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J Neurophysiol (January 1, 2003). 10.1152/jn.00979.2001
Submitted on Submitted 29 November 2001; accepted in final form 26 July 2002
1Department of Physical Medicine and Rehabilitation and 2Department of Physical and Biomedical Engineering, Northwestern University Medical School, Chicago, IL 60611; 3Sensory Motor Performance Program, Rehabilitation Institute of Chicago, Chicago, Illinois 60611; and 4Department of Biomedical Engineering, Marquette University, Milwaukee, Wisconsin 53201-1881
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ABSTRACT |
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Hornby, T. G.,
W. Z. Rymer,
E. N. Benz, and
B. D. Schmit.
Windup of Flexion Reflexes in Chronic Human Spinal Cord Injury: A
Marker for Neuronal Plateau Potentials?.
J. Neurophysiol. 89: 416-426, 2003.
The physiological basis
of flexion spasms in individuals after spinal cord injury (SCI) may
involve alterations in the properties of spinal neurons in the flexion
reflex pathways. We hypothesize that these changes would be manifested
as progressive increases in reflex response with repetitive stimulus
application (i.e., "windup") of the flexion reflexes. We
investigated the windup of flexion reflex responses in 12 individuals
with complete chronic SCI. Flexion reflexes were triggered using trains
of electrical stimulation of plantar skin at variable intensities and
inter-stimulus intervals. For threshold and suprathreshold stimulation,
windup of both peak ankle and hip flexion torques and of integrated
tibialis anterior electromyographic activity was observed consistently in all patients at inter-stimulus intervals
3 s. For subthreshold stimuli, facilitation of reflexes occurred only at intervals
1 s.
Similarly, the latency of flexion reflexes decreased significantly at
intervals
1 s. Patients that were receiving anti-spasticity medications (e.g., baclofen) had surprisingly larger windup of reflex
responses than those who did not take such medications, although this
difference may be related to differences of spasm frequency between the
groups of subjects. The results indicate that the increase in spinal
neuronal excitability following a train of electrical stimuli lasts for
3 s, similar to previous studies of nociceptive processing. Such
long-lasting increases in flexion reflex responses suggest that
cellular mechanisms such as plateau potentials in spinal motoneurons,
interneurons, or both, may partially mediate spinal cord
hyperexcitability in the absence of descending modulatory input.
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INTRODUCTION |
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Uncontrolled flexion spasms
are a common clinical manifestation of spasticity in individuals with
chronic spinal cord injury (SCI), and these spasms frequently interfere
with functional independence (Little et al. 1989
). After
recovery from spinal shock, many types of innocuous or noxious
cutaneous or muscle stimuli to the lower limb can elicit a prolonged,
coordinated pattern of hip flexion and ankle dorsiflexion, similar to
flexion withdrawal reflexes (Schmit et al. 2000
).
Medical treatment of such involuntary responses typically involves
pharmacological interventions targeted at the central or peripheral
neuromuscular apparatus, although the underlying mechanisms for such
behaviors are unknown.
The predominant theory regarding the mechanism underlying these
behaviors involves an increased excitability of spinal neurons after
SCI. In particular, previous work in the decerebrate cat has suggested
that hyperexcitability of interneuronal pools after acute complete or
partial spinal section results in a transition from rigidity to
excitable flexion reflex behaviors (Burke et al. 1972
;
Rymer et al. 1979
). The exact nature of this
hyperexcitability is unknown, but it is thought to be primarily a
result of the release of interneuronal circuits from descending
inhibitory influences (Engberg et al. 1968
;
Heckman 1994
).
One possible mechanism for the observed increased excitability after
SCI may be the manifestation of plateau potentials (PPs) in spinal cord
neurons. In most vertebrate species, PPs are observed as voltage-gated
sustained periods of depolarization or discharge that can amplify and
prolong the effects of excitatory inputs (reviewed in Hultborn
1999
; Kiehn and Eken 1998
). PPs are also associated with "warm-up" or windup, in which repeated stimulation at intervals <4-6 s progressively facilitates neuronal excitability (Bennett et al. 1998
; Svirskis and Hounsgaard
1997
). In motoneurons, manifestation of such nonlinear behavior
typically requires descending or exogenous neuromodulatory input.
Specifically, PP activity in motoneurons recorded from the decerebrate
cat is abolished after spinalization and returns after administration
of monoamines (Hounsgaard et al. 1988
). The effects of
monoaminergic agents differ between spinal neuron populations, however,
exciting motoneuronal populations and inhibiting interneurons
(Heckman 1994
). Accordingly, interneurons can
demonstrate cellular behaviors indicative of PPs, including
long-lasting windup (Morisset and Nagy 1999
;
Russo and Hounsgaard 1994
), after release of descending
inhibition that occurs during acute spinalization.
