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The Journal of Neurophysiology Vol. 87 No. 4 April 2002, pp. 2084-2094
Copyright ©2002 by the American Physiological Society

Departments of Neurosurgery and Neurology, Johns Hopkins Hospital, Baltimore, Maryland 21278-7713
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ABSTRACT |
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Lenz, F. A.,
C. J. Jaeger,
M. S. Seike,
Y. C. Lin, and
S. G. Reich.
Single-Neuron Analysis of Human Thalamus in Patients With
Intention Tremor and Other Clinical Signs of Cerebellar Disease.
J. Neurophysiol. 87: 2084-2094, 2002.
Tremor that occurs as a result of a cerebellar lesion,
cerebellar tremor, is characteristically an intention tremor. Thalamic activity may be related to cerebellar tremor because transmission of
some cerebellar efferent signals occurs via the thalamus and cortex to
the periphery. We have now studied thalamic neuronal activity in a
cerebellar relay nucleus (ventral intermediate
Vim) and a pallidal
relay nucleus (ventralis oral posterior
Vop) during thalamotomy in
patients with intention tremor and other clinical signs of cerebellar
disease (tremor patients). The activity of single neurons and the
simultaneous electromyographic (EMG) activity of the contralateral
upper extremity in tremor patients performing a pointing task were
analyzed by spectral cross-correlation analysis. EMG spectra during
intention tremor often showed peaks of activity in the tremor-frequency
range (1.9-5.8 Hz). There were significant differences in thalamic
neuronal activity between tremor patients and controls. Neurons in Vim
and Vop had significantly lower firing rates in tremor patients than in
patients undergoing thalamic surgery for pain (pain controls). Other
studies have shown that inputs to Vim from the cerebellum are
transmitted through excitatory connections. Therefore the present
results suggest that tremor in these tremor patients is associated with
deafferentation of the thalamus from cerebellar efferent pathways. The
thalamic X EMG cross-correlation functions were studied for cells
located in Vim and Vop. Neuronal and EMG activity were as likely to be significantly correlated for cells in Vim as for those in Vop. Cells in
Vim were more likely to have a phase lag relative to EMG than were
cells in Vop. In monkeys, cells in the cerebellar relay nucleus of the
thalamus, corresponding to Vim, are reported to lead movement during
active oscillations at the wrist. In view of these monkey studies, the
present results suggest that cells in Vim are deafferented and have a
phase lag relative to tremor that is not found in normal active
oscillations. The difference in phase of thalamic spike X EMG activity
between Vim and Vop may contribute to tremor because lesions of
pallidum or Vop are reported to relieve cerebellar tremor.
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INTRODUCTION |
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Intention tremor is defined as
tremor that increases in amplitude as the target is approached during
visually guided movements (Deuschl et al. 1998
). The
mechanism of intention tremor after lesions of the cerebellum or
cerebellar pathways (cerebellar tremor) is still uncertain, although
numerous mechanisms have been proposed (Diener and Dichgans
1992
; Flament and Hore 1988
; Flament et
al. 1984
; Gilman et al. 1976b
; Goldberger
and Growdon 1973
; Growdon et al. 1967
;
Holmes 1922
; Hore and Flament 1988
;
Liu and Chambers 1971
; Vilis and Hore 1977
,
1980
). One such mechanism suggests that cerebellar tremor is
the result of a delay in the control signal to antagonist muscles that
brake movements occurring about a joint (Vilis and Hore 1977
,
1980
). This delayed antagonist activation may be related to
delayed motor cortical activity linked to antagonists (Hore and
Flament 1988
). A second proposed mechanism suggests that
cerebellar tremor arises from alternating transcortical stretch reflex
activity in antagonist muscle pairs (Diener and Dichgans 1992
; Flament and Hore 1988
). A third proposed
mechanism suggests that cerebellar tremor results from voluntary
corrections for errors in following a movement trajectory
(Goldberger and Growdon 1973
; Growdon et al.
1967
; Holmes 1922
). These proposed mechanisms of
cerebellar tremor all predict that the timing of cerebellar output is
altered as a result of cerebellar injury.
Alterations in cerebellar output could be reflected in thalamic
activity because some pathways from the cerebellum project to motor
cortex (Jones et al. 1979
; Kievit and Kuypers
1977
; Mehler 1971
; Strick 1976
;
Walker 1938
) via the thalamus (Chan-Palay
1977
; Kalil 1981
; Tracey et al.
1980
). To test the hypothesis that the timing of cerebellar
output to the thalamus is altered in intention tremor, we examined
thalamic single neuron activity during intention tremor.
