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J Neurophysiol (January 1, 2003). 10.1152/jn.00287.2002
Submitted on Submitted 17 April 2002; accepted in final form 8 August 2002
Departments of 1Neurology and 2Physiology and Biophysics, Mount Sinai School of Medicine, New York City, 10029; and 3Department of Computer and Information Science, Brooklyn College of the City University of New York, Brooklyn, New York 11210
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ABSTRACT |
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Yakushin, Sergei B., Theodore Raphan, and Bernard Cohen. Gravity-Specific Adaptation of the Angular Vestibuloocular Reflex: Dependence on Head Orientation With Regard to Gravity. J. Neurophysiol. 89: 571-586, 2003. The gain of the vertical angular vestibuloocular reflex (aVOR) was adaptively altered by visual-vestibular mismatch during rotation about an interaural axis, using steps of velocity in three head orientations: upright, left-side down, and right-side down. Gains were decreased by rotating the animal and visual surround in the same direction and increased by visual and surround rotation in opposite directions. Gains were adapted in one head position (single-state adaptation) or decreased with one side down and increased with the other side down (dual-state adaptation). Animals were tested in darkness using sinusoidal rotation at 0.5 Hz about an interaural axis that was tilted from horizontal to vertical. They were also sinusoidally oscillated from 0.5 to 4 Hz about a spatial vertical axis in static tilt positions from yaw to pitch. After both single- and dual-state adaptation, gain changes were maximal when the monkeys were in the position in which the gain had been adapted, and the gain changes progressively declined as the head was tilted away from that position. We call this gravity-specific aVOR gain adaptation. The spatial distribution of the specific aVOR gain changes could be represented by a cosine function that was superimposed on a bias level, which we called gravity-independent gain adaptation. Maximal gravity-specific gain changes were produced by 2-4 h of adaptation for both single- and dual-state adaptations, and changes in gain were similar at all test frequencies. When adapted while upright, the magnitude and distribution of the gravity-specific adaptation was comparable to that when animals were adapted in side-down positions. Single-state adaptation also produced gain changes that were independent of head position re gravity particularly in association with gain reduction. There was no bias after dual-state adaptation. With this difference, fits to data obtained by altering the gain in separate sessions predicted the modulations in gain obtained from dual-state adaptations. These data show that the vertical aVOR gain changes dependent on head position with regard to gravity are continuous functions of head tilt, whose spatial phase depends on the position in which the gain was adapted. From their different characteristics, it is likely that gravity-specific and gravity-independent adaptive changes in gain are produced by separate neural processes. These data demonstrate that head orientation to gravity plays an important role in both orienting and tuning the gain of the vertical aVOR.
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INTRODUCTION |
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When the head is rotated, the
angular vestibuloocular reflex (aVOR) stabilizes gaze by generating
counter-rotation of the eye in the orbit. In response to higher
frequency and higher acceleration stimuli, the reflex, characterized by
its gain, is close to unity for passive rotations [human, (Aw
et al. 1996
) monkey, (Minor et al. 1999
)].
Generally, however, the aVOR does not precisely compensate for head
movement in darkness either in monkeys (Crawford and Vilis
1991
; Robinson 1963
; Skavenski and
Robinson 1973
) or in humans (Collewijn and Grootendorst
1978
; Gonshor and Melvill Jones 1976b
;
Melvill Jones and Davies 1976
). To overcome this deficiency, the brain has alternate ways to help promote compensation. There is a substantial improvement in aVOR gain during active head
movement (Uemura et al. 1980
, 1981
), during rotation in
light (Barnes 1988
; Barr et al. 1976
),
and when subjects imagine an earth-fixed target (Melvill Jones
et al. 1984
; Schultheis and Robinson 1981
).
Additionally, the gain of the aVOR can be adaptively increased or
decreased so that ocular compensation is more precise (Gonshor
and Melvill Jones 1971
; Miles and Fuller 1974
;
Yakushin et al. 2000b
). While many previous studies of
adaptation have concentrated on the horizontal component of the aVOR,
the vertical (Hirata and Highstein 2001
;
Partsalis et al. 1995a
; Snyder and King
1988
) and torsional (Berthoz et al. 1981
)
components of the aVOR are equally modifiable, and the horizontal,
vertical, and torsional aVORs can be separately adapted (Bello
et al. 1991
). Additionally, vestibular and visual stimuli in
disparate planes can spatially adapt the aVOR so that the eyes move
obliquely in darkness in response to pure horizontal or vertical
stimuli (cross-axis adaptation) (Baker et al. 1986
,
1987a
,b
; Harrison et al. 1986a
,b
; Schultheis and Robinson 1981
).
In both monkeys and humans, the first significant gain changes occur as
early as 20-40 min after onset of the conditioning procedure
(Cohen et al. 1992
; Collewijn et al.
1983
; Gonshor and Melvill Jones 1976a
,b
;
Partsalis et al. 1995a
), and 2 h of adaptation will
produce gain changes in the monkey of about 20-25% (Cohen et
al. 1992
; Partsalis et al. 1995a
;
Yakushin et al. 2000b
). If adaptation is continued for
an additional 2 h, there is only a slight additional gain change
(~5%). At that point, the gain stabilizes and is unchanged even if
stimulation is prolonged for up to 8 h (Bello et al.
1991
; Cohen et al. 1992
; Godaux et al.