The functional significance of PPs has remained questionable
(Kiehn and Eken 1998
) although their presence was
inferred from motor unit recordings >10 years ago (Eken and
Kiehn 1989
) and more recently during normal motor behaviors
(Eken 1998
; Gorassini et al. 1999a
),
including in studies involving humans (Gorassini et al. 1998
,
2000
; Kiehn and Eken 1997
). Recent evidence from a minimally disruptive, chronically S2-spinalized
adult rat indicates that PPs may be present in motoneurons without
exogenous neuromodulation (Bennett et al. 2001
) and
contribute to spastic motor behaviors. One month after spinalization,
hyper-reflexive behaviors of the tail appear, characterized by periods
of hypertonicity, flexion and extensor spasms, and clonus, triggered
either by muscle stretch or cutaneous inputs (Bennett et al.
1999a
). Intracellular recordings from motoneurons innervating
the tail of the adult rat after chronic spinalization reveal
spontaneous PP behavior. Such behaviors were rarely present in the
acutely spinalized state; rather, their manifestation usually required
neuromodulatory input. The time frame for generation of spontaneous PPs
is consistent with that of the spastic motor behaviors, indicating that
PPs may underlie such abnormal motor activity. Similar findings were
reported nearly 10 years earlier in the chronically spinalized adult
cat (Eken et al. 1989
) and were hypothesized to
contribute to spasticity after neurological injury. In a recent study,
motor-unit recordings during prolonged spasms in humans with SCI
demonstrated behavior possibly indicative of underlying PPs
(Gorassini et al. 1999b
, 2000
). Further, PPs have been
implicated in prolonged motor output after low-intensity muscle
stimulation in individuals with chronic SCI (Collins et al.
2001
) with no mention of the contribution of the observed
behavior to spasticity.
In this study, we investigated the possibility that PPs in spinal
pathways contribute to the hyperexcitability of flexion withdrawal
reflexes in human subjects with chronic SCI. As suggested previously
(Eken et al. 1989
), prolonged spastic motor behaviors (such as flexion withdrawal) that outlast synaptic excitation appear
qualitatively similar to motoneuron behaviors with PPs in reduced
preparations. We hypothesize that, if present, PPs contribute to the
windup of such flexion reflexes at prolonged intervals, consistent with
facilitation of plateaus in reduced preparations. Evidence of windup in
chronic SCI would indicate the presence of a plateau-like phenomenon,
and contribute to our understanding of the pathophysiology underlying spasticity.
A preliminary account of this work has been published previously in
abstract form (Hornby et al. 2001
)
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METHODS |
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Subjects
Individuals were recruited into this study through the inpatient and outpatient clinics of the Rehabilitation Institute of Chicago. Inclusion criteria included a history of chronic SCI (>6 mo) at the 8th thoracic spinal cord level (i.e., T8) or higher and subject or physical-therapist report of spasms. Further, subjects were selected to participate only if sensation or volitional control was absent in their lower extremities (i.e., clinically complete lesions with American Spinal Injury Association Classification A). Exclusionary criteria included: multiple CNS lesion sites or secondary lesions of the cord; a history of peripheral nerve injury in both legs; the presence of significant complications such as skin breakdown or secondary infections; heterotrophic ossification in the lower extremities; significant osteoporosis; respiratory failure; presence of a cardiac pacemaker; or other concurrent illness limiting the capacity to conform with study requirements. Consent was obtained for each subject, and all procedures were conducted in accord with the Helsinki Declaration of 1975 and approved by the Institutional Review Board of Northwestern University.
Thirteen subjects with clinically complete, chronic SCI were enrolled
in this study, 12 of whom (2 females, 10 males) met the inclusion
criteria and were eligible to participate. The mean age of the subjects
was 39.2 yr (range: 24-67), and mean duration since injury was 8.9 yr
(range: 1.5-27.8). All subjects presented with lesions between the
C5 and T8 spinal cord
levels, and all reported spasms during the day. The Penn Spasm
Frequency Scale (Penn 1988
), a self-report rating, was
used to estimate the number of spasms experienced by the subjects
(scores of 0 = no spasms, 1 = spasms triggered only by
stimulation, 2 = <1 spasm/h, 3 = >1 spasm/h, and 4 = >10 spasms/h). One patient reported a score of 1, four patients
reported a score of 2, six patients reported a score of 3, and one
patient reported a score of 4. At the time of the study, six subjects
were medically prescribed anti-spastic agents to reduce the intensity
and frequency of spasms. Four were prescribed a combination of baclofen
(90-160 mg/day) and diazepam (3 subjects; 10-15 mg/day) or tizanidine
(1 subject; 5 mg/day) while two subjects received diazepam only (15-20
mg/day). Patients were not instructed to alter their medication dosage
or schedule prior to or during the experiment.
