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J Neurophysiol (January 1, 2003). 10.1152/jn.00058.2002
Submitted on Submitted 30 January 2002; accepted in final form 4 September 2002
1Department of Neurology, University Hospital Zürich, CH-8091 Zürich; and 2Institute of Theoretical Physics, Eidgenössische Technische Hochschule, CH-8093 Zürich, Switzerland
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ABSTRACT |
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Bockisch, Christopher J., Dominik Straumann, and Thomas Haslwanter. Eye Movements During Multi-Axis Whole-Body Rotations. J. Neurophysiol. 89: 355-366, 2003. The semi-circular canals and the otolith organs both contribute to gaze stabilization during head movement. We investigated how these sensory signals interact when they provide conflicting information about head orientation in space. Human subjects were reoriented 90° in pitch or roll during long-duration, constant-velocity rotation about the earth-vertical axis while we measured three-dimensional eye movements. After the reorientation, the otoliths correctly indicated the static orientation of the subject with respect to gravity, while the semicircular canals provided a strong signal of rotation. This rotation signal from the canals could only be consistent with a static orientation with respect to gravity if the rotation-axis indicated by the canals was exactly parallel to gravity. This was not true, so a cue-conflict existed. These conflicting stimuli elicited motion sickness and a complex tumbling sensation. Strong horizontal, vertical, and/or torsional eye movements were also induced, allowing us to study the influence of the conflict between the otoliths and the canals on all three eye-movement components. We found a shortening of the horizontal and vertical time constants of the decay of nystagmus and a trend for an increase in peak velocity following reorientation. The dumping of the velocity storage occurred regardless of whether eye velocity along that axis was compensatory to the head rotation or not. We found a trend for the axis of eye velocity to reorient to make the head-velocity signal from the canals consistent with the head-orientation signal from the otoliths, but this reorientation was small and only observed when subjects were tilted to upright. Previous models of canal-otolith interaction could not fully account for our data, particularly the decreased time constant of the decay of nystagmus. We present a model with a mechanism that reduces the velocity-storage component in the presence of a strong cue-conflict. Our study, supported by other experiments, also indicates that static otolith signals exhibit considerably smaller effects on eye movements in humans than in monkeys.
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INTRODUCTION |
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Successful execution of
goal-directed movements depends on the accurate perception of our
orientation, movement, and the location of the objects around us. To
achieve this, the CNS integrates information from the semi-circular
canals about head angular velocity, linear acceleration information
(translation and gravity) from the otolith organs, proprioception, and
vision. Behavioral responses to external stimuli depend on our
orientation with respect to gravity: for example, if we lean forward,
we have to make a step or shift our weight to keep from falling over.
There are indications that, at least in monkey, the angular vestibular
ocular reflex (aVOR) is also modified by gravity (reviewed in
Cohen et al. 1999
).
Simultaneous stimulation of the semi-circular canals and a change in
otolith signals occurs frequently, such as when walking around a corner
(Imai et al. 2001
). In most situations, the otoliths and
the semicircular canals produce consistent responses. For example, when
a person is upright and the head then tilts to the side or forward, the
semi-circular canals indicate the angular rotation, and the otoliths
signal the change of head position relative to gravity. Such dynamic
otolith signals assist the aVOR during passive head roll:
Schmid-Priscoveanu et al. (2000)
found that torsion gain
during head roll is higher when the head is upright compared with when
the head is supine. In addition, during low-frequency oscillation when
only the canals are stimulated, peak eye velocity occurs prior to peak
head velocity (a "phase lead"), but this phase asynchrony is
decreased by simultaneous, consistent otolith stimulation. The otoliths
themselves are capable of generating a head-rotation signal to produce
nystagmus. During sustained off-vertical axis rotation (for example,
"barbecue-spit" rotation), eye movements compensatory for the head
rotation occur long after the vestibular signal from the semicircular
canals has decayed and presumably are derived from the dynamic otolith signal (Angelaki and Hess 1996
; Darlot et al.
1988
; Haslwanter et al. 2000
; Harris
1987
; Hess and Dieringer 1990
; Raphan et
al. 1981
).
Inconsistent canal and otolith signals indicate the presence of disease
or injury and can also occur in extreme environments such as micro- or
hypergravity. There is considerable evidence that in monkey the otolith
signals modify the interpretation of canal signals driving the aVOR.
For example, if a monkey is tilted shortly after the cessation of long
duration constant-velocity rotation, the axis of postrotatory nystagmus
tends to align with gravity, showing a tendency for the axis of eye
velocity to remain stable in space (Angelaki and Hess
1994
; Merfeld et al. 1993b
). In these studies,
the head-velocity signals from the canals are inconsistent with the
static otolith signal: after a postrotatory reorientation from upright
to ear down, the canals signal a yaw head rotation, whereas the
otoliths indicate that the head is constantly ear-down. The monkey
nervous system adjusts to this conflict by reinterpreting the
head-velocity signal (yaw head velocity from the canals converted to
pitch eye velocity) so that it is consistent with the otolith signal.
In humans, the dependence of eye velocity on gravity during
postrotatory tilts is smaller (Fetter et al. 1992
). In
static conditions, the otoliths also exert less influence on
three-dimensional (3D) eye position in human than in monkey
(Bockisch and Haslwanter 2001
).
