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The Journal of Neurophysiology Vol. 88 No. 3 September 2002, pp. 1533-1544
Copyright ©2002 by the American Physiological Society
Sobell Department of Motor Neuroscience and Movement Disorders, Institute of Neurology, Queen Square London, WC1N 3BG, United Kingdom
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ABSTRACT |
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Jones, Kelvin E., Antonia F. de C. Hamilton, and Daniel M. Wolpert. Sources of Signal-Dependent Noise During Isometric Force Production. J. Neurophysiol. 88: 1533-1544, 2002. It has been proposed that the invariant kinematics observed during goal-directed movements result from reducing the consequences of signal-dependent noise (SDN) on motor output. The purpose of this study was to investigate the presence of SDN during isometric force production and determine how central and peripheral components contribute to this feature of motor control. Peripheral and central components were distinguished experimentally by comparing voluntary contractions to those elicited by electrical stimulation of the extensor pollicis longus muscle. To determine other factors of motor-unit physiology that may contribute to SDN, a model was constructed and its output compared with the empirical data. SDN was evident in voluntary isometric contractions as a linear scaling of force variability (SD) with respect to the mean force level. However, during electrically stimulated contractions to the same force levels, the variability remained constant over the same range of mean forces. When the subjects were asked to combine voluntary with stimulation-induced contractions, the linear scaling relationship between the SD and mean force returned. The modeling results highlight that much of the basic physiological organization of the motor-unit pool, such as range of twitch amplitudes and range of recruitment thresholds, biases force output to exhibit linearly scaled SDN. This is in contrast to the square root scaling of variability with mean force present in any individual motor-unit of the pool. Orderly recruitment by twitch amplitude was a necessary condition for producing linearly scaled SDN. Surprisingly, the scaling of SDN was independent of the variability of motoneuron firing and therefore by inference, independent of presynaptic noise in the motor command. We conclude that the linear scaling of SDN during voluntary isometric contractions is a natural by-product of the organization of the motor-unit pool that does not depend on signal-dependent noise in the motor command. Synaptic noise in the motor command and common drive, which give rise to the variability and synchronization of motoneuron spiking, determine the magnitude of the force variability at a given level of mean force output.
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INTRODUCTION |
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Recently, a new optimal
control model has been proposed that captures several invariant
features of human movements by making a single physiological
assumption. The Task Optimization in the Presence of Signal-dependent
noise model (TOPS; Hamilton and Wolpert 2002
;
Harris and Wolpert 1998
) assumes that there is noise in the motor command and that the amount of noise scales with the motor
command's magnitude. In the presence of such noise, the same sequence
of intended motor commands, if repeated many times, will lead to a
probability distribution of position at the end of the movements.
Modifying the sequence of motor commands can control aspects of this
probability distribution. In the TOPS model, the task specifies how
aspects of the distribution are penalized, and this forms the cost. For
example, in a simple aiming movement, the task is to minimize the final
error, as measured by the variance. Provided the signal-dependent noise
in the motor command has a constant coefficient of variation (CV),
i.e., scales linearly with the magnitude of the motor command, this
model accurately predicts the invariant kinematics of arm movement
trajectories, Fitts' law, and the two-thirds power law (Fitts
1954
; Lacquaniti et al. 1983
; Morasso
1981
). The essential feature of TOPS is that by default the
motor command to the muscles includes physiological noise and that the
SD of this noise is proportional to the magnitude of the motor command.
Isometric contractions of the hand muscles exhibit variability in force
production that is proportional to the mean force exerted (Enoka
et al. 1999
; Galganski et al. 1993
;
Laidlaw et al. 2000
; Schmidt et al. 1979
;
Slifkin and Newell 1999
). Where is this signal-dependent
noise in force output generated; is it in the planning or execution of
motor commands? The variability in continuous isometric force
production is thought to arise from the statistical variability and
synchrony in the discharge of motoneurons supplying the muscle
(Laidlaw et al. 2000
; Semmler and Nordstrom
1998
; Semmler et al. 2001
; Yao et al.
2000
). Any process contributing signal-dependent noise (SDN) at
any stage in the evolution of a motor command will affect the outflow
of action potentials to the muscle. However it is not known whether the
contractile mechanism of muscle itself contributes to the increase in
variability with the strength of the motor command. It could be that
SDN is part of the peripheral machinery of the skeletal muscles that
contributes mechanical noise proportional to the amount of activation.
If some component of SDN results from physiological characteristics of
skeletal muscle, then this will be added on to any noise in the motor command.
The purpose of this study was to localize the sources of the SDN in the
neuromuscular system. To do this, we first compared the variability in
force production during voluntary isometric contractions and
contractions elicited by neuromuscular electrical stimulation (NMES).
