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J Neurophysiol (March 1, 2003). 10.1152/jn.00580.2002
Submitted on Submitted 3 September 2002; accepted in final form 8 September 2002
1Unité de recherche Cerveau et Cognition, Centre National de la Recherche Scientifique Unité Mixte de Recherche 5549, Université Paul Sabatier, Toulouse, France; 2Center for Computational Biology, Montana State University, Bozeman, Montana; 3Instituto de Neurociencias, Universidad Miguel Hernández-Consejo Superior de Investigaciones, San Juan de Alicante, Spain; and 4Department of Neurobiology, Yale University School of Medicine, New Haven, Connecticut
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ABSTRACT |
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Nowak, Lionel G., Rony Azouz, Maria V. Sanchez-Vives, Charles M. Gray, and David A. McCormick. Electrophysiological Classes of Cat Primary Visual Cortical Neurons In Vivo as Revealed by Quantitative Analyses. J. Neurophysiol. 89: 1541-1566, 2003. To facilitate the characterization of cortical neuronal function, the responses of cells in cat area 17 to intracellular injection of current pulses were quantitatively analyzed. A variety of response variables were used to separate the cells into subtypes using cluster analysis. Four main classes of neurons could be clearly distinguished: regular spiking (RS), fast spiking (FS), intrinsic bursting (IB), and chattering (CH). Each of these contained significant subclasses. RS neurons were characterized by trains of action potentials that exhibited spike frequency adaptation. Morphologically, these cells were spiny stellate cells in layer 4 and pyramidal cells in layers 2, 3, 5, and 6. FS neurons had short-duration action potentials (<0.5 ms at half height), little or no spike frequency adaptation, and a steep relationship between injected current intensity and spike discharge frequency. Morphologically, these cells were sparsely spiny or aspiny nonpyramidal cells. IB neurons typically generated a low frequency (<425 Hz) burst of spikes at the beginning of a depolarizing current pulse followed by a tonic train of action potentials for the remainder of the pulse. These cells were observed in all cortical layers, but were most abundant in layer 5. Finally, CH neurons generated repetitive, high-frequency (350-700 Hz) bursts of short-duration (<0.55 ms) action potentials. Morphologically, these cells were layer 2-4 (mainly layer 3) pyramidal or spiny stellate neurons. These results indicate that firing properties do not form a continuum and that cortical neurons are members of distinct electrophysiological classes and subclasses.
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INTRODUCTION |
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The ability to identify neuronal types is of fundamental importance to developing a cellular and network level understanding of the operations of the cerebral cortex. Cortical neurons can be identified by any of a wide variety of characteristics including laminar location, dendritic and axonal morphology, neurotransmitter content and receptors, axon conduction velocity, receptive field characteristics, and intrinsic electrophysiological properties. Knowledge about intrinsic electrophysiological properties is of primary importance, not only as a tool to identify neurons, but also because they strongly influence the input-output relationships and operation of cortical neurons and circuits.
Multiple schemes have been proposed to classify cortical neurons on the
basis of their discharge pattern and intrinsic membrane properties.
Early extracellular recording studies in vivo differentiated cortical
cells into two broad categories: those that had thin (or "fast")
action potentials and exhibited high spontaneous activity were termed
"fast spiking" cells, while neurons with broader action potentials
and lower levels of spontaneous activity were termed "regular
spiking" cells (Mountcastle et al. 1969
; Simons
1978
). These cells were hypothesized to correspond to
nonpyramidal and pyramidal neurons, respectively (Mountcastle et
al. 1969
). However, other studies performed in the motor cortex
reported large differences in action potential width between two
subtypes of pyramidal neurons, the slow (broad spikes) and fast (thin
spikes) pyramidal tract cells (Baranyi et al. 1993b
;
Calvin and Sypert 1976
; Deschênes et al.
1979
; Stafstrom et al. 1984
; Takahashi
1965
). Intracellular recording combined with labeling
techniques revealed that RS cells were often pyramidal or spiny
stellate cells, while FS neurons showed morphological features of
subtypes of inhibitory neurons (Ahmed et al. 1998
;
Azouz et al. 1997
; Chagnac-Amitai et al.
1990
; Chen et al. 1996a
; Foehring et al.
1991
; Gupta et al. 2000
; Hirsch 1995
, Kaneko et al. 1995
; Kawagushi
1995
; Krimer and Goldman-Rakic 2001
;
Larkman and Mason 1990
; McCormick et al. 1985
,
1993
; Neagele and Katz 1990
; Pockberger
1991
; Thomson et al. 1996
; Tseng and Prince 1993
; Zhou and Hablitz 1996
).
Intra- and extracellular recording studies in vivo also emphasized the
presence of burst firing in a subset of cortical neurons (e.g.,
Bair et al. 1994
; Baranyi et al. 1993a
;
Calvin and Sypert 1976
; Cattaneo et al.
1981
; Dégenètais et al. 2002
;
Istvan and Zarzecki 1994
; Nuñez et al.
1993
; Pockberger 1991
). Bursting, however, does
not appear to be a feature homogeneous enough to characterize one
single cell type, because multiple types of bursting neurons have been
described in terms of action potential width or intraburst frequency in
different species and cortical areas. In vitro, one type of neuron
generates inactivating bursts of action potentials in response to
depolarization through intrinsic membrane mechanisms (Connors et
al. 1982
; Franceschetti et al. 1995
;
Jones and Heinemann 1988
; Mason and Larkman
1990
; McCormick et al. 1985
; Tseng and
Prince 1993
). These intrinsically bursting (IB) neurons were
often (but not always) large layer 5 pyramidal cells (McCormick
et al. 1985
; Chagnac-Amitai et al. 1990
;
Larkman and Mason 1990
; Pockberger 1991
;
Wang and McCormick 1993
; Franceschetti et al.
1995
). Additional in vivo and in vitro recordings revealed another class of burst-generating neurons, called "chattering" cells (Brumberg et al. 2000
; Gray and McCormick
1996
; Steriade et al. 1998
, 2001
). These cells
generate bursts with high intraburst frequency of relatively
short-duration action potentials in a rhythmic fashion in response to
both depolarizing current pulses as well as sensory stimulation
(Gray and McCormick 1996
). In visual cortex, these cells
were found to be layer II/III pyramidal cells (Gray and
McCormick 1996
).
More recent in vitro studies described multiple subtypes of GABAergic
neurons. Although many of these, especially basket and chandelier
cells, exhibited the fast-spiking pattern of action potentials, many
did not. The electrophysiological properties of GABAergic interneurons
vary widely, with different studies reporting the existence of between
two and eight different subtypes (Cauli et al. 1997
,
2000
; Foering et al. 1991
; Gibson et al.
1999
; Gupta et al. 2000
; Hestrin and
Armstrong 1996
; Hirsch 1995
; Kawaguchi 1995
; Kawaguchi and Kubota 1997
; Krimer
and Goldman-Rakic 2001
; Llinas et al. 1991
;
Steriade et al. 1998
; Thomson et al.
1996
). These differences in electrophysiological features are
correlated with differences in morphological features and peptide and
calcium binding protein content.
The identification of different neuronal subtypes facilitates relating
data across studies, since the correlation of physiologically defined
subtypes with other properties helps in predicting the likely
morphology, laminar location, input-output synaptic connections, and
functional properties of the recorded cell. For example, identifying a
neuron as an FS cell indicates with high probability that the cell is a
parvalbumin-containing GABAergic neuron, which likely synapses on the
cell bodies and/or axon hillocks of nearby pyramidal cells (e.g.,
Somogyi 1977
; Somogyi et al. 1983
).
