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J Neurophysiol (November 1, 2002). 10.1152/jn.00286.2002
Submitted on 17 April 2002
Accepted on 15 July 2002
1McGill University, Montreal, Quebec H3A 1B1, Canada; 2Max Planck Institute, 80799 Munich, Germany; 3Institut de la Communication Parlée, 38031 Grenoble, France; and 4Haskins Laboratories, New Haven, Connecticut, 06511
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ABSTRACT |
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Shiller, Douglas M.,
Rafael Laboissière, and
David J. Ostry.
Relationship Between Jaw Stiffness and Kinematic Variability
in Speech.
J. Neurophysiol. 88: 2329-2340, 2002.
Humans produce speech by controlling a complex
biomechanical apparatus to achieve desired speech sounds. We show here
that kinematic variability in speech may be influenced by patterns of
jaw stiffness. A robotic device was used to deliver mechanical perturbations to the jaw to quantify its stiffness in the mid-sagittal plane. Measured jaw stiffness was anisotropic. Stiffness was greatest along a protrusion-retraction axis and least in the direction of jaw
raising and lowering. Consistent with the idea that speech movements
reflect directional asymmetries in jaw stiffness, kinematic variability
during speech production was found to be high in directions in which
stiffness is low and vice versa. In addition, for higher jaw
elevations, stiffness was greater and kinematic variability was less.
The observed patterns of kinematic variability were not specific to
speech
similar patterns appeared in speech and nonspeech movements.
The empirical patterns of stiffness were replicated by using a
physiologically based model of the jaw. The simulation studies support
the idea that the pattern of jaw stiffness is affected by
musculo-skeletal geometry and muscle-force-generating abilities with
jaw geometry being the primary determinant of the orientation of the
stiffness ellipse.
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INTRODUCTION |
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Studies of human arm
stiffness have influenced recent empirical and modeling work on motor
control (Flash 1987
; Flash and Mussa-Ivaldi
1990
; Gomi and Kawato 1996
; Gribble et
al. 1998
; Mussa-Ivaldi et al. 1985
; Tsuji
et al. 1995
). In the present paper, we have taken a comparable
approach to the study of motor control in the orofacial system. We
provide direct measures and simulation studies of human jaw stiffness
and assess the relationship between patterns of jaw stiffness and
kinematic variability during speech production.
There is an extensive literature on the motor control of the jaw that
focuses on the human masticatory system (for reviews, see Hannam
and McMillan 1994
; Hellsing 1987
; Luschei
and Goldberg 1981
; Trulsson and Johansson 1996
;
van Eijden and Turkawski 2001
; Wood
1987
). This includes studies of motor-unit properties and afferent mechanisms as well as studies of jaw-movement kinematics, electromyographic activity, and force production. Little is known, however, about stiffness in the orofacial system. Stiffness is a
measure of resistance to displacement and is affected by
central neural inputs, reflexes, muscle properties, and the geometry of muscle attachments. Cooker et al. (1980)
have measured
human jaw stiffness during maintained bite force. Muller et al.
(1984)
have provided estimates of perioral stiffness based on
mechanical perturbations to the lips during speech. In addition,
inferences about stiffness in speech production have been made on the
basis of kinematic measures (Kelso et al. 1985
;
Ostry and Munhall 1985
).
Human jaw stiffness may affect kinematic variability in speech. In particular, stiffness may contribute to differences in variability in different movement directions. Because stiffness characterizes resistance to displacement, directions in which stiffness is high may exhibit less variability than directions in which stiffness is low. It may thus be the case that the pattern of variability in jaw position that accompanies the production of speech sounds reflects the directional asymmetries of stiffness of the jaw.
A relationship between stiffness and kinematic variation might be
expected on the basis of patterns observed when subjects compensate for
destabilizing loads to the limb (Milner 2002
). The
ability of subjects to compensate for these loads has been shown to
depend on the direction of the perturbation relative to the shape of
the stiffness field at the hand. Specifically, there is a greater
effect on limb position when loads act in directions of lower stiffness
and a smaller effect in directions of higher stiffness. Kinematic
variation in speech production may be similarly dependent on the
magnitude of jaw stiffness in different directions.
In the present paper, we report direct measures of jaw stiffness in the sagittal plane that were obtained by applying precise mechanical perturbations to the jaw at positions associated with the production of vowels. Jaw stiffness was found to be anisotropic, with higher stiffness observed along the axis of jaw protrusion and retraction. Patterns of kinematic variability were assessed for the same set of speech sounds and were shown to be related in a detailed manner to the directions and magnitudes of jaw stiffness. Simulation studies support the idea that the pattern of jaw stiffness arises from the balance of muscle-force-generating abilities and musculo-skeletal geometry in the orofacial system.
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METHODS |
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Six subjects (4 males and 2 females) participated in the measurement of jaw stiffness. Measures of kinematic variability were obtained for the same subjects. None of the subjects reported any history of speech motor disorder or temporo-mandibular joint dysfunction. All experimental procedures used in the present study were approved by the Ethics Review Board of the Department of Psychology at McGill University.
