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The Journal of Neurophysiology Vol. 88 No. 3 September 2002, pp. 1288-1301
Copyright ©2002 by the American Physiological Society
1Department of Psychology, University of California, Riverside, 92521; and 2Departments of Otolaryngology and Physiology and Keck Center for Integrative Neuroscience, San Francisco, California 94143
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ABSTRACT |
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Hickmott, Peter W. and Michael M. Merzenich. Local Circuit Properties Underlying Cortical Reorganization. J. Neurophysiol. 88: 1288-1301, 2002. Peripheral denervation has been shown to cause reorganization of the deafferented somatotopic region in primary somatosensory cortex (S1). However, the basic mechanisms that underlie reorganization are not well understood. In the experiments described in this paper, a novel in vivo/in vitro preparation of adult rat S1 was used to determine changes in local circuit properties associated with the denervation-induced plasticity of the cortical representation in rat S1. In the present studies, deafferentation of rat S1 was induced by cutting the radial and median nerves in the forelimb of adult rats, resulting in a rapid shift of the location of the forepaw/lower jaw border; the amount of the shift increased over the times assayed, through 28 days after denervation. The locations of both borders (i.e., original and reorganized) were marked with vital dyes, and slices from the marked region were used for whole-cell recording. Responses were evoked using electrical stimulation of supragranular S1 and recorded in supragranular neurons close to either the original or reorganized border. For each neuron, postsynaptic potentials (PSPs) were evoked by stimulation of fibers that crossed the border site (CB stim) and by equivalent stimulation that did not cross (NCB stim). Monosynaptic inhibitory postsynaptic potentials (IPSPs) were also examined after blocking excitatory transmission with 15 µM CNQX plus 100 µM DL-APV. The amplitudes of PSPs and IPSPs were compared between CB and NCB stimulation to quantify effects of the border sites on excitation and inhibition. Previous results using this preparation in the normal (i.e., without induced plasticity) rat S1 demonstrated that at a normal border both PSPs and IPSPs were smaller when evoked with CB stimulation than with NCB stimulation. For most durations of denervation, a similar bias (i.e., smaller responses with CB stimulation) for PSPs and IPSPs was observed at the site of the novel reorganized border, while no such bias was observed at the suppressed original border site. Thus changes in local circuit properties (excitation and inhibition) can reflect larger-scale changes in cortical organization. However, specific dissociations between these local circuit properties and the presence of the novel border at certain durations of denervation were also observed, suggesting that there are several intracortical processes contributing to cortical reorganization over time and that excitation and inhibition may contribute differentially to them.
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INTRODUCTION |
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Sensory maps of the adult
cortex reorganize in response to large-scale changes in incoming inputs
(Buonomano and Merzenich 1998
; Kaas
1991
). For example, peripheral denervation causes both rapid
and sustained changes in cortical organization in the deafferented region of somatosensory cortex (Calford and Tweedale
1988
; Kaas 1991
; Kaas et al.
1983
; McCandlish et al. 1996
; Merzenich
et al. 1983
; Pons et al. 1991
). Changes in
cortical organization underlie a variety of important neurological
phenomena, including referred "phantom" pain and sensation after
amputation (Borsook et al. 1998
; Knecht et al.
1996
; Ramachandran and Hirstein 1998
) and recovery of function after brain or peripheral nerve injury
(Flor et al. 1995
; Friel and Nudo 1998
;
Nudo 1997
; Nudo and Milliken 1996
).
Furthermore, they are thought to underlie improvements in performance
due to some forms of learning (Buonomano and Merzenich 1998
; Jenkins et al. 1990
; Merzenich et
al. 1993
; Nudo and Milliken 1996
;
Recanzone et al. 1992
, 1993
; Wang et al.
1995
). An understanding of the mechanisms that underlie
representational plasticity is a central issue in integrative neuroscience.
Two general classes of mechanism have been widely hypothesized to
underlie these types of plasticity: 1) a rapid change in the
efficacies of existing synapses and 2) a delayed phase
involving the sprouting of new connections (Armstrong-James et
al. 1994
; Calford and Tweedale 1988
;
Donoghue et al. 1990
; Florence et al. 1998
; Merzenich et al. 1983
; Pons et al.
1991
; Sanes et al. 1990
; Wall
1988
). Such processes occur within the cortex for both
extrinsic and intrinsic cortical connections (Antonini et al.
1999
; Darian-Smith and Gilbert 1994
, 1995
;
Rausell and Jones 1995
; Trachtenberg and Stryker
2001
) and also occur in subcortical structures (Jones and Pons 1998
; Kaas et al. 1999
). However, the
specific and relative contributions of these changes to the plasticity
recorded in the cortex are not well understood. Recent studies in the
whisker barrel cortex of adult rats have suggested that changes in
short-term synaptic dynamics and synaptic efficacy within superficial
cortex are associated with changes in the cortical representation
(Finnerty et al. 1999
; Finnerty and Connors
2000
).
To examine specific changes in intracortical circuitry related to
changes in cortical representations, we studied neurons close to the border between the forepaw and lower jaw representations in rat primary somatosensory cortex (S1) after the radial forepaw representation had been deafferented. Many studies have documented changes in somatotopic representations resulting from peripheral denervation, with postdenervation durations extending to many years
(e.g., Florence et al. 1998
; Merzenich et al.
1983
; Pons et al. 1991
). In the rat,
denervation-induced plasticity has been demonstrated for denervation of
the whiskers, forelimb, hindlimb, and digits (e.g., Dykes and
Lamour 1988
; Lamour and Dykes 1988
; McCandlish et al. 1996
; Wall and Cusick
1984
). In this last case, however, the focus of studies was on
reorganization within the forepaw representation; these studies did not
address the issue of reorganization of the adjacent lower jaw
representation in detail. It was therefore important to examine the
extent of reorganization at the forepaw/lower jaw border in the rat, as
some experiments in primates have indicated that there may be little
shift in the hand/face border after forepaw denervation (Manger
et al. 1997
, although see Merzenich et al.
1983
).
