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J Neurophysiol (December 1, 2002). 10.1152/jn.00518.2002
Submitted on 18 July 2002
Accepted on 14 August 2002
Department of Research, Central Institute for the Deaf; and Department of Neurobiology, Washington University School of Medicine, St. Louis, Missouri 63110
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ABSTRACT |
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Dickman, J. David and Dora E. Angelaki. Vestibular Convergence Patterns in Vestibular Nuclei Neurons of Alert Primates. J. Neurophysiol. 88: 3518-3533, 2002. Sensory signal convergence is a fundamental and important aspect of brain function. Such convergence may often involve complex multidimensional interactions as those proposed for the processing of otolith and semicircular canal (SCC) information for the detection of translational head movements and the effective discrimination from physically congruent gravity signals. In the present study, we have examined the responses of primate rostral vestibular nuclei (VN) neurons that do not exhibit any eye movement-related activity using 0.5-Hz translational and three-dimensional (3D) rotational motion. Three distinct neural populations were identified. Approximately one-fourth of the cells exclusively encoded rotational movements (canal-only neurons) and were unresponsive to translation. The canal-only central neurons encoded head rotation in SCC coordinates, exhibited little orthogonal canal convergence, and were characterized with significantly higher sensitivities to rotation as compared to primary SCC afferents. Another fourth of the neurons modulated their firing rates during translation (otolith-only cells). During rotations, these neurons only responded when the axis of rotation was earth-horizontal and the head was changing orientation relative to gravity. The remaining one-half of VN neurons were sensitive to both rotations and translations (otolith + canal neurons). Unlike primary otolith afferents, however, central neurons often exhibited significant spatiotemporal (noncosine) tuning properties and a wide variety of response dynamics to translation. To characterize the pattern of SCC inputs to otolith + canal neurons, their rotational maximum sensitivity vectors were computed using exclusively responses during earth-vertical axis rotations (EVA). Maximum sensitivity vectors were distributed throughout the 3D space, suggesting strong convergence from multiple SCCs. These neurons were also tested with earth-horizontal axis rotations (EHA), which would activate both vertical canals and otolith organs. However, the recorded responses could not be predicted from a linear combination of EVA rotational and translational responses. In contrast, one-third of the neurons responded similarly during EVA and EHA rotations, although a significant response modulation was present during translation. Thus this subpopulation of otolith + canal cells, which included neurons with either high- or low-pass dynamics to translation, appear to selectively ignore the component of otolith-selective activation that is due to changes in the orientation of the head relative to gravity. Thus contrary to primary otolith afferents and otolith-only central neurons that respond equivalently to tilts relative to gravity and translational movements, approximately one-third of the otolith + canal cells seem to encode a true estimate of the translational component of the imposed passive head and body movement.
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INTRODUCTION |
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Perception and control of motion, spatial orientation, and
motion-centered neuromotor behavior all depend on rapid accurate detection of the orientation and movement of the head and body, processes that are largely dependent on vestibular system function. Vestibular afferents innervating each semicircular canal are
homogeneously spatially tuned to provide a three-axis head reference
frame representing rotational motion (Dickman 1996
;
Estes et al. 1975
; Goldberg and Fernandez
1971a
,b
; Rabbitt 1999
; Reisine et al.
1988
). Otolith afferents are each uniquely tuned to linear
accelerations along specific directions, with the population of
afferents being heterogeneously distributed throughout
three-dimensional (3D) space (Fernandez and Goldberg
1976a
-c
). However, otolith afferents cannot distinguish between changes in the orientation of the head relative to gravity and
translational motion (Angelaki and Dickman 2000
;
Dickman et al. 1991
; Fernandez and Goldberg
1976a
-c
; Fernandez et al. 1972
; Loe et
al. 1973
; Si et al. 1997
; Tomko et al.
1981
). Somehow, vestibular central neurons must synthesize and
process afferent information to correctly detect the amplitude and
direction of not only rotational but also translational motions as well
as elicit appropriate compensatory eye movement and postural motor reflexes (Angelaki et al. 1999
; Merfeld and Zupan
2002
; Paige and Tomko 1991
; Telford et
al. 1997
; Young 1974
).
Recording studies using nerve branch electrical stimulation have
attempted to identify the nature and extent of signal convergence from
the different canal and otolith receptors onto single vestibular nuclei
(VN) neurons, with the general consensus being that ~30-40% of VN
cells respond to multiple receptor signals (Markham and Curthoys
1972
; Ono et al. 2000
; Uchino et al.
2000
; Searles and Barnes 1977
; Wilson and
Felpel 1972
; Zakir et al. 2000
). Other investigations employing discrete rotational and/or translational motion stimuli have shown that the prevalence of signal convergence onto VN neurons is higher (Bush et al. 1993
;
Markham and Curthoys 1971
; Tomlinson et al.
1996
). Some studies, however, have attributed the
velocity-sensitive responses of central neurons during earth-horizontal axis rotations (EHA) to semicircular canal (SCC) activation exclusively and not to otolith inputs (Bolton et al. 1992
;
Endo et al. 1994
, 1995
; Fukushima et al. 1990
,
1999
; Graf et al. 1993
; Iwamoto et al.
1996
; Kasper et al. 1988
; Perlmutter et
al. 1998
, 1999
; Wilson et al. 1990
, 1996
). In
effect, these investigations expected that central otolith neuron
responses should reciprocate the responses observed in primary otolith
afferents (i.e., exhibit responses in phase with head position during
rotation). However, responses from central neurons elicited by pure
translational motion stimuli clearly indicated that this expectation
was incorrect (Bush et al. 1993
; Schor et al.
1984
, 1985
).