However, the identification of the physiological subtype of cortical
neurons, as it is traditionally done, has four marked problems:
The first is that electrophysiological properties are dependent at
least in part on the environment, condition, and age of the animal. In
vitro studies are particularly prone to variation, since nearly all
parameters are under the control of the experimenter, including the
thickness of the tissue (and therefore oxygenation and the degree to
which morphological processes are maintained), the temperature, ionic
environment, age, and so on (for some consequences of age and ionic
environment on membrane properties and spontaneous activity see
Brumberg et al. 2000
; Kasper et al.
1994b
; McCormick and Prince 1987
;
Sanchez-Vives and McCormick 2000
; for in vivo extracellular ionic concentration see Hansen 1985
;
Massimini and Amzica 2001
). The second problem relates
to the skill and bias of the investigator in correctly and consistently
applying the physiological criteria. The third problem stems from
whether or not the subjectively defined category exists as a distinct
entity, or whether it is part of a continuum of physiological
properties that vary in a continuous way within a larger population.
Finally, in subjective classification schemes, the choice of a value
from a given variable distribution as a boundary separating two
different cell types is often somewhat arbitrary.
We have attempted to solve some of these limitations by using a quantitative method (cluster analysis of intracellularly recorded data from the adult cat primary visual cortex in vivo) to identify subgroups of neurons without a priori assignment of possible cell classes. We found that cortical cells in vivo form four primary classes that correspond to RS, FS, IB, and CH cells, with each of these four classes consisting of statistically significant subclasses. Once the different cell classes and subclasses are defined, we examine and illustrate which variables are most useful in the segregation of cells into their respective classes. Finally, we examine the morphological features and receptive field properties of the cells with respect to the electrophysiological classes they belong to.
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METHODS |
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Cat preparation
All experiments were performed on anesthetized and paralyzed
male or female adult cats (2-3 kg). The protocol for surgery has been
given in previous publications (Gray and McCormick 1996
; Sanchez-Vives et al. 2000
) and is briefly summarized
here. Anesthesia was induced with ketamine (12-15 mg/kg, im) and
xylazine (1 mg/kg, im). After cannulation of a forelimb vein for
perfusion and insertion of an endotracheal tube for ventilation, the
cat was placed in a stereotaxic frame. For the remainder of the
surgical procedure, the animal was ventilated with either a 2:1 mixture
of nitrous oxide and oxygen combined with halothane (1.5%), or with
oxygen and isoflurane (2.5%). To minimize cortical motion arising from the heartbeat and respiration, cisternal drainage and a bilateral pneumothorax were performed and the animal was suspended by the rib
cage to the stereotaxic frame. All intracellular recordings were
performed in area 17. A craniotomy (3-4 mm wide) was made above the
representation of the area centralis of area 17. A small opening was
made in the dura before recording.
Following surgery, the animal was paralyzed with pancuronium bromide (Pavulon, 0.3 mg/kg for induction followed by a constant intravenous perfusion at 0.3 mg/kg/h in Ringer solution containing 5% dextrose). The nictitating membranes were retracted using ophthalmic phenylephrine, and the pupils were dilated and accommodation paralyzed with ophthalmic atropine. The eyes were focused onto a computer monitor at either 57 or 114 cm using corrective, gas-permeable contact lenses. The area centralis and optic discs were localized using the tapetal reflection technique. During recording, anesthesia was maintained with 0.4-1% halothane or with 0.5-2% isoflurane. The heart rate, expiratory CO2 concentration, rectal temperature, and blood O2 concentration were monitored throughout the experiment and maintained at 150-180 bpm, 3-4%, 37-38°C, and >95%, respectively. The depth of anesthesia was adjusted so that noxious stimuli produced no observable changes in the EEG or heart rate. After the recording session, the animal was killed by a lethal injection of sodium pentobarbital. This protocol was approved by the Yale University and University of California Institutional Animal Care and Use Committees and conforms to the guidelines recommended in "Preparation and Maintenance of Higher Mammals During Neuroscience Experiments", National Institutes of Health publication No. 91-3207.
Recording and electrophysiological signal acquisition
Conventional sharp micropipettes were pulled on a P-80
micropipette puller (Sutter Instruments, Novato, CA) from medium-walled glass capillaries (1BF100, Sarasota, FL), filled with 2 M
K+-acetate and 2% biocytin (Molecular Probe,
Eugene, OR), and beveled to a final resistance of 50-100 M
on a
Sutter Instruments beveller. After a microelectrode was positioned just
above the cortical surface, stability was achieved by application of
agar (4% in artificial cerebrospinal fluid) to the cortical surface
before penetrating the cortex. Intracellular signals were amplified
with an Axoclamp-2B amplifier (Axon Instruments, Foster City, CA). The
signals were digitized for storage on video tape. Signals were also
digitized and acquired on-line and off-line with a 1401 interface and
Spike2 software (CED, Cambridge, UK). For examining action potential
features, the sampling rate was 50 kHz. In parallel, the intracellular
signal was filtered to isolate action potentials (band-pass 200-20,000
Hz) and fed into a window discriminator. The timing (10 µs
resolution) of the spikes was then acquired on-line. The resulting time
series were used for analyzing the discharge properties of the neurons.
When classifying neurons according to their electrophysiological
features, it is important that these properties be stable and
representative of a healthy cell. Our criteria for a healthy and stable
recording included a resting membrane potential negative to -55 mV,
stable electrophysiological properties without the use of
"retaining" currents, the ability to generate repetitive action
potentials in response to depolarizing current pulses, and an input
resistance >20 M
(2 fast spiking cells displayed input resistance
lower than 20 M
, owing to exceptionally strong anomalous
rectification; they were nevertheless maintained in the sample as they
displayed perfectly healthy discharge patterns and were capable of
firing at a very high rate). Periods during which either the membrane
potential or the electrophysiological properties were not stable (e.g.,
immediately on impalement or as the recording was lost) were discarded.
Intracellular recordings from putative axons (positive going only
action potentials and low apparent input resistance) and dendrites
(large and prolonged spikes generated in response to depolarizing
current pulses) were excluded from the present analysis. Bridge balance
was continuously monitored and adjusted accordingly.
Quantification of responses to current pulses and cluster analysis
Once a stable intracellular recording was obtained, square
current pulses (usually 0.3 s duration) were injected through the recording micropipette to characterize the electrophysiological features of the cells. Input resistance was measured from the response
to hyperpolarizing current pulses (
0.2 to
0.5 nA), after averaging
responses to about 10 pulses to reduce noise. The membrane time
constant was evaluated from the averaged trace by fitting a single
exponential to the membrane potential decay.
Depolarizing current pulses of different intensities (usually 0.1-0.9 nA, in steps of 0.1 nA) were used to evoke suprathreshold activation (Fig. 1). The first step of the analysis was to determine if a neuron was burst-generating or not. This is reflected in the interspike interval histograms (ISIH; bin width = 1 ms): burst-generating neurons were characterized by a bimodal distribution of interspike intervals, or by an ISIH with two different slopes beyond the modal value (Fig. 2, C-F), whereas a unimodal ISIH with a monotonic decay characterizes nonbursting neurons (Fig. 2, A and B). Histograms using the log values of the interspike intervals (logISIHs) helped in visualizing if an ISIH was bimodal or unimodal by concentrating long interspike intervals to a narrow range (Fig. 2, insets) and were used to decide if a neuron was burst-generating or not. Because the dividing line separating unimodal from bimodal logISIHs was difficult to identify, we supplemented our semi-quantitative approach using discriminant analysis. This analysis was based on seven variables extracted from the log values of the interspike intervals (logISIs): 1) the mean logISI; 2) the geometric mean of the logISI; 3) the logISI median; 4) the coefficient of variation (SD/mean); 5) the skewness of the logISI distribution; 6) the kurtosis of the logISI distribution; and 7) the interquartile range (the distance between the 1st and 3rd quartile of the logISI distribution).