To our knowledge, thalamic activity has not previously been studied in
patients with intention tremor or in a model of intention or cerebellar
tremor. We now report the activity of thalamic cells during tremor
under isometric conditions in patients with intention tremor and other
clinical signs of cerebellar disease (tremor patients). The
relationship between thalamic activity and tremor was examined for
cells located in a cerebellar relay nucleus of the thalamus (ventral
intermediate
Vim) and a pallidal relay nucleus (ventral oral
posterior
Vop) (Hirai and Jones 1989
). Thalamic activity in tremor patients was compared with that occurring in patients operated on for treatment of chronic pain or movement disorders other than intention tremor. The degree of correlation and
relative phase of thalamic single-neuron activity and electromyographic (EMG) activity were compared between Vim and Vop. The results suggest
that the cells in Vim were deafferented by cerebellar injury. In tremor
patients, the activity of many cells in Vim had a phase lag relative to
EMG activity during tremor unlike cells in Vop. Some of these findings
have been published in preliminary form (Jaeger et al.
1994
).
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METHODS |
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Operative techniques
The data were recorded during the physiologic exploration that
preceded either stereotactic thalamotomy for treatment of movement disorders or implantation of deep brain stimulating electrodes for
treatment of chronic pain. During these procedures, the
stereotactic coordinates of the anterior commissure-posterior
commissure (AC-PC) line were determined. A coronal burr hole was
made, and the dura and arachnoid were coagulated and cut. A
microelectrode was then used to locate the principal somatosensory
nucleus of the thalamus (Vc) and to explore the region anterior to it,
including thalamic nuclei Vim and Vop (Lenz et al. 1988b
,
1990
). Standard techniques were used to record EMG activity in
wrist flexors, wrist extensors, biceps, and triceps (Lenz et al.
1988c
). A multiple-channel tape recorder (Model 4000, Vetter,
Rebersburg, PA) recorded the microelectrode signal, the EMG signals, an
audio channel describing the active movements and somatic sensory
stimulation, and a foot pedal signal marking the onset and duration of
somatic sensory stimuli.
Physiologic techniques
Physiologic exploration with the microelectrode involved both
recording of neuronal activity and constant current stimulation at
microampere levels (Lenz et al. 1988a
). During
recordings, several aspects of neuronal activity were examined: the
spontaneous firing pattern at rest, the relationship of spontaneous
activity to tremor during maintained posture (pointing), and neuronal
activity during somatic sensory stimulation and active movement. The
somatosensory examination included stimulation of both cutaneous
structures and structures below the skin. Cells were classified as
sensory or nonsensory based on their response to somatic sensory
stimuli. Cutaneous sensory cells responded to touch or pressure applied to skin. Deep sensory cells responded to joint movement or to squeezing
of muscles or tendons in the absence of any response to stimulation of
skin deformed by these stimuli.
Microstimulation was delivered through the microelectrode in trains of
~1-s duration at 300 Hz by using a biphasic pulse consisting of a
0.2-ms anodal pulse followed in 0.1-ms by a 0.2-ms cathodal pulse of
the same magnitude. At each stimulation site, patients were asked to
point with the contralateral arm while the effect of the stimulation on
tremor was assessed. During stimulation, patients were asked if they
felt anything. If any effect was observed, the current was lowered in a
series and then raised in a series until a threshold for the effect was
established. This technique is called threshold microstimulation
(Lenz et al. 1993
). The type of effect and location of
the projected field (PF) were determined at threshold.
Tremor was produced by having the patient point with the contralateral
arm to the corner of the room. The patient was seated in a reclining
position with the back at ~20° above the floor. In this position,
the shoulder was flexed to ~45° while the elbow, wrist,
metacarpophalangeal, and interphalangeal joints all extended to
<180°. This pointing task is an isometric task that produces tremor
like that evoked by isotonic tasks (Flament and Hore
1988
; Mai et al. 1988
). The neuronal activity
related to tremor was recorded and assessed for between 20 and 60 s.
In patients with tremor, the lesion site was determined by the position
of sites anterior to Vc where cells displayed activity related to the
tremor and where stimulation evoked changes in tremor. One or more
lesions were made at these sites. Lesions were made by introducing a
radio-frequency lesioning electrode with an outside diameter of 1.1 mm,
an exposed length of 3 mm, and a thermistor at the tip to monitor
temperature (TM electrode
Radionics, Burlington, MA). Neurologic
examination was carried out before, during, and after each stage of
lesioning. To make each lesion, the temperature of the electrode was
held for 1 min at 70°C and then for 1 min at 80°C. An egg-white
test determined that this technique (Cosman and Cosman
1985
) produced a cylindrical lesion with a diameter of 3 mm and
a length of 5 mm (Lenz et al. 1995
).