More recently, observations during translation in reduced preparations
have been replicated and expanded with VN neuron recordings in alert
rhesus monkeys. A clear demonstration of many differences between
central neuron and otolith afferent responses was found (Angelaki and Dickman 2000
). Specifically, the spatial
response properties to translation differed widely for VN cells, from
being narrowly tuned (similar to afferents) to being responsive to
broad directions of motion (Angelaki and Dickman 2000
;
Angelaki et al. 1993
; Bush et al. 1993
).
In addition, although VN neuron dynamics to translation exhibited great
variability, all central gain and phase behaviors as a function of
frequency were distinctly different from the relatively stereotypic
frequency dependence of primary otolith afferents. Finally, the
majority of the central neurons modulated in phase with head velocity
rather than linear acceleration during 0.5-Hz translation
(Angelaki and Dickman 2000
). In fact, it was observed
that pure otolith-only central neurons (i.e., cells without any
rotational sensitivity when tested with earth-vertical axis (EVA)
rotations in any head orientation) responded during EHA rotations in
phase with head velocity and exhibited dynamic behavior that was
indistinguishable from a pure canal-only cell. As a result, conclusions
regarding the 3D distribution of rotational maximum sensitivity vectors
in previous studies may be confounded in that many cells characterized
as canal-only could, in fact, have been convergent otolith + canal or
purely otolith-only neurons.
The direction of maximum sensitivity to rotation reported previously in
decerebrate rats was found to be congruent with that during translation
(Angelaki et al. 1993
). Thus the sensitivity of vertical
canal neurons to linear acceleration was "aligned" with that of
their major SCC input, such that the cell's canal and otolith
responses would be complementary for maximum modulation during EHA
rotations. These results were interpreted as the neural correlate of
the behavioral observation that, during both translation and
off-vertical axis rotation, the function of otolith-driven eye
movements in the rat is to complement SCC activation in achieving gaze
stability during EHA rotations (Hess and Dieringer 1990
, 1991
).
Such a functional role for otolith/canal convergence might not,
however, be easily extendable to primates. Linear acceleration and
otolith-driven eye movements in primates seem to provide binocular gaze
stability during translational movements rather than contribute in gaze
stabilization during head tilts (Angelaki 1998
;
Angelaki et al. 2000b
; Miles 1993
) as is
the case in lateral-eyed species. As a consequence of the increased
functional demand and high behavioral relevance for binocular gaze
stability during translation in primates (Miles 1993
,
1998
), the primate VOR has, in fact, evolved the unique ability
to discriminate between translation and tilts relative to gravity
(Angelaki et al. 1999
). This tilt/translation
discrimination ability seems to operate for frequencies higher than
that corresponding to the SCC time constant (Angelaki et al.
1999
; Merfeld and Zupan 2002
; Mergner and
Glasauer 1999
). As a result, simultaneous otolith system
activation during mid- and high-frequency EHA rotations in primates
results in identical oculomotor responses as those elicited during EVA,
when only SCC afferents are dynamically activated (Angelaki and
Hess 1996
; Merfeld and Young 1995
; Tweed
et al. 1994
). In contrast, in lateral-eyed species,
otolith-driven oculomotor responses are the same during translation and
EHA rotations (Baarsma and Collewijn 1975
;
Barmack and Pettorossi 1988
; Dickman and Angelaki 1999
; Hess and Dieringer 1990
, 1991
).
Recent efforts to understand the mechanisms underlying tilt versus
translation discrimination in primates have shown that otolith sensory
information must be combined centrally with SCC signals to correctly
distinguish between the two types of linear acceleration
(Angelaki et al. 1999
; Merfeld 1995
;
Merfeld and Zupan 2002
). Where and how these otolith/SCC
interactions take place is unknown, but afferent signal convergence
onto VN cells presents a likely source. Thus tilt/translational
discrimination could represent one of the functional roles for
canal/otolith convergence in primates. In a previous study where we
compared the properties of central otolith-only neurons with those of
primary otolith afferents, we have reported that none of the recorded central nonconvergent cells discriminated tilt from translation (Angelaki and Dickman 2000
). The present study
represents an extension of those findings to include neurons that were
either only sensitive to EVA rotations (canal-only neurons) or
sensitive during both EVA rotation and translations (otolith + canal neurons).
Thus the goals of the present study were threefold: 1) to
compare the properties of all three central populations of neurons insensitive to eye movements (canal-only, otolith + canal, and otolith-only cells), 2) to re-examine the 3D distributions
of rotational maximum sensitivity vectors of central neurons using only
EVA rotations, such that canal activation would not be accompanied by
otolith activation, and 3) to examine the pattern of
convergence in otolith + canal neurons by comparing EVA rotation and
translation responses to those during EHA rotation. For the latter two,
specific hypotheses were investigated. First, whether the recorded EHA responses could be predicted from a linear combination of EVA rotation
and translation responses. If true, central otolith + canal convergent
neurons, similar to primary otolith afferents and central otolith-only
cells, respond equivalently to the translational and gravitational
components of linear acceleration stimuli. Second, responses could be
equivalent during EVA and EHA rotations, suggesting that convergent
neurons are not encoding linear acceleration components that are due to
head tilting relative to gravity. If true, convergent cells would
encode an accurate estimate of the translational component of the
imposed motion by selectively discriminating and excluding the linear
acceleration components due to gravity. Preliminary results of this
work heave appeared in abstract form (Angelaki and Dickman
2002
).
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METHODS |
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Three juvenile rhesus monkeys (Maccaca mulatta) were
chronically implanted for head stabilization with a circular delrin
ring using stainless steel inverted T-bolts that were secured to the skull with dental acrylic. A guide tube platform (3 × 3 × 0.5 cm) constructed of delrin was stereotaxically secured to the skull inside the head ring. The platform had a staggered array of holes (spaced 0.8 mm apart) that extended from the midline to the area overlying the vestibular nerves bilaterally. All animals were implanted
with search coils on both eyes, and two of the animals were also
implanted with labyrinthine-stimulating electrodes (Angelaki et
al. 2000a
). All surgical procedures were performed under
sterile conditions in accordance to institutional and National
Institutes of Health guidelines.