Experimental design
The details of the experimental setup have been described
previously (Schmit et al. 2000
). Briefly, each
participant was transferred to the adjustable-height chair of the
testing apparatus (Biodex Rehabilitation/Testing System 2; Biodex
Medical Systems, Shirley, NY). The foot of the tested extremity was
placed in a footplate at seat height, attached to a 6-df load cell, and
secured using a clamp placed on the dorsum of the foot and a heel
strap. Angles of the hip (range: 75-110°), knee (85-135°), and
ankle (105-125°) and segments lengths of the thigh, shank, and
foot-to-load cell were determined to calculate joint torques using
equations described previously (Schmit et al. 2000
). All
signals were low-pass filtered (200 Hz), and sampled at 500 Hz using
data-acquisition cards (National Instruments, Austin TX) on a personal computer.
Surface electromyograms (EMGs) were recorded from the tibialis anterior
(TA), medial gastrocnemius (MG)/soleus, rectus femoris (RF), and medial
hamstrings (MH; semimembranosus/semitendinosus) in all 12 subjects.
Active Delsys electrodes (model DE2.1, Delsys, Boston MA) were applied
to lightly abraded, degreased skin over the respective muscle belly.
The signals were amplified (10,000 times), filtered (20-450 Hz;
Bagnoli 4, Delsys), and sampled at 1,000 Hz using the same computer
system used for acquiring the torque data. Consistent with previous
reports (Hiersemenzel et al. 2000
), preliminary studies
indicated minimal and/or inconsistent EMG activity of the contralateral
TA and MG. Routine investigation of contralateral lower extremity EMG
activity was therefore precluded.
Flexion reflexes were elicited by electrical stimulation through
bipolar surface electrodes (Blue Sensor, Medicotest, Rugmarken, DK)
placed 1 cm apart at the foot. In 10 subjects, stimulating electrodes
were placed on the medial arch. In the remaining subjects, minimal
responses were observed after medial arch stimulation, and electrodes
were moved to the web space between the first and second digits. In
contrast to previous results in neurologically intact humans
(Sonnenborg et al. 2001
), stimulation at the two different sites elicited qualitatively similar flexion withdrawal patterns, as measured by relative proportions of ankle, knee, and hip
torques across the subjects.
Stimulation was triggered by a custom-made computer program and delivered through a constant current stimulator (Model DS-7A, Digitimer Stimulator, Hertfordshire, UK). The electrical stimulus train consisted of a 20-ms, 500-Hz pulse train composed of 10 monophasic pulses (each pulse of 1-ms duration). Stimulus-response curves were first generated by randomly varying the intensity of stimulation (0-20 mA at 5-mA intervals; 30-70 mA at 10-mA intervals) while recording EMGs and torques. Each stimulus train was repeated five times at each intensity, with a 20-s interval between stimuli. The minimum current at which EMG activity was observed in the TA after stimulation was defined as the reflex threshold current. An example of a typical flexion withdrawal response at 50-mA stimulation and the stimulus-response relation is provided in Fig. 1.
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To examine the time-dependent variation in flexion reflexes, the intervals between stimuli were varied between 0.5 and 20 s. In all subjects, current intensities of 50 mA and reflex threshold current were repeated 5-10 times at inter-stimulus intervals of 0.5, 1, 2, 3, 5, and 20 s. In four subjects, additional stimuli were applied at random intervals between 0.5 and 60 s. A delay of >60 s was provided between the trials of different inter-stimulus intervals.
Data collection and analysis
Elicitation of flexion reflex patterns was typically characterized by a rapid increase in EMG activity, followed by a slow decline to baseline (see Fig. 1). The onset and offset of activity were determined using MATLAB. The 60-Hz noise was removed from the EMG signals using a band-stop filter at 55-65 Hz (4th-order Butterworth filter applied backward and forward to remove phase delays). The signal was then rectified and smoothed (i.e., low-pass Butterworth filtered again applied forward and backward to remove phase delays). To detect the onset of EMG activity, a fourth-order 10-Hz filter was utilized to smooth the rectified signal. The time at which the rate of rise of the rectified signals reached a consistent threshold (first derivative of the TA EMG amplitude >2.5 V/s) was detected across experimental trials and subjects. To detect the offset of EMG activity, a fourth-order 6-Hz filter was used to smooth the rectified EMG. The frequency cutoff to detect the onset of activity was higher than the cutoff for the offset because the EMG onset was sudden while the offset was often composed of small lingering bursts of activity. The time at which the rectified signal decreased <0.300 mV above the mean baseline activity (determined from quiescent trials) was identified as the offset of EMG activity. Latency and duration of EMG activity were detected from onset and offset signals, and the area of rectified, smoothed EMG activity during flexion reflexes was calculated.