Estimate of nuclear location
In human studies, nuclear borders must be defined
physiologically because radiologic estimates are not reliable
(Kelly et al. 1987
). Therefore the borders of Vc were
defined physiologically and fitted to the atlas maps, which were used
to extrapolate locations of other nuclei (Lenz et al. 1990
,
1994
). Previous studies in humans indicate that sensory cells
form the majority of cells in Vc but are the minority in Vim and Vop
(Lenz et al. 1988a
, 1990
, 1994
). Vc was defined
physiologically as the length of trajectory, bounded by sensory cells,
along which the majority of cells were deep or cutaneous sensory cells.
The physiologic anterior border of Vc was defined as the most anterior
cell along trajectories through Vc (see Fig.
1). The physiologic map of each patient
was shifted along the AC-PC line so that the anterior border on the physiologic map coincided with the anterior border of Vc on the atlas
map (Lenz et al. 1990
, 1994
). The borders of Vim and Vop were determined from this transformed physiologic map.
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Figure 1 shows an example of the application of this technique to identify the anterior border of Vc. In this figure, 66% of cells along the length of P2 bounded by sites 52 and 57 were sensory cells. Therefore cell 52 was the physiologic anterior border of Vc. The physiologic map (Fig. 1A) would be moved along the AC-PC (horizontal) line in Fig. 1B until site 52 was located at the anterior border of Vc or ventral caudal parvocellular (Vcpc), inferior to Vc, in the atlas map.
Analytic techniques
After surgery, we examined the tapes made during the operative
procedures. Cells analyzed in the present report were located in the
region where cells showed activity related to active or passive
movements of the upper extremity (Lenz et al. 1990
).
Action potentials were discriminated by a window discriminator (DDIS-I) and confirmed to arise from a single cell by the criterion of constant
shape of the action potential as verified by displaying discriminated
action potentials on an oscilloscope. Times of occurrence of action
potentials were digitized at a clock rate of 1,000 Hz, and EMG signals
were digitized at a rate of 200 Hz on a digital computer (11/73,
Digital Equipment) and processed on a workstation (DECstation 3100, Digital Equipment).
To analyze the thalamic and EMG signals, we worked in the frequency
domain. For all cells, simultaneous EMG signals for wrist flexors and
extensors, as well as elbow flexors and extensors, were digitized. The
EMG signal was band-pass filtered to
6 dB at 20 and 120 Hz to
eliminate movement artifact. The signal was then full-wave rectified
and filtered to
6 dB at 20 Hz to produce a signal known as the
demodulated EMG. The spike train was converted into an equivalent
analog signal by use of the French-Holden algorithm (French and
Holden 1971
; French et al. 1972
; Glaser
and Ruchkin 1976
; Lenz et al. 1988c
). The spike
and EMG signals were processed by the 10% cosine rule to minimize
artifact related to the finite sampling interval.
Standard techniques were then used to take the spectra of these two
signals (Bendat and Piersol 1976
; Glaser and
Ruchkin 1976
; Oppenheim and Schafer 1975
). In
this study, eight contiguous, nonoverlapping, raw spectral estimates
(see Fig. 2B) were averaged to
produce a smoothed spectral estimate (Fig. 2C) (Lenz
et al. 1988c
). Note that the peaks of both the EMG and the
spike train signal are seen in the 1.9- to 5.8-Hz range of the smoothed
power spectrum.
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The signal-to-noise ratio (SNR) was defined as the spike power at
tremor frequency (peak EMG activity in the 1.9- to 5.8-Hz range)
divided by the mean power across the whole spectrum. The SNR is a
measure of the extent to which power is concentrated at tremor
frequency. The coherence function (Fig. 2D) was used as a
measure of the probability that any two signals were linearly related.
The coherence is a function of frequency that has a value of zero if
the two signals are not linearly related and one if there is a linear
relationship. By the technique used in the present study, a coherence
of 0.42 at any frequency indicates that the two signals are linearly
related at that frequency with a probability of P < 0.05 (Lenz et al. 1988c
). Phase (Fig. 2D) was
calculated by standard techniques (Oppenheim and Schafer
1975
) so that a negative phase for the spike X EMG
cross-correlation function indicates that the spike signal has a phase
lead relative to the EMG signal.
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RESULTS |
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Population of tremor patients
We now report on the activity of 159 cells recorded along 15 trajectories in the seven tremor patients described in Table 1. All patients had intention tremor
(2-6 Hz) (Deuschl et al. 1998
) as well as other signs
of cerebellar disease. Four patients had clinical signs not related to
cerebellar injury, usually clinical signs of pyramidal tract disease
(Table 1, column 5). Tremor was proximal (mostly elbow),
activated by action and posture, and of frequency (see Table 1,
column 4) in the range associated with cerebellar intention
tremor (Deuschl et al. 1998
). None had tremor at rest.