Our previous work in rat S1 (Hickmott and Merzenich
1998a
) has shown that intracortical excitation and inhibition
are both significantly weaker when evoked from an adjacent
representation than when evoked from within the representation. Thus
properties of local cortical circuitry reflect the presence of a
physiological discontinuity or "border" between adjacent,
discontinuously represented skin surface zones in the normal adult rat.
Similar results have been obtained in the whisker barrel cortex of rat
S1 (Petersen and Sakmann 2000
). In our animals, both the
original and reorganized border sites were marked with different dyes.
Intracellular recordings were made from neurons close to one of these
sites, and the properties of intracortical excitation and inhibition
were examined with respect to that border. Both the reorganized and the
original forepaw/lower jaw border were examined. To assess possible
differences between rapid and more sustained reorganization, the
effects of peripheral denervation were examined for durations of
denervation ranging from approximately 1 h up to 33 days.
Some of these results have been presented previously in abstract form
(Hickmott and Merzenich 1997
, 1998b
).
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METHODS |
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In vivo recording, forepaw denervation, and isolation of slices
Methods for extracellular recording from anesthetized adult rat
S1 were similar to those used previously (Hickmott and Merzenich 1998a
). These methods are briefly summarized here. For all
surgical procedures, adult Sprague-Dawley rats (280-350 g) were
anesthetized to an areflexic level with pentobarbital (50 mg/kg ip) and
mounted in a stereotaxic frame. Supplemental doses of anesthetic were administered as needed. For all recovery surgeries, aseptic procedures were used. All surgical procedures were approved by the University of
California San Francisco Committee on Animal Research and the Chancellor's Committee on Laboratory Animal Research at the University of California Riverside.
To determine the amount of shift in the forepaw/lower jaw border,
the region of S1 around the border was mapped twice: 1) before the denervation, then 2) after specific durations of
denervation (the phrase "duration of denervation" is used
throughout the paper as shorthand for the more accurate "duration of
survival after denervation"). For animals subject to chronic (>1 h)
denervation, the first map was derived using transdural electrode
penetrations. Since the rat dura is relatively transparent, it was
possible to see and to avoid surface blood vessels (Fig.
1C). For extracellular recording, carbon-fiber (10-µm fiber diameter) electrodes that had
been cut well back on the glass supporting the fiber were used to
penetrate the dura and cortex. The forepaw or lower jaw was stimulated
with a fine probe to elicit multiunit cutaneous responses in S1.
Responsiveness to forepaw and/or lower jaw stimulation was determined
subjectively by listening to audio monitor output. Penetrations were
introduced into the forepaw zone, 1-2 mm rostral to Bregma; subsequent
penetrations were introduced more laterally until regions that
responded to tactile stimulation of the lower jaw were encountered. All
recordings were made at an approximate depth of 600-700 µm. The
locations of penetrations were recorded on a computer image of the
cortex by using surface vasculature landmarks. Penetrations spaced <50
µm apart were then made to more precisely locate the border.
Typically three of these rows of penetrations were made, arranged
perpendicular to the forepaw/lower jaw border, which is normally
oriented roughly parallel to the midline. Rows were separated by
400-500 µm (Fig. 1, C), depending on the configuration of
the surface vasculature. The border sites were defined as those
penetrations that responded to both forepaw and lower jaw
("dual-response" sites; Fig. 1C, diagonal hatched circles) or those midway between the adjacent forepaw (Fig.
1C, horizontal hatched circles) and lower jaw responsive
penetrations (Fig. 1C, vertical hatched circles). Three or
four locations on the forepaw/lower jaw border were then marked with a
recording electrode that was coated with DiI (Molecular Probes; Fig.
1C, cross-hatched circles; Fig. 1D). Electrodes
were coated by being repeatedly dipped in a 1-2% DiI solution (in
ethanol) and the DiI crystals were allowed to deposit on the electrode
(DiCarlo et al. 1996
). The electrode was introduced into
the cortex to the same depth as used for recording, responses were
evoked at that site to confirm the electrode placement, and the
electrode was left in the cortex for 3-5 min.
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Reorganization of the forepaw/lower jaw region was then induced by peripheral denervation of the forepaw. The radial and median nerves of the forepaw contralateral to the mapped hemisphere were exposed, a 1- to 2-mm segment was cut from each nerve, and the remaining cut ends of the nerves were tightly ligated with 6-0 suture thread to prevent nerve regeneration. These nerves innervate the volar and dorsal surfaces of the radial aspect of the forepaw (Fig. 1A, shading). Animals were then allowed to recover for the desired duration of denervation (<1 h or 7, 14, or 28 days) before the second mapping of the forepaw/lower jaw border in S1 was conducted in a similar manner to the first. The animal was anesthetized as described above, the craniotomy was reopened, the dura was removed, and the exposed cortex was covered by silicone oil. Response mapping of the forepaw/lower jaw region was performed using carbon-fiber electrodes (10-µm fiber diameter). The reorganized border sites were defined as at dual-response sites (Fig. 1C, diagonal hatched squares) or at a site midway between adjacent lower jaw responsive (Fig. 1C, vertical hatched squares) and nonresponsive (Fig. 1C, black squares) or between adjacent lower jaw responsive and forepaw responsive (Fig. 1C, horizontal hatched squares) penetrations. The reorganized border was then marked by iontophoresis of Chicago blue dye (Sigma; 2% in 0.5 M Na-acetate; Fig. 1C, crosshatched squares and dashed lines; Fig. 1D). A different electrode was used for Chicago sky blue ejection (~ 2-µm tip diam) and was placed at the border based on the surface vessel landmarks used during mapping; ejection was at 200-250 µm below the surface for 6-8 min, using <0.5 µA of ejection current. Occasionally, the novel border was instead marked by injection of DiI, using a DiI-coated carbon-fiber electrode, as above.
For the acute denervation case, the initial map was defined using the techniques detailed above for the second mapping (i.e., with a duratomy), the denervation was then performed, the cortex was remapped immediately, and the reorganized border was marked by Chicago sky blue iontophoresis.
After the second in vivo mapping, the forearm was reopened and the nerves were examined for signs of regeneration. Animals in which there was evidence of regeneration were not used for these experiments.