During experiments, the monkeys were seated in a primate chair with their heads statically positioned 18° nose-down, which approximately aligned the major plane of the utricle and horizontal canals with an earth-horizontal plane. The primate chair was then secured inside the inner frame of a vestibular turntable consisting of a 3D rotator on top of a 2-m linear sled (Acutronics). The linear acceleration of the head was measured with a three-axis accelerometer mounted on the head ring support structure. For each recording session, the eye-coil signals, the three output signals of the linear accelerometer, as well as velocity tachometer and position feedback signals were low-pass filtered (200 Hz, 6-pole Bessel), digitized at a rate of 833.33 Hz (Cambridge Electronics Design, model 1401, 16-bit resolution), and stored for off-line analysis.
Extracellular recordings from single VN neurons were obtained with epoxy-coated tungsten microelectrodes. Electrodes were inserted into 26-gauge guide tubes, advanced through a predrilled hole in the recording platform, then manipulated vertically with a remote control microdrive. Neural activity was amplified, filtered (300 Hz to 6 kHz) and passed through a BAK Instruments dual time-amplitude window discriminator. Single-unit spikes triggered acceptance pulses (BAK window discriminator) that were stored on computer using the event channel of a Cambridge Electronics Design (model 1401) data-acquisition system. Stimulus protocols and data acquisition were computer-controlled with the 1401 using scripts written for the Spike2 (CED) software environment.
Experimental procedure
Initially, recording tracks were performed to identify the location of the abducens nucleus. Once the abducens nuclei were located bilaterally, penetrations explored areas of the VN that extended 0-4.5 mm lateral to the midline and 0-4.5 mm posterior to the abducens nucleus (Fig. 1A). The electrode track locations shown in Fig. 1A were taken from all three animals and then placed onto the nuclear outlines traced from a single animal and collapsed in the horizontal plane. The overlapping borders of the VN represent regions in the dorsoventral axis where nuclear regions overlap.
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In the two animals that were implanted with bilateral labyrinthine-stimulating electrodes, the location of the VN was also guided by vestibular field potentials evoked with electrical stimulation of the ipsilateral vestibular nerve (0.1-ms monophasic pulses, 50-400 µA). Approximately one-fourth of the recorded cells were also tested for mono- or polysynaptic inputs from the ipsilateral labyrinth based on orthodromic activation with monophasic single pulses (0.1-ms duration, 50- to 400-µA amplitude) delivered at a frequency of 2 or 5 Hz (Fig. 1B).
The responsiveness of each cell was characterized by examining its
sensitivity to eye movement as well as rotational and translational motion. The responses during horizontal and vertical smooth pursuit (0.5 Hz, ±10°), as well as fixation tasks and visually guided saccades, were first obtained. Only cells that did not exhibit any
eye-velocity or eye-position sensitivity (non-eye movement, NEM,
neurons) (e.g., Scudder and Fuchs 1992
) were further
studied with the stimuli outlined in the following text.
TRANSLATIONAL STIMULI. Neurons were tested during translation at different frequencies (0.16 and 0.2 Hz, ±0.1 G; 0.3 and 0.5 Hz, ±0.19 G; 1-5 Hz, ±0.2-0.3 G) and along different directions in the horizontal plane (due to technical limitations, no vertical plane translations were delivered). Each cell was typically tested at a minimum of three different frequencies and two different orientations (lateral and fore-aft motion). In addition, cells were tested for static tilt sensitivity in pitch, roll, or additional head planes. All cells that were judged to be unresponsive to translation (canal-only neurons) did not significantly change their steady-state firing rates during either translation or static head tilts.
ROTATIONAL STIMULI. Responses were obtained from all neurons during 0.5 Hz (±10°) EVA rotations. EVA rotations were used to avoid simultaneous dynamic otolith activation and to observe any rotational sensitivity due to activation of the SCCs. EVA rotations were delivered with the animal positioned upright, pitched 30° nose-up and pitched 30° nose-down. These rotations produced either a horizontal or combinations of horizontal and torsional VOR. If neural isolation was maintained, EVA rotations in additional planes were delivered by re-orienting the animal relative to the axis of rotation. These included EVA rotations in 30° right and left ear-down positions (eliciting combinations of horizontal and vertical VOR), as well as in 30° tilted positions in the plane of the left anterior-right posterior (LARP) and right anterior-left posterior (RALP) canals. The largest vertical tilt used (relative to the axis of rotation) was 45°.
Based on the responsiveness of the neurons during EVA rotations (Duensing and Schaeffer 1958
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Data analyses
All data analyses were performed off-line using custom-written scripts in Matlab (Mathworks). For each neuron, the instantaneous firing rate (IFR) was computed as the inverse of interspike interval and assigned to the middle of the interval. For each experimental run, data were folded into a single cycle by overlaying neural IFR from each response cycle. The neural response amplitude and phase during translation were determined by fitting a sine function (1st and 2nd harmonics and a DC offset) to both response and stimulus using a nonlinear least squares minimization algorithm (Levenberg-Marquardt).
For rotational stimuli, neural "sensitivity" (also referred to as
"gain") was expressed as spikes/s per °/s, whereas phase was
expressed as the difference (in degrees) between peak neural activity
and peak head velocity. The maximum rotational sensitivity (3D tuning)
for each neuron was computed based on a cosine-tuning spatial model.
Accordingly, the response gain along each spatial direction tested was
modeled as the projection of the maximum sensitivity vector onto the
respective direction (defined by its direction cosines). The gain and
orientation of the maximum sensitivity vector (3 parameters) were then
computed by minimizing (Levenberg-Marquardt method) the difference
between the actual and computed gains along multiple spatial
directions. For this analysis, it was assumed that the rotational
sensitivity for each neuron was not dependent on the static orientation
of the head relative to gravity. Validity for this assumption arises
from the fact that the rotational VOR does not depend on static head
orientation relative to gravity during mid and high-frequency rotations
(although it does below ~0.05 Hz) (see Angelaki et al.