The numbers of epochs of EMG activity during tremor, analyzed in each
patient, are included in Table 1 (column 4), and apply to
all statistics related to the EMG signal.
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Clinical ratings of the severity of tremor were carried out in the last
four patients by a standard rating scale of functional disability and a
blinded assessment of handwriting and drawing (Fahn et al.
1988
). The functional disability scale was scored from 0 (normal) to 28 (total disability). The handwriting and drawing scale
was scored from 0 (normal) to 12 (unable to put pencil to paper in any
of the 3 tasks).
Similarities among tremor patients
Although the diagnoses of the conditions leading to tremor
(Table 1, column 5) were different, there were many
similarities among tremor patients. Clinical evidence indicated that
all tremor patients had intention tremor and other clinical signs of
cerebellar disease (Table 1, column 5), and low frequencies
of EMG activity during tremor (Table 1, column 4). The
numbers of cells with both a signal to noise ratio >2 and significant
coherence at tremor frequency for at least one EMG channel were not
significantly different among patients (
2,
P > 0.05). The proportion of stimulation sites were
stimulation evoked changes in tremor did not differ significantly in
this population (P > 0.2,
2).
Finally, there was no significant difference in surgical outcome (Fisher exact test, P > 0.05) between patients with
multiple sclerosis (2/4) and those with other etiologies of tremor
(2/3
Table 1). Thus tremor was similar in the population of tremor
patients as studied by clinical features, thalamic X EMG activity,
responses to thalamic stimulation, and response to surgery.
Population of control patients
The control population (control patients) comprised two groups: movement-disorder controls, patients undergoing thalamotomy for the treatment of other movement disorders (essential tremor, 2; parkinsonian tremor, 3; dystonia, 4); and pain controls, patients undergoing implantation of deep brain stimulating electrodes for treatment of chronic pain (3 patients). The present report includes results of neuronal recordings from 316 cells recorded along 31 trajectories in the control population. The pain controls had pain in the lower extremities and served as the control group for studies of thalamic cellular firing because their upper extremity motor function was normal. Both the pain and the movement-disorder controls were used in studies of upper extremity sensory cells.
EMG signal during tremor
As the basis for interpreting the relationship between thalamic
activity and tremor, EMG during tremor was studied first. When tremor
evoked by the pointing task, the EMG power spectrum often showed a peak
in the 1.9- to 5.8-Hz frequency range (Fig. 3). In this example, biceps and triceps
showed low frequency modulation of the EMG signal, as seen in the raw
record and as indicated by the peak in the lowest frequency range. The
low-frequency peak is seen in biceps and triceps spectra and to a
lesser degree in the wrist flexor spectrum. The low frequency
modulation of EMG activity, which was common in the present results
(Fig. 3 and Table 2), was consistent with
the irregularity of cerebellar tremor observed in isometric tasks
(Flament and Hore 1988
), like the pointing task.
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The percentage of epochs with peaks of EMG power spectra in the lowest frequency, and the tremor-frequency range for all muscles studied is shown in Table 2. Peak power occurred in one of these two frequency ranges for >90% of epochs in triceps, wrist flexors, and wrist extensors. For wrist flexors and extensors, the peak of EMG spectral activity occurred in the tremor-frequency range for the majority of epochs. The peak of EMG activity was commonly found in the low-frequency range (0-1 Hz), however, because of low-frequency variation in EMG activity (Table 2, biceps and triceps). This low frequency modulation of EMG did not correlate with low frequency modulation of thalamic neuronal firing (see following text).
Frequency of EMG activity as a function of severity of tremor
The frequency of peak EMG activity was studied to test the effect
of severity on the frequency of tremor (Elble and Koller 1990
). Differences in frequency studied by a two-way ANOVA
between patient and EMG channel revealed significant differences within this model (F = 18.22, P < 0.0001, within groups df = 576). The one-way ANOVA of peak frequency in
the tremor-frequency range was then carried out among patients
4-7, in whom the severity of tremor was determined by a clinical
scale (see METHODS and Table 1). Significant differences
among patients were found (F = 81.49, P < 0.0001). Mean frequencies for patients with more severe tremor
(patients 4 and 5, Table 1) were 3.34 Hz
(n = 19) and 3.20 Hz (n = 41), whereas
frequencies for patients with less severe tremor (patients 6 and 7) were 4.10 Hz (n = 34) and 4.32 Hz
(n = 54). Thus the frequency of peak EMG activity was
lower in patients with more severe tremor, consistent with the
observation that the frequency of tremor varies inversely with the
severity (Elble and Koller 1990
).