Torque data were obtained for the hip, knee, and ankle after elicitation of flexion spasms. The signals were low-pass filtered at 25 Hz using a fourth-order Butterworth filter and plotted against time. Peak ankle, knee, and hip torque responses were identified for each subject.
Inconsistency of EMG activity detected in muscles other than TA and of knee torque responses prohibited their quantitative analysis. Integrated EMG activity, latency of TA EMG onset, and peak hip and ankle torques were determined for 10 subjects for all intervals at 50 mA and at reflex threshold current intensity. In one additional subject, only integrated TA EMG activity and latency were determined for trials at 50 mA, and this subject was not tested at reflex threshold current. In another subject, the reflex threshold current did not reliably generate a flexion withdrawal with TA activity.
The first five stimuli per trial were analyzed. Due to the variability in magnitude of responses between subjects, EMGs and torques were normalized to the initial (1st) response. Conversely, absolute values of the EMG latencies are reported. The focus of the analysis was on the temporal summation of these reflexes, which was typically maximal at the second and third responses. Each normalized second and third response were compared statistically to the first responses by use of a standard paired t-test, with significance noted at P < 0.05 and P < 0.01.
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RESULTS |
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In the present study, we investigated the withdrawal responses to repetitive cutaneous stimulation on the foot of subjects with complete chronic SCI. A stimulus-response relationship was first determined by stimulating at various current amplitudes (5-70 mA), while joint torques of the hip, knee, and ankle, and integrated EMGs of selected musculature were recorded. Single trains of stimuli were delivered at intervals between 0.5 s and 20 s, at subthreshold, threshold, and suprathreshold (50 mA) current intensities.
Stimulus response relationship
After a suprathreshold electrical stimulus, flexion reflexes were
elicited, and these consisted of coordinated hip flexion and ankle
dorsiflexion, with TA EMG activity present in all subjects tested. The
typical EMG and joint torque responses for a flexion reflex triggered
at a stimulus intensity of 50 mA, and the associated stimulus-response
relation for one subject is presented in Fig. 1. Responses to
stimulation were typically one of two types: a monophasic response of
rapidly rising and slowly decaying EMG and torque or a bursting pattern
of activity. Both types of flexion withdrawal responses in individuals
after SCI have been reported previously (Remy-Neris et al.
1999
; Shahani and Young 1971
).
Figure 1A shows a typical example of the variability of motor responses after elicitation of flexion withdrawal in a single subject. In subjects demonstrating flexion reflexes, the large amplitude of TA EMG activity is consistent across all responses. For the data in Fig. 1A, the MH activity was substantial while RF EMG activity was minimal. Further, activity from the MG was small or absent in this and all other patients (data not shown). Of the torques generated after stimulation, hip flexion and ankle dorsiflexion were observed consistently across all subjects. Knee torque was typically inconsistent and smaller in comparison.
Figure 1B demonstrates the stimulus-response relation for an individual subject in which TA EMG activity and hip and ankle torques, averaged across five trials at 20-s intervals, increased with increasing current intensity. Threshold currents averaged 16.67 ± 5.77 (SD) mA (range: 5-30). EMG activity recorded from the TA muscle and a corresponding ankle dorsiflexion torque were the earliest signs of flexion withdrawal at low stimulus amplitudes. Hip torques were predominant at higher stimulus intensities, while ankle dorsiflexion torque generally reached a plateau at intensities >50 mA.
Windup for suprathreshold stimuli
To investigate the history-dependent nature of the flexion reflexes, stimuli were applied at randomly selected intervals of 0.5-20 s at 50 mA for 12 subjects (mean: 3.33 times threshold). Figure 2 demonstrates the EMG and torque responses of one subject to repeated 50-mA stimuli applied at intervals of 0.5 and 3 s. At 0.5-s intervals, the amplitude and duration of TA EMG activity increased substantially with repeated stimuli. Joint torques at the ankle and hip underwent similar increases in magnitude at short inter-stimulus intervals, increasing in these examples to ~120-140% of their first stimulus values. For stimuli delivered every 3 s, changes in EMG activity and joint torques were not as dramatic as observed following stimuli delivered every 0.5 s. Specifically, there were notable increases in TA EMG and ankle and hip torques with repeated flexion reflexes although not as pronounced as at the shorter intervals.
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The effects of repeated activation of flexion reflexes across all
subjects at varying stimulus intervals are shown in Fig. 3 and Table
1. Figure 3 shows averaged normalized TA
EMG activity and ankle and hip flexion torques across five sequential
stimuli at 0.5- to 20-s intervals. Significant increases in both
normalized EMG and torques are evident at 0.5- and 1-s intervals,
particularly at the second and third responses, as noted in Table 1.