NMES is a methodology that uses a series of electrical pulses to
generate a muscle contraction (Baker et al. 2000
). The
contraction is elicited indirectly through stimulation of the motor
axons with the electrodes usually located over the muscle motor point.
The contractions studied were extensions of the distal phalanx of the
thumb, a movement that is produced by the action of only one muscle,
the extensor pollicis longus (EPL). By using NMES, we could
experimentally estimate the noise generated by the peripheral machinery
and if that noise had signal-dependent features. Since many of the
variables of interest were not directly available for testing and
manipulation in human experiments, we used a model of the motor-unit
pool to determine how variables such as of order of recruitment, rate
coding, and the statistics of motoneuronal firing may contribute to
SDN. The main hypothesis was to test whether the SD of force output
tended to scale either isometrically [SD(force)
Mean(force)1.0] or allometrically according to
the square root of average force output [SD(force)
Mean(force)0.5]. Isometric, or linear, scaling
implies that the relationship is characterized by a constant CV
(CV = SD/mean). A relationship between SD and mean force output
that is characterized by a constant Fano factor (Fano = variance/mean) will scale allometrically as a square root (e.g., a
Poisson process). We found that the variability of force production
tends to scale linearly according to mean force output, and that this
scaling is conferred by the physiological properties of the motor-unit pool.
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METHODS |
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Human experiments
Five healthy young adults participated in the study (3 men and 2 woman, age range 26-37 years). An additional two subjects were tested with similar results, but because they were not tested in all conditions, we have excluded them from this report. All participants indicated that they were right-hand dominant and gave informed consent to the experimental procedures. The experiments were approved by the Committee for Ethics in Human Experimentation at University College London.
EXPERIMENTAL SET-UP. The participants sat with their right arm resting on a table. The forearm was positioned midway between pronation and supination and was stabilized with a vacuum splint. The ulnar surface of the hand rested on the table in a relaxed posture and the hand was fixed in place. The thumb rested on the specially shaped palmer support with the distal phalanx extending beyond the edge of the support and the interphalangeal joint was slightly flexed by 10-20°. The metacarpal and proximal phalanx of the thumb were secured to a foam-backed aluminum splint that was individually fit to each subject and extended onto the forearm along the radius. The immobilization of the hand and forearm allowed isolated movement of the distal phalanx of the thumb by the actions of the flexor pollicis longus (FPL) and EPL muscles. Although we did not directly test for co-contraction by measuring electromyograph (EMG) in FPL, stabilizing the forearm, hand, and thumb minimized this potential problem.
With the hand and forearm secured in position, a force transducer was positioned to contact the proximal nail bed of the thumb while the thumb was relaxed. The force transducer (Nano17; ATI Industries) had a 16-bit resolution over a range of ±25 N with an accuracy of 0.025 N. The force transducer was sensitive only to extension of the distal phalanx of the thumb. The digital output of the force transducer was sampled to disk at a rate of 500 Hz.ELECTRICAL STIMULATION. An Odstock 4-channel neuromuscular stimulator (NMES, Department of Medical Physics and Biomedical Engineering, Salisbury District Hospital, Salisbury, U.K.) was modified for PC control. The modification consisted of replacing the analog potentiometers controlling pulse amplitude with digital ones (DS1267-50; Dallas Semiconductor) and interfacing this to the PC via the standard parallel port. The connections from the computer were optically coupled (74OL6000; Fairchild Semiconductors) to maintain subject isolation. Modulation of force output with NMES can be achieved by changes in pulse duration and/or amplitude, which controls recruitment, and pulse frequency that controls the firing rate of motor units. We used a fixed pulse width of 300 µs, a fixed pulse frequency of 25-30 pulses per s (pps), and varied the stimulus amplitude to control the strength of the contraction. At these stimulation rates, the NMES should produce near tetanic contractions of motor units. To circumvent the well-known problem of fatigue during NMES, we used a 1:3 duty cycle, i.e., 7 s on followed by 21 s off.
A round anode electrode (5 cm diam, PALS Plus platinum electrode) was applied to the dorsal surface of the forearm just proximal to the wrist joint over the EPL tendon. The motor point for the EPL was located by searching with a round (2 cm diam) saline soaked gauze electrode while palpating the EPL tendon until a site was found that produced a robust extension of the thumb. The motor point was generally located when the search electrode was halfway down the forearm toward the ulnar side. The site was marked, and a carbon rubber electrode (cut to 1 × 2 cm) was fixed on the skin over the motor point to serve as the cathode. There are many parameters that can affect axon excitability and thus its susceptibility to percutaneous stimulation (Kiernan et al. 2000PROCEDURE. Prior to the start of the experiment proper, the subjects were asked to slowly increase their effort to a maximum voluntary contraction against the force transducer and hold this maximum for 3 s while receiving verbal encouragement. The average peak force during the last 2 s of the contraction was calculated over the three trials. This value was loosely considered the maximal voluntary contraction (MVC), and all forces are reported with respect to this value.