1983
; Lisberger et al. 1984
; Miles and
Eighmy 1980
; Nagao 1989
; Yakushin et al. 2000b
). Beyond that, if adaptation continues, there are further significant gain changes (Berthoz et al. 1981
;
Gonshor and Melvill Jones 1976b
; Lisberger and
Pavelko 1986
; Lisberger et al. 1983
; Melvill Jones and Davies 1976
; Miles and Eighmy
1980
; Miles and Lisberger 1981a
). Despite the
possibility that the different periods of adaptation necessary to
produce gain adaptation represent separate processes in the nervous
system, much has been learned from studying short-term adaptation of
the aVOR gain, i.e., the adaptation that takes place within 4 h.
The full range of signals that drive gain adaptation of the aVOR is not
known (Highstein et al. 1997
; Hirata and
Highstein 2001
; Ito et al. 1970
;
Lisberger and Fuchs 1978
; Lisberger
1996
), but induction of retinal slip over extended periods has
been the most effective technique for inducing gain changes
(Gonshor and Melvill Jones 1976a
; Ito and
Miyashita 1975
; Miles and Lisberger 1981b
;
Yakushin et al. 2000b
). Such retinal slip can be
produced by reversing prisms (Gonshor and Melvill Jones 1973
,
1976a
,b
), by magnifying or reducing lenses (Collewijn et
al. 1983
; Gauthier and Robinson 1975
;
Lisberger and Miles 1980
; Miles and Fuller 1974
), or by passive oscillation of the animal in-phase or
out-of-phase with the visual surround (Cohen et al.
1992
; Ito et al. 1974
; Yakushin et al.
2000a
,b
). One hypothesis as to why retinal slip induces
modification of the aVOR gain is that the visual system does not
operate at the same frequencies as the aVOR. The aVOR responds to head
movements at frequencies up to 8-10 Hz (Tabak and Collewijn
1994
), but the visual system can only directly augment the VOR
at frequencies up to ~1-1.5 Hz (Boyle et al. 1985
;
Fender and Nye 1961
; Yakushin et al.
1996
). Consequently, the retinal slip associated with such
high-frequency head movements cannot be accurately sensed by the visual
system. To meet this deficiency, gain values are altered in the
compensatory direction even in the absence of precise ocular following
(Lisberger et al. 1984
). Additionally, retinal error
signals, which invoke the saccadic system, could be used to help adapt
the aVOR for more accurate compensation.
The otoliths, through activation of compensatory and orienting
components of the linear vestibuloocular reflex (lVOR) can also augment
the aVOR (Angelaki et al. 2002
; Paige and Tomko
1991
; Raphan et al. 1996
; Wearne et al.
1999
; see also Raphan and Cohen 2002
, for
review). In a frequency range >1.0 Hz, the compensatory lVOR
superposes with the aVOR to either enhance or suppress the aVOR
(Paige and Tomko 1991
; Telford et al. 1997
,
1998
). In a frequency range of 0.1-1.0 Hz, the gain of the
vertical aVOR was larger when cats were oscillated in pitch about a
horizontal axis than when the gain was tested with the animals on their
sides, rotating around a vertical axis without change in a
gravitational component (Tomko et al. 1988
). The
conclusion of that study was that an orienting component of the lVOR
contributes to the aVOR response. Otolith input also contributes to
orientation of eye velocity produced by angular rotation or by rotation
of the visual surround through velocity storage (Dai et al.
1991
; Hess and Angelaki 1997a
,b
; Raphan
and Cohen 1996
; Raphan and Sturm 1991
;
Raphan et al. 1992
).
We recently demonstrated that if the gain of the vertical aVOR was
adapted in one on-side head position, the gain changes were maximal
when the animals were in this position, and there was little or no gain
change when animals were tested with their contralateral side down
(Yakushin et al. 2000a
). This finding shows that static
orientation of the head with regard to gravity can influence the
high-frequency aVOR response through adaptation of the direct pathway
gain, analogous to the way visual following parametrically modifies the
high-frequency aVOR pathway. We referred to this phenomenon as
gravity-specific aVOR gain adaptation. The purpose of the
present study was to investigate the spatial tuning of the
gravity-specific adaptation of the vertical aVOR to determine the
function that relates such gain changes to head position with regard to
gravity and their frequency characteristics. We also wished to
determine whether the gravity-dependent gain changes were broadly or
narrowly tuned in space to the position in which the gain was adapted
and whether the spatial tuning of adapted gain increases and decreases
following adaptation to two different gravitational contexts could
occur concurrently.
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METHODS |
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Three cynomolgus (Macaca fascicularis, M96012,
M98060, and M98078) and two rhesus (M. mulatta, M98063 and M98064) monkeys were
utilized in this study. The experiments conformed to the Guide for the
Care and Use of Laboratory Animals (National Research Council
1996
) and were approved by the Institutional Animal Care and
Use Committee. Surgical procedures were performed under anesthesia in
sterile conditions. Procedures were performed in two stages. First, a
head mount was implanted on the skull to provide painless head fixation
in stereotaxic coordinates during testing (Beloozerova and
Sirota 1986
, 1993
; Sirota et al. 1988
;
Yakushin et al. 2000b
). At a second surgery 2 wk later,
two three-turn coils were implanted on the left eye. One coil measured
the horizontal and vertical components of eye position (Judge et
al. 1980
; Robinson 1963
). Another coil, placed
approximately orthogonal to the frontal coil (Cohen et al.
