 and 5 are in fact quite
abrupt, so if smooth propagation from one set of neurons to the next is
involved, it is rapid. Our model seems more consistent with the idea of
abrupt switching between three groups of MNs: extensor MNs active
during late swing and most of stance, retractor MNs being active in
late stance and early swing and ankle and hip flexor MNs being active
in swing only.
In the intact animal, stance-swing and swing-stance transitions in
normal over-ground locomotion are under sensory control: when certain
sensory conditions are met, phase switching is triggered (Prochazka 1993
). It will therefore be interesting to
compare the present results with those obtained when sensory input is absent (e.g., in fictive locomotion). In RESULTS, we
pointed out a possible link between MN distribution and biomechanical
action: in the pendant limb, rostral MNs would evoke forward
movements of the foot and caudal MNs would evoke backward movements of
the foot. However, in real-life locomotion, movements are affected by
weight bearing so the activity of some muscles no longer fits this
simple dichotomy. The spatiotemporal migration of activity in the
spinal cord may then differ significantly from that in unloaded
movements such as air-stepping and paw shakes.
Regarding BFp, gracilis, SMp, ST, and FDL, these muscles extend the hip
and flex the knee and toes (gracilis also has an adductor role). Their
main EMG bursts occur when the foot lifts off at the end of the stance
phase (Engberg and Lundberg 1969
; Halbertsma 1983
), though FDL may also exhibit some activity earlier in
stance (Loeb 1993
; O'Donovan et al.
1982
). In mid-stance, the moment arms of the posterior portions
of BFp, gracilis, SMp, and ST about the knee are larger than those
about the hip (Goslow et al. 1973
). But in late stance
and early swing, if the knee becomes very extended, the moment arms
about hip and knee become similar. The biomechanical action at foot
lift-off is therefore a backward and upward movement of the foot and
toes with respect to the hip, this motion being crucial for ground
clearance. Thus BFp, gracilis, SMp, ST, and FDL complete the backward
movement of the foot that develops in the stance phase and initiate the
upward movement that is then maintained by flexor muscles during swing.
Sherrington (1910)
listed gracilis, BFp, and ST muscles
as being engaged in the flexion reflex of decerebrate cats, yet in his
Table 2, he lists BFp, FDL, and SM as being inhibited along with pure
extensors when the flexion reflex was re-applied during a rebound
extensor contraction. During reflex stepping and standing, BFp,
gracilis, and ST behaved as pure flexors while SM and FDL were
classified as extensors. Short-latency (presumed group Ia) reflex
connections measured between various hip and knee muscles in lightly
anesthetized cats added to the uncertainty of classifying BFp,
gracilis, and ST as flexors (Eccles and Lundberg 1958
).
In view of these various anomalies, as well as the results of our
spinal cord modeling, we suggest that in locomotion BFp, gracilis, SMp,
ST, and FDL muscles be classified as retractors, their role
being to complete the backward movement of the foot and toes with
respect to the hip (i.e., to complete the extensor thrust of the stance
phase) and then to lift the foot in preparation for forward swing. This
is not to deny that they can act differently in other tasks: e.g., BFp
is strongly activated during flexion phases of withdrawal movements of
the limb (Prochazka 1986
) and gracilis has a significant
adductor role (Sherrington 1910
). From the point of view
of the spatiotemporal flow of activity in the spinal cord, the
activation of the BFp, gracilis, SMp, and ST MN pools involves a small
transient shift caudad from the focus of extensor activity in the
stance phase. Activity then switches rapidly to the rostral flexor centers.
Regarding the hypothesis of discrete "unit" oscillators controlling
hip, knee, and ankle (Grillner and Wallen 1985
;
Kiehn and Kjaerulff 1998
), Fig. 1 shows the actual
anatomical positions of the three sets of MN pools that would be
involved. If such unit oscillators exist and MNs are part of them
(Marder 1991
; O'Donovan et al. 1998
),
they are evidently widely spaced rostrocaudally, and so they would
require long and overlapping propriospinal connections. For example, if
we equate the centers of the unit oscillators with the centers of mass
of their respective MN pools, the two components of the hip oscillator
would be separated by 61 levels (17.5 mm in an average-sized spinal
cord), those of the knee oscillator by 58 levels (16.7 mm) and those of
the ankle oscillator by only 20 levels (approximately 5.6 mm). The
rostrocaudal order of the knee flexor and extensor half-centers would
be the reverse of that of the hip and ankle half-centers.
The approach introduced in this paper opens up a variety of interesting possibilities. Spatiotemporal patterns of spinal cord activation could be modeled and compared in various preparations (e.g., normal, decerebrate and spinal locomotion), in different types of cyclical movement (e.g., paw-shake response and scratching), and using different representations of MN activity e.g., intracellular recording. Models of this type could be extremely useful if and when spinal cord neuroprostheses are developed for people with spinal cord injury. The locomotor system of the cat spinal cord is not the only pattern generator amenable to this form of analysis. Any system in which the CNS distribution of neurons and the activity profiles of their target organs in the periphery are reasonably well characterized could be analyzed in this way. The dynamic models and the spinal cord movie described in this paper may be obtained in digital form from the authors.
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ACKNOWLEDGMENTS |
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This work was supported by grants from the Canadian Institutes of Health Research, the Alberta Paraplegic Foundation, and the Alberta Heritage Foundation for Medical Research.
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FOOTNOTES |
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Address for reprint requests: A. Prochazka, Center for Neuroscience, 507 HMRC, University of Alberta, Edmonton, Alberta T6G 2S2, Canada (E-mail: arthur.prochazka{at}ualberta.ca).
Received 11 June 2001; accepted in final form 6 November 2001.
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