Following localization of the EPL motor point, the relationship between stimulus amplitude and force output was tested. The minimal stimulus amplitude was set to produce approximately 20% MVC [33 ± 8 (SD) mA] and the maximal amplitude to produce roughly 70% MVC (46 ± 9 mA). Six stimulus amplitudes were selected to cover the range between 20 and 70%. As the relationship between stimulus amplitude and force output was nonlinear and varied between subjects, the linear spacing of stimulus amplitudes did not result in a linear spacing of force output. However, this nonlinearity was of little concern to this study. A session consisted of three types of isometric contractions: voluntary, NMES, and mixed. In the voluntary condition, the subjects extended their thumb against the force transducer to move a visual cursor into a target window. After 3 s, visual feedback of the target and cursor were removed, and the subjects were asked to maintain a constant effort for an additional 4 s; the last 4 s of the force recording were used for the subsequent analysis. This was repeated six times at each of six different target force levels ranging from approximately 20 to 70% MVC. In the NMES condition, the subjects were asked to close their eyes, relax completely, and resist the temptation to interact with the stimulus-evoked contraction. The stimulus amplitude was linearly ramped to a final amplitude over 2 s followed by stimulation at a constant amplitude for an additional 5 s. The last 4 s of the force recording were used in the subsequent analysis. This stimulation protocol was repeated six times at each of the six stimulus amplitudes. In the mixed condition, the subjects added an appropriate amount of voluntary effort onto a stimulus induced contraction to move the cursor into a target window fixed at approximately 70% MVC. The same six stimulus amplitudes were used as in the NMES condition. However, in this case, the subjects had to attend to the stimulus and produce the extra effort needed to reach the fixed target. Thus the voluntary effort needed was inversely proportional to the magnitude of the stimulus-induced contraction. The order of three conditions was randomly presented, and within each condition the six amplitudes were randomly presented, while ensuring that two identical conditions were not repeated back-to-back. The inter-trial interval was 21 s (6 trials at 1 amplitude) and there was a 2-min interval prior to the presentation of the next condition/amplitude.Model of the motor-unit pool
The modeling component of this study relied heavily on a
model of the motor-unit pool by Fuglevand and colleagues that has been
described in detail (Fuglevand et al. 1993
; Yao
et al. 2000
). The previous studies using this model considered
the output of both force and EMG, whereas we have used only those
portions of the model concerned with force production. Where our
implementation of the model closely follows the previously published
version, we will briefly describe the main assumptions and parameters
used. In those areas where our implementation departs from the original model of Fuglevand et al. (1993)
, a more thorough
description is given. The model of the motor-unit pool was implemented
in the MATLAB environment. The duration of the simulations was 5 s
with a time step of 0.5 ms.
RECRUITMENT AND RATE-CODING.
The model consisted of a pool of 120 motoneurons that was excited by an
excitatory drive distributed uniformly across the motoneuron pool [E,
measured in arbitrary excitation units (eu)]. The recruitment
threshold of each motoneuron (RTE) was defined by an excitation value
that was compared with E to determine whether a given motoneuron was
active. The distribution of recruitment thresholds across the pool was
modeled by an exponential relationship resulting in a pool with a
relatively greater number of low- than high-threshold motoneurons. In
some simulations, Gaussian distributed noise with several different SDs
was added to the RTE for each motoneuron of the pool. This was done to
simulate the finding in human motor unit studies that, while units are
generally recruited from small-to-large twitch units, there is some
noise in the overall orderly recruitment pattern. Also recent
experimental data in the cat and subsequent theoretical analysis has
emphasized that fluctuation of spike threshold likely contributes to
experimental observations of variability in motoneuron spike trains and
synchrony between motoneurons (Binder and Powers 2001
;
Powers and Binder 2000
).
ISI VARIABILITY.
In recent years the role of membrane noise in triggering action
potentials in human and cat motoneurons has been actively investigated
(Kudina 1999
; Matthews 1996
;
Piotrkiewicz 1999
; Powers and Binder
2000
). A key finding of this research has been the demonstration that the coefficient of variation of the distribution of
interspike intervals (ISIs) increases with the mean of the ISI
distribution, whereas it was previously held that the coefficient of
variation remained constant with changes in mean ISI (Clamann 1969
; Fuglevand et al. 1993
). It is stressed
that these new findings on the statistical distribution of ISIs are
applicable within a special region of motoneuron firing called the
sub-primary range (Kudina 1999
; Matthews
1996
; Person and Kudina 1972
;
Piotrkiewicz 1999
). In the sub-primary range, the ISI
histogram has a long tail, or positive skew (Matthews
1996
), that is better fit to a Rayleigh as opposed to a
Gaussian distribution. Outside of the sub-primary range, i.e., at rates
>10 pps, the distribution of ISIs becomes more Gaussian in nature.
