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The Journal of Neurophysiology Vol. 88 No. 4 October 2002, pp. 2000-2018
Copyright ©2002 by the American Physiological Society
1Canadian Institute of Health Research Group in Sensory-Motor Systems, Centre for Neuroscience Studies, Department of Physiology, Queen's University, Kingston, Ontario K7L 3N6, Canada; and 2Laboratory of Neurophysiology, School of Medicine, University of Louvain, 1200 Brussels, Belgium
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ABSTRACT |
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Corneil, Brian D., Etienne Olivier, and Douglas P. Munoz. Neck Muscle Responses to Stimulation of Monkey Superior Colliculus. II. Gaze Shift Initiation and Volitional Head Movements. J. Neurophysiol. 88: 2000-2018, 2002. We report neck muscle activity and head movements evoked by electrical stimulation of the superior colliculus (SC) in head-unrestrained monkeys. Recording neck electromyography (EMG) circumvents complications arising from the head's inertia and the kinetics of muscle force generation and allows precise assessment of the neuromuscular drive to the head plant. This study served two main purposes. First, we sought to test the predictions made in the companion paper of a parallel drive from the SC onto neck muscles. Low-current, long-duration stimulation evoked both neck EMG responses and head movements either without or prior to gaze shifts, testifying to a SC drive to neck muscles that is independent of gaze-shift initiation. However, gaze-shift initiation was linked to a transient additional EMG response and head acceleration, confirming the presence of a SC drive to neck muscles that is dependent on gaze-shift initiation. We forward a conceptual neural architecture and suggest that this parallel drive provides the oculomotor system with the flexibility to orient the eyes and head independently or together, depending on the behavioral context. Second, we compared the EMG responses evoked by SC stimulation to those that accompanied volitional head movements. We found characteristic features in the underlying pattern of evoked neck EMG that were not observed during volitional head movements in spite of the seemingly natural kinematics of evoked head movements. These features included reciprocal patterning of EMG activity on the agonist and antagonist muscles during stimulation, a poststimulation increase in the activity of antagonist muscles, and synchronously evoked responses on agonist and antagonist muscles regardless of initial horizontal head position. These results demonstrate that the electrically evoked SC drive to the head cannot be considered as a neural replicate of the SC drive during volitional head movements and place important new constraints on the interpretation of electrically evoked head movements.
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INTRODUCTION |
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Large, accurate, and
rapid gaze shifts demand intricate coordination between the eye and
head (eye-in-space = eye-in-head + head-in-space). The mammalian
superior colliculus (SC) is an important structure in gaze-shift
generation as it is the final node in the oculomotor network encoding
gaze shifts in a spatial, topographic map (see Guitton
1992
for review). Models of gaze control suggest that the SC
provides the command for the impending gaze shift (Galiana and
Guitton 1992
; Goosens and Van Opstal 1997
; Guitton and Volle 1987
; Guitton et al.
1990
; Lauritis and Robinson 1986
;
Phillips et al. 1995
; Tomlinson 1990
),
but how this gaze command is parsed into the component eye and head
motor commands remains contentious. Do the elements downstream from the
SC distribute a common drive to both the eyes and head (Galiana
and Guitton 1992
; Guitton et al. 1990
) or are
the eyes and head driven independently (Phillips et al.
1995
)? The eye-head kinematics during gaze shifts do not
display the inviolable coupling expected from a common driver
(Bizzi et al. 1972
; Corneil and Munoz
1999
; Freedman and Sparks 1997b
; Fuller
1992
; Goossens and Van Opstal 1997
; Herst et al. 2001
; Moschner and Zangemeister 1993
;
Phillips et al. 1995
; Ron and Berthoz
1991
; Ron et al. 1993
; Tweed et al.
1995
; Zangemeister and Stark 1982
;
Zangemeister et al. 1982
). However, common drive models
incorporate multiple drives to the head of which one also drives
saccadic eye movements. Single-unit studies have not resolved this
issue because different reports show activity profiles in downstream
areas consistent with gaze control (Cullen and Guitton 1997
; Cullen et al. 1993
; Paré and
Guitton 1998
) or with controlling only the eye component
(Ling et al. 1999
; Phillips et al. 1999
).
Compared with eye movements, it is difficult to infer precisely the
neural drive to the head using head movement kinematics given the
substantial inertia and complex musculoskeletal anatomy of the head and
neck (Richmond and Vidal 1988
, 2001
;
Winters 1988
; Zangemeister and Stark
1981
), the kinetics of muscle force generation (see
Zajac and Gordon 1989
for review), and the redundancy of the system for orienting movements. These uncertainties are
circumvented by recording the electromyographic (EMG) activity in neck
muscles, enabling sensitive, precise, and objective quantification of
the gross activity of neck muscle motoneurons.
The companion paper (Corneil et al. 2002
)
described the neck EMG responses evoked by SC stimulation in
head-restrained monkeys and provided preliminary evidence for a dual
parallel influence of the SC on neck muscle motoneurons: neck EMG could
be evoked without gaze shifts, but gaze-shift generation usually
augmented the neck EMG response. Given that the neural activity within
the SC encodes gaze shifts (Freedman and Sparks 1997a
),
our head-restrained results could be explained if SC efferents contact
functionally distinct classes of spinal-projecting neurons in the brain
stem that are distinguished by their activity profiles in relation to
gaze shifts. One objective of this paper is to test two predictions raised by these findings in monkeys whose heads are unrestrained. First, because neck EMG responses in the restrained preparation could
be elicited independent of gaze shifts, SC stimulation should drive
head movements without gaze shifts. Many of the models cited in the
preceding text (e.g., Galiana and Guitton 1992
;
Guitton et al. 1990
; Phillips et al.
1995
) have speculated a SC drive to the head that bypasses the
gaze-shifting circuitry, but direct neurophysiological evidence in
monkeys is lacking (see Pélisson et al. 2001
for
recent data from cats). Second, because neck EMG responses could be
augmented by gaze-shift generation in the restrained preparation, a
transient EMG response and/or head acceleration should accompany
gaze-shift onset even if the head is already in motion. If true, this
would suggest that some elements downstream from the SC distribute a
drive to both the eyes and head, as suggested by the models of
Guitton et al. (1990)
and Galiana and Guitton (1992)
.