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Following this segregation into two broad categories corresponding to bursting and nonbursting neurons, we performed additional analyses on each group to further characterize the data. For bursting neurons, the gap in the bimodal logISIH parted the spikes between those that belong to the same burst and those that belong to different bursts or those that correspond to isolated, single spikes. We used this property to identify the first spike of each burst, the spikes that occurred during a burst, and the spikes that occurred outside the bursts. This allowed us to calculate the intraburst frequency, the interburst frequency, the number of spikes per burst, the percentage of spikes that occurred in bursts, and a burst inactivation index corresponding to the percentage of bursts that occurred in the first half of the pulse versus the total number of bursts. This index provides an estimate of a burst inactivation mechanism. A value of 50% corresponds to a neuron that fires bursts of action potentials throughout the current pulse, while a value of 100% corresponds to a neuron that fired bursts only in the first half of the current pulse, i.e., of a neuron for which the burst generation mechanism inactivates as a function of time (see Figs. 1, C and D, and 2, E and F).
For all the cells, the action potential features were measured after averaging several (>10) action potentials together (Fig. 1). For burst-generating neurons, only the first spike of each burst was used for averaging. We also calculated the time differential of the voltage (dV/dt). The spike threshold time was defined as the point in the dV/dt that was 3 SD above the mean noise level calculated for the dV/dt trace before the action potential. The amplitude (height) of action potentials was measured from threshold. The spike width was measured as the width at half height. The positive and negative peaks in the dV/dt yield the maximum rate of depolarization and repolarization, respectively. A dV/dt ratio was calculated as maximum rate of fall divided by maximum rate of rise.
For all the cells, whether bursting or not, we calculated the relationship between injected current intensity and the total number of spikes per pulse (normalized by the pulse duration). Cells that did not display a significant correlation between these two variables were excluded from further analysis. The slope (in Hz/nA) of the linear regression characterizes the current-frequency relationship of the neuron (Fig. 3).
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For all the cells, we also applied a measure of adaptation by taking the ratio of the number of spikes in the first 50 ms versus the number of spikes in the first 100 ms of the current pulse, expressed as a percentage ("Ada50" index). The less a cell adapts, the closer to 50% this value.
The adaptation properties of nonbursting neurons were characterized with more precision by calculating the instantaneous firing rate as a function of the time elapsed since the beginning of the pulse (Fig. 5). Due to the presence of high instantaneous intraburst firing rates, this type of analysis was not applied to burst-generating neurons. For each current intensity, the change in firing rate was derived from a single exponential fit to the data. The plateau of the exponential curve corresponds to the adapted firing rate (Fad). The strength of adaptation (adaptation index) was quantified as 100 × (1 - Fad/F1), where F1 corresponds to the firing rate of the first interspike interval. The time constant of adaptation corresponds to the time constant derived from the exponential fit. For some cells (especially FS neurons), adequate fitting was not obtained and therefore no adaptation time constant was extracted. For these cells, Fad was calculated as the mean firing rate for the last 100 ms of the current pulse and used to calculate the adaptation index. Data have been taken into account only when F1 was above 60 Hz. Below this limit, the firing pattern appeared to be affected by spontaneous activity, as reflected by an increased variability in the distribution of adaptation-related values. For any given cell, values of adaptation strength and time constant obtained for each current intensity were thereafter averaged. (For specific cells, adaptation index and time constant varied with current intensity, but at the population level no consistent trend was observed.)
Cluster analysis was used to classify the cells by combining some of
the variables described above. This method allowed us to classify the
cells without a priori knowledge of the number of groups. Before
performing the cluster analysis all variables were normalized to their
z-scores. Some variables have not been used for the clustering and this
requires some justification: the action potential height was not used
as it could be influenced by the quality of the capacitance
compensation, which itself depends on the depth of the electrode below
the agar surface among other factors. The input resistance and time
constant are reported here, but were not used in the cluster analysis,
since in the in vivo preparation ongoing activity is likely to affect
these measures (e.g., Bernander et al. 1991
;
Destexhe and Pare 1999
). Finally, when two variables
were strongly correlated (for example, spike width and dV/dt
ratio), only one was used for cluster analysis to avoid redundancy.
Joining trees were constructed using Ward's method of amalgamation.
The results of this classification method are plotted as a hierarchical
tree (Fig. 6), in which the horizontal axis denotes the linkage
distance calculated as Euclidean distance.
The result of the cluster analysis indicates the degree of similarity among neurons but does not assign statistical significance to the grouping. To determine whether the clusters contained cells with statistically distinct properties, we used the multiple ANOVA (MANOVA) test applied to the variables used to produce the clusters. For any pair of clusters, the Fisher's posthoc protected least significant difference (PLSD) test was thereafter applied to compare the means. For variables not used to compute the cluster structure, either the posthoc PLSD Fisher's test or the classical t-test was used. All paired comparisons have also been made using the nonparametric, Mann-Whitney U test. In all cases, both parametric and nonparametric tests gave the same results (in terms of significance of differences) and the results obtained with the parametric tests are given. Unless mentioned, data are reported as mean ± SD.
Receptive field properties
Three different methods have been used to determine if
a receptive field was of the simple or complex category. First, the response to small bars flashed within the receptive field was used to
localize ON and OFF
subregions (Hubel and Wiesel 1962
). Cells exhibiting
spatially nonoverlapping ON and
OFF subfields, or a single
ON or OFF subfield, were
classified as simple, while cells showing clear overlap of the
ON and OFF responses were
classified as complex. Second, we used the peri-stimulus time
histograms (PSTH)s obtained in response to broad drifting light
and dark bars. Responses to the light-to-dark and dark-to-light edges
did not overlap in simple cells, while they did overlap in the complex cells (Schiller et al. 1976
). Third, we used the spike
response to drifting sinewave gratings of various spatial frequencies
to classify cells as simple or complex. For this purpose, PSTHs were computed by taking the average response to one cycle of the grating. The amplitude of the DC component (F0)
and the first harmonic (F1) at the
temporal frequency of the stimulus were computed from the PSTH using
Fourier analysis (after subtraction of the mean spontaneous activity
level). For the spatial frequency that yielded the strongest response
of either the F0 or
F1 component, we calculated the ratio
of
F1/F0
to yield a "relative modulation index" (Skottun et al.
1991
). The distribution of the relative modulation indices was
bimodal, with a gap at 1. Based on this distribution, we considered cells as simple when the index was larger than 1 and complex when it
was lower.
Histology
Following the experiment, the animal was given an overdose of
sodium pentobarbital by intravenous injection and perfused with phosphate-buffered saline (PBS), followed by PBS containing 2-4% paraformaldehyde and 1.25% glutaraldehyde. After perfusion, the region
of primary visual cortex containing the labeled cells was blocked and
left in 30% sucrose until the tissue sunk. Coronal sections, 60-80
µm thick, were cut on a freezing microtome. Biocytin staining was
revealed using standard techniques (Horikawa and Armstrong
1988
) with the Vectastain ABC kit from Vector (Burlingame, CA).
Cortical layers were identified either through counter-staining or
staining adjacent sections with cresyl violet, or by using Normarski
optics and using standard measures and landmarks. Measurements have not
been corrected for shrinkage.