1995
). Further, the cosine-fitting procedure assumes that no
spatiotemporal convergence (STC; i.e., convergence of regular and
irregular afferents from orthogonal canals) exists in the central
convergence of SCC signals [although the opposite is true for otolith
convergence (Angelaki and Dickman 2000
; Angelaki
et al. 1992
, 1993
; Bush et al. 1993
) and
canal/otolith interactions; (Baker et al. 1984
)].
Although we have not systematically tested for STC through convergence
of SCC signals, no experimental or theoretical evidence exists to date
to suggest that it occurs.
The validity of the cosine-fitting procedure for computing the 3D
rotational sensitivity vectors of the neurons was based on two
goodness-of-fit criteria, the mean square error (MSE) and variance
accounted for (VAF). The MSE was computed as MSE = 
data(v)]2/(N
P),
where data(v) represents the gain values experimentally measured at
each stimulus direction v, model(v) the corresponding values estimated
from the fit, N the number of different stimulus directions
tested and P = 3, the number of model parameters
(maximum sensitivity and the 2 direction cosines defining the
orientation of a unity-length vector corresponding to the maximum
sensitivity direction). VAF coefficients were computed as VAF = {1
[var (model - data)/var (data)]}. Only neurons whose
fits had VAF values >80% (indicating that 80% of the gain variation
as a function of stimulus orientation could be accounted for by the
cosine-tuning model) were included in the present analyses.
All computed maximum sensitivity directions (neural response vectors) were expressed in a right-handed, head-fixed coordinate system as defined in the standard 18° nose-down position, which approximately aligned the horizontal SCCs with the horizontal rotation plane. That is, the coordinate system used here is pitched relative to the stereotaxic coordinates through 18° nose-up. Positive directions for the x, y, and z axes were forward, left ear-out, and upward, respectively (see Figs. 4 and 5). For clarity, all vectors have been illustrated as if the cell was located in the left VN.
For translational stimuli, neural sensitivity (also referred to as
gain) was expressed as spikes/s per g (with
g = 9.81 m/s2). Unless otherwise
stated, phase is reported as the difference (in degrees) between peak
neural activity and peak linear velocity. The maximum sensitivity
direction (spatial tuning) for each cell to translational motion in the
horizontal plane was characterized by applying either a cosine-tuning
function to gain only or a spatiotemporal model to both the gain and
phase data simultaneously obtained at two or more orientations. The
latter model is optimal for neural tuning without zero response
sensitivity along any direction in the horizontal plane and response
phase that exhibits a systematic dependence on stimulus direction. As
described in detail in previous work (Angelaki 1991
;
Angelaki and Dickman 2000
; Bush et al.
1993
), such gain and phase behavior can be modeled by two
sensitivity vectors (rather than the single vector characterizing cosine-tuned neurons). The spatiotemporal model yielded consistently better VAF and MSE values than the cosine-tuning model. As this issue
has been dealt with in detail for the otolith-only neuron population
(Angelaki and Dickman 2000
), only the results from the
spatiotemporal model are presented here. Similar to the rotational maximum sensitivity vectors, translation vectors were also adjusted for
the left side of the brain.
To characterize the signal convergence in each neuron, the cell was
considered to respond to either translation or rotation according to
the following criteria (Angelaki and Dickman 2000
; Angelaki et al. 2001
): harmonic distortion (2nd
harmonic) was <20% during rotation/translation in at least one
stimulus direction; response gain was larger than a minimum (0.10 spikes/s per °/s for rotation and 15 spikes/s per G for
translation) along the directions of minimum harmonic distortion.
Because neurons were tested only during horizontal translation, the
translational maximum sensitivity vectors were not computed in 3D but
only in the horizontal x-y plane (corresponding
approximately to the plane of the horizontal SCCs and the major plane
of the utricle). Thus the present results mostly pertain to utricular
activation. Cells with predominantly saccular inputs or cells with
convergent utricular/saccular signals (Kushiro et al.
2000
; Sato et al. 2000
) would not have been
identified as such in the present study. Thus it is possible that cells
that were characterized as nonconvergent because they did not respond during horizontal plane translation do in fact receive saccular inputs.
Statistical comparisons on gain and phase values were based on
two-tailed t-tests or ANOVAs. To evaluate whether neural
responses to EHA rotations could be predicted according to a linear
superposition model of the respective responses during EVA rotations
(SCC activation) and translations (otolith activation), the following
analysis was performed. First, the projection of the 3D EVA response
vector onto the horizontal plane and the two otolith response vectors during translation were computed. (The fitted 2-dimensional
spatiotemporal model provided 2 linearly independent vector estimates,
i.e., the minimum and maximum sensitivity axes in the horizontal plane. In general, each of these 3 vectors would have a different direction and a different phase.) We then used the spatiotemporal model (Angelaki 1991
; Angelaki et al. 1992
) to
compute the direction of maximum sensitivity for each cell during EHA
rotations assuming linear superposition of these three vectors
(response amplitudes were adjusted to account for the ~0.015 G
difference in response amplitudes between the linear acceleration
stimuli during translation and head tilt relative to gravity). The
computed direction, amplitude, and phase values were directly compared
with the experimentally determined maximum sensitivity direction, gain,
and phase of the neural response modulation during EHA rotations.