A second objective of this paper is to perform a comparison of the EMG
patterns that accompany volitional (reported in Corneil et al.
2001
) and electrically evoked head movements. Such a comparison may place important constraints on the use of SC stimulation toward the
understanding of the neural control of orienting head movements. During
volitional horizontal head orienting, both the muscles activated and
the relative timing of these activations vary systematically with the
initial position of the head. For example, the activation times of
agonist muscles are mostly synchronous when the head begins near center
yet are staggered by upward of 50 ms when the head begins at a position
opposite to the direction of the ensuing gaze shift (Corneil et
al. 2001
). The systematic nature of these timing differences
suggests that information about the head position on the body modulates
the transformation of a gaze-related command (represented within the
SC) into the spatiotemporal pattern of neck EMG activity during
volitional orienting. Stimulation of the SC could be a valuable
technique to study this transformation provided the spatiotemporal
patterns of neck EMG activity evoked by stimulation resemble those
accompanying volitional head movements. Furthermore, stimulation in the
restrained preparation evoked reciprocal activation of agonist and
antagonist muscles during stimulation as well as stimulation offset
transients that are not seen during volitional head-fixed gaze shifts
(Corneil et al. 2002
), and we therefore sought to
determine whether such unnatural patterns were an artifact of the
restraint of the head or of SC stimulation.
Some results have been reported previously in abstract form
(Corneil et al. 1998
, 1999
).
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METHODS |
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Experimental procedures
All the surgical, experimental, and data-handling procedures
were described in the companion paper (Corneil et al.
2002
); only relevant differences are mentioned here. All
procedures were approved by the Queen's University Animal Care
Committee in compliance with the guidelines of the Canadian Council on
animal care. The experiments described in this paper were performed on
three male rhesus monkeys (Macaca mulatta,
monkeys z, r, and m)
weighing 5.4-8.0 kg. The monkeys' weights were monitored daily, and
their general health was under the close supervision of the university veterinarian. All monkeys underwent the first surgery (implanting gaze
coil and SC cylinder), and monkeys z and
r underwent the second surgery (implanting chronically
indwelling EMG electrodes; see Table 1 of Corneil et al.
2002
). Because some experiments examined whether head movements
could be evoked without gaze shifts, EMG data were not always required
(i.e., evoked head accelerations imply changes in neck EMG).
Accordingly, portions of the data set were collected from
monkey r prior to the second surgery and from
monkey m. However, additional data were collected
from monkey r after the second surgery, allowing
us to examine the EMG patterns underlying evoked head movements without
gaze shifts. The total data set for this paper includes data with neck
EMG from monkeys r and z and data
without neck EMG from monkeys m and r.
Monkeys were comfortably placed in a primate chair customized for
head-unrestrained experiments and wheeled into a dark, sound-attenuated room. The monkeys wore a customized primate vest (Lomir Biomedical) that enabled their torso to be tethered comfortably to the chair. This
setup was effective at preventing large horizontal rotations of the
trunk (estimated to be ±10°) without restraining the head or neck,
which was very important given the dependencies of neck muscle activity
on head-on-torso position (Corneil et al. 2001
). Further, the top module of the chair could be detached to allow completely unencumbered head movements.
In addition to the targets presented in the central (approximately equal to ±35°), part of the monkey's visual field, visual stimuli could also be presented on two side grids that had light-emitting diodes (LEDs; intensity: 4.7 cd/m2) positioned at ±45, 60, and 90° in azimuth from center, either at ±0, 30, or 45° of elevation.
Microstimulation parameters
The monkey's head was restrained prior to lowering the
stimulating electrode. A customized hydraulic microdrive (MO-95;
Narishige) was secured to the SC cylinder, and tungsten microelectrodes
were lowered through guide tubes secured inside the cylinder. Leads were anchored with a Velcro strap to the outside of the cylinder for
strain relief during head movements, and the head was released. Stimulation consisted of a train of constant current 0.3-ms biphasic pulses delivered at a pulse rate of 300 Hz (see Corneil et al. 2002
for a rationale for these parameters). Stimulating
currents ranged from 1.5 to 70 µA and were referenced to the
threshold current, GT100, required to evoke gaze shifts at
short latency (less than ~50 ms) on 50% of stimulation trials with a
100-ms train. Stimulation train duration was set to either 100 or 300 ms. Occasionally, EMG responses were first evoked in the restrained preparation, and then the head was released. This ensured that electrode was in the same place for comparisons across restrained and
unrestrained preparations.
As in the companion paper, the terms stimulation site refers to a unique stimulation position within the three dimensions of the SC (rostrocaudal, mediolateral, and dorsoventral), electrode penetration denotes a dorsoventral collection of stimulation sites that were visited during the same experimental session, and stimulation location denotes the unique two-dimensional position of the electrode penetration on the SC motor map as determined by the position of the guide tube.
Behavioral paradigms
The monkeys were trained on a fixation task and a gaze-shifting
task for a liquid reward. The fixation task was identical to that
described in the Corneil et al. 2002
, excepting the use of fixation points (FPs) on the side panels, larger fixation windows (
10 × 10°), and a 1,500-ms fixation interval to ensure the
head was stable at stimulation onset. This task was used to obtain a
wide range of initial eye and head positions at stimulation onset. As
in the head-restrained condition, we saw no evidence from the baseline
levels of EMG activity prior to stimulation that the animals were
preparing for stimulation onset in any way as would have been expected
if the animals were trying to reduce the size of the evoked head movements.
In separate blocks, the gaze-shifting task required the monkeys to look from a central FP to a peripheral target presented randomly at one of eight preselected locations. Peripheral targets were between 30 and 90° away from the FP and were arranged symmetrically around the central FP on the front and side panels. The gaze-shifting task (as opposed to the fixation task) prevented the monkeys from adopting a customary head position biased in the direction of the evoked head movements. Trial onset was signaled by the removal of the background light and, after a period of 250 ms, by the appearance of the central FP. The monkeys had 1,000 ms to look at this FP and were then required to keep their gaze within a 3 × 3° fixation window for between 800 and 1,500 ms, at which point the central FP was extinguished. On half the trials, SC stimulation began 200 ms later. The peripheral target appeared at the end of the stimulation train, hence the interval from FP disappearance to target appearance was either 300 or 500 ms (the gap interval), depending on the duration of stimulation. We employed a gap interval because head movements either without or prior to gaze shifts were evoked readily in such conditions (unpublished observations). Control trials without stimulation were run on the remaining half of trials, and the interval between FP disappearance and target appearance was set to be identical to the gap interval in stimulation trials. Regardless of evoked gaze shifts, the monkeys were required to look to the target within 500 ms and keep their gaze in a computer-controlled window centered around the target of between 5 × 5 and 10 × 10° depending on target eccentricity.