1992
), was used to measure the torsional component of eye
position. Postoperatively, the animals were treated with analgesics,
antibiotics and steroids to relieve pain and inflammation.
Recording of eye movements with search coils
During testing, the monkey's head was fixed to a plastic frame,
which held two sets of field coils that generated orthogonal oscillating magnetic fields at the same frequency. The axes of the
field coils were along the interaural (pitch) and dorsoventral (yaw)
axes of the head, establishing a head-fixed reference frame for
measuring the orientation of the frontal and top search coils. Monkeys
were positioned so that the eye with the search coils was at the center
of the magnetic fields. To calibrate eye movement, the animals were
rotated in light at 30°/s about a spatial vertical axis while upright
for yaw, left-side down for pitch and prone for roll. It was assumed
that horizontal and vertical gains were close to unity when upright or
side-down (Raphan et al. 1979
; Robinson
1963
), and torsional gains were assumed to be 0.6 when the
rotation was performed around a naso-occipital axis aligned with the
spatial vertical (Crawford and Vilis 1991
; Henn
et al. 1992
; Yakushin et al. 1995
).
Data processing
Eye position voltages and voltages related to the velocity of
the chair oscillation as well as to the position of the tilt axes were
recorded with amplifiers having a band-pass of DC to 40 Hz. Data were
acquired by computer and analyzed off-line. Voltages were digitized at
600 Hz/channel with 12-bit resolution. Voltages related to eye position
were digitally differentiated by finding the slope of the least squares
linear fit to 11 data points. This corresponds to a filter, which has a
3 dB cutoff >40 Hz, the cutoff frequency of the filters used for data
acquisition. Saccades were eliminated using a maximum likelihood ratio
criterion (Singh et al. 1981
).
Experimental protocol
During testing, the animals sat in a primate chair in a
four-axis vestibular stimulator surrounded by an optokinetic drum. Each
axis went through the center of rotation of the head. The stimulator
used in this study has been described in detail in previous
publications (Yakushin et al. 1995
, 2000a
). In brief, the optokinetic drum had a diameter of 91 cm and contained vertical 10° black-and-white stripes. The axes of rotation of the animals and
optokinetic drum were colinear, and when the optokinetic drum rotated
around the animal in light, it produced full-field visual stimulation.
Gains were decreased by rotating the animal and visual surround in the same direction and increased by animal and the visual surround rotation in opposite directions. Adaptation was carried out over a 4-h period in each instance. To decrease the aVOR gain, the primate and drum axes were rotated in light with steps of velocity of 60°/s in the same direction for 20 s (Fig. 1A). The animals were then stopped for 5 s and rotated in the opposite direction. This resulted in a reduction in the initial eye velocity and a rapid decline in velocity to zero over 3-8 s. To increase the vertical aVOR gain, the animal and optokinetic drum were first rotated in opposite directions in darkness at 30°/s (Fig. 1B). Two seconds after the onset of rotation, the visual surround was illuminated exposing the animal to a relative visual surround movement of 60°/s (30°/s +30°/s) (Fig. 1B). The light was extinguished 2 s before the end of rotation. Five seconds after the end of rotation, the sequence was repeated in the opposite direction. When the animals were adapted in an upright position with steps of velocity, they were rotated at 30°/s for 5 s around the upright (±75°) to ensure that the fore-aft tilts were maintained within 90°.
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In the first set of experiments, the vertical aVOR gain was adapted by oscillating the monkeys (M96012, M98060, and M98078) about an interaural axis in one of three positions: upright, left side down (LSD), or right side down (RSD) in phase or out of phase with the visual surround. Adaptation was done in only one position on any particular day. We refer to this as single-state adaptation.
In a second set of experiments (dual-state adaptation), the vertical aVOR gains were both increased and decreased in the same session. Four animals (M96012, M98060, M98063, and M98064) were first adapted on one side for 15 min to decrease the gain as described in the preceding text. Then their position was shifted so that they were in the opposite side down position, and the gain was increased for 15 min. Adaptation for increases and decreases in gain continued alternately for 4 h. At the end of each hour of adaptation, the aVOR gain was measured in darkness, as described in the following text. When adaptation was completed the aVOR gain was tested in darkness over the next 1-2 h, and the animals were allowed to recover for at least for 48 h before the next experiment.
aVOR gain measurements
Two tests were utilized to measure gravity-specific effects on
vertical aVOR gain adaptation [(eye velocity)/(head velocity)]. In
the first test, shown by Fig. 2, insets,
animals were oscillated sinusoidally at 0.5 Hz 60°/s in darkness
about a pitch axis that was either upright or tilted toward side-down
positions in roll in 10° increments up to 90°. Because the animals
were always rotating in pitch, canal activation was the same in every
head orientation in this test, but the direction of the average static
pitch (otolith) component varied as a function of the head tilt.