10 pps, then the Rayleigh distribution was used with a probability distribution function
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Data analysis
In most subjects the removal of visual feedback led to drift of
the force output even though they were asked to maintain a constant
effort (worst case shown in Fig. 1). To
eliminate this slow drift component from the force data, trend removal
was done on each 4 s data segment using a 2nd order polynomial
(Bendat and Piersol 1986
). By doing the trend removal,
we exclude the waning of the motor command as a source of noise that
could contribute to SDN. The final 4 s period of force data during each
experimental or simulation trial was used for further analysis. The
force was digitally filtered using a 5th order Butterworth filter with
a low-pass cutoff of 25 Hz. The cutoff setting was empirically
determined by fast Fourier transform (FFT) analysis that showed
that >99% of the power in the signal fell between DC
25 Hz for
voluntary contractions; thus the bandwidth of the noise signal lies in
this frequency range. This setting for the low-pass filter had the added benefit of removing the periodicity due to the slightly unfused
contraction at the stimulus rate of 25-30 pps in the NMES condition.
The mean force was calculated from the raw data, regardless of any
nonstationary trends. The SD was calculated for each trial and averaged
across trials of the same target force.
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Two features of the relationship between mean force and force
variability were analyzed: scaling and magnitude. The main hypothesis was to test whether the SD of force output tended to scale either isometrically (<force>1.0) or allometrically
according to the square root of average force output
(<force>0.5). Isometric, or linear, scaling
implies that the relationship is characterized by a constant
coefficient of variation (CV = SD/mean). A relationship between SD
and mean force output that is characterized by a constant Fano factor
(Fano = variance/mean) will scale allometrically as a square root
(e.g., a Poisson process). The scaling factor was determined by
regression analysis. All regression analysis, both simple and complex
models, was done in the MATLAB computing environment. The regression
lines were fit by the least squares method. The model of SDN that was
fit was
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RESULTS |
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The experimental data from the five subjects will be initially presented to demonstrate the presence of SDN during voluntary isometric contractions and its absence during the NMES condition. All force measurements are normalized to MVC that ranged between 9.7 and 15.6 N, with a mean (±SD) of 12.7 ± 2.2 N. The scaling of the relationship between mean force and force variability (i.e., SD) will be compared with the theoretical relationship proposed by the TOPS model, that is linear scaling. This is equivalent to a log-log relationship between the SD and mean with a slope of 1.0. Following this, simulation results will be presented that highlight the organizational features of the motor-unit pool that are necessary for the linear scaling of SDN.
Experimental data
VOLUNTARY AND NMES-INDUCED CONTRACTIONS. Voluntary isometric contraction of the EPL muscle at increasing levels of mean force resulted in proportional increases in the variability of the force during the steady-state period. This is illustrated for a representative subject in Fig. 1. In the first column, the raw data are illustrated during the voluntary condition at three contraction levels. The 4 s period without visual feedback, indicated by the bar, was cut out of the raw data for further analysis. The second column illustrates these 4 s of data following filtering and removal of nonstationary trends (see METHODS). The data illustrate that the force variability increased as mean levels of force increased.
Isometric contraction of the EPL muscle at increasing levels of mean force using neuromuscular electrical stimulation (NMES) did not result in proportional increases in the variability of the force during the steady-state period. The force output during the stimulation condition is shown in the third and fourth columns of Fig. 1. The third column illustrates the raw data and the fourth column illustrates the 4 s period of data that was processed for calculation of force variability. These data illustrate that although the amplitude modulated NMES resulted in contractions of increasing strength, the associated variability of the force output did not increase. The scaling of the SD of the force with respect to the mean force level for a single subject performing the voluntary and NMES conditions is shown in Fig. 2. Figure 2A illustrates the difference between the two conditions using linear axes. In the voluntary condition, the variability increases as the mean force increases, whereas in the NMES condition, the variability remains relatively constant over a wide range of mean force levels. Figure 2B illustrates the same data plotted on a log-log scale following regression analysis. The slope of the line for the voluntary condition is 0.99 and matches our theoretical prediction of a slope of 1.0 for a process demonstrating SDN with linear scaling. The slope for the NMES condition was not significantly different from zero.
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MIXED CONTRACTIONS.
On the whole, the NMES condition generated a fixed level of force
variability across a wide range of contraction levels. Thus combined
voluntary and stimulation-induced contractions should result in a
regression line with the same slope as the voluntary condition offset
by the constant variability associated with the NMES condition. Asking
subjects to produce a constant target force on top of different levels
of stimulation-induced contraction tested this hypothesis. The results
averaged across all subjects are presented in Fig.