Monkey r was also run on a variant of the gaze-shifting task without SC stimulation. This task required the monkey to first look to and fixate the peripheral target for 500 ms as in the control trials in the preceding text, after which the central FP reappeared. To be rewarded, the monkey had to re-fixate the central FP for an additional 500 ms. This variant of the gaze-shifting task was used to measure the EMG activity that accompanied volitional head movements beginning from a variety of positions for comparison to the EMG patterns evoked by SC stimulation.
In monkeys r and m, a systematic
approach to map out the dorsal-ventral course of SC stimulation sites
was used as described in Corneil et al. 2002
, although
with a longer train duration (300 ms) and with the gaze-shifting task.
Each site within a depth series was separated by 500 µm, and at each
site, the GT100 current threshold was determined. We then determined
the current level necessary to evoke head movements with a 300-ms
duration train. The site was classified as a "HOM site" (for
head-only movement) if the current thresholds to evoke head movements
was
25% less than the GT100 level. A normalized score for each depth
series was calculated by dividing the number of "HOM sites" by the
total number of sites within the depth series. We also defined the
extent of the sites endowed with the lowest GT100 levels.
Following completion of the depth series, the electrode was returned to the dorsal-most depth endowed with the lowest GT100 current level, and variants of the fixation task were run to study the effects of manipulations in gaze position (9 possible FP locations spanning ±90° in azimuth and ±40° in elevation) with the stimulating current set to 1.5 × GT100.
Data collection and analysis
The vertical and horizontal rotation of the gaze and head (henceforth referred to as gaze and head "position" signals) and EMG signals (when available) were recorded at 500 Hz. The flexible EMG ribbon-cable leading from the connector to the signal processing electronics did not encumber head movements. To measure head position in space, a search coil was attached to a small plastic cylinder that also held a flexible tube through which the animal was rewarded (total weight = 28 g). With the weight of the EMG ribbon cable (10 g) and the weight of the microdrive (34 g), the weight of all equipment added to the monkey's head was 72 g. We did not observe any restrictions in how the monkeys moved their heads with the equipment attached and noted that the monkeys occasionally generated vigorous head shakes where the peak velocity of the head exceeded 1,500°/s. The coil system (CNC Engineering) yoked the two horizontal fields together, hence the relationships between induced current and horizontal gaze and head coil position were linear over a range of ±90° from center. Gaze coil signals were calibrated by having the monkey fixate targets placed at known eccentricities. Head-coil signals were calibrated without the monkey by anchoring the head coil to a calibration mechanism.
Off-line, horizontal and vertical eye positions were reconstructed by
subtracting the calibrated head signal from the calibrated gaze signal.
The accuracy of this subtraction was ensured by noting that the eye
signal moved by an amount equal but opposite to the head signal after
the gaze landed on a peripheral target, but while the head still moved
toward the target. Gaze, eye, and head velocity and head acceleration
traces were obtained by differentiation or double-differentiation,
respectively, of the position signals. Computer software determined the
beginning and end of each gaze shift using velocity and acceleration
thresholds and template-matching criteria (Waitzman et al.
1991
). EMG responses were quantified by their response latency
and the peak magnitude above baseline as described in Corneil et
al. 2002
. All trials were inspected with an interactive
graphics package enabling viewing and marking of the eye, head, gaze,
and EMG traces. For trials with a head movement, marks were inserted on
the horizontal and vertical head position and velocity traces to
demarcate the start and end of the head movement (determined by a
5°/s velocity threshold) and the peak velocity. Trials were excluded
if the head was moving >5°/s at stimulation onset. In some trials,
marks were inserted onto individual EMG traces to quantify temporal
aspects of the signal. Although no strict quantitative criteria were
used, sudden changes in neck EMG were easily delineated.
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RESULTS |
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Neck EMG responses to SC stimulation in the unrestrained preparations
COMPARISON TO STIMULATION IN THE RESTRAINED PREPARATION.
We delivered stimulation to the SC of head-unrestrained monkeys in 483 sites distributed throughout 36 different stimulation locations (11 in
monkey z with neck EMG, 9 in monkey
m without neck EMG, and 16 in monkey r either
with or without neck EMG). Stimulation at 64% of all sites evoked head
movements, stimulation at 93% of applicable sites evoked neck EMG
(when measured), and stimulation at 91% of all sites evoked gaze
shifts. As discussed in the following text, SC stimulation did not
necessarily culminate in head movements in spite of evoked neck EMG,
presumably because of the head's inertia. Stimulation commonly evoked
responses in obliquus capitis inferior (OCI), rectus capitis posterior
major (RCP maj), and splenius capitis (SP cap; Fig.
1, A and C), and less frequently in sternocleidomastoid, biventer cervicis, complexus and atlantoscapularis anterior. The EMG responses evoked in these latter four muscles resembled those evoked in a restrained preparation (Corneil et al. 2002
) and will not be described.
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COMPARISON TO EMG PATTERNS ACCOMPANYING VOLITIONAL HEAD MOVEMENTS.
We compared the EMG patterns accompanying volitional head movements to
those evoked by SC stimulation, as shown for representative examples in
Fig. 3 (these examples were matched for
gaze and head kinematics as closely as possible. Figure 3A
illustrates the same data as Fig. 1A except aligned on
gaze-shift onset). Note the similarities in the amplitude and timing of
the gaze and head movements as well as in the magnitude and timing of
the EMG activity in the agonist muscles relative to gaze-shift onset.
In general, the antagonist muscles were much more active during evoked
versus volitional head movements. The arrow in Fig.
3A points to the increase in antagonist muscle activity that
occurred during stimulation; this feature was synchronized with
decreased activity in the agonist muscles. The asterisk in
Fig. 3A denotes the phasic increase in antagonist activity
that occurred after stimulation offset. These features frequently
(~50% of all stimulation trials) appeared in evoked EMG patterns
(Corneil et al. 2002
) but were never observed in an
extensive sampling of volitional head movements during trained gaze
shifts (Corneil et al. 2001
).