Dynamic otolith activation was maximal when the animals were oscillated
about an upright position, and gradually decreased to zero as the axis of rotation was tilted toward side-down. In the second test, shown by
Fig. 5, insets, the animals were sinusoidally rotated about a spatial vertical axis either while upright or statically tilted in
roll with regard to the axis of rotation in 10° increments up to
90°. In this test, canal activation varied as a function of head
orientation from yaw to pitch, while the otoliths were activated only
statically by the head tilt. Due to the limitations of the equipment, a
stimulus frequency of only 0.5 Hz (60°/s) was used for pitch axis
rotation in the first paradigm. In the second paradigm, which utilized
vertical axis rotation, stimulus frequencies ranged from 0.5 to 4 Hz.
The peak stimulus velocity in the second test varied with frequency,
being 60°/s at 0.5 Hz, 30°/s at 1.0 Hz, 15°/s at 2 Hz, and
7°/s at 4.0 Hz. In all instances, the animals were tested in all
head orientations at the lowest frequency first and then at higher
frequencies in ascending order.
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Desaccaded eye velocity was fitted with sinusoids to estimate the gain
and phase of the response in each head orientation (temporal gain and
phase). Changes in gain were expressed as a percentage relative to
preadapted level and plotted as a function of head tilt. To analyze the
magnitude of the gravity-specific aVOR gain adaptation, we applied a
cosine approximation with an unknown bias (C) to this
residual function
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(1) |
Statistical analysis
Depending on the type of experiment, standard t-tests
and ANOVA were used to analyze pairs or sets of data, respectively. A
generally accepted statistical approach for data-model comparison, the
2 test, provided a robust statistical analysis
if there were several hundred data points (Snedecor and Cochran
1967
). This assumption failed if the sample size was small. An
ANOVA is less sensitive to any nonnormality in the data distribution
(Keppel 1991
). To avoid possible complications in the
statistical analysis of the goodness of the fit of the data with any
model-predicted curve and for the data obtained before and after the
gain adaptation, we utilized a reduced case of the ANOVA (F
statistic) (Yakushin et al. 1995
).
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RESULTS |
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Oscillation about an interaural axis (pitch)
When unadapted animals were sinusoidally oscillated about an
interaural axis in darkness, the induced vertical eye velocities were
independent of the position of the axis of rotation with regard to
gravity (Fig. 2, blue traces). Horizontal and roll eye velocities were
negligible in all head orientations (not shown). After the vertical VOR
gain was decreased with the animal in the LSD position, peak eye
velocities were minimal when the animal was in the LSD head orientation
(Fig. 2A, star, red trace), and peak eye velocity increased
toward its original values as the animal was tilted toward the RSD
position (Fig. 2, B-E, red traces). Similarly, when the
vertical aVOR gain was increased in the RSD position, the gain changes
were maximal when the animal was RSD (Fig. 2J, star, red
trace) and there was a gradual decrease in gain toward preadapted
values as the animal's position was shifted from RSD to LSD (Fig. 2,
J-F). There was an up-down asymmetry in the gain decreases;
the changes were larger for downward (+) than upward (
) slow phases
(Fig. 2, A-E). This may be related to differences in
suppression and enhancement of upward and downward eye velocity
observed among the animals (Fig. 1). This animal also had gain
decreases in the downward direction that were present in all head
orientations (Fig. 2, A-E). In contrast, gain increases were symmetrical for eye velocity in the upward and downward directions (Fig. 2, F-J).
The gain of the vertical aVOR was calculated for each head orientation
in the unadapted state and plotted as a function of head tilt to obtain
the spatial responses. Before adaptation, vertical aVOR gains were
close to unity regardless of the angle of head tilt (Fig.
3,
). Small variations in gain around
the upright position may have reflected a contribution of the lVOR to
the response (Tomko et al. 1988
), but there was no
significant difference between approximations of the data with cosine
functions that had a maximum in the upright position and a horizontal
line (F statistic at P = 0.05). There was
also no significant difference between the average gains over all head
orientations for the unadapted state between the trials, which varied
from 0.98 to 1.02 for the three animals tested for single-state
adaptation, being on average 1.00 ± 0.03. After the vertical aVOR
gain had been adaptively increased with the animals upright, the gains
were higher (
1.2) when the animals were tested while rotating
upright about a horizontal axis than when the axis of rotation was
tilted and they were rotating on their sides (Fig. 3, A-C,
). Similarly, when the gain was adapted with the animals in LSD or
RSD positions (Fig. 3, D-F and G-I,
), the
maximal gain increases were observed in these positions. Thus in all
cases, the gain increases were maximal in or around the position in
which the gains had been adapted and declined progressively as the head
was oscillated in positions that deviated from the adaptation position.
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As shown in Fig. 3, the gain changes were not confined to a specific
head position but were distributed over a wide range of head tilts
relative to gravity. To characterize the distribution of these gain
changes, the percent of the preadapted gain at each head orientation
was plotted as a function of head tilt for both increases and decreases
for the three animals (Fig. 4), and the data were fit as a summation of a constant value and a cosine function
(Eq. 1). Applying this fit, we assumed that there are two
types of adaptive changes that occurred simultaneously, a gravity-specific sinusoidal gain change with amplitude (A)
and spatial phase (B), as described in the preceding text,
and a constant value or bias (C) that was a gain change
independent of head orientation. From this analysis, we determined the
spatial phase of the observed changes relative to the head orientation
in which gain was adapted (Table 1, Test
1). When the gain was increased in an upright position (0°), the
average maximal gain change over all monkeys occurred at 6 ± 4°
from the upright (Fig. 4A). When the gain was increased with
animals on-side (+90° RSD;
90° LSD), maximal gain changes
occurred 3 ± 17° from the position of adaptation (Fig. 4,
B and C). Similarly, when the gain was decreased
with the animals upright, changes were maximal
4 ± 13° from
the upright (Fig. 4D), and when the gain was decreased in
on-side positions, maximal changes occurred within 24 ± 10°
from side-down positions (Fig. 4, E and F). Thus
maximal gain changes occurred close to the position in which the gain
changes had been induced and were well fit by a cosine function about
this peak value (F statistic P < 0.05). Equation 1 could be simplified by assuming that the spatial
phase of the sinusoid (B) was equal to the head orientation
in which the gain was adapted. The spatial phase was chosen to be zero when the gain was adapted with the animals' upright,
90° with the
animals' LSD and +90° with the animals' RSD.