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RESULTS |
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During the performance of intracellular recordings in cat area 17 in vivo, a large number of neurons could be subjectively characterized
as RS, FS, IB, or CH (e.g., Gray and McCormick 1996
), while others appeared intermediate to these categories. Subjectively, RS neurons were identified based on their relatively broad action potentials (Fig. 1Ab) that exhibited spike frequency
adaptation during injection of a constant depolarizing current pulse
(Fig. 1Aa). FS cells exhibited thinner action potentials
(Fig. 1Bb), apparently higher firing rates in response to
depolarizing current pulses (Fig. 1Ba), and relatively
little spike frequency adaptation (Fig. 1Ba).
CH cells were able to generate repetitive, high-frequency bursts of two or more relatively short-duration action potentials (Fig. 1C, a and b). Within each burst, each spike was followed by a fast afterhyperpolarization and an afterdepolarization (ADP; Fig. 1C). This ADP activated the next action potential in the burst. The bursts were terminated by the failure of the ADP to generate an action potential and were followed by a 15- to 100-ms afterhyperpolarization.
The final category of readily distinguishable neurons were the IB cells. These cells were distinguished from CH cells by their tendency to fire bursts of spikes only at the beginning of depolarizing current pulses (Fig. 1Da), and they rarely displayed repetitive bursting. Their action potentials were broader than those of CH cells (Fig. 1Db), and the frequency of firing during a burst appeared to be lower. Finally, the action potential amplitudes of IB neurons often decreased during the generation of a burst.
Figure 1 illustrates so called "typical" examples of each cell class for one possible classification scheme. However, in the overall population there was a large amount of variability in discharge pattern across cells, and some neurons exhibited properties intermediate to those illustrated. One intermediate behavior was the generation of repetitive burst discharges throughout the duration of the current pulse, like a CH neuron, but with bursts that were typical for that of an IB cell (Fig. 2F). Another intermediate behavior corresponded to cells that generated short-duration action potentials, like an FS cell, but displayed spike frequency adaptation like an RS cell. We also observed neurons that appeared similar to CH cells, but that only occasionally generated bursts of action potentials. Finally, RS cells differed in their adaptation properties, in that some cells adapted rapidly and/or strongly while other cells adapted slowly and/or weakly.
Do cells displaying these (and other) patterns of activity represent their own unique categories, or are they just members of those subjectively defined, but on one end of a continuum? In a related question, how many subgroups of neurons are there in our recordings from cat visual cortex?
To answer these questions, a more detailed quantitative analysis of the spike discharge patterns had to be conducted. To achieve this goal, we performed cluster analysis of the discharge parameters from a total of 220 cells recorded intracellularly in vivo in area 17. Among these cells, 48 were successfully labeled with biocytin and their morphology examined.
Quantitative analysis of electrophysiological properties
PARTITIONING BETWEEN BURSTING AND NONBURSTING NEURONS. The first step in our analysis was to decide whether a neuron was burst-generating or not. One essential aspect of bursting behavior is that an action potential occurring within a burst is not independent from the one that preceded it: in general (Fig. 1, C and D), the second action potential of a burst is triggered by an ADP resulting from the first action potential, and so on for each subsequent spike of the burst. One way to illustrate this type of dependence on a short (milliseconds) time scale is through the use of interspike interval histograms (ISIHs). These histograms show how often a spike is followed by another spike at a given interval.
The ISIHs (all current intensities have been pooled together) for the cells shown in Fig. 1 are presented in Fig. 2, A-D. The ISIH for the RS cell (Fig. 2A) shows a refractory period of 5 ms. The ISIH is unimodal and skewed such that a larger number of ISIs are present on the right of the mode. The ISIH for the FS cell (Fig. 2B) shows a shorter refractory period and a mode displaced toward lower values in comparison to the RS cell. However, the ISIH in the FS cell also exhibits a monotonic decay beyond the peak. Contrary to those described above, the ISIH of the CH cell is bimodal (Fig. 2C). One mode is centered on an interval value of 2.5 ms, indicating an increased probability of spiking within a few msec following each action potential. This corresponds to the ISIs within the bursts. The second mode is centered on a value of 14 ms, corresponding to the interval between the last spike of one burst and the first spike of the subsequent burst. The two peaks in the ISIH are separated by a clear gap at 6 ms. Finally, the ISIH of an IB neuron (Fig. 2D) also shows a bimodal distribution with a gap at 6 ms and two modes at 3 and 20 ms. These examples illustrate a fairly clear separation between bursting and nonbursting firing patterns. In contrast to these examples, there were many neurons whose individual responses to current pulses were strongly suggestive of bursting behavior but whose ISIH could not be easily divided into unimodal or bimodal categories. For some cells, the gap was difficult to detect (Fig. 2E) or the ISIH did not display an obvious gap (Fig. 2F). In these cases, however, the distribution of the log of the ISIs (Fig. 2, insets) was clearly bimodal. Using the criteria of unimodal or bimodal distribution of logISIs, we classified all neurons into either bursting, or nonbursting cells. We checked the appropriateness of this semi-quantitative approach by using discriminant analysis. Discriminant analysis was based on seven statistical parameters extracted from the log values of the interspike intervals (see METHODS). For only 18 of 220 cells did the discriminant analysis suggest a bursting/nonbursting classification differing from the one we inferred on the basis of logISIH shape. This number was reduced to 13 cells when the discriminant analysis was performed with the mean, the geometric mean, the skewness, and the median of the logISIs. Eleven of these 13 cells were initially classified as bursting. Thorough examination of ISIH, logISIH and individual responses to current pulses nevertheless indicated a clear bursting behavior in 8 of these 11 cells. Two of the 13 cells were initially classified as nonbursting and thorough examination of their response to current pulses convinced us to stick with our initial decision for one of these two cells. Thus altogether, only 4 of 220 cells remained ambiguous in their bursting behavior, or lack thereof. The discriminant analysis and logISIH criteria yielded a surprisingly good match, especially considering that none of the statistics extracted from the logISI directly measures the uni- or bimodality of the logISI distribution. We feel that the classification of cells into bursting and nonbursting groups based on logISIH plots provides an intuitive and sufficiently accurate segregation method to warrant its utilization.VARIABLES USEFUL IN THE CLASSIFICATION OF NEURONS. The ISIHs and the statistics that can be extracted from the logISIs, although quite useful to distinguish bursting from nonbursting neurons, do not reflect all the intrinsic properties of cortical neurons. To obtain a more precise classification of cortical neurons, we analyzed other discharge properties that varied between different neurons.
One of these variables is the slope of the relationship between injected current intensity and firing rate (f-I relationship). The f-I relationship for the four cells of Fig. 1 are shown in Fig. 3. Of interest is the much steeper slope for the FS neuron compared with the other cells. To determine if the slope of the f-I relationship is useful in distinguishing between different subtypes of neurons, we plotted this value for the entire population (Fig. 4A). Although this distribution is not bimodal, it is skewed to the right. While 88% of the cells showed slope values lower than 300 Hz/nA, a minority of cells (12%) displayed slope values between 300 and >600 Hz/nA.
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CLUSTER ANALYSIS OF NONBURSTING NEURONS.
For nonbursting neurons, we included the magnitude and time constant of
firing rate adaptation as additional variables (Fig. 5). This adaptation was quantified by
fitting the data relating instantaneous firing rate as a function of
time with a single exponential function. The strength of adaptation
(adaptation index) was calculated as 100
(100 × Fad/F1),
where Fad is the adapted firing rate
(horizontal asymptote of exponential fit) and
F1 the firing rate for the first
interspike interval. The adaptation index expresses the reduction in
firing rate over time, with respect to the firing rate at the beginning
of the current pulse. The adaptation time constant is derived from the
time constant of the exponential fit. Values of the adaptation index
and time constant were averaged across the different current
intensities (for details see METHODS).