Thalamic signal
FIRING RATES. Tonic firing rates were studied as an indicator of excitability of thalamic neurons with the arm at rest while the patient was instructed to lie quietly. None of the patients had resting tremor (see preceding text). Tremor patients had a lower neuronal firing rate than did pain controls (Fig. 4A). Firing rates of cells in Vim (Fig. 4B) and Vop (Fig. 4C) were also significantly lower in tremor patients than in pain controls. In addition, there were significant physiologic differences between the activities of thalamic cells recorded in tremor patients depending on the severity of tremor. For example, firing rates were significantly lower (1-way ANOVA, F = 3.95, within groups df = 113, P < 0.05) in patients with more severe tremor (patients 4 and 5) than in those with less severe tremor (patients 6 and 7, see preceding text). These results suggest that the severity of tremor correlates inversely with thalamic firing rates.
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SENSORY AND NONSENSORY CELLS.
Previous studies have demonstrated that sensory input is an important
factor in the relationship between cortical cellular activity and
cerebellar tremor (Vilis and Hore 1980
). Therefore differences between sensory and nonsensory thalamic cells were studied.
The number of sensory cells in Vim (22/121
18%) was significantly higher (Fisher exact test, P < 0.05) than in Vop
(2/38
5%), as observed in other populations of patients (Lenz
et al. 1990
, 1999
). There was no significant difference (Fisher
exact test, P > 0.05) between the proportion of
sensory cells in Vim of tremor patients (22/121, 18%) and that of pain
controls (9/52, 17%) nor (Fisher exact P > 0.05) in
the proportion of sensory cells in Vop between tremor patients (2/38,
5.3%) and that in pain controls (0/9, 0%). Therefore sensory cells
were found as often in Vim and Vop of tremor patients as in control
patients with pain or other movement disorders.
SPECTRAL COMPOSITION.
If cellular activity is related to tremor, it would be expected to show
a peak of activity in the tremor-frequency range. Figure
5 shows that the frequency of the peak in
the spike autopower spectrum was more often in the tremor-frequency
range (
2, P < 0.0001) for
cells in Vim/Vop of tremor patients (31%
49/159) than for such cells
in pain controls (8.5%
5/59). The frequency of the spike peak in the
tremor-frequency range corresponded to the EMG peak in the same range
for 48% (76/159) of cells in tremor patients.
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2, P > 0.05) of tremor
patients (26%
41/159) as for those cells of pain controls
(29%
17/59). During tremor, the low-frequency peak of thalamic
activity did not correlate with the EMG peak in the low-frequency band.
Maximal spike power in the low-frequency band and significant coherence
with any EMG channel at this frequency was found for only 6 of 159 cells. Thus the low-frequency peak of tremor patients rarely correlated
with the low frequency modulation of EMG activity (Fig. 3 and Table 2).
Subsequent analyses were restricted to activity in the tremor-frequency
band (1.9-5.8 Hz).
Frequency of spike activity as a function of the severity of tremor
In tremor patients, the spectral peak frequency of thalamic activity in tremor patients varied significantly as a function of the severity of tremor. The frequency of spike power peak was significantly different among the tremor patients in whom the severity of tremor was graded (patients 4-7, 1-way ANOVA, P < 0.0006). The frequency of the thalamic peak was significantly lower in the two patients with severe tremor (P < 0.05, Bonferroni correction), patient 4 (3.34 Hz) and patient 5 (3.20 Hz) than in the two patients with less severe tremor, patient 6 (4.10 Hz) and patient 7 (4.32 Hz). Therefore the frequency of both peak thalamic activity and peak EMG activity in the tremor-frequency range decreased with increasing severity of tremor (see also Frequency of EMG activity as a function of severity of tremor).
Spike X EMG function
It is possible that the EMG activity of some of the muscles
studied might be preferentially correlated with the thalamic spike activity. However, differences in the thalamic spike X EMG
cross-correlation function were not significant between EMG channels or
between patients with tremor. Spike X EMG pairs revealed no significant differences between all possible pairs in terms of mean coherence (1-way ANOVA, P > 0.70). Because phase is
interpretable solely in linear systems, it was only studied for Spike X
EMG pairs with coherence
0.42. A one-way ANOVA of phase between spike
X EMG pairs was not significant (P > 0.50). The mean
phase of all spike X EMG pairs did not differ significantly from 0 (P > 0.2, t-tests). Therefore in the
analysis of the spike X EMG function that follows, results for any cell
are reported for the muscle with EMG activity most coherent with the
activity of that cell.