Measurement of jaw stiffness
Measures of jaw stiffness were obtained by connecting a computer-controlled robotic device (Phantom Premium 1.0, Sensable Technologies, Woburn, MA) to an acrylic and metal dental appliance that was attached to the mandibular teeth. The appliance was custom molded for each subject and glued to the buccal surface of the teeth using a dental adhesive (Iso-Dent, Ellman International, Hewlett, NY). The coupling between the robot and the jaw was achieved by using a magnesium and titanium rotary connector that permitted motion of the jaw in all six translational and rotational degrees of freedom. Subjects were thus able to produce naturalistic jaw movements when coupled to the robot (see Fig. 1).
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The robot consisted of a cable-drive mechanism with encoders for position measurement (0.03-mm position resolution) and a six-axis ATI Nano-17 force/torque sensor (ATI Industrial Automation, Apex, NC), mounted on the tip of the robot, for measurement of subject applied forces. The robot was chosen because of its low inertia (less than 75 g apparent mass at the tip) and low friction in combination with its ability to produce force in all three spatial dimensions (3D).
The experiments were carried out with the head immobilized. This was achieved by connecting a second dental appliance that was attached to the maxillary teeth to a rigid metal frame. During the experiment, subjects were seated in a chair with the back of their head resting against a support. The head-restraint apparatus consisted of two articulated metal arms, one on each side of the head, that were locked in place during data collection.
Jaw position was sampled at 1,000 Hz. Jaw restoring forces were sampled at 100 Hz and then linearly interpolated to match the sampling rate of the position signal.
The subject's task was to maintain static jaw postures associated with
the production of the four English vowels: /i/ as in "heat," /e/ as
in "head," /a/ as in "cot," and /æ/ as in "cat." These
vowels were selected to vary jaw elevation. While the subject maintained a static jaw position, small ramp-and-hold force
perturbations (1 N, 50-ms rise time, 500-ms hold time) were applied.
The perturbations were delivered in 16 directions spaced equally about
a circle in the mid-sagittal plane (every 22.5°). The order of
perturbations was randomized. A rest interval of 500 ms occurred
between perturbations. Perturbations were blocked by vowel with the
order of vowels randomized across subjects. For each subject, each of
the four vowels was tested twice. We have limited perturbations to the
sagittal plane because jaw motion in speech is essentially restricted
to sagittal plane movement (Ostry et al. 1997
).
To ensure that subjects maintained the same jaw position prior to each perturbation, visual feedback of jaw position was provided. Prior to a series of perturbations, the subject produced a sustained vowel for several seconds, at which point the 3D position of the jaw was measured and displayed on a computer screen located in front of the subject. A circle in the center of the computer display represented this desired position of the jaw, while another circle represented the jaw's current position. (The location of the circle on the display indicated the position of the jaw in the frontal plane. Circle diameter coded protrusion and retraction.) The subject was instructed to keep the jaw as close as possible to the desired position. Jaw perturbations were delivered only if the jaw was held stationary (tangential velocity less than 10 mm/s for 250 ms) at a distance of less than 1.5 mm from the desired position. Subjects were instructed to maintain the jaw position during the sequence of perturbations without voicing and to not voluntarily intervene (see Data analysis).
Pilot tests compared measures of stiffness that were obtained when voicing accompanied the perturbation with those obtained when subjects held the jaw at the same position in the absence of voicing. No differences in stiffness were observed under these conditions.
In pilot tests, estimates of jaw stiffness at the incisors were found to be similar for perturbations ranging from 1 to 3 N and for force rise times ranging from 25 to 100 ms. The 500-ms hold time during the perturbation was sufficient for the jaw to come to rest at the perturbed position.
Measurement of jaw kinematic variability
Measures of jaw kinematic variability were obtained by tracking the motion of the head and jaw using Optotrak (Northern Digital, Waterloo, ON). This system records the 3D motion of infrared-emitting diodes (IREDs). To measure head motion, four IREDs were placed on a dental appliance that was attached to the maxillary teeth. Jaw movement was measured using four additional IREDs that were attached to an appliance on the mandibular teeth. The dental appliances had little effect on the intelligibility of the utterances tested in this study. IRED motion was measured at a sampling rate of 200 Hz.
Measures of jaw kinematic variability associated with vowel production were obtained from repetitions of simple speech sequences. Each sequence consisted of a consonant-vowel-consonant (CVC) combination that was embedded in a carrier sentence. Twelve CVC sequences were tested, resulting from the combination of the consonants /s/, /t/, and /k/ with the four vowels that were used in the measurement of jaw stiffness: /i/, /e/, /a/, and /æ/. The consonants were chosen to vary the jaw position at closure. The test sentences were of the form "say sesy again" or "say taty again."