3. In Fig. 3A, the mean total
force at each of six different stimulus levels is shown to be
relatively constant (
). The voluntary contribution to the total
force was estimated by subtracting the mean of the NMES-induced force
at each stimulus level (Fig. 3A,
). The predicted
voluntary force decreased as the stimulus levels increased and this
pattern was mirrored in the force variability as the stimulus levels
increased (Fig. 3B).
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Model of motor-unit physiology
To determine which aspects of voluntary force production were
responsible for generating the linear scaling of SDN, a model of a
motor-unit pool was used (Fuglevand et al. 1993
). With
the model, we tested how the range of motor-unit twitch amplitudes, motoneuron recruitment thresholds, and motoneuron firing variability contributed to the scaling of SDN in the simulated force output.
STRUCTURE OF THE MOTOR-UNIT POOL.
Initially it was necessary to determine if the default model produced
SDN in the simulated force output. This is illustrated in Fig.
4, A-F. Figure 4,
A, C, and E, illustrates the results of the simulations of a single motor unit receiving a stochastic spike
train input. The results of the simulations of the pool of 120 motor-units are illustrated in Fig. 4, B, D, and
F. These data illustrate the difference between allometric
scaling according to the square root and linear scaling. The top
traces show the initial 3 s of simulated force output at
different levels of excitatory drive. Note that, due to the stochastic
firing of the motoneuron, the force output of the single motor unit
never reaches tetanus. For one of the single unit simulations, the
minimal rhythmic firing rate was set to 5 pps to illustrate the high
variability resulting from unfused twitches (Fig. 4A). As
illustrated in Fig. 4C, this results in an initial period of
decreasing force variability as the twitches become partially fused.
However, this is over a limited range following which the variability
starts to increase in proportion to the mean force output. The scaling
of variability with mean force for the single unit is marginally better
fit by a square root function (dashed line) compared with a linear fit
(Fig. 4C, solid line). This demonstrates the utility of
using the log-log regression to differentiate between linear and square
root scaling. In the log-log plot the regression line has a slope of
0.47, which is close to the theoretical value of 0.5 for a square root
function (Fig. 4E). Square root scaling between the mean and
SD is a hallmark of a process with a constant Fano factor, e.g., shot
noise process (Poisson process played through a linear twitch filter;
Cox and Miller 1965
). It turns out that the scaling of
any single unit in the pool follows a square root function. However,
the scaling of the output of the whole motor-unit pool was a better fit
to a linear model (Fig. 4D, solid line) compared with the
square root function (dashed line). The regression analysis on the
logarithmically transformed data resulted in a slope of 0.88 (Fig.
4F), which was within the confidence intervals for the mean
slope in our experimental data (Fig. 3; Table 1). These results
demonstrate that the force output of the whole motor-unit pool displays
linearly scaled SDN comparable to the experimental data and thus may be used to explore which aspects of motor systems physiology give rise to
SDN.
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RECRUITMENT ORDER.
Simulations were done to explore the effect of recruitment order on the
scaling of SDN during voluntary contractions. The three recruitment
schemes tested are illustrated in Fig.
5A: orderly (
), reversed
(
), and random recruitment (
). The distribution of threshold and
twitch amplitudes was nonhomogenous in each of the three conditions
with the majority of motor-units having smaller twitch amplitudes. The
order of recruitment had a notable effect on the relationship between
excitatory drive and the mean force output, as illustrated in Fig.
5B. In the random condition the force output rapidly reached
maximal output within a narrow range of the excitatory drive. The
excitation/force relationship was less steep in the case of reversed
recruitment but it was still steeper than in the orderly recruitment
scheme.
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). In the default conditions recruitment, thresholds for the 120 motoneurons ranged between 1.03-30.0. Gaussian noise with SDs ranging
between 0.1-15 were added to the recruitment thresholds. There was no
significant difference in the scaling of SDN with the added noise
establishing that, while orderly recruitment of motor units is a
significant factor contributing to SDN, the linear scaling of SDN is
robust to the physiologically observed variability in recruitment order.
NMES SIMULATIONS. To confirm the experimental NMES results, we simulated the NMES condition with the default model. In these simulations, the 120 motor units of the pool were recruited randomly with respect to twitch size and fired with a fixed rate of 30 pps. The simulated force output was low-pass filtered in the same manner as the experimental data to exclude the periodicities in the force output due to partially unfused contraction at the stimulus rate, yet retaining the bandwidth of the noise signal determined from the voluntary condition. The magnitude of the force SD at 100% MVC was 0.02 (%MVC), compared with 0.40 ± 0.17 for the experimental results (Table 1). Thus the NMES simulations result in a near complete lack of noise.