EFFECT OF CELL TYPE (SENSORY AND NONSENSORY).
Unlike nonsensory cells, sensory cells may have tremor-related activity
secondary to sensory inputs. This input might lead to differences in
the spike X EMG function between sensory and nonsensory cells. Among
tremor patients, the proportion of cells with frequency of peak spike
power equal to frequency of peak EMG power in one channel was
significantly higher (
2, P < 0.05) for sensory cells (10/25
40%) than for nonsensory cells
(29/134
21.6%). The spike SNR peak in the tremor-frequency range was
significantly higher (ANOVA, F = 4.82, within groups df = 157, P < 0.03) in sensory (2.43 ± 0.21) than in nonsensory cells (1.92 ± 0.09). Thus among cells in
tremor patients, sensory cells had a greater concentration of power at
tremor frequency than did nonsensory cells.
0.42 and SNR
2 (28%
7/25) tended to
be higher (
2, P < 0.07) than
that of nonsensory cells (13.4%
18/134). The proportion of sensory
cells with positive phase (58%
7/12) was not significantly different
from that of nonsensory cells (54%
26/48) with positive phase
(
2, P > 0.70). Thus the spike
X EMG signal did not differ between sensory and nonsensory cells.
EFFECT OF NUCLEAR LOCATION. To determine whether cells in Vim and Vop could be related to EMG activity by the same mechanism, the spike X EMG function was studied for cells in different nuclei. As shown in Fig. 6A, the tremor-frequency peak SNR was not significantly different (1-way ANOVA, P > 0.49) between Vim (2.03 ± 0.100) and Vop (1.89 ± 0.177). Thus the concentration of power at tremor frequency was the same in Vim and Vop.
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0.42 and SNR
2 (Fig. 6, A and
B) was not significantly different
(
2 = 0.286, P < 0.60) between
Vim (17%, 20/121) and Vop (13.2%, 5/38). The tremor-frequency phase
was then compared for neurons in Vim and Vop. There were significantly
(Fisher exact test, P < 0.001) more cells with phase
>0 in Vim (65.4%
34/52) than in Vop (10%
1/10; see Fig.
6C). This contrasts with the situation in parkinsonian
tremor in which a positive phase is as common (P > 0.05, Fisher exact test) in Vim (41%, 9/22) as in Vop (43%, 3/7)
(Lenz et al. 1994| |
DISCUSSION |
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The results of this study suggest that cells in Vim have lost
their normal input in tremor patients. Cells in Vim of tremor patients
had a significantly lower rate of firing than did those in pain
controls (Fig. 4). Because input from cerebellum to thalamus is
excitatory (Uno et al. 1970
), this result suggests that
thalamic cells have been deafferented by cerebellar injury.
Deafferentation may produce changes in cellular firing as well as
changes in the firing rate. The phase of the spike X EMG function with
the highest coherence was more likely to be positive in Vim (65.4%)
than in Vop (10%), indicating that the spike train was more likely to have a phase lead relative to EMG activity for cells in Vop than for
those in Vim. Activity in monkey ventral posterior lateral oral
(VPLo), corresponding to human Vim (Hirai and Jones
1989
), normally has a phase lead relative to movement (i.e.,
negative phase) during active oscillations (Butler et al.
1992
), unlike the pathologic oscillations reported here.
Therefore the present results suggest that cells in Vim are
deafferented and, perhaps as a consequence, have a phase lag relative
to muscle activity.
Methodological considerations
Because we hope to relate our results to cerebellar efferent
pathways, we deemed it important to review the evidence that tremor in
our tremor patients is similar to cerebellar tremor. Tremor associated
with cerebellar lesions is characteristically an intention tremor,
which occurs as the target is approached during a visually guided
movement, an isotonic task (Deuschl et al. 1998
). All
patients in this study had intention tremor. The pointing task used in
the present study is a postural or isometric task. Cerebellar tremor
can occur under either isotonic or isometric conditions (Flament
and Hore 1988
; Mai et al. 1988
). Although the
tremor is similar under both conditions, it is more irregular and of
lower frequency in the postural or isometric task. The irregularity is
reflected in the present results by the high proportion of epochs of
EMG activity with peak frequency in the low-frequency band (see Table
2, column 3, and Fig. 3).
Other characteristics of our tremor patients suggest that the tremor is
of cerebellar origin. The frequencies of tremor (Fig. 3 and Table 2)
are consistent with the frequency of known cerebellar tremors
(Deuschl et al. 1998
). All tremor patients had clinical signs of cerebellar disease in addition to intention tremor (see Table
1, column 5), although some patients had clinical signs of
lesions in other systems. Nevertheless, the associated cerebellar signs
and the frequency of tremor strongly suggest that intention tremor in
these patients is similar to cerebellar tremor (Deuschl et al.