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2, which
contained cells whose properties differed significantly across clusters
(P < 0.0001). These additional subgroups were not
named, nor will they be considered further here, since the functional
relevance of these subgroups is not yet known.
To determine the robustness of the two principal RS subclasses, we
examined the effect of including the
f1-I relation on their membership. The addition of this variable resulted in large changes in
the membership of the subclasses, while the two main clusters (RS and
FS) remained intact. Therefore, while the two main clusters appear to
be quite robust, the subclusters are dependent on the variables used
for cluster analysis.
Within the class of FS cells, cluster analysis also identified two
subclasses of neurons that were distinct from each other (MANOVA,
P < 0.0001). This difference was due mainly to the
slope of their f-I relation (Fisher's PLSD,
P < 0.001), while spike width or adaptation strength
did not yield a significant difference (P > 0.05).
Traditionally, FS neurons have steep f-I curves. The subclass of neurons having this property were therefore named "classical" FS neurons (FSC), while the
second subclass was termed FSLFI (FS, less steep
f-I).
CLUSTER ANALYSIS OF BURSTING NEURONS. Three variables, measured in bursting neurons, proved to be particularly useful in segregating neuronal subtypes. These included the intraburst firing rate, spike width, and the burst inactivation index (i.e., the ratio of the number of bursts occurring during the first half of the pulse to the number of bursts over the whole pulse duration; see METHODS). The dendrogram of the cluster analysis based on these three indices (Fig. 6B) revealed two main branches corresponding to the subjectively identified CH cells and IB neurons. The vast majority (94%) of the subjectively classified IB cells were found in the quantitatively established cluster of IB cells. They were characterized (on average) by relatively broad action potentials, lower intraburst firing rates, and pronounced burst inactivation during maintained depolarization. In the second class of bursting neurons, 73% of the subjectively classified CH cells were found in the quantitatively established cluster. These cells generated high-frequency bursts of relatively thin spikes, and displayed much less burst inactivation.
The addition of several other variables to the cluster analysis produced only small changes to the classification scheme. For example, including our measure of firing rate adaptation (i.e., "ada50" index; see METHODS and Fig. 4) also resulted in dendrograms with two main branches (data not shown) that separated at an aggregation distance of 68. This had the effect of adding four cells to the CH cluster while removing one. However, this manipulation also increased the heterogeneity of cell properties within clusters, and so we chose not to include this variable in the final classification of bursting neurons. Similarly, including the slope of the f-I relationship to the cluster analysis (data not shown) reduced the aggregation distance of the main branch and changed cluster membership for only two cells. In the newly formed CH cluster one cell came from the original IB cluster and one cell in the original CH cluster was moved to the new IB cluster. Finally, including the percentage of spikes occurring during bursts reduced the aggregation distance to 64 and moved six cells (all of which had a low percentage of spikes in bursts) from the CH class to the IB class (data not shown). Since including this variable had only a small effect on cluster membership, but produced a marked increase in the overlap of variable distributions, we also chose not to include it in the final cluster analysis (Fig. 6B). Thus the addition of either one or several of these variables to the three initially used changed the classification of only a small number of cells, indicating that the two main clusters are robust. Therefore for the remainder of this paper, the cells have been classified as IB or as CH on the basis of the cluster analysis using intraburst frequency, spike width, and burst inactivation properties only. At aggregation distances between 10 and 20 (Fig. 6B), branching was observed that led to five statistically significant subgroups
three for IB neurons and two for CH cells (MANOVA test,
P < 0.0001). No single variable included in the
cluster analysis cleanly distinguished between these subtypes of IB or
CH neurons, although a combination of two parameters did. IB1 cells
exhibited relatively thin spikes and higher intraburst firing rates,
IB2 cells showed less burst inactivation and thin spikes, and IB3
neurons were characterized by broader spikes and higher burst
inactivation. CH1 cells were distinguished from CH2 cells by a
generally higher intraburst firing rate and shorter duration action
potentials. Although statistically significant, the membership of these
subclusters depended strongly on the variables included in the cluster
analysis. For example, inclusion of the slope of the f-I
relationship also produced three subclusters of IB cells, but these
subclusters were very different from those originally obtained.
To conclude this section, it appears that we can distinguish four main
classes of neurons on the basis of electrophysiological criteria
applied to our in vivo intracellular recordings. These four classes
correspond well to the subjectively characterized RS, FS, IB, and CH
classifications. Subclasses within each of these main classes could be
also distinguished with cluster analysis. However, contrary to the main
classes, these subclasses were strongly dependent on the particular
variables included in the cluster analysis. For this reason, we have
concentrated our analysis on the four main classes of neuron (RS, IB,
CH, FS), and mention only briefly the properties of the subclasses.
Electrophysiological properties
The cluster analysis revealed that of the 220 cells we analyzed, 91 (41.4%) were RS (54 RSTS and 37 RSC), 33 (15%) were FS (15 FSC and 18 FSLFI), 31 (14.1%) were CH (22 CH1 and 9 CH2), and 65 (29.5%) were IB (20 IB1, 30 IB2, and 15 IB3). Following this classification, we further analyzed the distributions of the electrophysiological properties of these cells. These distributions are illustrated in Figs. 7-12 and statistical summaries, together with an indication of significance of differences, can be found in Tables 1-8. Among these different properties, those that proved to be the most relevant for classification are spike width and adaptation index for FS and RS neurons, and intraburst firing rate, used together with either spike width or burst inactivation index, for CH and IB neurons.
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INPUT RESISTANCE AND MEMBRANE TIME CONSTANT. The apparent input resistance was measured for a random subset of each physiological class of cells (Table 1) and was found to be significantly lower in CH cells compared with RS cells (P = 0.02, t-test). As far as subclasses are concerned, we found significantly different input resistance between the two subclasses of RS cells (Table 2), which was lower in RSTS neurons compared with RSC neurons (P = 0.014).
The mean membrane time constant (Table 1) was significantly shorter in FS neurons compared with both RS neurons (P = 0.03, t-test) and IB neurons (P = 0.02). This difference might result from the very short time constant exhibited by FSC cells (Table 2), which is significantly shorter than that measured in FSLFI cells (P = 0.02). No significant difference was observed between the membrane time constant of CH cells and that of the other cell classes.ACTION POTENTIAL WIDTH AND MAXIMAL DEPOLARIZATION AND REPOLARIZATION RATES. Comparison of the action potential widths for the four classes of neurons revealed two distinct groups: both FS and CH cells exhibited short-duration action potentials, while IB and RS cells showed a broader distribution having, on average, more prolonged action potentials (Fig. 7A, Table 3). The average action potential width was not significantly different between IB and RS cells (P = 0.75, Fisher's PLSD). However, the distribution for RS cells was broader and included cells with short-duration action potentials, including the subclass RSTS (Fig. 7A); approximately 15% of the RS cells (all members of the RSTS subclass) displayed action potentials as thin as those of FS cells. The populations of bursting neurons also overlapped in their spike duration; the 50-100 percentile range for CH cells overlaps with the 0-25 percentile range for IB neurons (Fig. 7A). These results indicate that spike width alone cannot unambiguously discriminate one cell class from another in either the bursting or nonbursting categories.
The maximal rate of rise of the action potential (Table 3) was slightly larger (15-25%) for CH cells compared with FS (P = 0.02, t-test), RS (P = 0.0002), and IB neurons (P = 0.04), suggesting a higher sodium channel density for CH cells, a factor that might play a key role in the generation of bursting for these cells (Brumberg et al. 2000FIRING RATE VERSUS INJECTED CURRENT. The distribution of the slopes of the f-I relationship revealed that FS cells are substantially different from the other three cell classes in this regard (Fig. 7C; Table 5); the median slope values for FS cells were 1.7 times larger than for CH cells, 2.3 times larger than for RS cells, and 2.7 times larger than for IB cells (P < 0.0001 in the 3 comparisons, Fisher's PLSD). In addition, CH cells exhibited a slightly steeper slope than RS and IB cells (Fig. 7C; Table 5; P = 0.01 and P = 0.02 for CH cells vs. IB and RS neurons, respectively).