We investigated the effect of otolith-canal interactions on 3D eye
movements with a unique stimulus that produces a powerful cue conflict.
We took advantage of a property of the peripheral vestibular system
that makes it insensitive to long-duration, constant-velocity rotation
about the earth-vertical axis. Endolymph flow in the vestibular
labyrinth, which causes bending of the hair cells in the ampulla and
subsequent neural firing in the vestibular nerve, is caused by head
acceleration (Hain et al. 2000
). The high viscosity of
the endolymph mechanically converts the acceleration signal into a
signal that initially is approximately proportional to head velocity.
For longer-duration rotations, however, the mechanical elasticity of
the cupula starts to act and pulls the cupula back to the resting
position (Wilson and Melvill-Jones 1979
). As a result,
during a prolonged constant-velocity rotation, the vestibular canals
signal a head rotation only for the first 30-60
s.1 After that,
subjects experience no feeling of rotation. A subsequent deceleration
is therefore perceived as acceleration in the opposite direction
("postrotatory" responses). Our paradigm makes use of this
phenomenon, as shown in Fig. 1. We
rotated subjects about the earth-vertical axis at a constant velocity
for 2 min (Fig. 1, left), allowing the response from the
canals and the vestibular neurons to decay. While the constant velocity
rotation continued, we reoriented subjects 90°, in this example from
an upright position onto their right side (Fig. 1, middle).
After the reorientation, acceleration about the inter-aural
axis (
y increases from 0 to
100°/s)
produces appropriate responses from the vertical canals, whereas the
deceleration about the head-yaw axis
(
z decreases from
100°/s to 0) also
stimulates the horizontal canals (the postrotatory response described
in the preceding text). Note that the response from the horizontal
canals is not compensatory for the head rotation because after the
rotation the subject only rotates about the interaural y
axis. After the reorientation, the otolith organs, which signal head
orientation relative to gravity, indicate correctly that the head is
right-ear down and therefore contradicts the signal from the horizontal
canals. Our experiments test how the brain responds to this
otolith-canal cue conflict.
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Only a few models describing otolith-canal interaction for complex
movements in three dimensions exist. A popular model was developed by
Merfeld (Merfeld et al. 1993a
) and has been used to
simulate the responses in monkeys as well as in humans (Glasauer and Merfeld 1997
; Merfeld 1995
). This model, in
which a head-rotation signal is derived from a mismatch between
expected and experienced otolith signals, successfully fits eye
movements after postrotatory tilts (Merfeld et al.
1999
), and
in a slightly modified version
also eye movements
produced by off-vertical axis rotations (OVAR) (Haslwanter et
al. 2000
). When these models failed to reproduce our
experimental findings, we investigated which changes were necessary to
get a good agreement between model and data.
Portions of this work have been presented previously in abstract form
(Bockisch and Haslwanter 2001
; Bockisch et al.
2001a
,b
).
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METHODS |
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Subjects
Our seven healthy volunteers, including the authors, averaged 33 yr of age (range: 26-41) and were free of any known vestibular or ocular pathologies. They were informed of the potentially nauseating effects of the stimulus prior to the experiment and were allowed to stop the experiment at any time. The experimental protocols were approved by a local ethics committee at Zürich University Hospital, and adhered to the Declaration of Helsinki for research involving human subjects.
Apparatus
The 3D human turntable at the Dept of Neurology, Zürich, used for these experiments is driven by three servo-controlled motorized axes (Acutronic, Switzerland), controlled with Acutrol software and hardware, and interfaced with LabVIEW software. All axes needed for this paradigm can be accelerated at 160°/s2 or more.
Subjects were comfortably seated in a chair and secured with safety belts, and evacuation pillows were molded to the upper body and legs. The center of the head was positioned at the center of rotations. Individually adjusted masks (Sinmed BV, Reeuwijk, The Netherlands), made of a thermoplastic material (Posicast), were molded to the contour of the head after warming, with openings in the mask made for the eyes and mouth. The mask was attached to the back of the chair and very effectively restricted head movements without causing discomfort.
Subjects viewed with both eyes, and the 3D position of the left eye was measured with search coils manufactured by Skalar (Delft, The Netherlands). The head was surrounded by a chair-fixed coil frame (side length: 0.5 m) that produced three orthogonal magnetic fields with frequencies of 80, 96, and 120 kHz. The signals were amplified and multiplexed before passing through the turntable slip rings. A high-performance digital signal processor computed a fast Fourier transform in real time on the digitized search coil signal to determine the voltage induced in the coil by each magnetic field (system manufactured by Primelec, Regensdorf, Switzerland). The orientation of the coil could be determined with an error of <7% over a range of ±30° and with a noise level of <0.05° (root-mean-squared deviation). Eye position signals were digitized with 12-bit accuracy and chair position signals with 16-bit accuracy. All data were sampled at 1 kHz and analyzed off-line with MatLab software (The MathWorks, Boston MA).
Details of our search coil calibration procedure are given elsewhere
(Straumann et al. 1995
). Briefly, we zeroed voltage
offsets while placing the search coils in a metal tube to shield them from the magnetic fields. Then we measured the relative gains of the
three magnetic fields with the search coils on a gimbal system placed
in the magnetic field at the same location as the measured eye.
Procedure
All experiments were conducted in the dark. Between trials, the room lights were turned on while the subject was upright.