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RESULTS |
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Responses were obtained from 268 NEM neurons located primarily in the rostral central VN. As shown in Fig. 1A, neurons were recorded in the central regions of the medial and superior VN as well as the medial portions of the lateral and rostral tip of the descending VN. Few electrode tracks were made in the caudal regions of the medial and descending or in the rostral superior or lateral regions of the VN complex. Three groups of neurons were encountered. One group of cells, termed "canal-only" neurons, responded to 3D motion stimuli similar to SCC afferents. As shown in Fig. 2, canal-only neurons exhibited no significant modulation during either horizontal or vertical smooth pursuit eye movements (Fig. 2, A and B) but were clearly modulated during both EVA and EHA rotations (Fig. 2, C and D, respectively). The cell illustrated in Fig. 2 exhibited a negligible response during yaw rotation, suggesting that it received little contribution from the horizontal SCCs. In contrast, as the head was tilted 30° up or down in the LARP canal plane (a stimulus that would put the RALP canals closer to the plane of rotation), clear responses with opposite phase were elicited (Fig. 2C, bottom). The cell also responded during pitch rotation (Fig. 2D, top), with a maximum modulation during oscillations in the RALP canal plane (Fig. 2D, middle) and null response during oscillations in the LARP plane. Similar directional tunings were true for all canal-only neurons and resembled those of SCC afferents. The RALP canal-only neuron of Fig. 2 was located in the right VN and increased its firing rate with upward head velocity, a phase opposite to that of ipsilateral anterior canal afferents. Thus the cell was characterized as a type II RALP neuron. None of the canal-only cells modulated during translation (0.16-5 Hz) along any direction in the horizontal plane. In addition, when the head and body were tilted in different static positions relative to gravity, the firing rates of the canal-only cells exhibited only a transient response change and returned to their spontaneous level within a few seconds after the movement ceased. These responses were interpreted to be due to transient canal (and not due to otolith) activation.
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The second group of neurons exhibited significant modulation in their firing rates during both translations and EVA rotations. Because only primary otolith afferents are activated during translation and only SCC afferents are dynamically activated during EVA rotations, these neurons were classified as "convergent" and referred to as "otolith + canal" neurons. Responses during yaw oscillation and lateral/fore-aft translation for two otolith + canal neurons are illustrated in Fig. 3. Both cells were monosynaptically activated during electrical stimulation of the ipsilateral labyrinth. The cell in Fig. 3A, located in the left VN, was excited during ipsilateral (leftward) head rotation in upright, 30° nose-up and 30° nose-down positions and was characterized as a type I HC neuron. The cell in Fig. 3B, located in the right VN, was excited during contralateral (leftward) head motion for all three positions and was characterized as a type II HC neuron. Both cells exhibited a large response modulation during lateral/fore-aft translation, indicating a strong convergent otolith input. The majority of canal + otolith neurons also exhibited static tilt sensitivity although these responses were not systematically examined.
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The third group of neurons (classified as "otolith-only" cells)
changed their firing rates during translation but did not modulate
during EVA rotations for any head position. The spatiotemporal properties from a subgroup of these neurons were previously described in detail (Angelaki and Dickman 2000
). In the present
study, additional otolith-only neurons were obtained for comparison
with the other cell groups to provide for a comprehensive evaluation of
the multidimensional properties of all NEM neurons.
Of the 268 recorded NEM neurons, 226 cells were isolated sufficiently to be characterized during both EVA rotations and translations in multiple planes and directions. Of these 226 neurons, 50 (22%, canal-only cells) only responded during rotations, 63 (28%, otolith-only cells) only responded during translations, and 113 (50%, canal + otolith cells) exhibited sensitivity during both rotational and translational motion. These three groups of NEM neurons were scattered throughout the rostral VN (Fig. 1). Cells that were positively identified as receiving monosynaptic inputs from the ipsilateral labyrinth belonged to all three classes.
Responses to rotation
The 3D maximum sensitivity directions to rotational motion were
calculated for 40 canal-only and 48 otolith + canal neurons where
sufficient EVA 0.5-Hz oscillation protocols about multiple directions
were obtained. These unity-sensitivity orientation vectors were plotted
as projections onto the three cardinal head planes, as shown in Figs.
4 and 5.
Differences in the response vector distributions were striking with a
statistically significant difference in the rotational maximum
sensitivity vector directions for canal-only and otolith + canal
neurons [F(3,83) = 12.0, P < 0.01].
As shown in Fig. 4, canal-only neurons that did not respond during
translation had maximum sensitivity vectors that were closely aligned
with those of the SCC afferents. For comparison, the mean vector
orientations of the horizontal canal (HC), anterior canal (AC), and
posterior canal (PC) afferents in rhesus monkeys were also plotted
(Fig. 4; red, green, and cyan lines, respectively) (Dickman et
al. 2002
). Of the 40 canal-only neurons in our sample, only 4 cells had vectors closely aligned with the HC. The majority of the
sampled cells that did not respond to translation received inputs from
only the vertical canals. Of these, 14 cells had vectors that were
closely aligned with the ipsilateral AC, 20 cells had vectors closely
aligned with the ipsilateral PC, and 2 cells exhibited type II AC
responses (i.e., their vectors were aligned with the contralateral AC).
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As shown in Fig. 5, the distribution of rotational maximum sensitivity vectors of the otolith + canal convergent neurons was substantially more dispersed than canal-only cells. When viewed in total as a group, these neurons had vectors that were uniformly distributed throughout the 3D space. During the recording sessions, an attempt was made to qualitatively characterize neurons as type I HC, type II HC, and VC neurons (depending on their excitability and phase during yaw rotations in upright, as well as nose-up and nose-down orientations; see METHODS). This on-line characterization is reflected in the color, lines, and symbols used in the plots of Fig. 5. As expected, HC-type convergent neurons generally lay within 45° of the z axis. Conversely, VC neurons had vectors mostly located within 45° of the x-y plane. However, because we found no difference in any of the response properties (including the gain, phase of either rotational or translational responses as well as in the relationship between rotational and translation responses; P > 0.05) among type I HC, type II HC, and VC neurons, all cells were lumped together as otolith + canal neurons for further analyses.