With repeated large flexion reflexes, torque at both the ankle and hip
increased
160-180% of that normally achieved with single stimuli.
After such increases, joint torques declined substantially with
repeated stimuli. The decline in ankle joint torque was striking considering the maintenance of elevated excitability of the TA at short
intervals, indicating possible excitation-contraction failure or
metabolic fatigue (Gandevia et al. 1995
).
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At longer stimulus intervals of 2-3 s, increases in TA EMG and hip
joint torques were modest in comparison to results at
1 s. These
responses were still consistent and often reached statistical significance (see Table 1). Specifically, at 2-s intervals, both TA EMG
activity and hip torque increased rapidly after repeated stimulation
with significant differences noted at the second stimulus. In contrast,
stimuli applied at 3-s intervals increased at a slower rate, with
significant changes in TA activity noted at the third stimulus.
Surprisingly, increases in ankle flexion torque reached 120% of the
first stimulus level at 2 s but did not change substantially at
3-s intervals. At 5- and 20-s intervals, there was no significant change observed in TA EMG or hip and ankle torque with repeated stimulation.
The rapid rise and subsequent decline of EMG and torques demonstrated
in Fig. 3 indicate that both adaptive and facilitative processes
contributed to changes in reflex responses with repeated stimulation.
To assess the time course of altered spinal excitability, the relative
changes in TA EMG activity at the second stimulus for all subjects at
all intervals (0.5-60 s) were combined, including the data from four
subjects in which random intervals were applied. Figure
4 shows the exponential decay of the
excitability of flexor reflexes with a time constant of 4.7 s.
This time course of decay is similar to that of PP-generated windup of
spinal cord neurons in reduced preparations (Bennett et al.
1998
; Svirskis and Hounsgaard 1997
). Notably,
the TA EMG activity did not recover to 100% of its initial value but
rather declines even with long-duration intervals. Such a decline of
reflex excitability was observed in every experimental session as has
been reported previously (Dimitrijevic and Nathan 1968
).
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Windup with threshold and subthreshold stimuli
Windup of flexion reflexes was also noted for stimuli applied just
at or even below the reflex threshold current. Figure
5A shows the TA EMG and ankle
dorsiflexion and hip flexion torques of one subject in response to
stimuli at threshold intensity (10 mA), delivered at 0.5-s intervals.
Substantial increases in joint torques and corresponding TA EMG
activity were evident at short intervals and consistent across the
population of subjects. Combined data of the normalized increases in TA
EMG activity with repeated threshold stimulation are presented in Fig.
5B. Quantitative comparisons of TA EMG and ankle and hip
joint torques are provided in Table 1. In contrast to repeated 50-mA
stimulation, threshold stimuli elicited relatively greater responses as
normalized to the first responses, which was likely due to the smaller
initial responses. Significant increases were, however, present at
intervals
3 s.
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Ankle and hip torques measured during repeated threshold stimulation
were more variable than TA EMG activity. In particular, ankle torques
increased significantly for intervals
2 s but not at 3-s intervals.
Changes in hip torques, however, were not statistically significant at
any of the stimulus intervals, likely due to the large variability of
responses recorded from different subjects (see Table 1). For example,
in one subject hip torque increased nearly 10 times greater than the
response generated at threshold, whereas in another, very little hip
torque was observed.
In previous studies using reduced preparations, repeated or prolonged
subthreshold stimuli elicited delayed depolarization or discharge of
dorsal interneurons and
motoneurons dependent on underlying PPs
(Bennett et al. 1998
; Russo and Hounsgaard
1994
; Svirskis and Hounsgaard 1997
). To
investigate whether similar behaviors could be demonstrated following
SCI in humans, we delivered repeated subthreshold electrical stimuli at
multiple intervals to seven subjects. Stimuli delivered at 5-10 mA
below threshold [mean 7.1 ± 2.7 (SD) mA; range: 5-10 mA]
generated no responses at the first interval but elicited responses
with subsequent stimuli.
To illustrate this phenomenon, the reflex responses of a subject after
application of repeated subthreshold current pulses at 0.5- and 1.0-s
intervals are shown in Fig. 6. At shorter
intervals, repeated stimuli elicited substantial EMG activity in the
TA, with large ankle and hip torques approaching 80% of those values generated following single 50-mA stimuli. By the third stimulus in all
seven subjects, subthreshold stimuli at 0.5-s intervals generated an
average of 38 ± 27% (mean ± SD) of the EMG activity noted
in TA for responses generated at a single 50-mA stimulus. As shown in
Fig. 6, the windup is reduced at 1-s intervals, with mean TA EMG
activity reaching only 20 ± 17% of that elicited with single
50-mA stimuli. As expected, torque responses at both the hip and ankle
increased as well (~30% of responses at single 50-mA stimuli).