Reorientation experiments
We reoriented subjects 90° in roll or pitch during constant-velocity rotation about the earth-vertical axis. In separate experiments, subjects were reoriented from upright to right-ear down (RED), right-ear down to upright, upright to supine, and supine to upright. We refer to the upright-to-RED and RED-to upright conditions as "roll reorientation" experiments and the upright-to-supine and supine-to-upright conditions as "pitch reorientation" experiments.
Subjects were accelerated about the earth-vertical axis up to a constant velocity of 100°/s. After allowing 2 min for canal responses and eye velocity to decline, subjects were reoriented 90° in 1.54 s (i.e., a velocity triangle with 152°/s2 acceleration), while earth-vertical axis rotation continued for an additional 2 min (see Fig. 1). Subjects were instructed to keep their eyes open throughout the trial but to not try and "fixate" anything in particular. Following each trial, subjects were asked to describe their perceived body orientation and movement after the reorientation.
The direction of earth-vertical axis rotation was chosen such that the direction of the initial nystagmus expected from the canal stimulation after reorientation was the same in all conditions, thus controlling for the possibility of directional asymmetries of nystagmus (right vs. left, up vs. down, or clockwise vs. counterclockwise). For example, earth-vertical axis rotation was toward the right ear in the upright-to-RED condition, producing primarily rightward and downward slow phases after reorientation (see Fig. 1). Earth-vertical axis rotation was in the opposite direction in the RED-to-upright condition, likewise producing right- and downward nystagmus. Similar procedures were used for the upright-to-supine and supine-to-upright conditions to produce primarily rightward and clockwise eye movements in both conditions.
Four subjects completed all protocols, two additional subjects participated in the roll reorientation experiment, and one additional subject completed the pitch experiment.
Control experiments
For comparison, we recorded eye movements when subjects were accelerated about an earth-vertical axis at 65°/s2 to 100°/s without reorientation (a simple velocity step) while upright, RED, or supine. Thus the acceleration time in control trials was the same (1.54 s) as the reorientation period.2 To compare the contribution of the individual canals to the actually observed eye movements, we calculated the simple linear addition of the eye-movement responses to the velocity steps, e.g., upright-to-supine = upright + supine. Interactions between the different canal and otolith signals would show up as deviations of the observed eye movements from this simple linear addition. For the prediction, we added the slow phase eye velocity from the control trials in all three axes (horizontal, vertical, and torsional). The effect of the otolith-canal cue conflict can then be determined by comparing the sum-of-control data with the reorientation data.
Subjects completed the upright-to-RED and RED-to-upright as well as the associated control procedures in a single session. Upright-to-supine, supine-to-upright, and their control trials were conducted in a separate session. All subjects finished the control procedures prior to the reorientation procedures. Subjects who did not complain of nausea completed a second set of control trials at the end of the experiment, to control for any adaptation effects. Two subjects in the roll and one subject in the pitch reorientation experiment opted not to continue with additional control trials. Because the second set of control trials was statistically equivalent to the first (determined by t-test), we report their average.
Data analysis
We represent eye positions as 3D rotation vectors in a right-handed, head-fixed coordinate system. Positive eye position values indicate clockwise, down, and left from the subject's perspective. We call rotation around the naso-occipital axis "torsion" and distinguish it from rotation about the line-of-sight. (In these experiments, gaze direction was generally close to straight ahead, where torsion in a head-fixed coordinate system is similar to rotation about the line-of-sight.) Likewise, we refer to rotations about the interaural axis as "vertical" eye movements, and rotations about the axis pointing through the top of the head as "horizontal" eye movements. We use "eye position" to refer to 3D eye position in head-fixed coordinates. The reference position for computing the rotation vectors, corresponding to 0° horizontally, vertically, and torsionally, was always determined by the eye position when the subject was upright and fixating a 1.5-m distant target in the mid-sagittal plane prior to the start of each trial.
Rotation vectors were smoothed, and angular eye velocity was computed
as described previously (Hepp 1990
; Tweed et al.
1990
). Slow phase eye velocity was found by an interactive
computer program that began by computing the median between zero
crossings in the eye velocity (Straumann 1991
). Next,
the maximum duration of the intervals (long slow phases uninterrupted
by saccades, e.g., 300 ms or more) could be split into shorter-duration
pieces (e.g., 100 ms), and medians computed separately for each piece.
Short intervals between zero crossings (saccades, <80 ms) were
ignored. Finally, we linearly interpolated between the median velocity points. The quality of the saccade removal was checked visually, and
examples of our desaccading procedures can be seen in Fig. 2. To estimate peak velocity and the
decay of nystagmus, we fit single exponential curves to the slow-phase
eye velocity.
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Eye-position dependency of the VOR
The human VOR is known to vary with gaze direction. Misslisch
(Misslisch and Tweed 2001
; Misslisch et al.