Canal-only and otolith + canal cell populations differed not only in their maximum sensitivity directions but also in their sensitivity and phase to rotational motion. Specifically, the canal-only neurons had higher sensitivities and smaller phase leads as compared with the convergent neurons, as shown in Table 1. Only the phase but not the gain difference, however, reached statistically significant levels (gain: t86 = 1.7, P > 0.05; phase: t86 = 8.5, P < 0.01). The range of rotational response gains and phases for the nonconvergent and convergent central VN populations is shown in Fig. 6. For comparison, the means ± SD data of regular and irregular SCC afferents whose responses were obtained using identical stimuli and analyses have also been illustrated (Fig. 6, solid- and dashed-line rectangles, respectively). Differences between the central and afferent populations in both peak sensitivity and phase were observed. For example, the gains of both convergent and nonconvergent VN cells were higher than regular (but not irregular) SCC afferents (nonconvergent cells: t66 = 5.1, P < 0.01; convergent cells: t74 = 2.9, P < 0.01). The rotational response phase of the nonconvergent (canal-only) cells was similar to that of regular SCC afferents (t66 = 0.13, P > 0.05) and lower than that of the irregular SCC afferents (t52 = 17.8, P < 0.01). The range of phases for the convergent (otolith + canal) cells spanned those of the regular and irregular afferents.
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Responses to translation
The distribution of the translational maximum sensitivity vectors
for the translation-sensitive neurons was determined using 0.5-Hz
sinusoidal motion along different directions in the horizontal plane.
As shown in Fig. 7, translational
response vectors for otolith + canal convergent neurons were
distributed throughout the horizontal plane with a preference for
sensitivity to lateral head movements. Only six (7%) and five (6%)
otolith + canal convergent cells exhibited maximum sensitivity
directions within ±30° of the forward and backward motion
directions, respectively. Such a preference for lateral motion and
absence of tuning for fore-aft directions has also been observed for
otolith-only neurons (Angelaki and Dickman 2000
) as well
as previously reported for decerebrate cats and rats (Bush et
al. 1993
; Schor et al. 1984
, 1998
). However, contrary to otolith-only cells (Angelaki and Dickman 2000
), there was
no clear preference for contralateral versus ipsilateral rector orientations for otolith + canal neurons. The spatial tuning for the
large majority of otolith + canal neurons to translation exhibited two-dimensional spatiotemporal properties. Because such a comparison between cosine- and spatiotemporal-tuning has been presented in detail
for otolith-only neurons before (Angelaki and Dickman
2000
) and because otolith + canal cells were similar in this
regard, these properties will not be further discussed here.
|
In contrast to rotational phase that varied little among neurons (SD < ±20°; see Table 1 and Fig. 6), neural response phase to translation
(computed along the maximum sensitivity direction) exhibited a large
range of values, as shown in Fig. 8 (see
also Table 1). The wide phase distribution of the central otolith + canal neurons contrasts with that observed for primary otolith afferents, which lead head velocity by ~90° (Fig. 8B,
compare solid circles with the rectangles illustrating the means ± SD of the otolith afferent responses). Similar observations were also made for the nonconvergent otolith-only neurons (Fig.
8A) (see also Angelaki and Dickman 2000
).
|
As the frequency of translational motion was varied,
otolith + canal neurons exhibited a wide variety of response
dynamics, as shown in Fig. 9. Because
spatiotemporal (as opposed to cosine-)-tuned cells in general exhibit
different dynamics along different directions of motion (e.g.,
Angelaki and Dickman 2000
), only the gain and phase
values obtained for translation along the maximum sensitivity directions have been illustrated here. Response gains remained either
flat, decreased, or increased as a function of stimulus frequency (Fig.
9). Response phase differed greatly at low frequencies (see also Fig.
8) and was typically in between velocity (
90°, Fig. 9) and
acceleration (0°, Fig. 9) at high frequencies. Neurons with large
decreasing phase lags versus frequency (from approximately
180 to
~0°) had increasing, decreasing or relatively flat gains (Fig.
9A). Neurons whose phase remained relatively constant
between linear velocity and acceleration tended to have relatively flat gains (Fig. 9B). Finally, approximately one-third of the
neurons exhibited gains that decreased with frequency and phase
behavior that varied greatly (Fig. 9C). These response
characteristics are similar to those previously reported for
otolith-only cells (Angelaki and Dickman 2000
) and
suggest that the spatiotemporal processing of vestibular signals during
head translation are similar for otolith-only and otolith + canal
neurons.
|
Despite the similarities between otolith-only and otolith + canal neurons in terms of the presence of spatiotemporal (noncosine) tuning, response dynamics, and the wide distributions of phase and maximum sensitivity vectors to translation, otolith + canal convergent neurons differed from otolith-only neurons in sensitivity. Specifically, otolith + canal neurons were more sensitive than otolith-only cells (t134=39.8, P < 0.01, Table 1). In addition, the otolith + canal neurons exhibited higher sensitivities to translation when compared with either the regular or irregular primary otolith afferent populations (P < 0.01).
Relationship between rotational and translational response sensitivity vectors
To examine if the maximum sensitivity directions for translation
and EVA rotation would be congruent (i.e., complementary) during
vertical plane EHA rotations for the otolith + canal convergent neurons, the following analysis was performed. First, a "canal vector
angle" was calculated as the angle formed between the projection of
the 3D rotational sensitivity vector onto the horizontal x-y plane and the positive x axis. Next, an "otolith rotation
vector angle" was also computed as the axis of rotation about which
the head had to be rotated in a vertical plane to place the
translational sensitivity vector of the cell in the plane of rotation
(computed by rotating the translational maximum sensitivity vector of
the cell through 90°). The relationship between the computed otolith rotation vector angle and the canal vector angle for all otolith + canal cells is illustrated in Fig. 10.