Only within the FS class did subclasses of cells differ significantly (P < 0.0001) with respect to the slope of the f-I relationship (Table 5; Fig. 8A), with FSC cells displaying a steeper slope than FSLFI cells. When spike widths and f-I slopes are represented together (Fig. 8A), it appears that all the cells with action potential widths briefer than 0.5 ms and f-I slopes larger than 300 Hz/nA are FS. Irrespective of slope value, all the cells with action potential width larger than 0.5 ms have been classified as RS. However, there are a large number of FS cells that cannot be differentiated from RS cells based on action potential width and f-I slope alone (spike width <0.5 ms and f-I slope <300 Hz/nA; Fig. 8A).ADAPTATION PROPERTIES OF FAST SPIKING AND REGULAR SPIKING NEURONS. One additional feature that was able to distinguish between RS and FS neurons was their degree of adaptation (Fig. 8B; Table 6). RS neurons adapted their firing rates by an average of 56.3% while FS neurons adapted by only 9.1%. Eight FS cells even possessed an adaptation index that was negative (i.e., their firing rates increased during the current pulse). The distribution of adaptation indices for RS and FS cells shows only a limited overlap, restricted to values between 20% and 35%.
When adaptation index was combined with action potential width, it was possible to accurately distinguish between FS and RS cells (Fig. 8C). Neurons that had a spike width <0.5 ms and an adaptation index lower than 35% were almost always (except for 3 RS cells) clustered as FS neurons. Figure 8C also shows that RS cells with thin spikes (RSTS) adapt significantly less (P < 0.0001, Fisher's PLSD test) than RS cells with broad spikes (RSC; Table 6). Combining adaptation index and spike width also gave a good segregation between these two subtypes of RS cells. Figure 8D illustrates the distribution of adaptation time constant for RS neurons as well as for some FS neurons. This variable could not be measured in all the cases, due to the lack of adaptation or to poor fitting for 17 of 33 FS cells and 8 of 91 RS cells. Since the adaptation time constant could not be determined for all the cells, it was not used for the cluster analysis presented in Fig. 6. Nevertheless, a strong difference appeared between the FS and RS cells, which adapted with time constants of 9.9 ± 9.9 ms (median: 5.4 ms) and 21.6 ± 14.5 ms (median: 17.4 ms), respectively. Within both the RS and FS classes, the subclasses did not show significant differences in terms of adaptation time constant. Considering adaptation index and time constant together (Fig. 8E), the FS cells showed much less adaptation than the RS cells, although many of them adapted at the same rate.BURST CHARACTERISTICS IN INTRINSICALLY BURSTING AND CHATTERING CELLS. Cluster analysis revealed two main classes of bursting cells, the IB and CH neurons. IB cells did not differ from CH cells in the mean number of spikes per burst (Table 7; P = 0.16, t-test), but the average intraburst frequency (Table 7) was higher in CH cells (496 ± 85 Hz) than in IB neurons (281 ± 56 Hz; P < 0.0001). Although the distribution of intraburst frequencies showed some overlap between these two cell types (Fig. 9B), it was limited to a narrow range of values (350-425 Hz). Thus based on this criterion alone, a significant degree of segregation could be achieved as 84% of the CH cells displayed an intraburst frequency >425 Hz and 89% of the IB neurons showed an intraburst frequency <350 Hz.
Intraburst frequency also differed significantly between the CH1 and CH2 subclasses (P < 0.0001) with CH2 cells showing the highest intraburst firing rates (Table 8; Fig. 9C). Differences in intraburst frequency were not significant between IB2 and IB3 subtypes of IB cells, but were significant between IB1 and IB2 subtypes (P = 0.004) and between IB1 and IB3 neurons (P = 0.0005). IB1 cells showed the highest intraburst frequency (Table 8; Fig. 9C). Intraburst frequency and action potential width covaried in CH and IB cells, although with different slopes (Fig. 9, A and C). Using these two parameters enabled a nearly complete separation of CH and IB cells (Fig. 9C), because cells that exhibited an intraburst frequency of >350 Hz and action potential widths of
0.5 ms were almost always (except for 2 IB cells,
representing 3% of the IB cells) clustered as CH neurons.
BURSTS AND SINGLE SPIKE DISCHARGES. Only a small minority of bursting cells generated 100% of their action potentials in bursts (Figs. 4E and 10A; Table 7). This percentage was highest for CH cells, with more than two-thirds (12/31) of these cells generating >80% of their spikes in bursts (Fig. 10A; Table 7). In contrast, IB neurons exhibited a uniformly broad distribution for the percentage of spikes occurring during bursts. Despite these differences, the broad overlap of these two populations did not permit this parameter to distinguish unambiguously between CH and IB neurons (Fig. 10A). Moreover, combining the intraburst frequency with the percentage of spikes in bursts did not allow a clean separation between the CH and IB cell types, because of the relatively continuous overlap among those cells having intraburst frequencies between 350 and 425 Hz (Fig. 10A).
Significant differences between IB1 and IB2 (P < 0.0001), and IB2 and IB3 (P = 0.0001) subclasses were apparent, however, with IB2 cells exhibiting a larger proportion of spikes within bursts (Table 8) compared with the other two subtypes, which did not differ significantly in this respect (P = 0.93).BURST INACTIVATION.
Although some IB neurons are able to burst repetitively in response to
sustained current injection (Agmon and Connors 1989
; Dégenètais et al. 2002
;
Silva et al. 1991
; Steriade et al. 2001
), these cells usually generate a burst of action potentials only at the
beginning of the current pulse (e.g., Connors et al.
1982
; McCormick et al. 1985
). On the other hand,
CH cells typically generate bursts throughout the duration of a
maintained depolarization (Brumberg et al. 2000
;
Gray and McCormick 1996
; Steriade et al. 1998
). Here we examined this feature quantitatively using the burst inactivation index (i.e., the percentage of bursts in the first
half of the current pulse relative to the total number of bursts, with
50% indicating an equal number of bursts in the first and second
halves of the current pulse). On average, CH cells generated 53.9 ± 4.9% of their bursts in the first half of the pulse, indicating
that they tend to generate bursts throughout the duration of the
depolarization. IB neurons had 76.3 ± 12.9% of their bursts in
the first half of the pulse, indicating that these cells are much less
likely to repetitively burst during maintained depolarization
(P < 0.0001, Fisher's PLSD). However, the
distribution of burst inactivation indices showed some overlap between
CH and IB neurons (Table 7; Fig. 10B). This indicates that
some repetitively bursting cells could be quantitatively classified as
IB neurons (for example the cell in Fig. 2F). These were
mostly found in the IB2 subclass, where neurons showed the lowest burst
inactivation index (Table 8; Fig. 10C). All three subclasses
of IB cells differed significantly with respect to this variable
(P < 0.0001 for the all comparisons).