1998
; cf. Bastian and Thach 1995
).
The actual location of cells in the present study is uncertain because
stereotactic localization on the basis of the AC-PC line does not have
adequate resolution to discriminate nuclei of the thalamic ventral
nuclear group (Kelly et al. 1987
). The uncertainty in
location was minimized in the present study, however, by aligning the
anterior border of Vc in the atlas with the anterior physiologic
boundary of Vc. This procedure minimizes the random radiologic errors
that occur during nuclear localization.
Baseline firing rates in Vop and Vim of tremor patients
Lesions other than the loss of excitatory input from the
cerebellum to the thalamus could also explain the decrease in firing rates of thalamic cells reported in our tremor patients.
Corticothalamic inputs are excitatory (Jones 1985
) and
may be lesioned in multiple sclerosis or in head injury (see Table 1)
(Adams et al. 1996
). Alternatively, loss of brain stem
inputs to the thalamus may influence the basal firing rates of
thalamocortical cells and may result in synchronized oscillations of
thalamic systems (Steriade et al. 1990
), similar to
those found in tremor patients (Fig. 6A). Thus multiple
pathways might explain the changes in basal firing rates found in
tremor patients.
Our initial explanation for the decreased firing rates in tremor
patients was the loss of excitatory cerebellar input. However, this
does not explain the decreased firing rates in Vop. Unlike Vim neurons,
which might be deafferented by a lesion of the cerebellum or it's
pathways, neurons in Vop are not deafferented because Vop receives
input from the pallidum not the cerebellum. There are two connections
through which firing rates of cells in Vim might influence those in
Vop. First, in monkeys, VPLo, corresponding to human Vim, projects to
motor cortex, which sends an excitatory projection to monkey ventral
lateral oral (VLo) (Ilinsky and Kultas-Ilinsky 2001
), corresponding to human ventral oral (Vo)
(Hirai and Jones 1989
). Second, inputs to the reticular
nucleus from VPLo are probably connected through the diffuse inhibitory
interconnections of the thalamic reticular nucleus to VLo
(Ilinsky and Kultas-Ilinsky 2001
; Ilinsky et al.
1999
). Both the cortical and reticular nuclear inputs to the
VPLo make connections with relay cells and inhibitory interneurons
(Ilinsky and Kultas-Ilinsky 2001
). Therefore either of
these connections could explain the parallel decrease in firing in the
pallidal and cerebellar relay nuclei, that is also observed in
parkinsonian monkeys (Vitek et al. 1990
).
Tremor-related activity of sensory and nonsensory cells
The relationship between thalamic and EMG signals was first
studied for sensory and nonsensory cells. Both cell types showed activity linearly related to tremor. Studies of cerebellar intention tremor in monkeys have reported that cells with sensory inputs were the
only cells in motor cortex displaying activity related to tremor
(Flament and Hore 1988
; Vilis and Hore
1980
), whereas the activity of nonsensory cells was not
strongly related to tremor (Flament and Hore 1988
). In
contrast, in the present study, many thalamic nonsensory cells (22%)
showed a concentration of activity at tremor frequency, which was
significantly related to tremor. This result may be a consequence of
the sensitivity of the present analysis in identifying cellular
activity related to tremor (Fig. 2). It also suggests that nonsensory
thalamic cells may have a role in the generation of tremor.
Involvement of nonsensory cells in the generation of cerebellar tremor
has been suggested by the persistence of cerebellar tremor after
deafferentation (Diener and Dichgans 1992
; Gilman et al. 1976b
; Liu and Chambers 1971
). In one of
these studies, kinematic analysis was carried out during visually
guided pointing movements of the hand (Gilman et al.
1976b
). A "4- to 5-Hz tremor" of the upper extremity was
observed in monkeys with cerebellar lesions both with and without
deafferentation of the upper extremity. The present data do not
identify the central pacemaker that drives thalamic nonsensory cell
activity in this situation. This pacemaker could be oscillating cells
in the olive, the activity of which is transmitted to the thalamus
through the cerebellum (Lamarre 1995
). However, recent
evidence suggests that the cerebellum does not normally act as a
pacemaker for the activity of other neurons (Keating and Thach
1997
).