If the translational and rotational directional tunings for each cell
were complementary for maximum congruent activation during EHA
rotations, the data should fall along the unity-slope (
) line. For
most of the otolith + canal convergent neurons, no such relationship
between the two angles was observed. In fact, for only 9/44 (20%)
cells were the computed angles within ±30° of the unity-slope line.
These findings in primate VN neurons appear to be different from that
previously reported for lateral-eyed species (Angelaki et al.
1993
), suggesting that otolith/canal convergence in primates
might subserve a different function (see DISCUSSION).
|
Responses during EHA rotations
By comparing EVA rotation and translation responses to those during EHA rotation, it is possible to further examine the patterns of convergence in otolith + canal neurons. Two specific hypotheses could be directly investigated. First, whether the recorded EHA data could be predicted from a linear combination of EVA rotation and translation responses (hypothesis 1). If so, we would conclude that central otolith + canal convergent neurons, similar to primary otolith afferents, respond equivalently to the translational and gravitational components of linear acceleration stimuli. Second, whether the recorded EHA responses could be exclusively predicted by the cell's responses to EVA rotation (hypothesis 2). If so, we would conclude that convergent cells encode a true estimate of the translational component of the imposed motion by selectively discriminating and excluding the linear acceleration components that are due to head tilting relative to gravity.
This analysis, performed in the horizontal head plane, is first presented using an example (Fig. 11). The response tuning of this particular otolith + canal cell during EHA rotations, along with the corresponding spatiotemporal model fit, have been plotted as red circles and lines in Fig. 11. The cell of Fig. 11 was maximally sensitive during pitch EHA rotation (90° direction). Because the EVA vector was computed in 3D, the dashed green line represents the projection of the 3D EVA maximum sensitivity onto the horizontal head plane. Thus, this cell was maximally sensitive during EVA rotation about an axis approximately half way between pitch and roll (Fig. 11; 125° orientation). Finally, the amplitude and phase during translation along different directions in the horizontal plane, along with the spatiotemporal model fit are shown as blue squares and lines in Fig. 11. During translation, the cell was maximally sensitive during lateral motion (stimulus direction of 180°, corresponding to roll).
|
Given that the maximum translational (otolith) response was at ~180° and the maximum EVA rotational (canal) response was at ~125°, linear addition would predict an EHA response with a maximum at ~155° (Fig. 11, black lines), ~65° away from the actually measured maximum EHA response orientation. In addition, the predicted amplitude was approximately double that actually measured experimentally (Fig. 11, compare red with black lines). Thus the linear addition model (hypothesis 1) is not a good predictor of the response properties of the convergent cell during EHA rotation. The actual EHA response gain and phase measured experimentally were, in fact, closer to those computed by projecting the EVA response vector onto the horizontal plane (hypothesis 2) rather than the linear addition model (hypothesis 1).
Similar comparisons between predicted and actual EHA response maximums were performed for 29 otolith + canal neurons that were sufficiently tested during multiple directions of translation, as well as EVA and EHA rotations (Fig. 12). In only 3/29 cells were the EHA gains within 30%, as well as the EHA phases and vector orientations within ±40° of values predicted by the linear addition model (hypothesis 1; Fig. 12A, red diamonds). A larger number of neurons (8/29) complied with hypothesis 2, with EHA gains within 30%, as well as phases and orientations within ±40° of the EVA rotation values (Fig. 12B, red diamonds). Thus more central VN neurons seemed to correctly encode translation rather than "afferent-like" sensitivity to any linear acceleration regardless of source. Interestingly, the property to encode translational motion was independent of the cell's dynamics to translation, as two of these neurons exhibited high-pass, two neurons exhibited flat, and three cells were characterized by low-pass gain dependence on frequency (Fig. 9, A-C, respectively).
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DISCUSSION |
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The goals of the present study were threefold: first, to identify and quantitatively compare the properties of separate central neural populations insensitive to eye movements according to their sensitivity to passive 3D rotational and two-dimensional translational movements. Using distinct stimuli that selectively activate otolith versus SCC afferents (translations and EVA rotations, respectively), three different populations of NEM cells were identified (canal-only, otolith + canal, and otolith-only cells). Second, to re-examine the 3D distributions of maximum sensitivity vectors of central neurons by alleviating the limitations of previous studies, i.e., by explicitly testing if neurons exhibited sensitivity to translation and by restricting the stimuli used to compute the 3D SCC maximum sensitivity vector to only EVA rotations for otolith/canal convergent neurons. According to this 3D analysis, the two neural populations sensitive to rotation (canal-only and otolith + canal cells) were for the first time shown to have distinctly different properties. One neuron population selectively encoded rotational movements (canal-only neurons) in SCC coordinates, exhibited little or no orthogonal canal convergence, and was characterized with significantly higher sensitivities as compared with primary afferents. The second type of cell was sensitive to both rotations and translations (otolith + canal neurons) with rotational maximum sensitivity vectors that were scattered throughout the 3D space in sharp contrast to canal-only cells. This second VN group appears to receive strong convergence from both otolith and multiple SCC pairs. Both groups of neurons exhibited larger sensitivities to motion as compared with primary vestibular afferents.
The third goal of the present study focused on the convergent properties of otolith + canal cells. By comparing EVA rotation and translation responses to those during EHA rotation, we examined the pattern of convergence in otolith + canal neurons. Two specific hypotheses were investigated. First, whether the recorded EHA responses could be predicted from a linear combination of EVA rotation and translation responses. With the exception of only a few neurons, we found this not to be the case. Thus unlike primary otolith afferents and central otolith-only cells, otolith + canal neurons do not seem to respond equivalently to the translational and gravitational components of linear acceleration. The second hypothesis investigated was whether the recorded EHA responses could be predicted exclusively by the cell's responses to EVA rotations. We found this to be the case for approximately one-third (28%) of the convergent cells. These otolith + canal neurons appear to encode a true estimate of the translational component of the imposed motion by selectively excluding the linear acceleration components that are due to head tilting relative to gravity. However, the majority of central otolith + canal neurons (65%) behaved in between, whereby gravity was neither encoded equivalently as translation nor totally discriminated and ignored.