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Variations in head position
To examine the variations in evoked neck EMG responses with
changes in the initial head position, monkeys looked to FPs located within ±90° in azimuth from center. We describe the EMG data in reference to the initial position of the head. However, because the
position of the eyes, head, and gaze covaried (i.e., leftward gaze
fixations were achieved by leftward eye and head positions), we could
not segregate the individual contributions of eye, head, and gaze
position on the evoked responses. Prior to stimulation onset, the
initial head position could vary by more than ±60° from center as
shown in Fig. 4. With the head near
center (Fig. 4, center column), stimulation evoked the
typical patterns of agonist muscle facilitation and antagonist muscle
suppression and also evoked a 15-20° gaze shift and a smaller
accompanying head movement. Changing the initial head position altered
the evoked EMG activity: the activity evoked in the agonist muscles increased progressively as the head was positioned contralateral to the
side of stimulation (i.e., in the direction of the ensuing head
movement; Fig. 4, 2 right columns), and got progressively weaker as the head was moved to the other side (Fig. 4, 2 left columns). Such changes mirrored the levels of baseline activity prior to stimulation onset, which themselves were related to holding the head in the eccentric posture (see Corneil et al.
2001
).
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This experiment was performed in a total of six different stimulation
locations in monkey r (Fig.
5A). In all locations,
stimulation (between 12.5 and 40 µA for 100 ms) evoked large and
consistent EMG responses. However, because the parameters of
stimulation were set only to evoke gaze shifts within
50 ms from
stimulation onset (using our criteria for establishing the GT100),
stimulation of 100 ms only occasionally evoked observable head
movements that lagged gaze-shift onset. While unfortunate, we do not
view the absence of head movements as a major shortcoming, because the evoked EMG responses always preceded both the evoked gaze shift and
occasional head movements. Using the amplitude of the evoked gaze shift as a proxy for evoked head movements, we presumed that larger head movements would have been evoked if stimulation was prolonged (Freedman et al. 1996
; Klier et al.
2001
). At most of these sites, there was a tendency for the
amplitude of the evoked gaze shifts to decrease as the gaze was
positioned contralateral to the side of stimulation (Fig. 5,
B and C), consistent with some previous findings
(Klier et al. 2001
; Segraves and Goldberg 1992
).
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To summarize the variations in the evoked EMG with head position, we plotted the linear regression lines of the relationship between the peak magnitude or latency of the evoked responses in the agonist OCI and SP cap muscles versus the initial horizontal head position (Fig. 5, D-G). In all cases for SP cap (Fig. 5E) and for all but two cases for OCI (Fig. 5D), the magnitude of the evoked response above baseline increased as the head attained more contralateral positions relative to the side of stimulation even while the amplitude of the evoked gaze shift (and presumably the amplitude of the head movement if stimulation was prolonged) decreased. The latency of facilitation also changed with the initial head position, becoming progressively shorter in all cases for more contralateral head positions for both OCI (Fig. 5F) and SP cap (Fig. 5G). Note that the two exceptional cases in which contralateral head positions resulted in a decreasing peak OCI magnitude derived from the more rostral stimulation locations (sites "1" and "4").
Another interesting observation from Fig. 5 is that the onset latencies
of the OCI and SP cap muscles are nearly equal regardless of the
initial position of the head. If true, this differs from what is
observed during volitional head movements in which the interval between
the onset of the agonist OCI and SP cap muscles increases as the head
attains more ipsilateral positions relative to the side of the SC under
consideration [Fig. 6A; i.e.,
this interval increases for more centripetal head movements as reported in Corneil et al. (2001)
]. Calculation of the interval
between the onset of the agonist OCI and SP cap following SC
stimulation confirmed that these muscles were recruited nearly
synchronously regardless of initial head position (1 site: Fig.
6C, all 6 sites: Fig. 6E). We also calculated the
interval between the offset of the antagonist OCI and the onset of the
agonist OCI and observed again that this interval changed markedly with
head position for volitional but not evoked head movements (Fig. 6,
B, D, and F). Overall, the lack of
change with head position of the relative response latencies evoked by
SC stimulation differs substantially from volitional head movements, in
which the intervals between muscle responses can vary by
40 ms
depending on head position.
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Low-current, long-duration stimulation can evoke head movements prior to or without accompanying gaze shifts
Low-current SC stimulation can evoke neck EMG responses without
gaze shifts when the head is restrained (Corneil et al.
2002
). Here we explore the possibility that such stimulation
could culminate in head movements. Accordingly, we decreased the
stimulation current to levels below GT100 and prolonged stimulation
duration to allow more time for presumably weak forces to overcome the
head's inertia. Unequivocally, such stimulation could elicit head
movements without or in advance of gaze shifts. Such
head-only movements
(HOMs),1 were
observed in all three monkeys and initially studied quantitatively in
monkeys m and r without EMG
electrodes. The underlying patterns of neck EMG activity were confirmed
later in monkey r (see following text). The
traces in Fig. 7 illustrate gaze, eye,
and head movements from two different stimulation sites located within
the same electrode penetration. At a relatively dorsal site, low
current stimulation drove gaze shifts 150-275 ms after stimulation
onset (Fig. 7A). A slightly higher current level decreased
gaze-shift latencies to ~100-150 ms (Fig. 7B). Any
accompanying head movements evoked from this site were very small and
lagged gaze-shift onset. At a more ventral site, low current
stimulation occasionally evoked gaze shifts within 200-300 ms;
however, these gaze shifts were preceded by head movements (i.e., HOMs)
in the direction contralateral to the stimulating electrode (Fig.
7C). As current intensity increased, the HOMs became faster
(Fig. 7D). A compensatory eye movement, presumably mediated
by the vestibuloocular reflex, maintained gaze stability during HOMs.
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To address the neural mechanisms underlying HOMs, we analyzed their
peak velocity and direction prior to gaze-shift onset. We studied HOM
velocity because the acceleration of these movements was very small.