1996
) has described the eye-position-dependent modulation of
the VOR as a compromise between a perfect VOR, where eye velocity would
be equal in speed but opposite in direction to the head velocity, and
adherence to Listing's Law (Helmholtz 1867
), which puts
a restriction on the allowed axes of eye velocity: for the eye position
to remain in Listing's Plane for different gaze directions, the axis
of eye velocity must tilt by half the gaze angle (Haslwanter
1995
; Tweed and Vilis 1990
). The compromise
between a perfect VOR and Listing's Law means that during yaw and
pitch head rotation, the axis of eye velocity tilts by approximately
one-quarter, not one-half, the gaze angle. During torsional VOR, the
angular velocity axis tilts in the opposite direction to the gaze line
by about half the angle (Misslisch et al. 1994
). In
other words, eye velocity along axes different from the head velocity
axis can be induced by changes in eye position. Because we did not
measure Listing's Plane in our subjects, we investigated a possible
correlation between eye position and torsional eye velocity by
computing the mean eye positions (we first smoothed individual subject
data with a 2-s moving average window) to determine if there was any systematic variation in eye position in our conditions.
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RESULTS |
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Sum-of-control trials
Control trials were performed with velocity steps of 100°/s
about the earth vertical axis when subjects were upright, RED, or
supine. They produced eye velocity primarily confined to the axis of
head rotation. We sometimes found small (~5°/s), idiosyncratic, misalignments of the axis of eye velocity with the axis of head rotation. Small misalignments during rotation about an earth vertical axis were also reported by Haslwanter et al. (1996)
and
Tweed et al. (1994)
.
Nystagmus in the plane of the head rotation was similar to that reported by others. We found, on average, in the sum-of-control trials, peak rightward velocity of 46.9°/s, which decayed with a time constant of 14.6 s for the roll-reorientation experiment, and 42.6°/s (17.1 s) for the pitch-reorientation experiment. The average peak downward velocity was 50.3°/s and decayed with a time constant of 7.1 s (subjects RED). And the average peak clockwise velocity was 31.6°/s, and decayed with a time constant of 5.4 s (subjects supine).
Reorientation
Reorientation during earth-vertical axis rotation was extremely
disorienting and produced an initial tumbling sensation that sometimes
was accompanied with a perception of body tilt. Subjects typically
reported that the perceived reorientation was >90°. For example,
some subjects reported that after moving from upright to RED, they
initially felt that their feet were higher than their head. The percept
of body orientation would usually return to normal in 30-60 s. Our
subjects sometimes reported other body movement illusions, which is
consistent with reports of large inter-subject differences in perceived
tilt during active head rotations on a short axis centrifuge
(Hecht et al. 2001
).
Roll reorientation
Reorienting subjects 90° in roll during earth vertical axis rotation generated strong horizontal and vertical slow-phase eye velocity, as expected from the stimulation of the semicircular canals. Figure 2 shows typical eye velocity after reorientation from RED to upright in one subject. As with other subjects, horizontal eye velocity decayed slower than vertical eye velocity. This subject also showed a small amount of torsional nystagmus (maximum 8°/s), which was only occasionally observed in our subjects. After the reorientation, the subject was upright and still rotating about an earth-vertical axis, so compensatory eye velocity would only be horizontal. Nonetheless, this subject still showed strong vertical nystagmus, which is inconsistent with otolith information indicating, correctly, that head orientation relative to gravity was not changing. Figure 2 also shows that the summed data for the control conditions in this subject (i.e., the sum of the eye velocities during upright and RED rotation about an earth vertical axis, dotted lines) was very similar to the reorientation data.
As can be inferred from Fig. 2, the direction of eye velocity did not rapidly reorient to align with the axis of head rotation. This was true for all our subjects. The direction of eye velocity is easier to appreciate by plotting vertical against horizontal eye velocity, and the average data of six subjects are shown in Fig. 3. The figure shows 30 s of data beginning 1 s after the end of reorientation. (Slow-phase eye velocity was usually difficult to identify immediately after reorientation.) In the RED-to-upright condition, compensatory eye rotation would be horizontal, yet we see that the direction of eye velocity is similar to the sum-of-control conditions, as well as to the upright-to-RED condition where purely vertical eye velocity would have been compensatory to the head rotation. Figure 3 B, and C, also shows that, on average, our subjects tended to have clockwise torsional eye velocity in both reorientation conditions but not in the control conditions.
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In the upright-to-RED condition, average peak eye velocity, as determined by the exponential fits, was 52.2 and 61.6°/s for vertical and horizontal eye velocity, respectively (Fig. 4A). In the RED-to-upright condition, average peak eye velocity was 59.4 and 53.6°/s for vertical and horizontal eye velocity, respectively.
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Horizontal time constants tended to be longer than vertical time constants (Fig. 4B). On average, we found horizontal time constants of 14.6, 6.8, and 9.8 s for sum-of-control, upright-to-RED and RED-to-upright conditions, respectively. Vertical time constants were 7.2, 5.7, and 4.5 s for sum-of-control, upright-to-RED, and RED-to-upright conditions, respectively.
An estimate of the effect of the canal-otolith cue conflict can be obtained by comparing the reorientation data with the sum-of-control data. We subtracted, within each subject, the fitted parameters of sum-of-control trials from those of reorientation trials. Because the data from upright-to-RED and RED-to-upright were similar, we combined the data. Horizontal peak velocity tended to be higher in the reorientation conditions (Fig. 4A). Collapsed across reorienting condition, the mean difference, 10.7°/s, did not quite reach statistical significance (t = 2.1, P = 0.06; df = 11). Vertical peak velocity after reorientation was on average 5.5°/s faster than sum-of-control trials; this was not statistically significant (t = 1.9, P < 0.1, df = 11). So for both horizontal and vertical eye velocity, there was a trend for peak velocity to be higher in reorientation compared with sum-of-control trials.