Canal-only neurons
Only approximately one-fourth of the cells recorded in the rostral
VN of alert primates responded exclusively to SCC activation (canal-only neurons) as determined by the fact that these neurons modulated their firing rates during neither translation nor static head
tilts. Even though canal-only neurons encoded 3D rotation in SCC
coordinates, they differed from primary SCC afferents in both
sensitivity and response dynamics. Higher central neuron response
sensitivities to rotational motion as compared with SCC afferents have
been reported in other species (Melvill Jones and Milsum 1970
,
1971
; Shinoda and Yoshida 1973
),
although results in alert monkeys have been unclear (because cell
response characterization was not typically in their maximum response
plane) (Cullen and McCrea 1993
; Fuchs and Kimm
1975
; Keller and Kamath 1975
). The increased
sensitivities of central vestibular neurons might arise through
commissural inhibition as previously suggested for both the horizontal
and vertical systems (Kasahara and Uchino 1974
; Kasahara et al. 1968
; Shimazu and Precht 1965
,
1966
; Uchino et al. 1986
).
Differences in response dynamics to rotation between central and
afferent SCC neurons have been more salient (Buettner et al.
1978
; Fuchs and Kimm 1975
). Typically, central
rotation-sensitive neurons in alert animals (including some neurons in
the present study) were found to differ from both regularly and
irregularly firing SCC afferents at both high and low frequencies
(Dickman et al. 2002
). During high-frequency rotation,
central responses were characterized by larger gain increases and
larger phase leads as compared with primary SCC afferents. At low
frequencies, central responses exhibited smaller phase leads than those
of irregularly firing SCC afferents. Nevertheless, it should be noted
that these differences between central and afferent SCC response
dynamics were small, particularly when compared with those between
central and afferent otolith responses (see following text). Thus
central rotational responses continue to remain largely in phase with head velocity and exhibit small variability that is only slightly larger than that of the afferent SCC population (Fig. 6).
Among the three NEM cell groups identified here, the canal-only
population is perhaps the one with the clearest function. Being
characterized by low variability, high sensitivity responses, canal-only neurons probably provide the main rotation-selective conduit
of 3D motion. Whereas a direct role in vestibuloocular pathways is
questionable (McCrea et al. 1987
; Scudder and
Fuchs 1992
), canal-only neurons would be ideally suited to
directly participate in vestibulospinal reflexes. In fact, discrete
canal-specific activation of spinal motoneurons and neck muscles has
been previously established (Isu et al. 1988
;
Shinoda et al. 1997
; Wilson and Maeda
1974
). In addition, canal-only neurons could provide robust passive rotational signals to other structures, like cerebellum and
thalamo-cortical pathways.
Otolith-only neurons
Another one-fourth of the recorded neurons were sensitive to head
translation in the horizontal plane and were characterized as
otolith-only neurons. During rotations, these neurons only responded
when the axis of rotation was earth-horizontal and the head was
changing orientation relative to gravity (but not when the axis of
rotation was earth-vertical). Despite the fact that these neurons
seemed to mainly receive otolith inputs, their properties differed from
primary otolith afferents in several respects. First, the majority of
central neurons were not cosine-tuned like primary otolith afferents
(Angelaki and Dickman 2000
). Second, because of the
spatiotemporal tuning, many central neurons exhibited different dynamics during translation along different directions. Third, even
when restricted to the maximum sensitivity direction, there was great
variability among central neurons in terms of both response phase at a
single frequency and response dynamics (Fig. 8). Finally, many central
otolith-sensitive neurons were in phase with head velocity and not
linear acceleration. However, because gain typically increased or
remained flat as a function of frequency, these dynamics were not
consistent with a central integration process (Angelaki and
Dickman 2000
). In fact, central otolith dynamics exhibited nonminimum phase behavior, where neurons were characterized by larger
phase lags than would be expected based on the frequency dependence of
the gain. Either spatiotemporal convergence (Angelaki 1992
; Angelaki and Dickman 2000
) and/or
parallel pathways with opposite phase (Schor et al.
1985
) could be responsible for the observed dynamic behaviors.
Despite the noted differences between central otolith-only and
primary otolith afferent neurons, there were some similarities. Both
primary otolith afferents and central otolith-only cells responded
similarly during head translation and an equivalent head tilt (i.e.,
EHA rotation) of comparable amplitude and frequency (Angelaki
and Dickman 2000
). Thus central otolith-only neurons do not
exclusively encode the translational motion of the head. Similarly to
otolith afferents, they only encoded the resultant gravitoineartial
acceleration. Because of this ambiguity, the function of otolith-only
central neurons remains elusive. If these cells are not local
interneurons but project outside the VN, their functional roles would
have to be suited to this ambiguity, possibly being involved in
functions where either tilt/translation discrimination is unimportant
or where additional downstream processing would be required to separate
the two sources of linear acceleration.
Otolith/canal convergent cells
The most abundant and perhaps most interesting group of neurons
identified here is the otolith + canal cells. Other than the tilt/translation issue (see following text) and higher sensitivities, the spatiotemporal properties of otolith + canal cells during translational motion were similar to those of otolith-only neurons. In
contrast, the spatial properties of otolith + canal cells during rotation were different from those of canal-only neurons. Whereas canal-only cell maximum sensitivity directions were confined to the SCC
planes, a wide distribution of rotational sensitivity vectors
characterized otolith + canal convergent cells. To our knowledge, such
a complete segregation of rotational vector distributions according to
whether the cell exhibited translational motion sensitivity