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Using the simplified Eq. 1 to fit the data, there was little
bias when the gain was increased in the upright head position (
4%,
Fig. 4A) but a substantial offset after the gain was
decreased (11%, Fig. 4D; Table 1B, Test 1). For
side-down adaptation, the gravity-independent gain changes were also
smaller when the gain was increased (
9%, Fig. 4, B and
C) than decreased (
17%; Fig. 4, E and
F; Table 2, Test 1). Thus gain
changes that were independent of gravity were twice as large for gain
decreases as for gain increases in every head orientation.
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In contrast, the gravity-specific gain changes were comparable for
upright and on-side gain increases and decreases. The average gravity-specific gain increase after adaptation in the upright head
position was 11.9 ± 2% (Fig. 4A, Table 1A,
Test 1). The gravity-specific gain changes were also comparable when
the gains were increased in the LSD and RSD positions (9.1 ± 1.9%, Fig. 4B, vs. 10.8 ± 4.7%, Fig. 4C;
Table 1A, Test 1; ANOVA, P = 0.591). When
the gain was adaptively decreased in the upright head position, the
maximal changes were also similar in the LSD and RSD positions (
10.6 ± 2.1%, Fig. 4D, vs.
10.1 ± 3.3%,
Fig. 4, E and F, Table 1A, Test 1;
ANOVA, P = 0.403), and the gravity-specific, on-side increases and decreases in gain were also comparable (average: 10.5 ± 1.6%). Thus visual suppression of the aVOR, which reduced eye velocity, induced greater gravity-independent adaptation than visual following that increased eye velocity. In contrast, the gravity-specific modulations in gain were independent of suppression or following.
Oscillation about a spatial vertical axis
In the preceding test, in which eye velocities were maintained along the pitch axis, the stimulus to the semicircular canals was constant, but dynamic stimulation of the otoliths varied. Dynamic stimulation was maximal when the animals were upright, but decreased toward zero as animals were tilted toward the on-side positions. We questioned whether the dynamic otolith input had affected the spatial distribution of the vertical aVOR gain adaptation. We also wished to determine whether the frequency of oscillation during testing was important because in the test described in the preceding text, the upper stimulus frequency used for testing was limited to 0.5 Hz due to equipment limitations. These questions were addressed by holding the stimulus to the otoliths constant during oscillation about a spatial vertical axis at frequencies from 0.5 to 4.0 Hz with the animal positioned upright or statically tilted in 10° increments in roll toward LSD and RSD. The paradigm is illustrated in Fig. 5, left, for oscillation at 0.5 Hz. In this test, stimulation of the vertical canals was the same as in the previous test when the animal was positioned LSD and RSD (Fig. 5, A and E). However, vertical canal activation and the amplitude of induced eye velocities were reduced as animal was reoriented toward upright (Fig. 5, B and D). In this experiment, the vertical aVOR gain was adapted in the RSD position (Fig. 5A). Despite this variation of eye velocity, as before, the difference in amplitude of the vertical component of the adapted (red traces) and the unadapted aVOR (blue traces) was maximal in the RSD position (Fig. 5A), and differences between the unadapted and adapted vertical components got smaller as the animals were shifted away from the RSD position (Fig. 5, B-E). As in the previous test, there were larger changes for upward eye velocity after the gain was increased (Fig. 5A). This may also reflect the ability of the animal to pursue OKN stimuli better when they were moving in the upward direction (Fig. 1B). Gains of horizontal (Fig. 5F), vertical (G), and roll (H) components were calculated for each head orientation and plotted as a function of head tilt before (blue traces) and after (red traces) adaptation. Horizontal and vertical gains were approximated with cosine functions, which had maxima for the horizontal aVOR in the upright position (Fig. 5F) and for the vertical aVOR in on-side head orientations (G). Torsional aVOR gains were negligible in all head positions (H).
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Differences in vertical aVOR gain in each head orientation were
expressed as a percent of the preadapted gain and fit with sinusoids
(Eq. 1) to obtain the amplitude (A) and spatial
phase (B) of gravity-specific changes and the bias
(C) or gravity-independent gain changes (Fig.