ADAPTATION OF SPIKE DISCHARGE IN BURST-GENERATING NEURONS. Spike frequency adaptation could not be examined as thoroughly in bursting neurons as in nonbursting cells due to the intermixing of single spikes and burst discharges. Our measure of adaptation strength for bursting cells was the proportion of spikes in the first 50 ms of the current pulses relative to the number of spikes present during the first 100 ms ("Ada50" index). Although the distribution of values showed some overlap (Table 5; Fig. 10D), the ada50 index was significantly smaller for CH cells (P < 0.0001, t-test) compared with IB neurons. This indicates that adaptation of spike discharge was quite low for CH cells, although on average it differed significantly from 50% (1 sample t-test, P < 0.0001). This value is also significantly smaller (P = 0.001) than the ada50 index displayed by RS cells (Table 5), but larger than that shown by FS cells (P < 0.0001).
There was no significant correlation between adaptation and burst inactivation in CH cells (P = 0.2) or in IB neurons (P = 0.16). This indicates that the adaptation of action potential firing is not simply a consequence of the cessation of bursting during the current pulse. Within the IB cell class, the IB1 subtype displayed spike discharge adaptation that was significantly lower than for the two other IB subtypes (Table 8). Therefore in similarity with RS cells, the IB neurons with the shortest duration action potentials appear to adapt the least.RHYTHMIC BURST DISCHARGE FREQUENCY IN CHATTERING CELLS.
One of the defining features of CH cells is their ability to generate
rhythmic bursts of action potentials at frequencies of 10-70 Hz
(Gray and McCormick 1996
). This was quantitatively explored at several current intensities in CH cells that repetitively burst without intervening isolated spikes.
ADAPTATION OF THE NUMBER OF SPIKES PER BURST IN CHATTERING CELLS. Although CH cells did not show adaptation of bursting rate during a current pulse, some degree of adaptation was found to take place in the number of action potentials generated within each burst (Fig. 12, A and B). On average (n = 25 cells with repetitive burst discharge without intervening single spikes for at least 1 current intensity), the first burst in CH cells contained 1.3 times the number of action potentials of the second burst and 1.4 times the number of action potentials of the fifth burst (Fig. 12B). Thus even though CH cells may not exhibit burst frequency adaptation (Fig. 11), the reduction in number of spikes per burst may result in an overall, although small, adaptation in average firing rate (Fig. 10D).
Another feature of the burst discharge in some (but not all) CH cells was an increase in the number of spikes per burst as a function of injected current (Fig. 12C). The slope of the linear fit to these data decreased with the ordinal position of the burst. The mean slopes for these relationships were 5.2 ± 2.3 spikes per burst per nA for the first burst (n = 18 cells), 2.8 ± 1.9 for the second burst (n = 11), 3.2 ± 1.8 for the third burst (n = 12), and 3.1 ± 1.8 (n = 12) for the fourth burst (Fig. 12D). The slope was significantly steeper for the first burst compared with the second, third, and fourth (paired t-test, P = 0.005, 0.002, and 0.002, respectively), while slopes for second, third, and fourth bursts did not differ significantly. This has the consequence that, with increasing intensity of current injection, adaptation of the number of spikes per burst is enhanced, since the first burst gains action potentials faster than subsequent bursts.Morphological features, cortical layer distribution, and receptive field properties
MORPHOLOGICAL FEATURES OF ELECTROPHYSIOLOGICALLY DEFINED CELL CLASSES. Forty-eight cells (20 RS, 5 FS, 14 IB, and 9 CH) were filled with biocytin to an extent that allowed their somatic and dendritic morphology to be examined. Here we present the general characteristics and laminar location of these labeled neurons. Our sample size was too small to reach definitive conclusions regarding anatomical differences between the various subclasses.
Fast spiking neurons were multipolar aspiny or sparsely spiny nonpyramidal cells in layer 4 (n = 4, 1 FSLFI and 3 FSC cells) and layer 2/3 (n = 1 FSC cell; data not shown). We have previously reported on the morphological and visual response properties of some of these neurons (Azouz et al. 1997
0.5-1 mm from the parent soma.
Regular spiking neurons were spiny pyramidal cells in layers 2 and 3 (n = 7; 37% of labeled layer 2-3 neurons), layer 5 (n = 1; 12.5% of labeled layer 5 neurons), and layer 6 (n = 10; 71% of labeled layer 6 neurons) as well as
spiny stellate cells in layer 4 (n = 2). As might be
expected, given that they were observed in all cortical layers, the RS
category was morphologically diverse. RS cells in layer 2/3 (Fig.
13A) displayed horizontal
axon collaterals in both supragranular and infragranular layers. Two RS
cells in layer 4 displayed spiny stellate morphologies (Fig.
13B), while RS cells in layer 6 displayed a wide variety of
morphologies. Five of these showed features of "corticothalamic type
1 neurons," as described by Katz (1987)
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RECEPTIVE FIELD PROPERTIES OF PHYSIOLOGICALLY DEFINED CELL CLASSES. Receptive field properties appeared to be more strongly constrained by the cortical layers than by either the morphological or electrophysiological subtypes. Most of the CH cells displayed simple receptive fields (11/12) and RS cells were either simple (n = 24) or complex (n = 9). When both receptive field type and laminar position were available, we observed the following: RS cells located in the supragranular layers could be either simple (n = 3) or complex (n = 1); one spiny stellate cell in layer 4 was found to be simple; and five of seven RS cells in layer 6 were found to possess simple receptive fields. No RS cell with a characterized receptive field type was recovered in layer 5.
FS cells were both simple (n = 6) or complex (n = 2). Among the FS cells that were characterized functionally and morphologically (n = 2, both FSC in layer 4), one located at the bottom of layer 4 displayed a complex receptive field. While spiny stellate cells located in layer 4 of cat area 17 all display simple receptive fields (Gilbert and Wiesel 1979| |
DISCUSSION |
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In an effort to understand the basic circuitry and operation of
the cerebral cortex, physiological studies have repeatedly attempted to
identify unique categories of neurons that occupy distinct anatomical
and functional positions. The identification of unique physiological
cell classes, however, has several inherent difficulties, including the
subjective nature of most classification schemes and the lack of
statistical demonstration that newly defined groups actually represent
distinct classes. Here we have used quantitative methods to demonstrate
the existence of distinct physiological classes of neurons in the adult
cat primary visual cortex in vivo. The four major classes
quantitatively demonstrated closely matched the subjectively defined
regular spiking (RS), fast spiking (FS), intrinsically bursting (IB),
and chattering (CH) categories (Connors et al. 1982
;
Gray and McCormick 1996
; McCormick et al.
1985
). Our results therefore confirm the prior contention that
these four classes represent distinct physiologically defined subtypes
of cortical neurons. Cluster analysis also indicated that each of these
main categories are themselves composed of distinct subclasses, each
displaying a unique combination of spike discharge characteristics.
Identification of four major cell classes in cat area 17
By examining a subset of easily quantified variables, we were able
to propose relatively simple schemes that allow for the classification
of cells in one of the four major classes. First, the neurons are
segregated into bursting and nonbursting neurons based on the presence
of two distinct bumps in the distribution of the logarithm of the ISIs
(Fig. 2). The first represents ISIs that occur within the burst of
spikes and the second is the interval between bursts (or between bursts
and single spikes). This simple method, validated by discriminant
analysis, reliably distinguishes RS and FS cells from IB and CH
neurons. Preliminary analysis indicates that a similar classification
can be achieved by analyzing the spike discharges obtained in response
to sensory stimulation (Azouz et al. 1996
).
Burst generation typically results from a fast ADP that is large enough
to trigger an additional spike at short latency. Bursts are usually
followed by a lengthy burst refractory period that is responsible for
the gap between modes (Figs. 1, 2, and 9). Our definition of a burst is
slightly different from those often used in in vivo studies, where a
burst is referred to as the occurrence of a transitory high firing rate
or a brief period of short interspike intervals (e.g., Bowman et
al. 1995
; DeBusk et al. 1997
;
Martinez-Conde et al. 2000
). Our definition allowed us
to exclude possible false positives, such as FS neurons with very high
firing rates having ISI distributions that are confined to a narrow
range of values. In such cases, the corresponding ISIH would not be
bimodal (Fig. 2). Hence, by our definition, a cell that fires at a high
rate is not necessarily a burst-generating neuron.