ISI VARIABILITY.
The previous simulations have demonstrated that many of the functional
features of the organization of motor-unit pools bias the force output
to produce linearly scaled SDN. However, none of these simulations have
examined the role of noise in the motor command to the motoneurons. The
presence of noise in the excitatory drive to the motoneurons will
affect the distribution of the ISIs (Matthews 1996
). The
statistical distribution of the motoneuron spike trains may be an
important feature in determining the scaling and magnitude of SDN in
the motor output.
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DISCUSSION |
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The main findings of the study were that voluntary isometric contractions are characterized by the presence of linearly scaled SDN over a wide range of force output. This noise is not a result of peripheral neuromuscular noise because it was not present in the NMES condition. Instead the linear scaling of the SDN is a characteristic of the process of graded voluntary contractions, whether those occur in isolation or on top of an NMES induced contraction. This feature of SDN in isometric contractions was captured in a model of the motor-unit pool where it was found that the scaling of SDN depended on the range of motor-unit forces, the distribution of recruitment thresholds and orderly recruitment. The magnitude of the noise was closely correlated with the variability in the discharge of motoneurons, and by inference fluctuations in premotoneuronal drive, but this variability in and of itself did not affect the linear scaling relationship of SDN.
Voluntary contractions and force variability
The relationship between motor-output variability and the
magnitude of the force output has been previously investigated for both
discrete and continuous force production protocols (Enoka et al.
1999
; Laidlaw et al. 2000
; Schmidt et al.
1979
; Slifkin and Newell 1999
). All of these
studies found that the variability in force output increased
monotonically with an increase in mean force output, similar to what we
have reported here. None of these previous studies were particularly
concerned with the scaling relationship between variability and mean
force as it relates to the optimization of motor planning.
It has been previously shown that the increased variability in force
that accompanies aging is likely due to an increased variability in the
discharge rates of motoneurons (Laidlaw et al. 2000
).
These authors also showed that elderly subjects had a higher frequency
of double discharges that would also increase the force variability.
While we did not examine the effects of double discharges, it was clear
from our modeling results that the variability of motoneuron ISIs had a
strong effect on the magnitude of the variability at a given force
level without affecting the scaling of the SDN (Fig. 6B).
Thus our results support their conclusion that an increase in the
variability of motoneuron ISIs will give rise to an increased magnitude
of force output variability.
These authors also pointed out that isometric contractions of the first
dorsal interosseous are characterized by a CV that is higher for lower
forces before reaching a plateau of about 2-5% at a contraction level
of 10% MVC (Enoka et al. 1999
; Laidlaw et al.
2000
). There was some evidence for a similar monotonically decreasing CV in our experimental data; however, we did not sample the
forces below a target value of 20% MVC and thus cannot comment further. However, the modeling results presented in Fig. 5D
can be directly compared with the previous experimental evidence for an
initially high CV that decreases to a plateau. This feature of the CV
was particularly susceptible to changes in recruitment order. So while
in the control condition with orderly recruitment there was some
evidence for a decreasing CV, this became particularly evident in the
random and reversed recruitment schemes. Thus it could be that noise in
recruitment thresholds accompanying aging may in part give rise to the
enhancement of CV at low force levels in old subjects (Laidlaw
et al. 2000
).
Another factor affecting the overall magnitude of force variability at
a given mean force level is the synchronization of motoneuron
discharges (Datta and Stephens 1990
; Semmler and
Nordstrom 1998
; Semmler et al. 2001
; Yao
et al. 2000
). Our simulations revealed the presence of linearly
scaled SDN in the motor output in the absence of synchronization, and
therefore it seems that while synchronization will affect the magnitude
of the variability (Semmler et al. 2001
; Yao et
al. 2000
), it is likely to do so without changing the scaling
of the SDN. It could be postulated that if synchronization of
motoneuron discharges within a pool changed with the overall level of
excitatory drive, then this too could be an important factor
contributing to the scaling of SDN. However it remains to be
empirically determined whether synchronization varies as a function of
excitatory drive.
NMES condition
The main purpose of this condition was to determine if peripheral
neuromuscular noise contributed to the scaling of SDN. The classical
descriptions of muscle force output in response to electrical stimulation were concerned primarily with the mean force output in
response to a particular stimulus paradigm (e.g., Rack and Westbury 1969
). While it was clear from this earlier work that staggered stimulation of groups of motor units could produce a smoother
force output compared with synchronous stimulation, force variability
at different levels of mean force was not examined. We found that the
variability of the force output in all but one case was not related to
the mean force output generated by NMES. In the single case that did
show a significant relationship, the variability decreased with an
increase in mean force output, opposite the direction of the
empirically measured SDN. Thus we conclude that the mechanics of
muscular contraction, while they may contribute some fixed amount of
noise, do not contribute to SDN. Simulations of the NMES condition
supported this conclusion.