6). Vertical responses within ±10°
from the upright position were close to zero when the head was
oscillated about the spatial vertical in upright. Thus data for this
interval were omitted from the analysis. Eliminating this data
following adaptation in upright, caused the fits to be erratic because
the peak values were missing. Therefore the data obtained using this test after adaptation in upright were not utilized. The average spatial
phase of context-specific changes, i.e., the head orientation in which
gain changes were maximal, was not significantly different from the
orientation in which the gain was adapted (15 ± 25°). This is
close to the data obtained in the previous experiment where the changes
were within 24 ± 10° from the position in which the gain was
modified. When the gain was increased with animals in the on-side
position (Fig. 6, A and B), the amount of
gravity-specific changes were on average 14 ± 4% among the three
animals that were tested. The variation between the animals was
not significant (ANOVA, P = 0.297). When the gain was
decreased in the on-side head orientation (Fig. 6, C and
D), the average gain decrease (12 ± 3%) was
similar to the changes observed after the gain increases. Gravity-independent gain changes were larger after gain decreases (19 ± 4%) than after gain increases (10 ± 3%,
P = 6.77*10
4,
t-test), similar to findings in Test 1.
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Gravity-specific gain changes were similar at all frequencies that were tested after the vertical aVOR gain was decreased or increased (Fig. 7, A and B). Gain changes varied as a function of frequency in individual monkeys, but on average, there was no significant trend in either gravity-specific gain increases (Fig. 7A, ANOVA, P = 0.773) or decreases (Fig. 7B, P = 0.340). Gravity-independent gain increases (Fig. 7C) were correlated with the frequency of stimulation, being bigger at low frequencies (15% at 0.5 Hz) than at high frequencies (8% at 4 Hz; ANOVA, P = 0.007), but the gravity-independent gain decreases were not correlated with frequency (Fig. 7D, P = 0.790). After on-side adaptation, the gravity-specific changes observed during oscillation about a vertical axis were, on average, similar to the data obtained by oscillation about a horizontal axis (compare Tests 1 and 2 in Table 1, t-test, P > 0.06).
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Thus results were similar regardless of whether or not there was dynamic otolith stimulation during the oscillation about the head orientation in which the adaptation had occurred. Moreover, the frequency at which the animal was tested did not affect the adapted spatial gain distribution. It is important to note that the gain adaptation of the vertical component of eye movement had similar behavior when the animals were tilted in the roll plane and rotated around a spatial vertical axis as when they were tilted in the roll plane and rotated around the pitch axis.
Simultaneous gain increases and decreases (dual-state adaptation)
We next determined how the gravity-specific gain change
distributions would be altered by imposing gain changes at two
alternate head orientations (LSD and RSD). The aVOR gain was increased
with the head in one side-down and decreased with the head in
contralateral side down position in single experiments (dual-state
adaptation). When gain was concurrently increased in LSD while
decreased in RSD, dual-state changes were observed after 1 h of
adaptation, although initially decreases had larger percent changes
than increases (Fig. 8A). As
adaptation proceeded to 4 h, dual-state gravity-specific changes
gradually increased and the asymmetry between gain increases and
decreases declined or disappeared (Fig. 8, B-D). The data for dual-state adaptation were fit by a sinusoid as in the preceding text. The gravity-independent gain changes were within ±4% of the
preadapted gain for all animals at any point in the adaptation process
(Fig. 8E), with an average of about
1% (Fig.
8E, thick line). The temporal evolution of the
gravity-specific gain changes varied among animals, but all gain
changes increased monotonically over 4 h (Fig. 8F). For
three of four of the animals tested, the gravity-specific gain changes
for the dual-state adaptation were approximately the same as during the
single-state adaptation. In one animal (M98060), the gravity
specific gain change in the dual-state adaptation paradigm was double
that for single-state adaptation (cf. Fig. 8F, squares, and
Table 1). However, only two of four animals adapted for dual state were
also adapted for single state.
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To understand the nature of the gravity-specific gain changes as a
result of the multiple-state adaptation better, we summated the
distributions for RSD and LSD adaptations obtained for gain increases
and decreases during single-state adaptation and compared the resultant
distributions with those obtained during dual-state adaptation
(Fig. 9). For monkey M98060,
the summation of increased LSD and decreased RSD gains (Fig.
9A) for single-state adaptation were comparable to the data
for dual-state adaptation for gain decreases, but the gain increases
were higher for dual-state adaptation (Fig. 9E, open and
filled symbols, respectively). There was a residual, which was close to
zero for tilts in the right quadrant (Fig. 9I), but the
differences became larger (
10%) for LSD (Fig. 9I). This
was due to the shift of the dual-state adaptation, which reduced the
bias and made the distribution symmetrical. Similar results were
obtained when data for gain increase in RSD was summated with gain
decrease in LSD in the same animal (Fig. 9B). For this condition, the differences between summation and the results of dual-state adaptation (Fig. 9F, open and filled symbols,
respectively) were substantial for all head orientations, although the
maximum residual occurred in LSD (Fig. 9J) as for the
previous comparison (Fig. 9I). These results were the same
when the averaged data after single-state adaptation (Fig. 9,
C and D) were summated (Fig. 9, G and
H, open symbols) and compared with the results of dual-state
adaptation (Fig. 9, G and H, filled symbols). An observed average residual difference across all animals was about
10% (Fig. 9, K and L). These comparisons
indicate that dual-state adaptation imposes a superposition of the
gravity-specific effects, excluding the nonspecific changes in gain
(bias changes).
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DISCUSSION |
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The major finding of this study is that when the gain of the
vertical aVOR was increased or decreased in the upright or side-down positions, maximal gain changes occurred when the animals were tested
in the head orientation in which the gain was adapted, and the changes
decreased continuously as the head was deviated from this orientation.