Some of the present results suggest that sensory inputs are as
significant in tremor as they are in normal cerebellar function (Thach et al. 1986
). For example, peak spike activity
tended to occur at tremor frequency and be correlated with tremor more
often (P < 0.07) for sensory (28%) than for
nonsensory cells (13%). Moreover, previous studies showed that tremor
is influenced by proprioceptive but not visual inputs (Flament
et al. 1984
) and that the mechanical state of the limb
influences the frequency of tremor (Flament et al. 1984
;
Hore and Flament 1986
; Vilis and Hore
1977
). In those studies, tremor was measured with cooling of
the deep cerebellar nuclei during movements of a handle to a visual
target. Tremor frequency and amplitude were altered by changes in the
spring stiffness, inertia, and viscosity of the handle, all of which
alter sensory input from the limb (Flament et al. 1984
;
Hore and Flament 1986
; Vilis and Hore
1977
). Removal of visual feedback of handle position did not
influence the tremor (Flament et al. 1984
; Gilman
et al. 1976a
; Mauritz et al. 1981
). Thus there
is reason to believe that both sensory and nonsensory cells are
involved in the mechanism of tremor.
Other systems that may contribute to thalamic abnormalities in tremor-related activity in Vim and Vop
The effect of stimulation in Vim on tremor suggests that activity
in this nucleus is related to tremor through its connection to motor
cortex (Benabid et al. 1996
; Buford et al.
1996
; Vitek et al. 1996
). The activity of 66%
of cells in Vim had phase >0, indicating a phase lag with respect to
EMG activity during tremor (see Fig. 6). This is in contrast to the
activity of cells in monkey VPLo during active wrist oscillations. In
those studies, monkeys carried out 2- to 4-Hz alternating
flexion/extension movements of the wrist. The activity of cells in VPLo
was correlated with and led movement during oscillations (Butler
et al. 1992
). In the tremor of Parkinson's disease, the
oscillations of cellular activity in both Vim and Vop led tremor (see
Spike X EMG Function, EFFECT OF NUCLEAR
LOCATION) (Lenz et al. 1994
). Thus during
physiologic oscillations (Butler et al. 1992
) and some
pathologic oscillations (parkinsonian tremor) activity in Vim and Vop
led EMG activity in tremor, which was not observed in this study.
There are two possible explanations for this result. Normally, the
cerebellum contributes to stable posture and accurate movement by
feed-forward control of cortical activity to the antagonists of
movement about a joint (Hore and Flament 1988
). In
studies of cerebellar tremor in monkeys, a delay is observed in the
feed-forward activation of antagonists that normally brake movement
about a joint (Vilis and Hore 1977
, 1980
). During
tremor, corresponding delays in activation are observed in recordings
from motor cortical cells with activity related to the antagonists
(Hore and Flament 1988
). The phase lag of Vim activity
relative to EMG is consistent with activity in motor cortex of the
monkey because Vim projects to motor cortex (Hirai and Jones
1989
).
The second possible explanation focuses on the difference between phase
in Vim and Vop. A phase lead in the spike X EMG function was found in
almost all cells located in Vop and contrasted with the phase lag for
many cells in Vim. The phase difference between these two inputs to
cortex may contribute to tremor. Because lesions of axons from deep
cerebellar nuclei lead to cerebellar tremor (Carrea and Mettler
1955
), it is possible that tremor is not driven by cerebellar
output. Rather it may be driven by structures deafferented as a result
of the cerebellar injury (e.g., thalamus) under the influence of other
inputs to the thalamus, such as pallidal input to cortex through Vop
(Holsapple et al. 1991
).
The suggestion that Vop is involved in cerebellar tremor is supported
by the finding that lesions of the globus pallidus relieve cerebellar
tremor in monkeys (Carpenter et al. 1958
). Clinical studies demonstrate that lesions of the globus pallidus (Obrador and Dierssen 1965
) or a pallidal relay nucleus of thalamus
(Vop) (Alusi et al. 2001
) effectively relieve intention
tremor secondary to multiple sclerosis. If tremor results from the
disparity in timing of inputs to cortex from Vim and Vop, then pallidal
lesions might correct tremor by inactivating the pallidal input to
cortex that is transmitted through Vop.
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ACKNOWLEDGMENTS |
|---|
We thank L. Rowland for excellent technical assistance. We thank the editors and reviewers for making substantial contributions to this paper.
This work was supported by National Institute of Neurological Disorders and Stroke Grants NS-39498 and NS-40059 to F. A. Lenz.
| |
FOOTNOTES |
|---|
Address for reprint requests: F. A. Lenz, Dept. of Neurosurgery, Meyer Building 7-113, Johns Hopkins Hospital, 600 N. Wolfe St., Baltimore, MD 21287-7713 (E-mail: fal{at}pallidum.med.jhu.edu).
Received 19 January 2001; accepted in final form 15 October 2001.
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REFERENCES |
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