Time constants were generally lower during reorientation trials, particularly for horizontal eye movements (Fig. 4B). The average horizontal time constant, collapsed across reorientation condition, was 6.3 s shorter than the time constants in sum-of-control condition (paired t = 4.6; P < 0.01; df = 11). Vertical time constants after reorientation were, on average, 2.0 s shorter then the sum-of-control condition (paired t = 2.6, P < 0.05; df = 11).
In Fig. 3A, it is apparent that in the RED-to-upright
condition vertical velocity drops to zero faster than horizontal
velocity, which produces a curvature in the spatial plot after 10 s. This appears consistent with postrotatory tilt studies in monkeys
(Angelaki et al. 1994
; Merfeld et al.
1993b
). Curvature in the opposite direction for the
upright-to-RED condition was not apparent. To test if reorientation of
the axis of eye velocity did occur, we compared the ratio of
horizontal-to-vertical time constants in our two conditions
(
horizontal/
vertical).
If reorientation occurs, the ratio would be higher in the
RED-to-upright condition. Comparing the ratios in the two conditions
allows us to test for curvature, independent of any shortening of the
time constants that is not specific to the direction of reorientation.
The mean ratios were 2.19 ± 0.83 (mean ± SD) in the
RED-to-upright condition and 1.29 ± 0.49 in the upright-to-RED
condition. While the difference (0.9) was not significant with a paired
t-test (t = 1.9, P < 0.12, df = 5), the ratios for all six subjects were higher in
the RED-to-upright condition.
Torsional eye velocity immediately after both reorientation and control
trials was idiosyncratic. On average, mean torsional velocity after
reorientation was about zero but then increased over the next several
seconds (Fig. 3, B and C). Three subjects showed
clockwise torsion (~10°/s) in both reorienting conditions, while
the remaining subjects showed torsion in neither reorienting condition.
Most subjects, including all of the subjects who did not have torsional
nystagmus in the reorienting conditions, showed clockwise torsion in
the upright control condition [consistent with the findings by
Haslwanter et al. (1996)
], and counterclockwise torsion
in the RED control condition. Because torsional eye movements can be
produced during yaw and pitch head movements when the gaze direction
deviates from primary position, the inconsistent torsional movements
could have been due to changes in gaze direction (Misslisch and
Hess 2000
; Misslisch et al. 1996
, 2001
). We
checked for this possibility, by determining the average eye position
for control, upright-to-RED, and RED-to-upright conditions. However, as
Fig. 5 shows, the horizontal and vertical
eye positions were similar and close to straight ahead.
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Pitch reorientation
Ninety-degree pitch reorientation during earth vertical axis rotation produced strong rightward nystagmus and smaller clockwise nystagmus. Figure 6 shows the average data of five subjects. In the upright-to-supine condition, eye movements compensatory to the rotation would be torsional, yet we found considerable horizontal eye velocity, presumably caused by the postrotatory response in the horizontal canals. Likewise, in the supine-to-upright condition, horizontal eye movements were compensatory for the earth-vertical axis rotation while the subject was upright, yet torsional velocity was observed. On average, we saw little consistent vertical eye velocity.
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Average peak horizontal eye velocity, as determined by exponential fits, was 42.6, 49.3, and 60.3°/s for sum-of-control, upright-to-supine, and supine-to-upright conditions, respectively (Fig. 7). Mean peak torsional eye velocity was 31.6, 37.8, and 41.0°/s for sum-of-control, upright-to-supine, and supine-to-upright conditions, respectively.
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Horizontal peak velocity tended to be larger in the reorientation conditions compared with the sum-of-control condition. Collapsed across reorientation condition, the average horizontal peak velocity was 12.2°/s faster in reorientation conditions compared with the sum-of-control condition, although this difference was not quite statistically significantly different from zero (t = 2.1, P = 0.07, df = 9). Collapsed across reorientation condition, the average torsional peak velocity was 7.8°/s faster than in the sum-of-control condition (t = 3.27, P < 0.01; df = 9).
Horizontal eye velocity decayed slower than torsional eye velocity. Mean horizontal time constants were 17.1, 7.7, and 10.8 s for sum-of-control, upright-to-supine, and supine-to-upright conditions, respectively. Combining the reorientation conditions, the average time constant after reorientation was 7.8 s shorter than sum-of-control conditions (t = 3.3; P < 0.01; df = 9). Mean torsional time constants were 5.4, 5.3, and 5.0 s for sum-of-control, upright-to-supine, and supine-to-upright conditions, respectively, and the average torsional time constant in the sum-of-control condition was not significantly different from reorientation trials.
Figure 6A shows that in the supine-to-upright condition, eye
velocity bends toward horizontal, but the upright-to-supine shows little curvature. This result is similar to the roll reorientation experiment, where eye velocity bends toward horizontal when
subjects are reoriented to upright. We tested the significance of
the curvature by comparing the ratio of horizontal-to-torsional time
constants in our two conditions
(
horizontal/
torsional).
The average ratios were 2.77 ± 1.74 in the supine-to-upright
condition, and 1.21 ± 0.92 in the upright-to-supine condition.
The difference (1.56) was significant in a paired t-test
(t = 3.28, P < 0.05, df = 4).