As controls, two groups of sham-denervated animals were used. In these animals, the mapping and marking of the original and reorganized borders was performed as in the experimental animals. However, in sham animals, the radial and median nerves were exposed, but not cut or ligated. Sham animals were allowed to recover for either <1 h (acute sham group) or 28 days (28-day sham group) and the shift in the border was determined as for experimental animals. These controls were to ensure that the surgical, mapping, and marking procedures did not cause any significant shift in the border. The shortest and longest time points were chosen to span the entire duration of denervation. Since no evidence for nondenervation-induced shifts in the border were observed for these time points, the intervening durations of denervation were not tested using this sham procedure.
After the second border marking, the animal was decapitated, the
brain was rapidly removed, and 400-µm thick coronal slices were cut
on a vibratome (Leica VT1000s) from the marked region of cortex. Slices
with DiI and Chicago blue marks locating the original and reorganized
border were selected for use in vitro (Fig. 1D). Shifts in
the border were defined as the horizontal distances between the two
marked sites in any given 400-µm-thick section (Fig. 1D).
Note only sections in which both dye marks were visible were used for
subsequent analyses. The supragranular layers of the cortex were then
isolated with a cut parallel to the cortical surface around layer 4 (500-700 µm from the cortical surface). Note that supragranular
neurons were studied, as these layers appear to be more susceptible to
representational plasticity, especially rapidly occurring
plasticity (e.g., Armstrong-James et al. 1994
).
Slices were maintained in standard mammalian bicarbonate buffer (in mM:
119 NaCl, 2.5 KCl, 1.25 NaH2PO4, 1.3 MgSO4, 2.5 CaCl2, 26.2 NaHCO3, and 11 glucose, saturated with 95%
O2 -5% CO2) for
intracellular recording. Slices were maintained at 30.5 Co. These and all subsequent chemicals were
obtained from Sigma Chemical unless otherwise stated. Slices were
checked for viability and stability by recording maximal extracellular
field potentials in layer 3 in response to electrical stimulation at or
above layer 4. Electrodes for field recording were glass pipettes with
approximately 1.5- to 2.5-µm tip diameter, filled with 1 N NaCl (1-4
M
resistance). Only slices in which stable fields with a main
negativity of >0.6 mV were used (see Fig.
2B in Hickmott and
Merzenich 1998a
).
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Intracellular recording
Neurons for recording were obtained using blind whole cell
recording (Blanton et al. 1989
) from a region
near the original or reorganized border (~100- to 300-µm distant)
in cortical layer 2/3. Patch electrodes were pulled on a Flaming/Brown
puller to a tip diameter of 1.5-2.5 µm and filled with 128 mM
Cs-Gluconate (Aldrich), 7 mM CsCl, 1 mM EGTA, 10 mM HEPES, 10 mM
QX-314, 2 mM Mg-ATP, 0.2 mM Na-GTP, and 0.3-0.5% biocytin, pH
7.0-7.4. Such electrodes had tip resistances of 3-8 M
. QX-314
(RBI) was included to block action potentials so that the amplitude of
large postsynaptic potentials (PSPs) could be quantified. Only neurons
with initial resting potentials of less than
60 mV and stable input
resistances of more than 50 M
were used. For recording PSPs,
positive or negative current was injected to maintain the membrane
potential at
50 to
55 mV. Neurons were obtained for recording in
one of two regions in any given slice: either close to the site of the original border (Fig. 3A) or
close to the site of the reorganized border (Fig. 3B).
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Recorded signals were amplified using an Axoclamp 2B amplifier (Axon
Instruments), digitized at 10 kHz, and saved to the hard disk of a
Gateway 486 or Macintosh G4 computer using Experimenter's Workbench
(DataWave) or Igor Pro (Wavemetrics) data acquisition systems. PSPs
were recorded in these neurons in current clamp mode by stimulating
layer 2/3 at the same depth from the cortical surface as the sampled
neuron. The stimulating electrode was a bipolar, parylene-coated
tungsten electrode (resistance approximately 1 M
) with a tip
separation of about 50 µm (FHC). For neurons close to the original or
reorganized border, stimuli were delivered at two sites: one site that
was across the border from the neuron and another site at an identical
distance from the neuron in the opposite direction, i.e., without an
intervening border (see Fig. 3). Brief electrical stimuli (100-µs
duration, 0.1 Hz) were presented. Throughout this paper, the first case
(crossborder stimulation) will be referred to as "CB" stimulation
and the second case (non-crossborder stimulation) will be referred to
as "NCB" stimulation. Both sites were at the same distance from the
cortical surface as the impaled neuron. To minimize variability, the
same stimulating electrode at the same polarity was used for both
stimuli and was positioned with the aid of a microscope eyepiece
graticle. PSPs were evoked at both these sites starting below the
minimal intensity necessary to evoke a PSP and gradually increased to a
supramaximal intensity, generating a complete input/output (I/O) curve
for each neuron. The same stimulus intensities were used at both sites
of stimulation except when lower and higher stimuli were necessary to
define minimal and maximal responses. The progression of intensities was determined empirically based on our previous results
(Hickmott and Merzenich 1998a
). Since
sodium-dependent spikes were blocked with intracellular QX-314, it was
possible to record pure PSPs in most cells even at high stimulus
intensities. However, in some cells large voltage-activated potentials
were evoked by larger PSPs; these potentials were characterized by
their sudden appearance near the peak of the PSP at some stimulus
intensity (i.e., threshold), large amplitude that did not vary with
further increases in stimulation intensity, and usually exhibited a
"shoulder" on the rising and/or falling phase of the PSP. These
cells were not used for PSP analysis, although they were sometimes used
for analysis of pure inhibitory postsynaptic potentials (IPSPs; see
following text), as the hyperpolarizing IPSPs did not elicit the
potentials. PSPs were evoked around the reversal potential for IPSPs,
typically at
50 to
55 mV. The average of 3-5 individual PSPs was
used for quantification at each stimulus intensity (Fig.
4A).