Responses to subthreshold stimuli were typically absent at intervals
>1 s. In one case, however, we observed facilitation at
3-s
intervals as has been presented anecdotally by Dimitrijevic and
Nathan (1968)
. We found this to be an exception to the
population behavior, however.
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Reduction in response latency with repeated stimulation
Previous studies of the windup phenomenon in models of nociception
have demonstrated a decrease in time to onset of electrophysiological responses with repeated stimulation in reduced preparations
(Herrero et al. 2000
). To assess whether this phenomenon
occurred during repetitive triggering of flexion reflexes in chronic
SCI, we assessed the latency of TA responses during repeated
stimulation at both 50-mA and reflex threshold current. We found that
there was a consistent reduction in latency with repeated stimulus
application. An example of a decrease in latency is provided in Fig.
7A, with a more rapid onset of
EMG activity with repeated stimuli applied at 0.5-s intervals.
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Quantification of the reduction in latency on reflex onset with
variable inter-stimulus intervals revealed that the most pronounced decrease occurred at intervals
1 s. Figure 7B demonstrates
this variation, in which the mean onset of flexion reflexes decreased from 92 ± 65 to 47 ± 11 (SD) ms on the second stimulation
using 0.5-s intervals and 95 ± 44 to 53 ± 16 ms with 1-s
intervals (both at P < 0.01). The observed decrease in
latency observed at 2.0-s intervals during 50-mA stimuli was modest but
not statistically significant (P = 0.05). Similar
behaviors were observed at threshold current intensities, with
significant decreases in latency only at 0.5 s (119 to 48 ms) and
1-s intervals (104 to 61 ms; both at P < 0.01). Such
large reductions in response onset may indicate a reduction in duration
of spinal processing of afferent information and/or a change in the
pathway of transmission for these afferent responses from slower (type
C) to faster (type A
) conducting nerve fibers (Schouenborg
and Sjolund 1983
).
Effects of anti-spasticity medications and generation of windup
Baclofen, a GABAB agonist commonly
prescribed to patients with uncontrolled spasms after SCI, has been
shown to decrease PP behavior in ventral horn neurons the adult turtle
(Svirskis and Hounsgaard 1998
). The effects of other
anti-spastic agents, in particular diazepam and tizanidine, on PP
activity is unknown, although both have been shown to reduce spinal
neuronal excitability through GABAA and
adrenergic
2 receptors, respectively.
To investigate the extent to which these various anti-spastic
medications reduce windup, flexion withdrawal responses of subjects prescribed anti-spastic medications were grouped together and compared
with the responses of subjects not taking such medications. Surprisingly, windup of the second response in subjects on medications was 30% greater on average than that of the subjects not prescribed anti-spastic agents. Similarly, with threshold stimulation, windup was
nearly 50% less in subjects not receiving medications at 0.5-s intervals and 35% less at 1-s intervals. Differences between the groups were not statistically significant (P
0.10 at
all intervals), likely due to the small size of each group
(n = 6). A possible explanation for this result may
have been the different levels of spasticity experienced by the two
patients groups. Indeed, the mean Penn score for patients receiving
anti-spastic medication was slightly higher (3.0 vs. 2.17; median: 3.0 vs. 2.0), although their reflex threshold currents were slightly higher
on average (14.1 vs. 10.1 mA). There was no apparent relation between
the reflex threshold current, medication usage, Penn Spasm Frequency scores, and the level of injury. The limited number of patients in each
category precluded further analysis of any difference; however, the
spasms experienced by the subjects may be linked to the extent of
windup of flexion reflexes.
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DISCUSSION |
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In this study, we have provided quantitative evidence of windup of
flexion reflexes in individuals with chronic SCI with repeated stimulation, as reported anecdotally by others (Dimitrijevic and Nathan 1968
, 1970
; Shahani and Young 1971
). With
repeated threshold and suprathreshold stimuli, significant increases in
TA EMG activity and ankle and hip torques were demonstrated at
intervals
3 s. At lower stimulation intensities, higher frequencies
were required to facilitate reflexes, indicating that windup was
dependent on both stimulus intensity and interval. The latency of EMG
onset was also reduced significantly with stimuli applied at
1 s,
suggesting a possible change in afferent pathways mediating flexion
reflexes. The extent of windup was unexpectedly greater in subjects
prescribed anti-spasticity medications, although this may be attributed
partly to differences in the severity of spasticity in the two groups.
Prolonged flexion reflexes in humans with SCI have been attributed to
increased hyperexcitability of spinal cord circuitry, although the
cellular mechanisms underlying such behaviors are unknown. Long-lasting
reflex activity in experimental models of chronic SCI has previously
been attributed to underlying PP behavior (Bennett et al.