Further, because gaze-shift latency decreased for increasing
stimulation currents, the amplitude of HOMs did not display a
straightforward relationship with stimulation current. Statistical
analyses confirmed that the peak velocity of HOMs increased with higher
stimulation currents (Kruskal-Wallis ANOVA on repeated-measure ranks
for velocities at the 3 lowest current intensities used at each site;
Fig. 8A:
2(2) = 19.2, P < 0.0001;
B:
2(2) = 17.6, P < 00001). We also found that the radial direction of
HOMs did not differ from the direction of the head movements elicited
during gaze shifts evoked by current levels 1.5 × GT100 (paired
t-tests; Fig. 8C: t(14) = 0.60, P = 0.56; D: t(21) = 0.90, P = 0.38). Note that the distribution of points in Fig.
8, C and D, clustered around the horizontal axes
near 0°/360° and 180°, reflecting the tendency for evoked and
volitional head movements during oblique gaze shifts to have greater
horizontal than vertical components (Freedman et al.
1996
; Glenn and Vilis 1992
). These results
demonstrated that the kinematics of HOMs were not random but were
dictated by stimulation location and current.
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DISTRIBUTION OF SC SITES EVOKING HOMS.
Low-current, long-duration stimulation evoked HOMs in a total of 98 of
266 (37%) stimulation sites in two monkeys. The 98 "HOM sites"
were distributed in 18 of 22 stimulation locations (7 of 9 in
monkey m and 11 of 13 in monkey
r) and were found more frequently, but not exclusively, in
caudal stimulation sites (Fig. 9A). Figure 9B
illustrates the dorsoventral distribution of HOM sites, leveled to the
dorsal-most depth endowed with the lowest GT100 (shaded regions). The
dorsoventral distribution of HOM sites varied with stimulation
location: HOM sites in the rostral SC resided at ventral sites, whereas
HOM sites in the caudal SC could be found at most both dorsal and
ventral depths. Figure 9 bore a resemblance to Fig. 4 of the companion
paper (Corneil et al. 2002
), which described the
prevalence and location of "EMG sites" in the restrained
preparation (i.e., where the threshold for evoking neck EMG was less
than that for gaze shifts), emphasizing the obvious relationship
between EMG sites in a restrained preparation and HOM sites in an
unrestrained preparation.
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HEAD ACCELERATION AND EMG BURSTS ALIGNED ON GAZE-SHIFT ONSET. Although the gaze axis remained stable during HOMs due to compensatory eye movements, on many occasions gaze shifts were elicited well after (>150 ms) the onset of the stimulation train (e.g., Fig. 7, C and D). Examples of gaze shifts preceded by HOMs are shown aligned on stimulation onset in Fig. 10, A and B. Realigning these traces on gaze-shift onset revealed an additional acceleration of the head that peaked ~30 ms after gaze-shift onset (Fig. 10, C and D). This transient head acceleration appeared in both individual and averaged traces.
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150 to
50 ms prior to gaze-shift onset (i.e., 5 consecutive points
2 SDs above the activity prior to gaze-shift
onset) and the acceleration of the head was significant in 15 of 18 examples (using the criteria described in Fig. 11). Hence, gaze-shift
onset after HOMs usually evoked both a significant EMG response and a
significant acceleration of the head. A direct comparison of the timing
of these events is shown in Fig. 13B and revealed that EMG
onset preceded peak head acceleration. Relative to gaze-shift onset,
the mean onset time of the EMG response was
10 ± 12 ms (range:
34 to 10 ms, n = 16) and the mean time of the peak
head acceleration was 29 ± 11 ms (range: 14-52 ms,
n = 15). The mean difference between the time of the
EMG onset and the peak head acceleration was 41 ± 18.3 ms (range:
16-72 ms, n = 15). We confirmed the transient nature
of the EMG burst aligned with gaze-shift onset by integrating the EMG
activity over 3 30-ms intervals spanning time periods before (pregaze),
during (perigaze), or after (postgaze) the onset of the gaze shift
(Fig. 13, A, C, and D). Statistical
analysis demonstrated that the integrated EMG activity in the perigaze
interval was significantly greater than the activity in either the
pregaze or postgaze intervals [paired t-test; peri vs. pre,
t(17) =
7.7, P < 0.0001. peri vs. post, t(17) =
4.7, P = 0.0002].
Taken together with the head acceleration data shown in Figs. 11 and
13, these data confirm that gaze shifts that followed HOMs were
associated frequently with phasic EMG bursts and accompanying
accelerations of the head.
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DISCUSSION |
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This report is the first to describe the head movements and neck
EMG responses evoked by SC stimulation in monkeys free to move their
heads. We emphasize three important results. First, the latencies and
magnitudes of the neck EMG responses to stimulation are essentially
identical in head-restrained and -unrestrained preparations. Second,
while recording neck EMG assesses the neuromuscular drive to the head
plant, head biomechanics, and muscle force development also impact the
kinematics of the head movements. Simultaneous recording of head
movements with evoked neck EMG enables the identification of seemingly
counter-intuitive patterns of EMG activity, particularly compared with
the EMG patterns accompanying volitional head movements. Third,
low-current, long-duration SC stimulation evoked patterns of neck EMG
and head movements that suggested the presence of two parallel
influences from the SC onto neck muscles, only one of which is
regulated by the circuitry controlling gaze shifts. These results,
together with the results from the companion paper (Corneil et
al. 2002
), establish the combination of SC stimulation, neck
EMG and head movement recording as a powerful technique toward understanding orienting head movements. Importantly, comparing the
evoked EMG responses to those accompanying volitional head movements
place specific constraints on the interpretation of head movements
evoked by SC stimulation.
Considerations of head biomechanics and the kinetics of muscle force development
Our results indicate that head movements, unlike eye movements,
cannot be used as proxies to estimate precisely the neural drive to the
head plant; doing so ignores the complexity of the cascade from an EMG
signal through force development to movement in a multiarticular and
viscoinertial system. Muscle length, velocity, morphometry,
histochemistry, and contraction history sculpt muscle force; plant
mechanics, musculoskeletal architecture, interaction torques, and
co-contraction patterns impact multiarticular movements (see
Loeb and Gans 1986
; Zajac and Gordon 1989
for review). Failure to appreciate some of these points has confused
the interpretation of eye-head gaze shifts in the past. For example,
head movements are not evoked if SC stimulation is too short in
duration (Cowie and Robinson 1994
) or is delivered to
the rostral SC (Stryker and Schiller 1975
), yet the
results presented here (Figs. 1 and 2) and in the companion paper
(Corneil et al. 2002
) emphasize that such stimulation
very likely did evoke neck EMG responses. The absence of evoked head
motion therefore does not infer the absence of a neural drive to neck
muscle motoneurons, presumably because of the head's inertia.