To appreciate why neither the experimental data nor the model
exhibit SDN in the NMES condition, we must highlight the differences in
the way the muscle is generating force in the two conditions. We should
initially point out that with the stimulus parameters used in our study
there was no evidence for reflex evoked involuntary muscle contractions
as has been recently described (Collins et al. 2001
).
Therefore we are confident that the force output in our NMES
experimental paradigm is primarily due to direct stimulation of the
alpha motor axons. However there are notable differences between the
NMES condition and the voluntary condition including the following:
1) all active motor units fire synchronously in response to
the stimuli (25-30 pps); 2) increases in mean force output
are achieved by recruitment alone, i.e., there is no rate coding; and
3) recruitment order during NMES is more random compared with the voluntary condition. Most importantly, at the stimulation rates used, it is likely that most motor units will be contracting near
tetanically (Macefield et al. 1996
; Nathan and
Tavi 1990
; Thomas et al. 1991
). Thus our NMES
paradigm is sensitive only to mechanical noise generated during tetanic
contractions summed across active motor units. This is in contrast to
the voluntary condition where even at high levels of excitation the
motoneurons fire in a stochastic manner giving rise to variability in
the force output (e.g., Fig. 4A). The synchronous discharge
of the motor units in the NMES condition would tend to increase the
force variability, but because the contractions are tetanic, the effect of synchrony is minimized. In addition, the effects of synchrony are
summation of twitches at the stimulus rate which is >25 pps and
therefore outside the bandwidth of the SDN signal determined from the
voluntary condition. The random recruitment order arises due to the
relationship between percutaneous stimulation, the distance of the
axons from the current source, and the range of alpha motor axon
diameters at the motor point (see Singh et al. 2000
).
While the recruitment of axons to electrical stimulation is biased so
that larger axons will be excited at lower stimulus amplitudes, this is
true primarily in the condition where the nerve is in intimate contact
with the electrodes. Percutaneous stimulation, as in this study, will
recruit the alpha motor axons in a more random order because the most
important factor determining excitability will be distance from the
electrodes. Furthermore, even if distance from the electrodes was not a
factor, it is not clear that that recruitment due to stimulation would
proceed from large twitch to small twitch motor units. This is because
the positive correlation between axon diameters, as measured by
conduction velocity, and twitch force output in the cat hind limb is
not evident in humans (Bigland-Ritchie et al. 1998
).
Taking all these factors into consideration, the result is that the
NMES condition is likely to recruit motor units randomly with respect
to their twitch tension.
Twitches, threshold, and recruitment order
The simulation results showed that the pattern of increased force variability with increases in mean force that characterizes SDN depended on the large range of twitch forces, the distribution of recruitment thresholds, and the orderly recruitment of motor-units in a pool, i.e., the underlying physiology of the motor-unit pool. A motor-unit pool composed of units with the same twitch amplitude did not generate SDN, nor did a pool in which all motor-units had the same recruitment threshold (Fig. 4, G and H). Even given a motor-unit pool with a broad distribution of twitch amplitudes and recruitment thresholds, it was necessary to recruit these in an orderly fashion to reproduce the pattern of SDN seen in the experimental data.
In the default model, the twitch range was 1-100 and the recruitment
threshold range was 30, meaning that the last motoneuron was recruited
at about 60% MVC. Can these values be justified based on
experimentally determined ranges in human studies? A recent review by
Chan et al. (2001)
has tabulated the contractile properties of human motor units from a number of upper and lower limb
muscles. Important considerations in interpreting the human data are
the technique used and the number of motor units sampled. The first
dorsal interosseous (FDI) muscle has been widely studied using the
techniques of spike-triggered averaging (STA) and intramuscular stimulation (IMS). Although each of these techniques has some drawbacks
in terms of sampling, there appears to be no systematic difference in
the range of peak twitch force reported with the two techniques in
studies with >150 motor units. The reported range of peak twitch
forces is from <1 to >100 mN, thus our default range is appropriate
for the FDI muscle. It is less clear that a similar range of peak
twitch forces exists in other human muscles. In the thenar muscles, the
range appears more compressed, but this may simply be a function of low
numbers of motor units sampled. For the extensor carpi radialis muscle,
there is a large discrepancy with a range of 40 reported in one study
and a range of >100 reported in another. The model predicts that if
the range of twitch tensions is <50, then the scaling of SDN will
depart from linear (Fig. 5H). However, this is restricted to
the case of a muscle acting in isolation, which is not the case across
most articulations. It remains to be empirically determined what the
scaling of SDN is across a joint with multiple synergists. The default
range of recruitment threshold is less problematic. For hand muscles, recruitment occurs over the first 50% MVC, but this range is extended to 85% MVC for limb muscles (reviewed by Enoka and
Fuglevand 2001
). The model results suggest that as long as
recruitment occurs over at least the first 30% MVC, the scaling of SDN
will tend to be linear (Fig. 5I).