Mean eye positions after reorientation are shown in Fig. 8, and the upright-to-supine, supine-to-upright, and control conditions were similar, so the differences in peak velocity and time constants are not due to variations in eye position.
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Otolith-canal interaction model
We simulated the eye movement responses to the combined
stimulation of the semicircular canals and the otoliths in our
experiments using Matlab and Simulink software (The MathWorks). We
first tested our reorientation paradigm with the otolith-canal
interaction model of Haslwanter, Jaeger, Mayr, and Fetter
(Haslwanter et al. 2000
). This model, which builds on an
earlier suggestion by Merfeld (Merfeld 1995
;
Merfeld et al. 1993a
), successfully predicts responses to linear accelerations in arbitrary directions, to rotations about
different static and dynamic axes, and to interactions between canal
and otolith responses during OVAR.
Figure 9 shows our current model, and
elements that have been changed with respect to Haslwanter et
al. (2000)
have a black shadow. Both models are
based on two negative feedback loops (gray dashed arrows in Fig. 9),
one processing angular velocity signals measured by the semicircular
canals (Fig. 9, bottom) and one processing signals from the
otoliths (Fig. 9, top). The model also assumes that an
estimate of head velocity is derived from the otolith signals by
comparing the expected direction of the gravito-inertial force to the
actually experienced one (indicated by × in Fig. 9), which is
coupled to the vestibular velocity storage mechanism. This cross
coupling is necessary to produce horizontal nystagmus during OVAR
(Haslwanter et al. 2000
).
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While the original model exhibited responses that were qualitatively similar to the ones observed in the experimental data, particularly for the spatial response as in Figs. 3 and 6, it failed to reproduce the different gains for rotations about the horizontal, vertical, and torsional axes. It also did not reproduce the shortening of the decay of the eye-movement response (sometimes referred to as "dumping of the velocity storage") and the trend for an increase in peak velocity that was caused by the reorientation of the subject during the on-going rotation about the earth-vertical axis.
However, only small changes to the structure of the model were
necessary to get a good correspondence between experimental and
simulated data. The first modifications were made to reflect the
different gains and time constants for horizontal, vertical, and
torsional eye movements, which previously were treated identically. In
the original model, velocity storage and angular VOR gain is set by a
single parameter in the first feedback loop
(k
). To account for the observed
variation in the time constant of the decay of nystagmus, we allowed
the vestibular negative feed back loop for the aVOR to have separate
gain parameters k
for torsional,
vertical, and horizontal eye movements. The location of
k
was moved into the feedback loop
and so makes it possible to abolish the velocity storage without
eliminating the open-loop response, as has been done in lesion
experiments (Katz et al. 1991
; Wearne et al.
1997
). The different gain values for the horizontal, vertical,
and torsional components were incorporated by using different
kout values for the three components.
Notice that these changes did not introduce any new free parameters:
the decay time of the initial horizontal, vertical, or torsional eye
velocity response during the control trials determined the
corresponding value of k
, and the
observed eye velocity gain fixed the corresponding
kout value.
To include the experimentally observed dumping of eye
velocity, we introduced a new dumping element in the feedback loop
(dump-box in Fig. 9). We used the magnitude of the mismatch signal
between the sensed and the expected direction of the gravito-inertial acceleration (output of Soto and
oto, respectively) to dump velocity
storage. In Fig. 9, this is indicated by the shadowed line from the
output of kf
to the dumping box. The
dumping of the velocity storage is mediated through the empirically
determined sigmoid function
|


= 
After setting the gain-parameters for the aVOR
(k
and
kout) to match our control data, we
manipulated the other parameters of the model, notably those that
affect the amount of cross coupling between the otoliths and vestibular
signals, to try to match simultaneously our reorientation data as well
as the OVAR data of Haslwanter et al. (2000)
.
We chose the time constant for the mechanical transfer function of the
canals based on the shortest time constant observed in our control
experiments (4.5 s, for torsional eye movements). This time constant is
consistent with the model-based results of Dai et al.
(1999)
. Soto is given by the
identity matrix plus a constant small acceleration of 0.25 g
along the dorsoventral axis. The following additional parameters
produced good agreement with our experimental paradigm, as well as
OVAR:
d = 4.5 s,
a = 190 s,
kf
= 0.6, kf = 8, k
(tor/ver/hor) = (0.25/0.7/2.65);
leaky = 2 s (=
in
Fig. 9),
high-pass = 0.33 s (the transfer function of the "highpass-filter" in Fig. 9 is


SCC = 
Figures 4 and 7 include the exponential fits to the model data. The model produces the decrease in vertical and horizontal time constants and increase in peak velocity observed in our data.
| |
DISCUSSION |
|---|
|
|
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Cue-conflict resolution in the VOR
Multi-axis rotations that produce a large conflict between canal
and otolith signals result in a decrease in velocity storage. This
happens not only for reorientations where the static otolith signal
contradicts the rotation signal from the semicircular canals (e.g.,
horizontal in the upright-to-RED) but also when there is no conflict
(e.g., horizontal in the RED-to-upright, where
the horizontal velocity signal from the canals is consistent with the
constant upright orientation indicated by the otoliths). The conflict
between the axis of eye velocity and otolith information induces the
system to discard any velocity storage not just the velocity
storage along the conflicting axis, thus reducing the conflict between
otolith and the semicircular canal signals (Merfeld et
al. 1993b
). We also found a trend for peak velocity to increase after reorientation. Our modeling, discussed in the following text,
suggests this might arise due to the suppression of velocity storage.