Subjects repeated each test sentence at a self-chosen rate and volume. Enough time was provided for subjects to produce 25 repetitions in each of the 12 experimental conditions. The order in which CVC combinations were tested was randomized across subjects.
Data analysis
JAW STIFFNESS. Measures of position and force at the mandibular central incisors were transformed into a common head-centered coordinate system. The origin is at the tip of the maxillary incisors. The "horizontal" axis of this coordinate system is aligned with the occlusal axis (the positive direction corresponds to jaw protrusion). The vertical axis passes through the incisors and is orthogonal to the horizontal axis (jaw lowering is in the negative direction).
A sample of the data from an individual perturbation is shown in Fig. 2A. As force is applied by the robot, the jaw is displaced from its initial position. With the force held constant at 1 N, the jaw maintains a new static position. For purposes of data analysis, measures of jaw position and restoring force were averaged over two time windows, one immediately prior to the perturbation (25 ms) and one during the hold phase. The position and force measures during the hold phase were taken over a 100-ms interval, shown as
, that began 200 ms after the start of the perturbation. The difference between the two position values provides a measure of
jaw displacement. The difference between the two forces gives a measure
of restoring force related to the perturbation. The jaw's displacement
and associated restoring force provide a measure of its spring-like
behavior or stiffness. Because the jaw is essentially stationary at the
displaced position, the contribution of viscosity and inertia may be
neglected.
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).
Figure 2C illustrates the pattern of displacements and
restoring forces at the mandibular incisors for perturbations in
different directions about a circle. The figure shows displacements
(- - -) and inwardly directed restoring forces (
) in the sagittal plane. A sample of only eight perturbations is shown, however in actual
experiments 16 perturbation directions in the sagittal plane were used.
Estimates of jaw stiffness are computed directly from this set of
displacements and restoring forces.
Jaw stiffness in the sagittal plane
characterizing the relationship
between force and jaw displacement measured at the tip of the
mandibular incisors
is described by the following set of linear
equations, adapted from Mussa-Ivaldi et al. (1985)
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(1) |
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(2) |
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(3) |
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(4) |
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(5) |
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(6) |
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in Fig. 3B). Values for maximum and minimum stiffness correspond to the magnitude of the ellipse along the major and minor
axes. A global measure of the magnitude of stiffness was obtained by
computing the area of the ellipse. Note that eigenvalues and
eigenvectors of the stiffness matrix give the magnitude and orientation
of the major and minor axes of the ellipse.
KINEMATIC VARIABILITY.
The 3D position data for each IRED were digitally low-pass filtered
using a second-order zero phase lag Butterworth filter with a cutoff
frequency of 10 Hz. The IRED motions were transformed into a six
dimensional rigid-body representation of jaw position and
orientation in head-centered coordinates (see Ostry et al. 1997
, for details). The origin of this new coordinate system is at the tip of the maxillary incisors in the mid-sagittal plane. The
"horizontal" axis is aligned with the occlusal plane. Consistent with the measures of jaw stiffness, data analysis of jaw motion was
restricted to vertical and horizontal position in the sagittal plane.
Simulation studies
The simulations were based on a model of sagittal plane jaw and
hyoid movement (Laboissière et al. 1996
). The
model includes seven muscle groups corresponding to anterior
temporalis, posterior temporalis, lateral pterygoid, masseter, anterior
digastric, posterior digastric, and sternohyoid (Fig.
4A). These muscle groups
contribute to motion in four kinematic degrees of freedom: horizontal
jaw position, sagittal plane jaw orientation (about an axis through the
center of the mandibular condyle), horizontal hyoid position, and
vertical hyoid position. The model includes neural control signals,
position- and velocity-dependent reflexes, muscle mechanical properties, and jaw and hyoid bone dynamics.
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The muscle mechanical model includes force generation due to the contractile element (the dependence of force on muscle length and velocity), activation dynamics due to calcium kinetics, and the passive dependence of force on muscle length (see Fig. 4B).
Modeled muscle geometry and anthropometrics are taken from anatomical
sources (McDevitt 1989
; Scheideman et al.
1980
). The reader is referred to Shiller et al. (1999
;
2001
) and Ostry et al. (1996)
for previous
studies in which the jaw model was used.
In the model, control signals to jaw muscles are based on the
version of the equilibrium point (EP) hypothesis. Jaw position is
determined by centrally specified values of the muscle lengths at which
motoneuron recruitment begins (
). Through the coordination of
values associated with individual muscles, different equilibrium positions and different levels of muscle cocontraction can be achieved
(for a detailed description of the EP formulation, see Feldman
et al. 1990
).