Furthermore, the velocity at which neck muscles contract complicates
the interpretation of the seemingly smooth head movement that
accompanies sequential gaze shifts evoked by prolonged stimulation
trains (Freedman et al. 1996
; Stryker and
Schiller 1975
) because any transient EMG responses linked to
the onset of sequential gaze shifts would be delivered to muscles that
are actively shortening, consequently developing less force. Considerations of biomechanics and the muscle kinetics are more than a
historical issue and apply to a contemporary debate regarding whether
frontal cortex stimulation drives head movements either during the
evoked gaze shift or not (Sparks et al. 2001
; Tu
and Keating 2000
). Recording neck muscle EMG circumvents such
concerns by directly measuring the neural signal issued to the head
plant. For example, it should be quite easy to observe whether the EMG responses to frontal cortex stimulation occur before, during, or after
the evoked gaze shifts. Thus recording neck EMG enables one to resolve
the time of arrival of the motor command at the head plant at a
temporal resolution that far surpasses what can be achieved by
measuring head kinematics.
Head-restrained vs. -unrestrained stimulation and a comparison with volitional head movements
Comparing the neck EMG responses evoked by SC stimulation across the head-restrained and -unrestrained preparations revealed only small qualitative differences presumably related to differences in initial eye or head position (Figs. 1 and 2). Importantly, this point validates the combination of neck EMG recording with head-restrained stimulation as a simplified means to address aspects of the neuromuscular control of the head.
Surprisingly, a comparison of the neck EMG patterns evoked by SC
stimulation with those that accompany head movements during volitional
gaze shifts places specific constraints on the interpretation of evoked
head movements. For example, although SC stimulation initially recruits
seemingly natural synergies of agonist muscles, the reciprocal
patterning of EMG activity during stimulation and the poststimulation
increase in antagonist muscle activity are not observed during
volitional head movements (Fig. 3) (see also Corneil et al.
2002
). Furthermore, SC stimulation evokes synchronous responses
across agonist and antagonist muscles regardless of initial head
position (Figs. 4 and 5). The EMG patterns during volitional head
movements that begin from eccentric head postures display an elegant
staggering in muscle recruitment that presumably exploits the elastic
recoil from the eccentric posture and prevents lengthening contractions
in the antagonist muscles (Corneil et al. 2001
).
Apparently, the mechanisms that stagger muscle recruitment are
disrupted by SC stimulation (Segraves and Goldberg
1992
).
This leads us to conclude that the neuromuscular patterns underlying
evoked and volitional head movements are quite different in spite of
their similar kinematics. The kinematic similarities of evoked and
volitional head movements persist probably because the head's inertia
imposes a low-pass filter characteristic which smoothes out the
consequences of the differences in muscle recruitment. The mechanisms
underlying these recruitment differences are unknown, but several
explanations are possible. For example, the SC receives abundant
information from neck muscle spindles (Edney and Porter 1986
; Richmond and Abrahams 1975
;
Richmond and Bakker 1982
), thus it is possible that
stimulation activates a different region of the SC when the head begins
in different positions. Alternatively, unnatural temporal patterns of
SC activity induced by stimulation, abnormal recruitment of downstream
or parallel structures in the brain stem, cerebellum, or cervical
spinal cord, or disrupted feedback signals during the movement
(Coimbra et al. 2000
) could also underlie our results.
Regardless, the interpretation of the head movements evoked by SC
stimulation must be done in light of our findings.
Variations in evoked neck EMG with initial head and eye position
The patterns of evoked neck EMG changed with different initial
head positions in the unrestrained preparation (Fig. 4 and 5) and with
different initial eye positions in the restrained preparation
(Corneil et al. 2002
). For both, the magnitude of the
agonist EMG responses increased and the response latencies decreased as
the head or eye attained positions contralateral to the side of SC
stimulation (i.e., in the direction of the ensuing gaze shift). Our
head-restrained results relate to the effect reported by
Freedman and colleagues (1996)
that the latency to head
movement decreases and the head contribution to the gaze shift
increases when the eyes are initially deviated in the direction of the
ensuing gaze shift with the head beginning near center.
Other aspects of the evoked neck EMG responses are more surprising and
again emphasize the risk in using head kinematics to infer the
neuromuscular drive to the head plant. Previous studies have shown that
stimulation in the caudal SC can generate a convergent pattern of gaze
and head movements (Segraves and Goldberg 1992
; see
Klier et al. 2001
for an interpretation of these
movements in retinal coordinates). Although it is perhaps unfortunate
that we could not examine the neuromuscular origins of head convergence because our stimulation duration was too short, we could still interpret the evoked EMG patterns in relation to the convergence of
gaze shifts and assume that the head would also have converged if
longer stimulation durations were used. When convergent gaze patterns
were elicited, the magnitude of the evoked EMG response on the agonist
muscles increased while the amplitude of the evoked gaze shift
decreased. This might seem somewhat paradoxical because one might have
expected the magnitude of the evoked EMG response to covary with the
amplitude of the evoked gaze shift (and presumably the amplitude of the
evoked head movement if stimulation was prolonged). However, such a
scenario ignores biomechanical and kinetic factors associated with head
postures deviated in the direction of the ensuing gaze shift: such
postures are presumably associated with increased elastic recoil back
to center and also place the agonist muscles on less forceful segments
of their force-length curves. Thus even though the magnitude of evoked
EMG responses increased, the consequent turning forces developed by the
head plant likely decreased.
We make one final point in regards to the coordinate transformations
that occur between the gaze-related command represented at the SC and
the body-centered coordinates defined by neck muscle activity. This
transformation presumably begins downstream from the SC at various
brain stem centers specialized for the control of either horizontal or
vertical movements. Our comparison between volitional and evoked head
movements suggests that at least the final stage of the natural
operation of this transformation is rendered inoperative by SC
stimulation. Instead, SC stimulation appears to elicit a generic signal
that simultaneously facilitates agonist muscles and suppresses
antagonist muscles. Indeed, a simple explanation for the variations of
evoked neck EMG with eye or head position is that this generic signal
sums with the preexisting baseline EMG activity determined by both head
position (Figs. 4 and 5) and eye position (Corneil et al.