1999a
,b
; Eken et al. 1989
), and the qualitative similarities between the phenomena are remarkable. Here, we provide quantitative evidence that flexion reflexes demonstrate another characteristic of PP behavior, specifically, long-lasting facilitation of excitability (i.e., windup). Such cellular properties may be responsible for hyperexcitable spinal circuitry after injury and are
similar to those mechanisms responsible for windup of nociceptive information. Specifically, both behaviors share properties consistent with underlying PP behavior. Knowledge of the cellular mechanisms underlying spasms may provide a basis for future physical and pharmacological interventions for individuals with SCI.
Mechanisms underlying windup of flexion reflexes
Facilitation of flexion withdrawal reflexes at intervals
3 s is
consistent with previous studies on windup in response to nociceptive
stimuli in both intact and reduced preparations. Early studies
determined that repeated C-fiber input at >0.3 Hz is necessary to
generate windup of dorsal lateral ascending tracts (Mendell 1966
) and flexion reflexes (Price 1972
) in acute
spinal cats. Numerous researchers have since attempted to uncover the
physiological mechanisms underlying frequency-dependent facilitation of
nociceptive information (reviewed in Baranauskas and Nistri
1998
; Herrero et al. 2000
), with both
presynaptic and postsynaptic mechanisms suggested to play a role. While
presynaptic facilitation could contribute to the phenomena observed in
this study, the marked reduction of windup in reduced preparations with
manipulation of postsynaptic mechanisms (as described in the following
text) has led us to consider the latter as a more likely candidate.
Possible postsynaptic mechanisms underlying windup include the
contribution of N-methyl D-aspartate (NMDA)
receptors, summation of slow excitatory potentials mediated by
neuropeptides (e.g., substance P), and/or intrinsic
Ca2+ conductances responsible for PPs
(Baranauskas and Nistri 1998
). While application of
specific antagonists to substance P and NMDA reduces windup
(Baranauskas et al. 1995
; Barbieri and Nistri
2001
; Davies and Lodge 1987
; Dickenson
and Sullivan 1987
), NMDA currents decay after 100-300 ms in
spinal neurons (Dale and Grillner 1986
; Dale and
Roberts 1985
; see comment by Currie and Stein
1988
). Further, substance P has been shown to enhance PPs
(Russo and Hounsgaard 1997
), indicating that these
modulatory pathways may not be mutually exclusive.
The present results revealed a time course of facilitation that is most
similar to results from reduced preparations in which PPs are directly
observed or tested for. For example, studies in the in vitro rat spinal
cord demonstrated windup in ~30% of deep (lamina V) dorsal horn
neurons using dorsal root and intracellular stimulation at 0.4-1.0 Hz
(1.0-2.5 s intervals) (Morisset and Nagy 1998
, 1999
).
Windup at these intervals was similar to that observed in turtle
(Svirskis and Hounsgaard 1997
) and cat motoneurons (Bennett et al. 1998
) and did not change following
blockade of NMDA receptors (Morisset and Nagy
2000
). These cells were shown to possess the L-type
Ca2+ current thought to be primarily
responsible for PP formation (Morisset and Nagy 1999
).
Blockade of this current by nifedipine decreased PP activity and windup
in both rat (Morisset and Nagy 2000
) and turtle dorsal
horn neurons (Russo and Hounsgaard 1994
, 1996
). Further,
in a preliminary study of flexion reflexes in intact, 3-wk-old rats
(Sibon et al. 1999
), application of nifedipine reduced
windup by 90% without alteration of the first response. Such studies
indicate a predominant role of nifedipine-sensitive PPs in the
facilitation of responses to repeated stimuli delivered within 3 s, as described in this study.
Neural substrates underlying windup of hyperexcitable reflexes after SCI
Hyperexcitable interneurons have long been postulated to
contribute to exaggerated flexion reflexes after acute partial or complete SCI in the decerebrate cat preparation (Engberg et al. 1968
). For example, brief activation of mechanosensitive muscle free nerve endings produces prolonged activity in interneurons from
lamina V-VII that corresponds with prolonged flexor activity and
extensor inhibition (Cleland and Rymer 1990
, 1993
;
Cleland et al. 1990
). Such prolonged interneuronal
discharge after a brief stimulus (cf., Chen et al. 2001
)
is strikingly similar to PP behavior in spinal neurons (e.g.,
Lee and Heckman 1998
). While these interneurons respond
to both muscle stretch and contraction, they are also excited by a wide
variety of noxious and innocuous modalities (Cleland and Rymer
1993
). Similarly, deep dorsal horn neurons that demonstrate PPs
spontaneously in the aforementioned in vitro rat spinal cord studies
are multi-receptive, or wide dynamic range, cells (Morisset and
Nagy 1999
). These particular cells demonstrate the greatest
windup at frequencies >0.3 Hz, similar to the time course of windup of
flexion reflexes (Schouenborg and Sjolund 1983
). It is
therefore likely that the multi-receptive interneurons responsible for
exaggerated flexion withdrawal (in the in vivo cat after spinal
hemisection) are the same class of cells with identified PPs
responsible for the windup of flexor reflexes (in the in vitro rat
spinal cord).