In the context of the present experiment, restoring forces are measured
with the jaw stationary. Under these conditions, modeled muscle force
resulting from muscle activation is given by
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(7) |
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(8) |
is a
magnitude parameter related to muscle force-generating ability,
c is a form parameter related to the shape of the
force-length relationship (assumed to be the same for all muscles),
x is the current muscle length, and
is the centrally
specified threshold length. Values for
are based on estimates of
maximum muscle force and physiological cross sectional area
(McGrath and Mills 1984| |
RESULTS |
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Measures of jaw stiffness
Sagittal plane jaw stiffness was estimated for each subject separately at each of the four vowel positions. Figure 5A, shows stiffness ellipses for two subjects. The position of the jaw during the perturbations is shown with a filled circle in the center of each ellipse. The ellipses show stiffness for the vowels /i/ (top), /e/, /a/, and /æ/ (bottom). It may be seen that jaw stiffness is anisotropic with higher stiffness in the direction of jaw protrusion and retraction and lower stiffness in the direction of raising and lowering. Little change is observed in the orientation of the ellipse depending on the position of the jaw. A small but consistent difference in the overall magnitude of stiffness accompanies differences in the elevation of the jaw. Stiffness is greater in magnitude for the highest vowel position (associated with the production of /i/) than for lower jaw positions. This pattern of results was observed in all subjects.
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Jaw-stiffness estimates are presented for all subjects separately in
Table 1. Values are given as elements of
the stiffness matrix. The associated eigenvalues that define the
magnitudes of the major and minor axes of the stiffness ellipse range
from 1.37 to 2.03 N/mm on the major axis and 0.27 to 1.15 N/mm on the minor axis. Jaw stiffness at the incisors is thus two to four times
larger than stiffness of the human arm (measured at the hand)
(Mussa-Ivaldi et al. 1985
; Tsuji et al.
1995
).
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Repeated-measures ANOVA was used to assess differences between vowels in the orientation of the major axis of the stiffness ellipse. No reliable statistical differences in orientation were observed. The mean orientation of the major axis with respect to the occlusal plane was 164.4, 159.4, 159.8, and 159.2° for /i/, /e/, /a/, and /æ/, respectively. The mean orientation across all conditions was 160.7° and ranged from 148.3 to 169.6° across subjects. Figure 6A (thick lines) shows the mean ellipse orientation for each subject as a small vector and the overall average orientation as a large vector.
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Differences in the magnitude of stiffness were also assessed using
ANOVA. Analyses were carried out for both the major and minor axes
(Fig. 7A, top 2 panels) and on the overall area of the ellipse (Fig.
7B, thick line). The magnitude of stiffness on the major
axis of the ellipse was found to be significantly greater than the
stiffness on the minor axis (P < 0.01). This pattern
was true of all subjects and all experimental conditions. Jaw stiffness
also differed among the four vowel conditions (P < 0.01). Tukey tests of pairwise differences revealed greater stiffness
on the major axis for the position associated with the high vowel /i/
than for the low vowels /a/ and /æ/ (P < 0.05). On
the minor axis, the magnitude of stiffness was found to be greater for
the position for /i/ than for /e/ and /a/ (P < 0.01). No differences in jaw stiffness were observed between the mid and low
jaw positions corresponding to the vowels /e/, /a/, and /æ/. An
examination of the area of the stiffness ellipse
a measure that
reflects the total magnitude of jaw stiffness
revealed a comparable
pattern of differences between vowels. Ellipse area was greater for the
highest vowel position than for each of the three lower vowels
(P < 0.01).
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Reliability of stiffness estimate
The computation of the jaw-stiffness matrix involves a
least-squares regression that relates jaw restoring force to
displacement. The resulting matrix is decomposed into symmetric and
anti-symmetric components of which only the symmetric component is used
in subsequent analysis. The extent to which the symmetric stiffness
matrix successfully captures the empirical pattern of variation was
quantified using an R2 measure of
goodness-of-fit. This measure was obtained separately for each subject
and each vowel tested. The computation involved the use of measured
force levels and those predicted by the symmetric stiffness matrix.
Specifically
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(9) |

) is applied over all horizontal and vertical
values of force. It was found that, on average, the proportion of
variance accounted for by the symmetric stiffness matrix was 93%
(R2 = 0.93), ranging from 81 to
97% across subjects.
The anti-symmetric (curl) component of the stiffness matrix is a measure of deviation from purely spring-like behavior. In the present study, the magnitude of the anti-symmetric component of the stiffness matrix was on average very small in comparison to the symmetric stiffness component. The mean curl (computed as one-half of the difference between the off-diagonal components of the stiffness matrix) was 0.041 N/mm, approximately 2% of the maximum eigenvalue (1.682 N/mm) of the symmetric stiffness matrix and 6% of the minimum eigenvalue (0.717 N/mm). Furthermore, on average, only 1% of variance in the empirical data were accounted for by the anti-symmetric stiffness component (R2 = 0.013). The relatively small contribution of curl to the measure of stiffness indicates that the neuromuscular system of the jaw exhibits primarily spring-like behavior in response to small amplitude perturbations.
Measures of kinematic variability
Patterns of jaw kinematic variability are illustrated in Fig.
5B for the same two subjects as in Fig. 5A.