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Analysis of PSPs
To confirm that PSPs were stimulated from sites at equivalent
distances, latencies from stimulus artifact to PSP initiation were also
determined. Any neurons in which these latencies differed by >20%
were not used for analyses. Because these latencies varied with PSP
amplitude, it was always determined for a PSP of ~5 mV. In previous
work using this model system, several parameters that reflected the
presence of a normal representational border were defined based on the
PSP I/O relations (Hickmott and Merzenich 1998a
). In
this study, a subset of those parameters that generally exhibited the
most robust differences for CB versus NCB stimulation at the normal
border were examined. Thus, to examine possible effects of either the
original or reorganized border on the PSPs, the peak amplitude of the
maximal PSP (Pkmax) and the threshold current to evoke a minimal PSP
(thresh) were determined for the PSPs evoked from across the border (CB
stim) and for those evoked from within the representation (NCB stim).
The ratio (NCB/CB) of these two values was then calculated as an
overall metric of the effect of the border (original or reorganized) on
the parameter. Our previous data (Hickmott and Merzenich
1998a
) indicate that the amplitude of the maximal PSP is a good
measure of overall excitation: the reversal potential of the peak PSP
was approximately 0 (mean
4 mV) and the peak amplitude was well
correlated with the slope of the input/output function of the PSP
amplitudes, therefore it also reflects the submaximal excitation. Of
course, this measure includes contributions from intrinsic properties, excitatory synaptic strengths, distributions of stimulated fibers, etc., and is not a measure of synaptic strength per se. Maximal PSP
amplitude does reflect the total ability to excite a given neuron from
a given stimulation site. Furthermore, peak amplitude was also the
parameter that most strongly exhibited the bias observed at the normal
border. The later portion of the PSPs was dominated by inhibition
(i.e., reversal potential approximately
50 mV) (Hickmott and
Merzenich 1998a
). However, since these potentials contain both
excitatory and inhibitory components, we refer to them as PSPs rather
than excitatory postsynaptic potentials (EPSPs) or IPSPs.
Analysis of IPSPs
To isolate monosynaptic IPSPs, a combination of 10-15 µM
6,7-dinitroquinoxaline-2,3-dione (DNQX, RBI) or
6-cyano-7-nitroquinoxaline-2,3-dione (CNQX, RBI) and 100 µM
DL-2-amino-5-phosphonopentanoic acid (APV) was bath applied
via the perfusion system for >10 min. IPSPs were recorded at
40 to
45 mV. IPSPs at several stimulus intensities from minimal to maximal
were obtained for both CB and NCB sites, yielding complete I/O curves
for the IPSPs. The amplitude and 50% fall time
(t1/2) of the maximal IPSP and the
threshold to evoke a minimal IPSP were determined for both CB and NCB
stimulation. Again, the ratio of the values (NCB/CB) was used as a
metric for the effects of the original or reorganized border on the
given parameter.
Statistical analyses
Throughout this paper, values are expressed as means ± SE,
unless otherwise indicated. Generally, parametric tests were used, as
the data involved were approximately normally distributed. However, the
distances of neurons from the border site and the distances of
stimulation from the recording sites were not normally distributed
(e.g., Figure 2C in Hickmott and Merzenich
1998a
). For these parameters, nonparametric tests
(Kruskal-Wallis) were used. For other parameters, two statistical
analyses were performed: 1) to examine differences between
parameters at the original border site and the reorganized border site
at each duration of denervation, corresponding parameters from neurons
close to the original border (Table 2) and close to the reorganized
border (Table 3) were compared using unpaired t-tests and
2) to look for patterns of change in the effects of the
original and reorganized borders across the various durations of
denervation, a factorial analysis of variance (ANOVA) was used to
determine if there was a significant difference among the NCB/CB ratios
(Figs. 5 and
6) or the raw values (Tables 2 and 3) for
each parameter; parameters determined to differ significantly were
further analyzed using a posthoc test [Fisher's protected
least-squares difference (PLSD)]. The level of significance for all
tests was P < 0.05.
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RESULTS |
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Reorganization of the forepaw/lower jaw border in vivo
The progression of reorganization at the forepaw/lower jaw border
in rat S1 is shown schematically in Fig. 1E and is
quantified in Fig. 2. Immediate consequences of denervation were
1) the appearance of a nonresponsive region of cortex that
was originally activated by the denervated forepaw (Fig. 1E,
stipple); 2) a medial-ward shift of the border, with the
lower jaw region expanding into the deafferented forepaw region (see
Fig. 2, horizontal hatched bar); and 3) a similar expansion
of the nondeafferented region of the forepaw into the deafferented
region. Note that acutely denervated animals never recovered from
anesthesia so they never had a chance to use the denervated limb, as
the other denervation groups did. This is one possible reason for the
relatively small reorganization observed. After 7 days of denervation,
the amount of nonresponsive cortex had substantially decreased (Fig.
1E, stipple), partly due to further expansion of the
nondenervated region of the forepaw. There was a significant increase
in the border shift between 1 h and 7 days (Fig. 2, diagonal
hatched bar). By 14 days after the denervation, there was little or no nonresponsive cortex (Fig. 1E, right) due to further
shifting of both the forepaw/lower jaw border and expansion of the
nondeafferented ulnar forepaw region (Fig. 2, vertical hatched bar). At
the longest-tested durations of denervation (approximately 28 days),
the shift in the border, accounted for by a still greater apparent
expansion of the lower jaw representation, had apparently reached a
plateau (Fig. 2, black bar). Since longer durations of denervation have not been examined, further shifts in the border may occur with longer
denervations. Thus our denervation protocol resulted in a rapid and
progressive reorganization of S1 around the denervated region of
cortex, with a progressive medial-ward shift in the forepaw/lower jaw
border location. This reorganization was qualitatively similar to that
observed in the hand region of primates after median nerve section
(Merzenich et al. 1983
). No consistent shift in the
forepaw/lower jaw border was observed in the acute sham (Fig. 2, open
bar) or the 28-day sham (Fig. 2, gray bar) groups.
In vitro recording
Data from a total of 130 neurons from 71 animals are
summarized in this paper. Note that data from neurons at control sites (sites in normal S1 that were far from the border, n = 12, 9 animals) and at the forepaw/lower jaw border in normal animals
(n = 25, 16 animals) are included for comparison. These
categories are referred to as "cont" and "norm," respectively,
in subsequent figures and tables. These data are described in detail in
Hickmott and Merzenich (1998a)
. The remaining 93 neurons
were from animals with varying durations of denervation: acute
(n = 23, 13 animals), 7 days (n = 21, 10 animals), 14 days (n = 25, 12 animals), and 28 days
(n = 24, 11 animals). The resting potentials of the
neurons from different groups were not significantly different from one another (ANOVA, Table 1). However, the
mean input resistances differed significantly (ANOVA, Table 1); the
mean input resistances of neurons from all groups of denervated animals
were lower than those of normal or control animals (Table 1). These
data suggest that peripheral denervation causes a rapid and
long-lasting change in some of the intrinsic properties of
supragranular neurons in S1.