The small but significant reduction of the vertical time constant after
reorientation demonstrates that there is some vertical velocity
storage, albeit less than in the horizontal component. While the
mechanical time constant for the canals has never been explicitly
measured in humans, our experimental results are consistent with the
model-based approach of Dai et al. (1999)
, who estimated that the human cupula time constant is between 3.5 and 7 s. No reduction in the time constant of torsional nystagmus was found, though
we did find an increase in peak velocity.
Our finding of small reorienting effects is similar to that of
Fetter et al. (1996)
: they reoriented human subjects
after the cessation of an earth-vertical axis rotation and found only small realignments of the axis of eye velocity. By comparing the decay
time constants, we observed a statistically significant reorientation
of eye velocity in the pitch reorientation experiment and a
nonsignificant trend for reorientation of the eye-velocity axis toward
upright in the roll experiment. In both cases, we only observed the
effect when subjects were tilted to upright, and in neither case did
the axis of eye velocity align with the head-velocity axis until eye
velocity was very small. In monkey, this behavior is considerably
enhanced, suggesting that the otolith signals are used to modify
semi-circular canal signals and so provide a gravity-based reference
frame for the VOR (Angelaki and Hess 1994
;
Merfeld et al. 1993b
). In humans, we suggest that the
general dumping of velocity storage in response to the cue conflict
largely suppresses the reorienting behavior. The axis of eye velocity
also reorients toward gravity in humans when the information about head
rotation is visual, that is, during optokinetic nystagmus (OKN)
(Gizzi et al. 1994
). This reorientation effect is
considerably smaller than in monkey (Cohen et al. 1999
).
Because the gain of OKN is generally smaller than the gain of
vestibular nystagmus, it is also possible that reorientation is only
apparent with weaker head rotation stimuli, when the conflict with the otolith information is smaller.
In quite a different study on the effects of low-frequency otolith
stimulation on eye movements, Bockisch and Haslwanter
(2001)
found that static head pitch and tilt position had
smaller effects on 3D eye position in human than monkey. In that
experiment, fixation eye positions were measured so the differences in
otolith mediated eye movements between primates do not only reflect
differences in the velocity-storage mechanism. In general, it appears
that low-frequency otolith stimulation has considerably smaller effects on human eye movements than on monkey eye movements. At higher frequencies, however, humans show robust otolith-ocular reflexes that
help to compensate for the retinal slip caused by fast linear movements
(Baloh et al. 1988
; Paige 1989
).
Conflicts between the otoliths and the canals as large as those studied
here are not likely to occur naturally, but smaller conflicts
presumably occur due to age- and disease-related changes in the
vestibular-ocular system. However, paradigms similar to ours have been
of interest in aerospace physiology, where the spatial disorientation
and nausea induced by conflict stimuli could affect pilot and astronaut
performance (Benson and Bodin 1966
; DiZio and
Lackner 1988
; DiZio et al. 1987
; Guedry
and Benson 1978
). The adaptive mechanisms necessary to
compensate for vestibular cue conflicts have received special attention
in the context of long-duration space missions (Hecht et al.
2001
; Young et al. 2001
). The lack of gravity
during extended space flights causes many complications, from
decalcification of the bones to a decrease in the efficacy of the
autoimmune system. To counter these effects, it may be possible to
replace gravity with centrifugal force by rotating the space module
("artificial gravity"). In that case, any head movement of a
crewmember about an axis that does not coincide with the rotation axis
of the space module would
inappropriately
stimulate the semicircular
canals in the same way they are stimulated during reorientations in the
study presented here. Hecht et al. (2001)
asked subjects
to make 90° yaw-head movements while supine on a short-axis
centrifuge, and, similar to our results, they found that the eye
movements corresponded well with predictions based only on
semi-circular canal responses. (Because in our control experiments the
orientation with respect to gravity was constant, the control data
essentially provides a canal-only prediction.) The experiments by Hecht
et al. also showed that the vestibular-ocular system can further reduce
the amount of inappropriate eye movements if visual information is also
available: multiple executions of head movements in the light during
rotation on a short-arm centrifuge, repeated over a number of days, can
induce a reduction of the gain of the inappropriate eye velocity
(Young et al. 2001
). This adaptation shows large
intersubject variability and may also be quite context specific.
Neurophysiologic significance
Physiologic control of the behaviors reported here (dumping of
velocity storage, reorientation of the axis of eye velocity when
subjects tilt to upright) seems to require, at least, convergence of
sensory signals from the otolith organs to structures related to the
velocity-storage mechanisms. The nodulus and uvula are likely candidate
regions because electrical stimulation of the these regions in monkeys
reduces the horizontal time constant elicited with both vestibular and
optokinetic stimuli (Solomon and Cohen 1994
). Further,
complete lesions of these regions eliminates the dumping of horizontal
velocity storage during cue-conflicts caused by postrotatory tilts or
visual stimulation (Angelaki and Hess 1995
;
Waespe et al. 1985
; Wearne et al. 1998
).