Variability ellipses are shown for the vowels /i/ (top), /e/, /a/, and
/æ/ (bottom). Jaw kinematic variability is observed to be anisotropic
for all vowels. The pattern is opposite to that observed for jaw
stiffness
variability is greater along an axis of jaw raising and
lowering and less along an axis of jaw protrusion and retraction. There
is an effect of workspace position on the magnitude of kinematic
variability. Variability is less for the high vowel than for the lower
vowels. This basic pattern was shown by all subjects.
ANOVA was used to assess differences in the orientation of the kinematic variability ellipses between vowels. There were no reliable differences in orientation. The mean orientation of the major axis of the kinematic variability ellipse was 74.0, 80.3, 85.2, and 81.9° for /i/, /e/, /a/, and /æ/, respectively. The mean orientation across all conditions was 80.4°, ranging from 70.9 to 91.3° across subjects (see Fig. 6A, thin lines).
ANOVA was also used to assess differences in the magnitude of kinematic variability. Analyses examined the magnitudes of the major and minor axes (Fig. 7A, bottom 2 panels) and the area of the kinematic variability ellipse (Fig. 7B, thin line). Variability on the major axis of the ellipse was consistently greater than variability on the minor axis (P < 0.01). The magnitude of the major and minor axes also varied across the four vowel conditions (P < 0.01). For the major axis, Tukey tests indicated that kinematic variability was less for the high vowel /i/ than for the three lower vowels /e/, /a/, and /æ/ (P < 0.01). Furthermore, kinematic variability for the mid-vowel /e/ was less than for the lowest vowels /a/ (P < 0.05) and /æ/ (P < 0.01). On the minor axis, variability was less for /i/ than for the low vowels /a/ (P < 0.05) and /æ/ (P < 0.01). No reliable differences were observed among the vowels /e/, /a/, and /æ/. An examination of the overall area of the variability ellipse indicated that there was less variability for /i/ than for each of the three lower vowels (P < 0.01). Variability for /e/ was less than for /a/ (P < 0.05) and /æ/ (P < 0.01).
Relationship between stiffness and kinematic variability
To the extent that differences in jaw kinematic variability arise due to differences in stiffness, it would be expected that variability would be low in directions in which stiffness is high and that variability would be high when stiffness is low. Figure 6A shows the overall mean directions of maximum stiffness and maximum kinematic variability. Individual subject means are shown as smaller vectors. The directions of maximum stiffness and maximum kinematic variability are nearly orthogonal (80.3°), which is consistent with the idea that variability is dependent on differences in stiffness.
To quantitatively assess the relationship between stiffness and kinematic variability, we have examined the magnitude of kinematic variability in the direction of the major and minor axes of the stiffness ellipse. This was done for each subject and each vowel separately. Figure 6B shows the average magnitude of kinematic variability in the direction of maximum and minimum stiffness. The pattern is shown for each of the four vowels separately. Overall, variability is less in the direction of maximum stiffness than in the direction of minimum stiffness (P < 0.01). Tukey tests indicated that this pattern was reliable for each of the four vowel conditions (P < 0.01).
A relationship between jaw stiffness and kinematic variability may also
be observed in terms of differences between high and low vowels. High
vowels are associated with higher levels of stiffness and lower levels
of kinematic variability. Low vowels display greater variability and
lower stiffness. Figure 7B shows the mean area of the
stiffness and kinematic variability ellipses for each of the four vowel
conditions
measures that reflect the total magnitude of stiffness and
variability. It may be seen that the pattern of jaw stiffness mirrors
the pattern of jaw kinematic variability. The measure of stiffness is
high when variability is low and vice versa. This relationship was
examined quantitatively by computing a correlation coefficient relating
stiffness and variability area measures using individual subject means
for each vowel condition. A significant negative correlation was
obtained (P < 0.01). A comparable relationship between
stiffness and kinematic variability may be seen by examining the
magnitudes of the individual axes of the stiffness and kinematic
variability ellipses (see Fig. 7A).
Kinematic variability under nonspeech conditions
To assess whether observed patterns of jaw kinematic variability were specific to speech, all subjects carried out an additional set of control tasks that consisted of jaw movements that were not associated with speech production. In one task, subjects were instructed to move their jaw repeatedly between a low elevation (corresponding to the workspace position for the vowel /æ/) and one of two higher jaw elevations (corresponding to the jaw position for /i/ or /e/). In a second task, subjects produced a series of jaw-protrusion movements initiated from one of two initial jaw positions (corresponding to the jaw position for the vowels /i/ and /e/). The control studies were in all cases carried out prior to the tests involving speech.
In the task that involved primarily vertical movements, subjects moved between the two positions continuously at either a slow rate (approximately 0.5 Hz) or a fast rate (approximately 3 Hz). Enough time was allowed in each condition to collect 25 cycles. Movements were scored in a manner similar to that used for the study of jaw kinematic variability during speech production (see METHODS). Zero-crossings in jaw velocity were used to obtain positions for maximum and minimum jaw elevation. On the basis of these data points, the pattern of kinematic variability was characterized separately for the high and low (or medium and low) positions using a 95% confidence ellipse.