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The responses of two populations of supragranular neurons in S1 were examined for each duration of denervation: one population was close to the original border site and the other was close to the reorganized border site (Fig. 3). Responses were evoked in neurons by electrical stimulation of supragranular cortex at the same distance from the cortical surface as the recorded neuron. The recording and stimulating configurations used are shown schematically in Fig. 3. Figure 3A shows the experimental configuration for examining responses near the original border (open circle), while Fig. 3B shows that used for examining responses near the reorganized border (filled circle, dotted line). For each neuron, responses were evoked with electrical stimulation at two sites (hatched squares): a site that was across the appropriate (original or reorganized) border (CB stim) and a site that was within the representation at the same distance from the neuron and distance from the cortical surface (NCB stim).
The mean distances (in µm) of neurons from the original border were 149 ± 10 for acute, 156 ± 11 for 7 day, 177 ± 13 for 14 day, and 181 ± 15 for 28 day; the mean distances of neurons (in µm) from the reorganized border were 145 ± 11 for acute, 155 ± 10 for 7 day, 148 ± 9 for 14 day, and 162 ± 6 for 28 day. These means were not significantly different across the different durations of denervation or among neurons at the reorganized and original borders (Kruskal-Wallis test). The mean distance of neurons from the border, pooled across denervation groups was 152 ± 4 µm. The mean distances (in µm) between recording and stimulating sites for the original border sites were 238 ± 16 for acute, 270 ± 19 for 7 day, 252 ± 18 for 14 day, and 268 ± 18 for 28 day; The mean distances (in µm) between recording and stimulating sites for the reorganized border sites were 214 ± 15 for acute, 260 ± 11 for 7 day, 253 ± 12 for 14 day, and 268 ± 11 for 28 day. The mean distances between recording and stimulating sites did not differ significantly across the durations of denervation (Kruskal-Wallis test). The mean distance between recording and stimulating sites, pooled across denervation groups was 239.9 ± 10.4 µm. Analysis of the latencies of the PSPs also showed no difference among the various denervation groups (see Tables 2 and 3), confirming the similarity of stimulating sites across groups.
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Characteristics of PSPs and IPSPs from denervated animals
Figure 4A shows examples of PSPs evoked by CB and NCB
stimulation in a neuron close to the reorganized border in an animal that had a 14-day denervation. The quantitation of various parameters derived from PSPs similar to these for the entire population studied is
shown in Tables 2 and 3. Minimal stimulation evoked a small, relatively
long PSP; increasing stimulus intensity yielded PSPs with larger
amplitude and shorter duration. Both amplitude and duration eventually
reached a maximal or minimal value. At the membrane potential used in
these studies (
55 to
50 mV), there was also a late
hyperpolarization in response to stronger stimulus intensities. These
PSPs were similar in amplitude, kinetics, and threshold to PSPs evoked
in S1 close to a normal forepaw/lower jaw border (Hickmott and
Merzenich 1998a
). However, the PSPs from denervated animals,
whether at the original or reorganized border, tended to have larger
peak amplitudes than those evoked in normal animals (Tables 2 and 3).
Inhibition was accurately quantified by examining isolated monosynaptic
IPSPs. Figure 4B shows examples of IPSPs evoked in the same
neuron as in Fig. 4A after bath application of 15 µm CNQX
plus 100 µm APV. As observed previously (Hickmott and
Merzenich 1998a
), monosynaptic IPSPs increased in both
amplitude and duration with increasing stimulus intensity, until
reaching a maximal value. To quantify inhibition, the amplitude and
50% fall time (t1/2) of the maximal
IPSP and the threshold to evoke a minimal IPSP were determined. These
IPSPS were also similar to those observed in normal animals. However,
as observed for PSPs (i.e., for excitation), there was generally an
increase in the magnitude (as measured by both amplitude and fall time)
of inhibition. There were significant increases for both these
parameters at both the original and reorganized border sites, although
the increases were more pronounced at the reorganized border (Tables 2
and 3). One interesting observation was that the increase in IPSP peak
amplitude observed at denervations
14 days was not observed at 28 days; however, the increase in IPSP
t1/2 was still present at 28 days of denervation.
In general, the means of these parameters from neurons close to the original border were not significantly different from those from neurons close to the reorganized border (unpaired t-tests). However, a few parameters, almost exclusively from animals denervated for 14 days, were different: 1) thresholds for evoking PSPs and IPSPs were larger at original border sites and 2) amplitudes of IPSPs were larger at original border sites. Note that, to quantify bias, a within-animal comparison was used (ratio of NCB/CB responses), which detected significant differences (Figs. 5 and 6) that were not apparent in comparing the mean response data in Tables 1 and 2.
PSPs and IPSPs at the original border site
In Fig. 5, the responses of single neurons close to the
original border site in denervated rats (Fig. 3A)
are quantified for excitation (Fig. 5, A and B)
and inhibition (Fig. 5, C-E). These data reflect properties
of the intracortical circuitry at a site where a preexisting
representational border was suppressed by the denervation. To quantify
differences between the intracortical circuitry activated by stimuli
within the representation (i.e., NCB stimulation) versus stimuli
activated in the adjacent representation (i.e., CB stimulation), the
ratios of the responses to CB and NCB stimulation are
plotted for each duration of peripheral denervation in all plots. For
comparison, the data from normal, nondenervated animals at the border
(norm) and at a control nonborder site (cont) are also provided (data
from Hickmott and Merzenich 1998a
). As measures of
excitation, the ratios of the peak amplitude of the largest PSP (Fig.