While recruitment studies on human motor units have emphasized the
importance of orderly recruitment during isometric contractions, it is
also clear that there is some noise in the overall orderly recruitment
pattern (Desmedt and Godaux 1977
; Milner-Brown et al. 1973
). This noise is mainly apparent in the lower threshold units where the differences between recruitment thresholds are small.
Additionally, recent experimental data in the cat and subsequent theoretical analysis has emphasized that fluctuation of spike threshold
likely contributes to experimental observations of variability in
motoneuron spike trains and low levels of synchrony between motoneurons
commonly reported in human motor unit studies (Binder and Powers
2001
; Powers and Binder 2000
). While this latter
work has been primarily concerned with variation in threshold between spikes, it indicates that recruitment threshold for a motoneuron is not
static but likely exhibits some variability.
One of the key factors determining the force output of a motor unit,
and therefore the range of twitch forces in a motor-unit pool, is the
innervation number. It has been empirically determined and
theoretically estimated that the innervation numbers and resulting motor unit force outputs in human muscle are not homogenously distributed (Enoka and Fuglevand 2001
;
Garnett et al. 1979
; Thomas et al. 1990
).
Instead the distribution of motor units according to force is skewed
with a majority of motor units producing small forces. Theoretical
studies have concluded that the optimal distribution of motor-unit
forces depends on the probability distribution function (pdf) of the
forces generated by the muscle. If this pdf is monotonically decreasing, then an optimal distribution of twitch/tetanic force outputs for a fixed number of motor-units, N, and a constant value of
MVC will also be monotonically decreasing. That is, if the muscle
produces small force outputs more frequently than large force outputs,
then to produce the finest resolution of force with respect to usage,
it will be optimal to have a greater number of small than large twitch
motor-units (Senn et al. 1997
; Tax and Denier van
der Gon 1991
). In addition, such a distribution of motor unit
forces is optimal from an information theoretical point of view in a
motor-unit pool that regulates force by pure recruitment modulation
(Senn et al. 1997
).
Optimization of motor output
There have been many post hoc explanations for the benefit
of orderly recruitment as well as much experimental work designed to
determine the physiological explanation for orderly recruitment first
enunciated by Henneman (Binder and Mendell 1990
;
Henneman et al. 1965
). As argued by Senn et al.
(1997)
, orderly recruitment according to the size of motor unit
force output minimizes the error between the input, modeled as required
force, and the force output. We have shown that the sequela of this
pattern of recruitment is SDN in the force output.
We have shown a particular scaling of SDN, linear scaling over a wide
range of force output. There are two reasons for emphasizing this
particular scaling of SDN. First, the experimental data support this
pattern of SDN; the mean slope from the log-log regression analysis was
1.05 ± 0.48 (Table 1). Second, the value of the log-log slope has
significant effects on the type of control strategy used in the TOPS
model (Harris and Wolpert 1998
). If the slope were 0.5, i.e., noise with a square root scaling, then the optimal control
strategy for minimizing endpoint errors would be bang-bang control with
the motor commands taking either values of zero or its maximum value
(unpublished observations). Conversely, with a slope of 1.0, i.e., SDN
with a constant CV, the optimal strategy is one generating a
continuous, i.e., smoothly varying motor command covering the entire
range of possible values, and the output trajectories match
experimental observations (Harris and Wolpert 1998
) The effect of nonlinear decreases in the CV in the low force ranges, shown
in Fig. 5D and highlighted in some experimental studies (Enoka et al. 1999
; Laidlaw et al. 2000
),
on the TOPS model have yet to be evaluated.
Thus it would appear that the cost of optimization of the force output at the level of a single muscle is linearly scaled SDN in the force output. The CNS accounts for the SDN in planning movements so that the optimal trajectory is constrained by this feature of the motor system.
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ACKNOWLEDGMENTS |
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The authors thank B. Gutkin for input during the 2001 EU Advanced Course in Computational Neuroscience on development of the muscle model.
The Wellcome Trust and the Brain Research Trust supported this project. A. Hamilton is supported by a Brain Research Trust studentship.
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FOOTNOTES |
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Present address and address for reprint requests: K. E. Jones, Univ. of Alberta, Dept. of Biomedical Engineering, Research Transition Facility, Edmonton T6G 2V2, Canada (E-mail: kejones{at}ualberta.ca).
Received 3 December 2001; accepted in final form 22 May 2002.
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REFERENCES |
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A Practical Guide, (4th ed.)., Downey, CA: Los Amigos Research and Education Institute, 2000.