The spatial distributions of the gain changes were broadly tuned and
were well approximated by cosine functions, the peak phases of which
were close to the angle of head orientation at which the adaptation
took place. The sinusoids that described these changes for gain
increases and decreases were of similar magnitude, regardless of the
position in which the gain had been adapted. Neither dynamic otolith
stimulation nor the frequency of oscillation affected the observed
gravity-dependent changes. The gravity-dependent gain changes in this
study are comparable to those in our previous study (Yakushin et
al. 2000a
). Amount of gravity-dependent gain increases and
decreases obtained after dual-state adaptation in general were
comparable to gain changes observed after single-state adaptation. The
parameters of the cosine functions were similar, regardless of how the
position of adaptation was approached. Thus the gravity specific
changes in gain are modifications of aVOR adaptation in response to
orientation of the head in three dimensions. We conclude that
orientation to gravity is an integral part of the adaptive process of
the aVOR and plays a significant role in the expression of the adapted gains. A second, adaptive gain change that was independent of orientation of head position with regard to gravity was also induced by
single-state adaptation. Such gain changes were substantial when the
gain was reduced, but this bias disappeared if increases and decreases
in adaptation were induced simultaneously.
The finding that the adaptive changes were well fitted with a cosine
function superimposed on a bias value is of considerable theoretical
significance. It shows that the gravity-dependent gain changes are not
narrowly tuned to the position of adaptation but are broadly tuned,
extending over 180° from side-down and upright positions. This
implies that during the process of adaptation, a memory of head
orientation is stored in association with the adapted state and is
expressed in proportion to the gravitational acceleration, as the head
is reoriented relative to gravity. Because the process is continuous,
it presumably involves the totality of the network of canal-otolith
interaction over the span of polarization vectors. Of note, the
gravity-dependent changes were approximately the same in all conditions
(mean: 10.5 ± 1.6%), whereas the gravity-independent changes
were smaller for gain increase (
10%) than for gain decrease (
19%). Additionally, after the gain had been modified with the animals upright, large gravity-dependent gain changes could be associated with minor gravity-independent changes and vice versa. Finally, the bias component in the dual-state adaptation paradigm went
to zero, despite the fact that the sum of each adapted state did not
summate to zero. These findings strongly suggest that the
gravity-specific and nonspecific changes represent two independent processes that are likely to be coded in separate parts of the vestibular system.
How these processes are organized centrally is not known. The flocculus
of the vestibulo-cerebellum is known to control aVOR gain adaptation
(Lisberger and Fuchs 1978
; Partsalis et al.
1995b
; Zee et al. 1981
) and is probably
responsible for the gravity-independent component, i.e., the bias
value. The flocculus has a three-dimensional zonal organization
(Ito et al. 1977
; Van der Steen et al.
1994
; Yamamoto and Shimoyama 1977
) that is
responsible for eye movements in canal coordinates, but whether the
flocculus is involved in the gravity specific process is not known.
This seems unlikely, because there is no direct otolith input to the
flocculus, and as yet, static otolith input has not been demonstrated
through secondary vestibulo-floccular connections. Alternatively, the nodulus and rostral ventral uvula could be involved in this process, because both structures have direct and indirect otolith input and
these structures are known to control spatial orientation of eye
velocity in the aVOR (Wearne et al. 1996
, 1998
).
Proprioceptive pathways could also be involved in the process of
induction of the gravity-dependent changes (Yates et al.
2000
). Because the eye movements induced by the aVOR are
generated in the vestibular nuclei, however, the effects of the
gravity-dependent adaptation must be expressed through the neurons that
constitute the aVOR. Such cells are located in the superior and medial
vestibular nuclei and the Y group (Lisberger and Miles
1980
; Partsalis et al. 1995a
). The extensive
convergence between otolith and canal inputs (Angelaki et al.
1993
; Bush et al. 1993
; Endo et al.
1995
; Kubo et al. 1977
; Kushiro et al.
2000
; Ono et al. 2000
; Sato et al.
2000
; Uchino et al. 2000
; Wilson et al.
1990
; Zakir et al. 2000
) could provide the
substrate for the gravity-dependent adaptive behavior.
Other studies have also indicated that head position re gravity can
influence VOR gain adaptation. The shift in the plane of the eye
movements was greater during cross-axis adaptation when it was tested
in the head orientation in which the adaptation was induced
(Baker et al. 1987a
). A similar effect of head tilt on
the cross-axis gain adaptation was observed when the animals were
oscillated alternatively on one side, then on the other side (Baker et al. 1987b
). In that study, the animals were
adapted for 2 h, and their head orientation was altered from the
left side down to the right side down every 10 min. When animals were on one side, the upward head rotation was in phase with a rightward optokinetic stimulus, and when they were on the opposite side, the
upward head movements were in phase with leftward optokinetic stimulation. After adaptation, the direction of the induced oblique eye
movements depended on the head orientation during testing. However,
cross-axis gain adaptation is a special case of aVOR gain adaptation
(Schultheis and Robinson 1981
) because disparate planes
of the head and surround movement can only occur in artificial conditions. Tan et al. (1992)
and Tiliket et al.