5A) and of the threshold to evoke a PSP (Fig. 5B)
are plotted. As measures of inhibition, the ratios of the peak
amplitude of the largest IPSP (Fig. 5C), of the threshold to
evoke an IPSP (Fig. 5E), and of the 50% fall time of the
maximal IPSP (Fig. 5D) are plotted. In general, for all
durations of denervation, there was no significant effect of the
original border site (now suppressed) on any of these parameters, i.e.,
the mean NCB to CB ratios of the parameters were not significantly
different from 1 but were different from the ratios obtained at a
normal border (norm). The major exception to this was IPSP threshold,
which showed no significant differences from "norm" at any duration of denervation. Overall, the intracortical circuitry in the region of
the original border closely resembled a control, nonborder region (cont), rather than a normal border (norm). The changes in the
local circuitry occur very rapidly ("ac"; possibly except for the
effects on IPSP fall time) and are maintained throughout the duration
of the denervation.
PSPs and IPSPs at the reorganized border site
In Fig. 6, the responses of single neurons close to the reorganized border site in denervated rats (Fig. 3B) are quantified for excitation (Fig. 6, A and B) and inhibition (Fig. 6, C-E). These data reflect properties of the intracortical circuitry at a site where a novel representational border was expressed during the denervation. Intracortical excitation and inhibition were quantified in the same manner as detailed above for the original border, i.e., the mean NCB/CB ratio was determined for each parameter (PSP and IPSP peak amplitudes, thresholds, and IPSP 50% fall time) and compared across durations of denervation (ac, 7, 14, and 28) and to the ratio at a normal border (norm); for excitation, these values were also compared with the ratio at a control site (cont). In contrast to the results observed at the original border, at the reorganized border the NCB/CB ratios generally were not significantly different from the value observed at a normal border (norm), indicating an effect of the reorganized border on that parameter (i.e., a NCB/CB ratio > 1). Thus the ratios for the various durations of denervation tended to be similar to the ratios obtained at a normal forepaw/lower jaw border (norm). However, there are some interesting exceptions to this general finding. For excitation, at 14 days of denervation there was no apparent effect of the border on either parameter (maximal PSP amplitude, Fig. 6A; PSP threshold, Fig. 6B), and, at 28 days of denervation, there was no apparent effect on PSP threshold (Fig. 6B). For IPSP fall time (t1/2), there was a similar lack of effect of the border, but for this parameter the lack was first apparent after 7 days of denervation and was sustained through 28 days (Fig. 6D).
| |
DISCUSSION |
|---|
|
|
|---|
Reorganization of the forepaw/lower jaw border
The reorganizations documented in this report were similar in
direction and magnitude to changes observed in S1 in rats and in other
animals after denervation or amputations (e.g., McCandlish et
al. 1996
; Merzenich et al. 1983
; see Kaas
1991
for review). We observed a rapid expansion of the adjacent
lower jaw responsive region into the denervated forepaw region that
progressed over the duration of denervation (Figs. 1 and 2). Due to the
high density of electrode penetrations used to define the border (<50
µm separation), we are confident that our mapping protocol accurately
reconstructed changes in border location (>150 µm, Fig. 2). Our
previous results indicated that normally the forepaw/lower jaw border
lies near the middle of the perigranular region between the forepaw and lower jaw granular regions (Hickmott and Merzenich
1998a
). Thus, for durations of denervation of 7 days or
greater, the observed shifts (150-250 µm; Fig. 2) place the
reorganized border close to or in the forepaw granular zone, as the
perigranular zone is about 200- to 300-µm wide (e.g., Chapin
and Lin 1984
). Interestingly, inputs to the perigranular zone
come from the posterior nucleus of the thalamus (POm) while those to
the granular zones come from the ventral posterior nucleus (VP)
(Koralek et al. 1988
). Thus the border has the
capability to shift from regions dominated by POm to those dominated by
VP. It is possible that some of the observed reorganization results
from changes in POm relayed to the cortex. However, given the
significant changes in supragranular cortex observed, some of the
reorganization must occur in cortex. Furthermore, the distances
involved in the shift would be short range in the cortex (150-250
µm), but, in the thalamus, they might need to invade a separate
nucleus (POm to VP).
Changes in intrinsic neuronal properties after denervation
Regardless of whether neurons were located close to the original
or reorganized border site, there were significant changes in their
intrinsic and synaptic properties. Neurons from reorganized cortex had
slightly but significantly smaller input resistances than did those
from normal S1 (Table 1), suggesting regulation of intrinsic properties
of neurons. Changes in intrinsic properties have been observed after
reorganization (Davis et al. 1998
; Dykes et al.
1995
; Webster et al. 1997
), although sensory
deprivation by whisker trimming yields no change in intrinsic
properties of S1 neurons (Finnerty and Connors 2000
;
Finnerty et al. 1999
). Due to the presence of cesium and
QX-314 in our electrodes, no attempt was made to characterize the
spiking characteristics of recorded neurons. Considering that neural
activity can regulate ion channels important for various intrinsic
properties (e.g., Perrier and Hounsgaard 2000
) and that
peripheral denervation had pronounced effects on incoming activity,
such a finding is not surprising. Studies directly examining intrinsic
properties in S1 neurons are necessary to differentiate between such
changes in intrinsic properties and possible changes in synapses.
Furthermore, in general, the amplitudes of both PSPs and isolated IPSPs
tended to be larger in animals subject to denervation (Tables 2 and 3),
indicating a general increase in response magnitude, even after very
short durations of denervation. This change is probably not directly
caused by the decrease in input resistance observed with denervation,
as that change was relatively small and would actually tend to reduce
response amplitude. It is possible that changes in some other intrinsic
properties could be playing a role in this increase or that the changes
in activity caused by the denervation might influence the release of
some neurotrophic factor that causes a local increase in synaptic
efficacies (Stoop and Poo 1996
). It is interesting that
the increase in amplitude was not observed in all cases: in particular,
the peak amplitudes of IPSPs after 28 days of denervation (at both
original and reorganized borders) were not greater than those in normal
animals, even though the peak IPSP amplitude was increased for the
other durations of denervation. This and other exceptions suggest that
there may be separate mechanisms underlying reorganizations induced by
denervation, such as 1) changes in synaptic efficacy,
2) sprouting of new connections, and 3) changes
in neuronal intrinsic properties (although these changes would need to
differentially affect different parts of a single neuron) and that the
mechanisms may contribute collectively to the observed changes but with
different time courses.