2002
). Overall, the unnatural spatiotemporal patterns of EMG
activity evoked by SC stimulation suggests that SC stimulation cannot
be used to study the natural transformation from gaze-related signals
in the SC into body-centered signals at the neck muscles.
Head-only movements
The patterns of evoked head movements and neck EMG confirmed the
predictions from the restrained preparation of a parallel drive from
the SC onto neck muscle motoneurons (Corneil et al. 2002
). One drive, the independent drive, was not
regulated by the circuitry controlling gaze shifts and mediated the
evoked EMG responses and HOMs observed prior to or without gaze shifts (Fig. 4) (Corneil et al. 2002
). The dependent
drive was synchronized with gaze-shift generation and mediated the
transient EMG bursts and head accelerations linked to gaze-shift onset
(Figs. 10-13) (Corneil et al. 2002
). Apparently, in
spite of neck EMG activity evoked by an independent drive, gaze-shift
initiation recruits other neural elements that also influence the
activity of neck muscle motoneurons.
The three-dimension topography of sites from which HOMs were evoked
(Fig. 9) resembled the distribution of EMG-only sites discerned from
the restrained preparations (Fig. 4 in Corneil et al.
2002
), emphasizing their obvious causal relationship. Further, the metrics of HOMs were determined by stimulation current and location
(Fig. 8) as found for head movements during gaze shifts evoked by
higher stimulation currents in a number of species (owls: du Lac
and Knudsen 1990
; cats: Paré et al. 1994
;
monkeys: Freedman et al. 1996
). Phenomena similar to
HOMs in monkeys have been described qualitatively before following
stimulation of the SC (Cowie and Robinson 1994
;
Freedman et al. 1996
), frontal eye fields (Tu and Keating 2000
), and supplementary eye fields (Sparks et
al. 2001
), and a recent study in cats reported that HOMs can be
evoked by low-intensity stimulation of the SC (Pélisson et
al. 2001
). While the prevalence of sites from which HOMs were
evoked might be surprising considering they had not been quantitatively
analyzed before, recall our use of prolonged low current stimulation
was predicated on the discovery of EMG sites in the restrained
preparation (Corneil et al. 2002
).
There is compelling evidence in a host of nonprimate species that the
role of the SC is not limited to rapid, saccadic-like orienting. In the
rodent, electrical stimulation can evoke two types of contralateral
orienting head movements: either a fast saccade-like head movement or a
slower movement whose kinematics are dependent on stimulation
parameters (King et al. 1991
). Slower head movements
also follow the rapid head movement elicited by stimulation of the
optic tectum in owls (du Lac and Knudsen 1990
), similarly SC stimulation in head-fixed cats drives both fast and slow
eye movements (Grantyn et al. 1996
), and SC stimulation
in head-free cats can drive HOMs (Pélisson et al.
2001
). The slow eye movements in cats are not simply
aberrations from electrical stimulation but form a part of the
oculomotor repertoire (Missal et al. 1993
) and are
encoded by tecto-reticulo-spinal cells driving both eye and head
movements (Olivier et al. 1993
; see Grantyn et
al. 1993
for review). Eye-head coordination similar to HOMs is
also observed during visually guided orienting in cats
(Pélisson et al. 2001
). Our observations in the
monkey complement these findings by showing that signals from the SC
can impart multiple influences on the head. Of course, confirmation of
our results awaits recording studies in behaving animals. Specifically,
we predict that some components of SC firing should be related to neck
muscle activity and head movements in the absence of gaze shifts.
Numerous studies in humans and monkeys have emphasized the lability of
eye-head coupling during gaze shifts (see Fuller 1992
;
Stahl 1999
; see Herst et al. 2001
for
review), and a more recent study has specifically demonstrated an
orienting command to the head in the absence of gaze shifts
(Corneil and Munoz 1999
). Although the SC is
traditionally thought of as a gaze-orienting structure, the complexity
of the downstream circuitry apparently endows the oculomotor system the
flexibility to orient the eye and head either separately or together
depending on the behavioral context.
Neural mechanism for a parallel SC drive to the head
Figure 14 presents a simplified
neural mechanism as a framework in which to discuss our results and
propose future experiments. This mechanism supposes that the neural
drive to the head is determined by two drives from the SC: a dependent
pathway gated by the pontine omni-pause neurons (OPNs) that drives both
the eyes and head during gaze shifts and an independent pathway that
bypasses this gate and accesses neck motoneurons more directly. Similar
embodiments of such a parallel drive from the SC can be found in
earlier models (Galiana and Guitton 1992
; Goosens
and Van Opstal 1997
; Guitton et al. 1990
). The
location of stimulation within the SC determines the strength of both
drives, underlying the topography described in the companion paper
(Corneil et al. 2002
), and eye and head position signals
affect the head premotor circuitry, mediating the known effects of eye
and head position on tonic neck EMG.
|
The discharge of SC saccade-related neurons displays a dichotomy
important for the relevance of this mechanism. Besides high-frequency bursts of activity before saccades, some saccade-related neurons exhibit low-frequency activity well before gaze onset when the location
of potential target is predictable (Basso and Wurtz 1997
, 1998
; Dorris and Munoz 1998
; Dorris et
al. 1997
; Glimcher and Sparks 1992
; Munoz
and Wurtz 1995
). In unrestrained preparations, increasing
target predictability leads to head movements that precede gaze shifts
(Bizzi et al. 1972
; Fuller 1992
;
Moschner and Zangemeister 1993
; Munoz et al.
1991
; Zangemeister and Stark 1982
;
Zangemeister et al. 1982
), and we hypothesize that
low-frequency SC activity accesses the head plant via the independent
pathway. Specifically, the locus and intensity of such activity should encode the kinematics of the head movement or the magnitude of neck EMG
activity. If true, then low-frequency SC activity would serve a
concrete motor function of moving the head, or at least distributing a
drive to the head premotor system, prior to a predictable gaze shift.
Correlating low-frequency SC activity with neck EMG will test this hypothesis.