In this study, the evidence that multi-receptive, PP-generating
interneurons contribute to facilitation of prolonged flexion reflexes
is twofold. First, low-threshold (i.e., ~5 mA), nonnoxious, single or
repeated stimuli were sufficient to elicit flexion reflexes in 5/12
patients, consistent with a reduction in threshold of reflexes in
subjects with SCI (Shahani and Young 1971
). Second, as
discussed previously (Dimitrijevic and Nathan 1970
), the
decrease in latency of flexion reflex onset with repeated stimuli at
1-s intervals suggests that large sensory fibers mediate such
responses. In reduced preparations, short-latency reflex responses,
likely mediated by A
fibers, have been observed with stimulation at intensities sufficient to activate C fibers (Schouenborg and
Sjolund 1983
). The multi-receptive cells likely contributing to
hyperexcitable flexion withdrawal may initially respond to
high-threshold stimuli mediated by A
or C fibers and subsequently
relay information through A
fibers with repeated stimuli. One
drawback to this hypothesis is that low-threshold stimuli transmitted
by A
fibers generated long latency flexion withdrawal reflexes on
the first response in some subjects. It is likely that long-lasting
spinal processing of afferent information contributes to the initial long latency of responses but repeated stimuli reduce the duration of
this processing.
With our stimulation paradigm, we cannot exclude the role of PPs in
motoneurons in the facilitation of flexor reflexes. As described
previously, spastic motor behaviors of the tail were observed at 1 mo
after spinal transection at the S2 level in the adult rat (Bennett et al. 1999a
) and consistent with the
onset of spontaneous PP generation in tail motoneurons
recorded in vitro (Bennett et al. 1999b
, 2001
). Two
recent studies in humans with SCI have attributed involuntary motor
behaviors to motoneuronal PPs (Collins et al. 2001
;
Gorassini et al. 1999b
, 2000
). In these reports and the
present work, the evidence for the presence and locus of PPs was
necessarily indirect and the data can similarly be attributed to
interneuronal PPs. At this point, detailed electrophysiological investigation of both types of spinal neurons in reduced preparations after acute and chronic SCI is necessary to understand their relative contribution toward spastic motor behaviors.
Relation to spasticity and pharmacological interventions
The observation that windup of flexion reflexes was greater in
individuals prescribed medications to manage their spasticity was
surprising, considering the depressive effects of baclofen (Svirskis and Hounsgaard 1998
) and possibly tizanidine
(Heckman 1994
) on PPs and on neuronal excitability in
general (diazepam). This difference was at least partly accounted for
by the patients' reports of spasm frequency (Penn
1988
). This subjective measure considers only frequency and not
intensity of spasms, however, and is poorly correlated with other
clinical measures of spasticity (Priebe et al. 1996
). In
a previous study examining the contribution of PPs underlying spasms in
human SCI (Gorassini et al. 2000
), there was no
indication of an association between PP behavior and the magnitude of
spasms. While our results on this relationship are anecdotal and
speculative, clinical assessment of spasticity specific to SCI,
combined with electrophysiological and biomechanical quantification of
flexion reflex facilitation, could establish whether this association
is truly valid.
In conclusion, we have described the temporal facilitation of flexion
withdrawal reflexes at both threshold and suprathreshold trains of
electrical stimuli. Windup of reflexes was significant at stimulation
intervals
3 s, indicating a long-lasting storage of excitability
similar to PPs. Furthermore, temporal summation was dependent on both
the amplitude and interval duration of the repeated stimuli. While
multiple mechanisms likely play a role, we argue that the observed
behaviors were mediated in part by PPs in the spinal interneuronal, and
possibly motoneuronal circuitry, which are manifested after SCI.
| |
ACKNOWLEDGMENTS |
|---|
We thank V. M. T. Mattiace and Dr. C. J. Heckman for reviewing this manuscript and Drs. Y. Dhaher and D. Kamper for assistance with preliminary data analysis.
This work was supported by National Institutes of Health Grants R01 NS-40901-01 and 5 T32 HD-0748.
| |
FOOTNOTES |
|---|
Address for reprint requests: T. G. Hornby, Dept. of Physical Medicine and Rehabilitation, Northwestern University, 345 E. Superior St., Rm. 1406, Chicago, IL 60611 (E-mail: g-hornby{at}northwestern.edu).
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REFERENCES |
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