Comparison of responses observed at original and reorganized borders
We previously observed significant physiological biases associated
with the forepaw/lower jaw border in normal rat S1 (Hickmott and
Merzenich 1998a
). The present studies show that in general these physiological biases parallel the suppression of the original and
emergence of a novel border during reorganization induced by peripheral
denervation. At the original border site, little bias was observed for
horizontal excitation (Fig. 5, A and B) or
inhibition (Fig. 5C-E) after any duration of peripheral
denervation. Thus the original border site resembled a nonborder site
(cont) and not a normal border site (norm). However, at the site of the novel reorganized border, bias for excitation (Fig. 6, A and
B) and inhibition (Fig. 6C-E) was observed for
most durations of denervation, with a few interesting exceptions (see
following text for discussion). Therefore the novel border, which was a nonborder site prior to denervation, in most ways resembled a normal
representational border (norm) after denervation. These data suggest
that changes in the properties of horizontal excitation and inhibition
play a role in changes in large-scale cortical organization. Similar
results have been obtained in rat whisker barrel cortex of S1 after
reorganization induced by "whisker trimming" (Finnerty and
Connors, 2000
; Finnerty et al. 1999
). These
experiments implicated changes in short-term synaptic dynamics and
synaptic efficacy of EPSPs in the physiological reorganization
associated with whisker pairing. Our results are consistent with
changes in synaptic efficacy being associated with shifts in the
location of the forepaw/lower jaw border caused by peripheral
denervation. However, we cannot rule out changes in the relative
numbers of synapses (rather than efficacy, per se) as underlying the
changes in bias that were observed. Changes in intrinsic properties of neurons in the reorganized region could also play a role in these changes. However, given that the changes observed were nonuniform both
for excitation versus inhibition (e.g., IPSP amplitude is not increased
with 28 days of denervation, while PSP amplitude is; Tables 2 and 3)
and at the original versus novel border (the relative changes in CB and
NCB responses must differ to produce the observed changes in bias), we
believe that changes in intrinsic properties are not the sole mechanism
underlying the observed changes.
The rapidity of changes in both the representation (Figs. 1 and 2, ac)
and in the local circuit properties (Figs. 5 and 6, ac) suggest that at
least initial changes in both are due to modulation of the efficacy of
previously existing synapses, directly or indirectly driven by changes
in incoming activity. Indeed, activity-dependent increases (long-term
potentiation, LTP) and decreases (long-term depression, LTD) have been
observed at excitatory synapses of horizontal connections in the cortex
(e.g., Hess and Donoghue 1996
; Hess et al.
1996
; Hirsch and Gilbert 1993
; Lee et al.
1991
). With longer durations of denervation, however, sprouting
of new connections has been documented in other regions of cortex
(Darian-Smith and Gilbert 1994
; Florence et al.
1998
). Changes in axonal structure have been observed after
short periods (2 days) of strabismus in the visual cortex
(Trachtenberg and Stryker 2001
), so such changes may be
occurring during early phases of S1 reorganization. Furthermore, the
relative ability to induce changes in synaptic efficacy
("metaplasticity", see Abraham and Bear 1996
;
Abraham and Tate 1997
) has been shown to depend on
levels of incoming activity. For example, the Bienenstock, Cooper, and
Munro theory (BCM) (Bienenstock et al. 1982
) postulates
that there is a moving synaptic modification threshold
(
M) that determines both the amount of change
in synaptic efficacy for a given stimulus and also whether the change
is an increase or a decrease. The value of
M
at any moment changes in relation to the activity into the system in
the recent past (Bear et al. 1987
). The original BCM theory posited that changes in
M were global,
acting at all synapses on a neuron; however, recent evidence suggests
that there may by effects at specific subsets of synapses rather than
global effects on all synapses (Abraham and Tate 1997
).
We hypothesize that interplay among these sorts of mechanisms can
explain the observed progression of change in the observed bias in
excitatory responses to NCB and CB stimulation with
increasing duration of denervation (Figs. 5A and
6A).
Our data do not allow us to determine the possible contributions of
these processes to the changes observed. However, we hypothesize that
the initial changes observed in neurons at the original border reflect
the loss of peripheral input from the forepaw following denervation and
the subsequent strengthening of the jaw input to this region. Figure
7B, left shows the
experimental configuration at the original border following acute
denervation. Before denervation, CB inputs are weaker than NCB (Fig.
7A). After denervation (Fig. 7B,
left), CB stimulation occurs in an area that has lost its dominant peripheral input from the forepaw. This loss of paw input would leave previously present but subthreshold inputs from the lower
jaw representation as the dominant activators of neurons in this
region. Activity coming to these neurons from both CB sites (cross the
original border) and NCB sites (not cross the original border) would
then be very well correlated, as both are driven by lower jaw
stimulation. Such highly correlated activity could be a trigger for
Hebbian mechanisms, such as LTP, causing potentiation of both CB and
NCB connections. However, the formerly weaker synapses driven by CB
stimulation should be highly susceptible to modification by LTP (i.e.,
M shifted to the right, according to the BCM
model) and should reach a final level of potentiation equal to those
synapses coming from within the original representation. Thus, when the
paw input is removed, existing jaw inputs activate neurons in the
deafferented cortex, making the connections from these neurons more
competitive at driving neurons across the original border. Similar
mechanisms based on changes in competition among inputs are associated
with reorganization in rat whisker barrel cortex caused by whisker
trimming (Finnerty and Connors 2000
). Since changes in
input competition are maintained throughout the course of denervation,
this potentiation to a similar level would be maintained for longer
durations of denervation (Fig. 7, C and D,
left). Although this hypothesis relies on LTP at existing
synapses, the data do not exclude sprouting of new connections within
or between forepaw and lower jaw representations. Indeed, our data at
the reorganized border suggests that at least two mechanisms underlie
cortical reorganization and that they occur at different rates.