Gaze-shift onset is preceded by a cascade of neural events: cessation
of OPN activity and a concomitant activation of the long-lead burst
neurons culminate in the discharge of medium-lead burst neurons (see
Fuchs et al. 1985
; Hepp et al. 1989
;
Keller 1981
; Moschovakis et al. 1996
).
Tectal efferents project to both saccadic and head premotor areas, and
some reticulospinal cells discharge a phasic burst at gaze-shift onset
shifts while other reticulospinal neurons do not (cats: Grantyn
and Berthoz 1987a
,b
; Grantyn and Grantyn 1982
;
Grantyn et al. 1992
; Isa and Naito 1995
; Vidal et al. 1983
; monkeys: Scudder et al.
1996a
,b
; Whittington et al. 1984
). In cats,
subpopulations of reticulospinal cells either do or do not have
collateral branches that project to extraocular motoneurons
(Grantyn et al. 1992
; Isa and Itouji
1992
). Our mechanism predicts that gaze-shift onset delivers a
drive to both the eye and head. This viewpoint is debatable and defines
a crux differentiating between models employing common-drive elements
and those postulating independent control of the eye and head.
Discriminating whether a given brain stem element controls the eye,
head, or gaze in monkeys is complicated by the similarities of eye and
gaze trajectories. For example, the pause duration of OPNs in monkeys
correlates better to eye than gaze duration (Phillips et al.
1999
), but this finding has been debated on the grounds of how
well the movement components are defined (see Paré and
Guitton 1998
). Recording neck EMG provides an alternative approach by establishing the functional contribution of a given element
to the neuromuscular control of the head. For example, if OPNs inhibit
a common element driving both the eyes and head (cats: Cullen et
al. 1993
), then OPN stimulation during gaze shifts should
inhibit the active agonist neck muscles. Long-duration (50-100 ms) OPN
stimulation during gaze shifts in cats interrupts gaze and head
trajectories (Paré and Guitton 1998
); however, preliminary results in monkey demonstrate interruptions only to the eye
and gaze but not head, trajectories (Coble et al. 1994
; Sparks et al. 2002
). The influence, or lack thereof, of
OPN stimulation on head kinematics in these species is difficult to
interpret because of the head's inertia and because OPN stimulation
could work through an axon reflex of tectal efferents, which then
access the head plant via an independent pathway (Gandhi and
Keller 1997
). A comparative analysis of neck EMG response
latencies to SC and OPN stimulation could establish the hierarchy of
signal flow, if it exists, in both species; indeed a similar approach
has established the signal flow from the SC to extraocular motoneurons
(Keller et al. 2000
; Miyashita and Hikosaka
1996
).
The understanding of head premotor events downstream from any
"common" elements is further advanced in cats than monkeys (see Isa and Sasaki 2002
for review). Premotor processing
transforms a topographic movement representation into the neuromuscular
sequence that accounts for the forces resisting movement as well as the physiological and structural properties of neck muscles. An
intermediate step of this transformation segregates the movement into
cardinal components in the pontomedually reticular formation and
mesencephalon (owls: Masino and Knudsen 1993
; cats:
Fukushima 1987
; Isa and Naito 1994
, 1995
;
Isa and Sasaki 1992a
,b
; Sasaki et al.
1999
). The descending spinal systems from these areas contact a
specific subpopulation of neck muscle motoneurons (Isa and
Sasaki 1992a
,b
; Iwamoto and Sasaki 1990
;
Sasaki 1999
; Shinoda et al. 1996
) forming functional neck muscle synergies hard-wired via descending brain stem
systems (Shinoda et al. 1996
; Siegel and
Tomaszewski 1983
). We suspect these synergies are recruited by
SC stimulation. Evidence from volitional head movements in cats and
monkeys suggests that such synergies are sculpted by the kinetic
requirements of the particular movement (Corneil et al.
2001
; Thomson et al. 1994
, 1996
). Apparently,
such sculpting mechanisms are not available during SC stimulation.
General conclusions
Our results suggest the need for caution on two fronts. First, electrical stimulation of the SC does not evoke completely natural patterns of evoked neck EMG. In spite of the kinematic similarities between evoked and volitional head movements, the assumption that evoked head movements equate to volitional head movements is unfounded. Second, our evidence for parallel drives from the SC to the head plant complicates the application of traditional measures to assess eye-head coupling during gaze shifts, such as correlating eye, head, and gaze metrics or kinematics because actions of the independent pathway could obscure actions of the dependent pathway. We are not saying that correlational approaches should be abandoned but instead that certain questions, such as whether a given brain stem element drives the head during a gaze shift, would be better addressed at a neural level and recording neck muscle EMG represents an optimal approach to measure objectively the final form of the neural drive to the head plant.
| |
ACKNOWLEDGMENTS |
|---|
We sincerely thank Drs. F.J.R. Richmond and G. E. Loeb for expert assistance in some of the EMG-implantation surgeries. We also gratefully acknowledge the outstanding contributions of A. Lablans and K. Moore for animal husbandry, D. Hamburger for computer support, and C. Wellstood and R. Peck for the construction of the customized chair and other technical support. We thank Drs. M. Paré and I. Armstrong and A. Bell and J. Gore for comments on an earlier version of this manuscript, as well as the two anonymous referees for the improvements prompted by suggestions on both manuscripts.
This work was supported by a group grant from the Canadian Institutes of Health Research (CIHR). B. D. Corneil was supported by an Ontario Graduate Scholarship and a doctoral award from the CIHR and holds a long-term fellowship from the Human Frontier Science Program (HFSP). E. Olivier was supported by a short-term fellowship from the HFSP. D. P. Munoz holds a Canada Research Chair in Neuroscience.
| |
FOOTNOTES |
|---|
Address for reprint requests: D. P. Munoz, Dept. of Physiology, Queen's University, Kingston, Ontario, Canada K7L 3N6 (E-mail: doug{at}eyeml.queensu.ca).
1
The term head-only movement is perhaps
not an optimal term because such movements could be followed by evoked
gaze shifts during the stimulation train. A more accurate term would be
early head movements; however, we have already used this
term earlier in regard to human head movements (Corneil and
Munoz 1999
; see also Pélisson et al. 2001
)
and therefore chose an alternative term here to avoid confusion.
Received 21 November 2001; accepted in final form 24 June 2002.
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