In the task involving jaw protrusion, subjects produced 25 individual movements (noncyclical) at either a fast rate (approximately 400 ms) or a slow rate (approximately 800 ms) initiated from one of the two starting positions. Movement amplitude along the horizontal axis averaged 7.5 mm across subjects. Jaw-protrusion movements were scored in a manner similar to that described for the vertical movements above. Zero crossings in jaw velocity were used to obtain positions for the most protruded position. 95% confidence ellipses were computed from this set of data points.
Figure 8A shows data from a
single subject in the vertical movement condition (moving between the
high and low position). For both positions, kinematic variability was
found to be greater along an axis of jaw raising and lowering
the same
pattern as that observed in speech movements. Figure 8C
shows the pattern across subjects. The small vectors indicate the mean
orientation of the major axis of the ellipse for each of the
experimental conditions (3 jaw elevations × 2 movement speeds).
The grand mean is shown as a large vector. The overall mean orientation
(86.5°) is similar to that observed in the speech condition
(80.4°).
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Figure 8B shows data from the same subject in the
jaw-protrusion task. The
shows the mean initial jaw position; the
variability ellipse at the protruded position is shown to the right. As
in the case of vertical jaw movements, the magnitude of kinematic variability is greater in the direction of jaw raising and lowering. Figure 8D shows as small vectors the mean ellipse
orientation across subjects for each of the four conditions (2 initial
positions × 2 movement speeds). The overall mean orientation for
the protrusion movements, shown as a large vector, is 85.9°, which is
again similar to that observed in speech.
ANOVA was used to test the reliability of differences in ellipse orientation across conditions. In the vertical movement task, small but significant differences in the orientation of the kinematic variability ellipses were observed across the three jaw elevations (P < 0.05). In contrast, the manipulation of movement speed had no significant effect on the observed orientation. In the jaw-protrusion task, no reliable differences in ellipse orientation were found.
ANOVA was also used to test differences in the magnitude of kinematic
variability. Values were obtained by computing the mean area of the
kinematic variability ellipses. In the task involving vertical
movement, ellipse area was found to vary among the three jaw elevations
(P < 0.01). Tukey tests revealed that, as in the speech conditions, the magnitude of kinematic variability was less for
the highest jaw elevation than for the lowest elevation (P < 0.01; Fig. 9).
Ellipse area was also found to vary between the two movement speeds
(P < 0.05). For the slower movement speed, the mean
ellipse area was on average 34% less than the area for the fast
movement speed. A similar pattern was observed for the jaw-protrusion
task
variability was less for movements initiated from a higher jaw
position (P < 0.05). No differences in variability related to movement speed were observed.
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Simulations
The goal of the simulations was to assess the extent to which observed pattern of jaw stiffness might be accounted for by central commands (including coactivation), jaw muscle properties and musculo-skeletal geometry. In the simulations, we repeated the procedure carried out empirically to estimate jaw stiffness, holding constant modeled control signals that specify the position of the jaw. A series of simulated ramp-and-hold force pulses (1N, 50-ms rise time, 500-ms hold time) was applied to the jaw model in 16 equally spaced directions in the sagittal plane. As in the empirical study, the resulting displacements and restoring forces predicted by the model were used to compute estimates of stiffness.
The simulations were carried out with the jaw equilibrium angle held constant at 1, 4, or 7° relative to occlusion. This resulted in mandibular incisor positions that were approximately 2, 8, and 14 mm, again relative to occlusion. A modeled coactivation level of 10 N (total muscle force) was used.
When modeled control signals for jaw position were held constant, we obtained a pattern of jaw stiffness from the simulations that was similar to that observed empirically (Fig. 10A). At all three jaw positions, predicted jaw stiffness was anisotropic, such that stiffness was greater in the direction of jaw protrusion and retraction and less in the direction of jaw raising and lowering. The magnitude of stiffness on the major axis of the ellipse varied from 1.30 to 1.37 N/mm as a function of jaw elevation, and the magnitude of stiffness on the minor axis was 0.25-0.29 N/mm. These values are at the lower end of the range observed in the subjects that were tested empirically.
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Jaw stiffness is presumably affected by the level of muscle
coactivation. Using the model, we explored the sensitivity of predicted
stiffness to simulated coactivation levels that ranged from 5 to 20 N
total muscle force (
50 to +100% of the value of 10 N that was used
in the preceding simulations). Figure 10B shows that the
level of coactivation has a systematic effect on jaw stiffness. A
coactivation level of 5 N resulted in a reduction in the area of the
stiffness ellipse of approximately 30% (inner most ellipse in Fig.
10B). A coactivation level of 20 N led to an increase in
stiffness of approximately 50% (outer most ellipse). Changes in
coactivation had little effect on the orientation of the stiffness ellipse.