|
Similar arguments underlie our hypothesis for the changes in the bias for excitation at the reorganized border. Prior to denervation, the future CB and NCB (reorganized border) sites in our experiments are within the forepaw representation (Fig. 7, A and B, left). However, those neurons in this region nearer to the original border (i.e., those stimulated by CB stimulation) would also have significant subthreshold input from the lower jaw representation. Thus, upon loss of activity from the forepaw, the neurons closer to the original border will continue to have input from the jaw in the absence of forepaw input. There will also be a large area in the middle of the previously forepaw-responsive zone that now does not respond to any peripheral stimulation (Fig. 7, shaded region). Immediately on denervation, the reorganized border would be that point at which the previously subthreshold jaw input ends, which abuts this nonresponsive zone. Thus, at acute and 7-day timepoints, the border is between jaw-responsive cortex and nonresponsive cortex. At these timepoints, there is a great difference in activity on one side of the reorganized border compared with the other, i.e., the CB projections would be activated by jaw stimulation, but their activity would be communicated onto neurons that were relatively inactive [in the nonresponsive zone]. Active presynaptic elements (CB) synapsing onto these relatively inactive neurons could activate LTD-like phenomena in these CB connections (Fig. 7B, right), leading to a relative decrease in the efficacy of these CB connections. The NCB projection would be entirely within the nonresponsive zone and would experience relatively little activation; thus the NCB projection would not change its efficacy. Overall, at acute and 7-day timepoints, there would be a net bias in excitation between CB and NCB connections at the reorganized border, as was observed (Fig. 6A).
The situation becomes drastically different at 14 days (Fig. 7D), when the nonresponsive zone has been completely overtaken by the movements of surrounding borders: the jaw representation and the remaining ulnar paw representations (only the radial paw is denervated) have shifted through the nonresponsive zone and now abut each other. At this point there is no longer a great disparity in the amount of activity on either side of the border. This would tend to drive our hypothetical LTD-like mechanism less effectively, leading to a relative increase in the efficacy of the CB projection and reducing the bias, which was observed (Fig. 6A). Why, then, is the bias observed again after 28 days of denervation, given the apparent similarity of the border regions at 14 and 28 days (Fig. 1E)? We suggest that, in part, the continued lack of correlation between the two representations (now both active, rather than one active and one not) contributes to the bias. It is possible that other delayed and/or long-term mechanisms, such as sprouting of novel connections, may also be occurring.
The above arguments best explain the changes observed in the bias in
excitation. However, activity-dependent changes in the efficacy of
inhibitory synapses have been observed in the brain (Kano et al.
1992
; Komatsu 1994
; Morishita and Sastry
1993
; Perez et al. 1999
). It is possible that
similar synaptic mechanisms mediated the observed effects on the
parameters of IPSPs. Some of the changes observed in inhibition may
reflect changes in excitation, as excitation is responsible for driving
inhibition in the cortex. However, the data in Figs. 5 and 6
(especially Fig. 6D) demonstrate that the progression of
change for excitation and inhibition can differ over the course of
reorganization, indicating that the change in excitation is not the
sole basis of changes in inhibition. Overall, there will be a complex
interaction between synaptic modification of excitatory and inhibitory
synapses, given that 1) stimuli that cause potentiation of
excitatory synapses can cause either potentiation or depression of
inhibitory synapses (Kano et al. 1992
; Komatsu
1994
; Morishita and Sastry 1993
; Perez et
al. 1999
), 2) local potentiation of excitation can
result in either depression of excitatory drive onto inhibitory neurons or potentiation of IPSPs (McMahon and Kauer 1997
;
Perez et al. 1999
), and 3) inhibition
strongly affects the induction of potentiation and depression of
excitation (Steele and Mauk 1999
). Furthermore, it may
be that excitatory and inhibitory connections are more or less able to
sprout novel connections in response to prolonged denervation. Thus it
is difficult to predict how the these complex phenomena will interact
to produce the changes in the representation, which are reflected in
the observed dissociation between the properties of local excitation
and inhibition.
The dissociation between the IPSP amplitude and fall time over the
duration of denervation (Fig. 6D) could reflect changes in
the expression of GABAA receptors or changes in
GABA release and/or uptake. Other studies have demonstrated changes in
the amount of GABA or the GABAA receptor in S1
associated with representational plasticity (Fuchs and Salazar
1998
; Garraghty et al. 1991
; Land et al.
1995
; Micheva and Beaulieu 1995
). Thus both the
release of GABA and the properties of the postsynaptic response to GABA could be altered during reorganization in S1. In other systems, changes
in the composition of receptors associated with development or
plasticity affect the kinetics of the postsynaptic response (e.g.,
Carmignoto and Vicini 1992
; Hestrin 1992
;
Hickmott and Constantine-Paton 1997
). Another
possibility is that a change in the intrinsic properties of neurons
after denervation could underlie the change in the fall time of the
IPSPs. Voltage-clamp analysis of the kinetics of the IPSCs would begin
to unravel these issues.
We have used this novel in vivo/in vitro preparation to begin to elucidate local circuit mechanisms in the cortex that underlie some aspects of rapid and sustained changes in cortical organization. We propose that the basic cellular and synaptic mechanisms examined in this report are conserved across brain areas, and thus better understanding of their characteristics is important for understanding plasticity and the behavioral changes associated with plasticity throughout the CNS. However, the dissociation between these local circuit properties and the expression of a novel representational border suggests that the changes in local circuitry documented in this report are insufficient to explain all the changes in the cortical organization. For example, similar types of changes in the circuitry in other layers of the cortex or at subcortical sites probably contribute to the changes in the cortical representation. Nevertheless, we believe that the general correspondence and specific dissociations between local circuit properties and the novel border provides clues to the mechanisms underlying the plasticity of cortical representations.
| |
ACKNOWLEDGMENTS |
|---|
The authors thank Drs. Patricia Steen and David Blake for comments on versions of the manuscript.
This work was supported by National Institutes of Health Grants MH-57291 and NS-42241-01 to P. Hickmott and NS-09859 and NS-10414 to M. Merzenich.
| |
FOOTNOTES |
|---|
Address for reprint requests: P. W. Hickmott, University of California Riverside, Dept. of Psychology, LSP 1419, Riverside, CA 92521 (E-mail): Peter.hickmott{at}ucr.edu).
Received 5 December 2001; accepted in final form 3 May 2002.
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