(1993)
demonstrated that when the aVOR gain was modified in
humans, with the head tilted 45° forward or 45° left ear down,
changes in horizontal aVOR gain were greater when the subject was
tested in the head orientation that was used for adaptation, rather
than when it was tilted 45° toward the opposite side. Because
different canals were stimulated in this experiment with the head
forward and backward or tilted to the left and right, it was possible
that the observed gain changes could have been either in the context of
the head position with regard to gravity or in the context of which set of canals was stimulated. The current experiments using rotation about
a horizontal axis rule out this possibility since there was
context-specific adaptation with the head in specific head positions re
gravity with stimulation of the same set of semicircular canals.
The gain changes induced by forward-backward oscillation about the upright position (±75°) had the same amplitude and distribution of the gravity-dependent gain changes as when animals were adapted on-side. Thus the patterns of gain change were the same from significantly different patterns of dynamic otolith stimulation, realized in the upright and on-side positions. This demonstrates that the gravity-specific changes were independent of dynamic otolith activation. The finding that the gravity dependent gain changes were similar over all test frequencies from 0.5 to 4 Hz (Fig. 7) is likely due to the fact that the steps of velocity used to adapt the aVOR gain were composed of a wide spectrum of frequencies.
The functional significance of this gravity-dependent adaptation may be
related to the development of a feedback control strategy to improve
the performance of an inherently open-loop aVOR pathway. It has
previously been shown that the rapid component of the aVOR is coded in
head coordinates and has no spatial orientation components as does
velocity storage (Wearne et al. 1997
). Thus just as
nonspecific gain adaptation changes the gain through visual feedback to
adjust the open loop gain properties of the aVOR, gravity-specific
adaptation imposes a spatial frame on this otherwise spatially devoid
open loop system. Such spatial dependence has been shown in other
contexts. Tomko pitched cats in various orientations with regard to
gravity and found that the gain of the vertical aVOR was slightly but significantly increased when the cats were upright. He attributed the
difference in gain between the side down and upright positions to the
combined activation of the otoliths and semicircular canals when the
cats were upright (Tomko et al. 1988
). Interpreted in another way, his results could also indicate an increase in adapted gain when the cats were in the upright position, the position in which
maximal vertical aVOR gain changes were realized. There was no
consistent cross-animal change in gain in the upright condition in our
monkeys before adaptation (Fig. 3,
). Because the brain cannot know
the direction of gravity in the presence of other linear acceleration,
it only senses the summed vector of the linear accelerations, i.e., the
gravito-inertial acceleration (GIA) (see Raphan and Cohen
1996
, 2002
for review). Thus the observed phenomena could
keep the gain of the vertical VOR at a constant level during tilts of
the GIA with regard to the head that occur while turning corners
(Imai et al. 2001
). Similar centrally induced
orientation of velocity storage, also causes eye velocity to orient
toward the GIA. Insights as to the role of the gravity-specific changes could come from study of adaptive changes in the vertical aVOR in
microgravity, where there is orientation to linear acceleration (Moore et al. 1999
), but the sensed gravity is
negligible (<10
6 g).
The finding that the non-gravity-specific gain decreases were larger
than the gain increases is likely related to control of retinal slip
under the different paradigms used to develop the in-phase and
out-of-phase changes in gain (Gonshor and Melvill Jones
1976a
,b
; Ito and Miyashita 1975
; Miles
and Lisberger 1981b
; Yakushin et al. 2000b
).
When the gain was adaptively decreased, animals were rotated with steps
of velocity in a self-stationary surround, and visual suppression began
simultaneously with the onset of rotation. When the gain was increased,
however, visual enhancement began 2 s after the onset of the step
of velocity. Therefore maximal activation of the cupula occurred
slightly before the appearance of the enhancing visual stimulus.
Moreover, because the aVOR and visual-induced eye velocities were in
opposite directions during gain enhancement, the retinal slip was as
large as 60°/s, which could exceed the linear range of activation of
ocular pursuit (Yakushin et al. 2000b
) or of the fast
component of OKN (Waespe et al. 1983
) (Fig.
1D). Regardless of these differences between enhancement and
reduction of gain, enhancement was reliably produced by the adaptation
procedure in all instances, and adaptation for both enhancement and
reduction of gain were the same in all head positions in which the
gains were adapted. Additionally, since sinusoidal rotation was used to
measure gain adaptation, the results of both enhancement and reduction
of gain could be directly compared. Still unexplained are the finding
that the bias component disappeared in each case when the adaptation
for both increase and decrease in gain was done on the two sides.
In summary, we have demonstrated a phenomenon that is likely to be a fundamental property of aVOR gain adaptation which is linked to the orientation of the head with regard to gravity. This adaptation was shown to be one of two processes responsible for adaptation of the gain of the aVOR. It is important as a context for aiding aVOR compensation under static head orientation when the otoliths are not dynamically activated.
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ACKNOWLEDGMENTS |
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We thank S. E. Bukharina for help in processing data and V. Rodriguez for technical assistance.
This study was supported by National Institutes of Health Grants DC-04996, DC-03787, DC-03284, EY-11812, EY-04148, and EY-01867.
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FOOTNOTES |
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Address for reprint requests: S. B. Yakushin, Dept. of Neurology, Box 1135, Mount Sinai School of Medicine, 1 E. 100th St., New York, NY 10029 (E-mail: sergei.yakushin{at}mssm.edu).
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REFERENCES |
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