Figure 10C shows the direction of the major axis of the simulated stiffness ellipses for the three jaw elevations (small vectors) averaged across cocontraction levels. The overall mean direction is shown as a larger vector. The mean orientation of the stiffness ellipses in the simulation was 156°. This value is quite close to that observed empirically (160.7°).
In work on human arm movement, limb geometry has been shown to be
a primary determinant of the shape and orientation of the stiffness
field at the hand. In the context of the present study, we have
explored the role of jaw geometrical factors by systematically manipulating the shape of the modeled jaw and repeating the procedure for stiffness estimation. In particular, we altered the length of the
three numbered segments in Fig.
11A that contribute to the anthropometry of the jaw in the sagittal plane. The length of each
segment was altered by up to ±50% either one segment at a time, or in
pairs. The simulations were carried out with the jaw at an elevation of
4° relative to occlusion, using a cocontraction level of 10 N. The
changes in jaw geometry were found to have a pronounced effect on the
magnitude and orientation of the stiffness ellipse (Fig.
11B). Ellipse area was found to vary from
50.9 to +171.4%
relative to the area obtained with unmodified jaw geometry. The
orientation of the ellipse varied from
35.6 to +12.0° (a range of
47.6°).
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We have in addition used the model to examine the effects of
changing the relative balance of force-generating ability across the
modeled muscles. In the model, muscle force-generating ability (
in
Eq. 7) is based on empirical estimates of maximum muscle force and physiological cross-sectional area and acts to scale muscle
force output including resistance to stretch. Differences in
force-generating ability across muscles may contribute to the observed
asymmetries in the jaw-stiffness ellipse.
In the present simulations, we tested this idea by modifying the
force-generating ability of modeled muscles in the range of
50 and
+100%. This was done both for each muscle independently and by
randomly varying the force-generating ability of all muscles simultaneously. The manipulation of modeled force-generating ability was found to affect the area of the stiffness ellipse but only had a
small effect on ellipse orientation (Fig. 11C). The area of
the stiffness ellipse varied from
23.8 to +62.1% relative to the
area obtained using unaltered force-generating ability. Ellipse
orientation varied from
3.0 to +2.5° (a range of 5.5°).
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DISCUSSION |
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Jaw stiffness in the sagittal plane has been shown to have a nonuniform spatial distribution with greatest stiffness observed in the direction of protrusion and retraction. Consistent with the idea that speech movements reflect directional asymmetries in jaw stiffness, a detailed relationship between kinematic variability and stiffness was observed. Kinematic variability was found to be high in directions in which stiffness was low and variability was low in directions in which stiffness was high. In addition, for jaw positions that were closer to occlusion, stiffness was greater and kinematic variability was less.
The observed patterns of jaw stiffness and kinematic variability
were not specific to speech
similar patterns appeared in speech and
nonspeech conditions. This raises the possibility that the relationship
between stiffness and variability is a general characteristic of
orofacial function. Patterns of kinematic variation were also
unaffected by differences in the direction of movement. For both
jaw-opening and -protrusion movements, variability in position was
greatest in the raising and lowering direction, that is, in directions
in which stiffness is least.
Jaw stiffness was also estimated by simulating the experimental procedure using a model of the jaw. With the modeled control signals specifying jaw position held constant, the simulations yielded directional asymmetries in the stiffness ellipse that were similar to those observed empirically. The simulations were repeated with changes to muscle coactivation, to the relative levels of muscle force-generating ability and to the musculo-skeletal geometry of the jaw. Changes in the levels of muscle coactivation and muscle-force-generating ability affected the overall magnitude of jaw stiffness but had little effect on the orientation of the jaw-stiffness ellipse. Both the orientation and magnitude of the stiffness ellipse were significantly affected by changes in modeled jaw geometry. Thus both geometry and muscle force-generating ability affect stiffness, with jaw geometry dominating the orientation of the stiffness ellipse.
In the empirical study, stiffness magnitudes were greater for higher
jaw positions. In the simulations, stiffness varies if the magnitude of
the cocontraction command is changed. This result suggests that
subjects may use higher levels of contraction for jaw positions closer
to occlusion. This is consistent with the observation that muscle
coactivation is a predominant characteristic of electromyographic
activity in jaw muscles during speech (Moore et al.
1988
).
Changes in stiffness may also arise as a consequence of
position-dependent variation in reflex excitability in jaw muscles. In
response to perturbation, higher stretch reflex excitability would be
expected to contribute to higher stiffness. However, patterns of reflex
excitability may differ depending on whether the jaw is stationary or
in motion. van der Bilt et al. (1997)
assessed masseter
stretch reflex excitability during different phases of repetitive
jaw-opening and -closing movements. It was found that reflex
sensitivity was highest at the onset of the closing phase (lowest jaw
elevation) and progressively decreased during jaw closing. Thus the
contribution of jaw-closer reflexes to stiffness is presumably greatest
at the initiation of the closing phase. In statics, a different pattern
of jaw stretch reflex excitability has been observed. Fukuyama
et al. (2000)
examined masseter electromyographic activity in
response to mechanical perturbations that were delivered at various jaw
elevations while subjects maintained different levels of bite force.