Separate lesions of the central and lateral regions of the nodulus and
uvula further suggest that the lateral portions control horizontal
velocity storage, while central portions control vertical and torsional velocity storage (Wearne et al. 1998
). The reorientation
of the axis of eye velocity toward gravity observed in monkeys, and
suggested in our studies when subjects were tilted toward upright, also depends on intact nodulus and uvula (Angelaki and Hess
1995
; Wearne et al. 1998
).
We interpret the dumping of velocity storage after reorientation as
arising from a process of resolving the cue conflict between head-rotation signals from the vestibular canals and head-orientation information from the otoliths. For two reasons, canal-canal interaction is not likely to be a significant source of the dumping: first, the
rotations indicated by the three canals do not lead to an inherent
contradiction, and second, velocity storage dumping after postrotatory
reorientation still occurs even in monkeys with the lateral or
posterior canals inactivated due to plugging (Angelaki and Hess
1995
).
Our results also make specific predictions about realistic
implementations of velocity storage, which theoretically can be realized in a number of different ways. In our model, it was
implemented as a negative feedback loop that contains an
estimate of the peripheral canal/otolith transfer function. Dumping the
velocity storage reduces the negative feedback, thereby increasing the
maximum eye velocity. It is also possible to extend the time constant of the velocity decay through a positive feedback of a
low-pass filtered angular velocity signal. However, elimination of such a positive feedback would decrease the maximum velocity of the eye-movement response in contrast to the observed trend for an increase. Other models implement velocity storage by addition of a
"direct" pathway, with no velocity storage, and an "indirect" pathway, through a leaky integrator (Dai et al. 1999
;
Raphan et al. 1979
). But again, selectively suppressing
the indirect pathway in this sort of model would also necessarily
decrease peak eye velocity, which is not consistent with our data. The
dumping of the velocity storage together with the simultaneous increase
in eye velocity found in our experiments suggests that velocity storage is implemented through a negative feedback loop.
The coupling of time constant and peak velocity in the model is
consistent with the results of lesion experiments in rhesus monkeys
(Wearne et al. 1997
). Midline section of the rostral
medulla abolished all oculomotor functions related to velocity storage and also tended to increase the VOR gain (Wearne et al.
1997
). In a different experiment, Katz et al.
(1991)
found no change in VOR gain after velocity-storage
elimination by midline medullary lesions. The reason for this
discrepancy may be that adaptive gain mechanisms, which were found to
be intact in these animals, reduced the aVOR gain after surgery.
Canal-otolith interaction model
Our model of canal-otolith interaction, which is based on
suggestions by Merfeld (Merfeld 1995
; Merfeld et
al. 1993a
), fit our data as well as the OVAR results of
Haslwanter et al. (Haslwanter et al. 2000
). Including
the dumping of velocity storage explained the experimentally observed
decrease in the time constant of nystagmus and the trend for an
increase in the maximum velocity for all types of reorientation.
Without the dumping mechanism, the model could not simultaneously fit
both the OVAR data and our reorientation data: reproducing the
reorientation data required an increase in the cross-coupling between
the otoliths and the canals, which produced eye-velocity modulation
during OVAR that was substantially too large. Likewise, parameters that
fit the OVAR data resulted in minimal dumping of the velocity storage
after reorientation. Although we did not include it in the model here,
the framework allows for dumping by other sensory mismatches. For
example, visual input during postrotatory nystagmus could also be used
to drive the velocity-dumper.
Because the reorientation of the axis of eye velocity to upright was
small in our data, we opted not to account for it in the model. Thus
our model is specific for the main features of human canal-otolith
interaction observed here and during OVAR (Haslwanter et al.
2000
) and cannot account for data from postrotatory tilt
studies in monkey, where the axis of eye velocity aligns with gravity
(Angelaki and Hess 1994
; Merfeld et al.
1993b
). The Angelaki and Hess model, which does explain the
postrotatory tilt data in monkeys, is quite specific for that stimulus
and does not reproduce the generation of linear VOR by otolith
stimulation (Angelaki and Hess 1995
).
| |
ACKNOWLEDGMENTS |
|---|
We thank R. Jaeger for implementing the original canal-otolith interaction model, A. Züger for technical assistance, and Dr. L. Young for valuable comments.
This work was supported by the Swiss National Science Foundation (3231-059838.97/3200-052187.97 and 31-63669.00), the Betty and David Koetser Foundation for Brain Research, the Hartmann-Müller Foundation, the EMDO-Foundation, and the Olga-Mayenfisch-Foundation.
| |
FOOTNOTES |
|---|
Address for reprint requests: C. J. Bockisch, Dept. of Neurology, Univ. Hospital Zürich, Frauenklinikstr. 26, CH-8091, Zürich, Switzerland (E-mail: Chris.Bockisch{at}nos.usz.ch).
1
More specifically, the cupula returns to the resting
position with a time constant of ~7 s, i.e. after 7 s the
deflection of the cupula has decreased by 1/e (= 63%).
A central neural processing mechanism called "velocity storage"
extends this time constant for horizontal rotations to ~20s
(Raphan et al. 1979
).
2 We simulated the canal response to both acceleration profiles, assuming the canal transfer function can be described by a single time constant of 4.5 s. Because the time constant of the canals is significantly larger than the acceleration period, the maximum difference in the peripheral responses was <3% of the response signal. Canal time constants >4.5 s, or any kind of velocity storage, led to even smaller differences.
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REFERENCES |
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