Higher levels of reflex activation were in general observed at jaw
positions closer to occlusion. Although patterns of reflex excitability
during speech production have yet to be assessed, the Fukuyama
et al. (2000)
results are consistent with the present finding
that stiffness is greater at higher jaw elevations. Note, however, that
regardless of the patterns of position-dependant changes to jaw stretch
reflex excitability, measures of jaw stiffness are dependent on the
relative balance of centrally specified coactivation and reflexes.
Measures of human jaw stiffness have been reported previously by
Cooker et al. (1980)
during maintained bite force.
Stiffness levels of 10 N/mm were reported in response to 1.5-mm
sinusoidal stretches in the direction of jaw raising and lowering while
subjects maintained a mean bite force of 10 N. Higher stiffness
(approximately 15 N/mm) was observed for smaller displacements, in the
range of 0.2 mm. In the present study, stiffness levels in the raising and lowering direction were far lower, ranging from approximately 0.6 to 0.9 N/mm across the four vowel conditions. The higher values reported in the Cooker et al. (1980)
study are
presumably a reflection of the static bite force applied by subjects.
The present results bear on previous work in which it is suggested that
kinematic variability in speech production is related to acoustical
factors. Perkell and Nelson (1985)
examined variability in the position of points along the tongue surface during the repeated
production of vowels. Their findings suggested that kinematic variability is reduced in directions that have the greatest
consequences for the acoustical outcome. In the present study, the
pattern of kinematic variation is shown to be dependent on jaw geometry and jaw muscle properties. The dependence of variability in tongue movement on similar factors is unknown. However, the present findings underscore the importance of understanding the contribution of muscle
mechanical and geometrical factors in the interpretation of patterns of
kinematic variation.
Previous work on human arm movement suggests the possibility that
the pattern of kinematic variability may be dependent simply on the
direction of movement (Fitts 1954
; Gordon et al.
1994
; Harris and Wolpert 1998
). In the
present study, variability in jaw-raising and -lowering movements is
indeed greater in the raising and lowering direction and less in the
direction of protrusion and retraction. However, we have shown that
kinematic variability is greatest in the direction of jaw raising and
lowering even in the context of jaw-protrusion movements. Kinematic
variability in the jaw is thus consistently related to the pattern of
jaw stiffness not to the direction of movement.
We have observed a detailed relationship between the magnitude and
orientation of patterns of jaw stiffness and kinematic variability.
However, possible sources
other than stiffness
of the kinematic
asymmetry observed here need to be considered. One possibility is that
kinematic variation may also be related to other aspects of jaw
impedance such as viscosity or inertia. In work on human arm movement,
it has been difficult to obtain reliable estimates of viscosity and
inertia because of the need to explicitly account for the contribution
of dynamics to measured restoring forces. Indeed, any such estimation
is dependent on an accurate model of the dynamics of the limb
(Gomi and Kawato 1996
). It would nevertheless be
worthwhile to investigate approaches to the estimation of viscosity and
inertia in the orofacial system and to likewise examine their relation
to kinematic variability.
Stiffness of the human arm has been documented with the arm at rest
(Flash and Mussa-Ivaldi 1990
; Mussa-Ivaldi et al.
1985
; Tsuji et al. 1995
). The patterns of jaw
stiffness observed in the present study differ in a number of respects
from the patterns of stiffness at the hand. Whereas the orientation of
the jaw-stiffness ellipse is essentially invariant with differences in
jaw elevation, the orientation of the stiffness ellipse at the hand
changes with workspace position. This might be explained by geometrical
considerations in both cases. As the position of the hand varies in the
horizontal plane, the major axis of the stiffness ellipse remains
oriented toward the shoulder (Mussa-Ivaldi et al. 1985
).
The major axis of the jaw-stiffness ellipse similarly points toward the
temporo-mandibular joint. The reason that differences in ellipse
orientation are not observed in the jaw can be attributed to the
relatively small range of angular jaw motion (typically 15° or less
in speech).
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ACKNOWLEDGMENTS |
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The authors thank C. Dolan, P. L. Gribble, and G. Houle for help with this project.
This research was supported by National Institute on Deafness and Other Communication Disorders Grants DC-04669 and DC-00594, by the National Science and Engineering Research Council-Canada, and by the Fonds pour la Formation de Chercheurs et d'Aide á la Recherche-Quebec.
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FOOTNOTES |
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Address for reprint requests: D. J. Ostry, Dept. of Psychology, McGill University, 1205 Dr. Penfield Ave., Montreal, QC H3A 1B1, Canada (E-mail: ostry{at}motion.psych.mcgill.ca).
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REFERENCES |
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