Following the segregation into bursting and nonbursting neurons, we found that multiple variables were required to reliably distinguish between cell classes; single variables, such as action potential width, were not sufficient as they exhibited considerable overlap between unique populations (e.g., Figs. 4 and 7-10). IB neurons could be distinguished from CH cells by either of the following two-variable criteria: CH cells are those bursting neurons that exhibit intraburst frequencies >350 Hz and spike widths of <0.5 ms (Fig. 9C). This criterion is useful, since it may be applied to extracellularly recorded bursting cells. Another two-variable criterion that reliably distinguishes between CH and IB neurons is that all CH cells have intraburst firing rates >350 Hz and burst inactivation indices of <70%, while only two IB cells fell into this category (Fig. 10, B and C). This test for the identification of CH cells, however, requires the intracellular injection of constant current pulses, and therefore is less flexible.
Spike width and the degree of spike frequency adaptation were the two
parameters that best distinguished RS and FS cells from one another:
92% of the cells that exhibit spike width of <0.5 ms at
half-amplitude and an adaptation index of <35% can be reliably identified as FS cells (Fig. 8C). Again, this test for the
identification of FS and RS cells requires the intracellular injection
of constant current pulses. Although not examined here, the response to
synaptic activation of FS neurons and RS cells that have thin spikes
may be significantly different (Swadlow 1995
) and
therefore form a useful parameter for separation of these two cell
types in extracellular recording studies despite overlapping action
potential width.
Classical intrinsic bursting neurons
Numerous in vivo and in vitro studies performed in a wide variety
of cortical areas and different species have examined the morphological
and electrophysiological properties of neurons that are similar to our
IB cells (Agmon and Connors 1989
; Baranyi et al.
1993a
; Chagnac-Amitai et al. 1990
;
Connors et al. 1982
; Dégenètais et
al. 2002
; Franceschetti et al. 1995
;
Jones and Heinemann 1988
; Mason and Larkman
1990
; McCormick et al. 1985
; Nuñez
et al. 1993
; Pockberger 1991
; Silva et
al. 1991
; Steriade et al. 2001
; Tseng and
Prince 1993
; Wang and McCormick 1993
;
traditional IB neurons have yet to be demonstrated in the human neocortex).
Morphologically, IB cells are typically pyramidal neurons whose cell
bodies lie within layer 5 (Fig. 15A) with an apical dendrite extending up to layer 1 and horizontal axon collaterals in the infragranular layers (Chagnac-Amitai et al. 1990
;
Franceschetti et al. 1995
; Larkman and Mason
1990
; McCormick et al. 1985
; Wang and
McCormick 1993
). At least some layer 5 IB neurons project to
the pontine nuclei and/or the superior colliculus and have the
morphological features of corticopontine and corticotectal projecting
neurons (Hübener et al. 1990
; Kasper et al.
1994a
; Wang and McCormick 1993
). IB neurons have
also been recorded in layers 2/3 and in layer 6, although their
prevalence in these layers is lower than in layer 5 (see also
Chen et al. 1996a
; Dégenètais et al.
2002
; Montoro et al. 1988
; Nishimura et
al. 2001
; Pockberger 1991
; van Brederode
and Snyder 1992
). Electrophysiologically, IB neurons generate
bursts of spikes through the activation of an afterdepolarization
following each action potential. In vitro studies have suggested that
post spike ADP and burst generation by layer 3 and 5 pyramidal cells is
likely to result from the activation of intrinsic depolarizing
Na+ currents by the action potentials within the
burst (Franceschetti et al. 1995
; Nishimura et
al. 2001
).
Our cluster analysis revealed the presence of three subclasses of IB
neurons (Fig. 6). No single variable included in our analysis cleanly
separated these three subclasses. Rather, a combination of at least two
variables (spike width and intraburst frequency or spike width and
burst inactivation index) was required. Our measure of
burst-inactivation, although useful in separating these three clusters
in combination with intraburst frequency and spike width, did not
cleanly distinguish between these subgroups by itself, suggesting that
the degree of burst inactivation varies along a continuum in IB cells.
Nevertheless, IB1 and IB3 neurons display inactivating bursts, as is
commonly observed in vitro, while IB2 neurons showed more of a
repetitive burst discharge, a feature that is often observed in vivo
(Baranyi et al. 1993a
; Dégenètais et
al. 2002
; Nuñez et al. 1993
;
Steriade et al. 2001
). The functional and anatomical
correlates of these tentative subdivisions of IB neurons remains to be explored.
Chattering cells
Chattering cells generate repetitive bursts of thin (<0.55 ms)
action potentials having intraburst firing rates in excess of 350 Hz. A
similar pattern of action potential generation has been recorded
intracellularly in the somatosensory cortex of the Raccoon in vivo
(Istvan and Zarzecki 1994
) and of cat in vitro (Kitagawa et al. 1999
), in the visual cortex of the
ferret in vitro (Brumberg et al. 2000
), in cat
association areas 5, 7, and 21 of the suprasylvian gyrus
(Steriade et al. 1998
), and in somatosensory and
association cortical areas of unanesthetized cat (Steriade et
al. 2001
). In addition, the generation of high-frequency (>300 Hz) bursts of action potentials through intrinsic ionic mechanisms has
been observed in cat pyramidal and nonpyramidal tract neurons of the
motor cortex, in either anesthetized (Calvin and Sypert 1976
; Steriade et al. 1998
) or awake cats
(Baranyi et al. 1993
; Steriade et al.
2001
), or in slices (Kitagawa et al. 1999
). A pattern of action potential generation nearly identical to that reported here for CH cells can be observed in extracellular single unit
studies in both awake and anesthetized primate and feline visual
cortical areas in response to visual stimulation (Friedman-Hill et al. 2000
; Gray and Viana Di Prisco 1997
;
Gray et al. 1990
; Livingstone 1996
). We
are unaware of recordings demonstrating CH cells in the rodent cerebral
cortex, although this negative evidence does not exclude their
existence in these animals.
The two subcategories of CH cells that we identified by cluster analysis could be distinguished from each other on the basis of intraburst firing rate and spike width. We have not found any physiological or functional correlates of these two subclasses of CH neurons.
The majority of CH neurons that we have morphologically identified were
layer 2/3 pyramidal cells with simple receptive fields, suggesting that
these cells may be monosynaptically innervated by thalamic Y-type
afferents (Bullier and Henry 1979
) and thus be involved
in fast transfer of visual signals between different cortical areas.
The number of projection sites targeted by lower layer 2/3 neurons is
large, and includes ipsilateral cortical areas 18, 19, 21a, AMLS, PMLS,
and PLLS (Bullier et al. 1984
; Einstein and
Fitzpatrick 1991
; Symonds and Rosenquist 1984
),
as well as diverse cortical areas in the contralateral hemisphere (Innocenti 1980
; Segraves and Rosenquist
1982
; Voigt et al. 1988
). It remains to be
established whether CH cells target specifically some of these
projection sites, or whether they project indiscriminately to all of
these. In primate visual cortex, extracellular recording also revealed
the presence of cells that fire high-frequency bursts of action
potentials, often at frequencies within the gamma band (Friedman-Hill et al. 2000
; Livingstone
1996
). Similar to our observations in cat area 17, Livingstone (1996)
found that one-half of the cells in
layer 4B (which, in terms of connectivity, may be considered as part of
the supragranular layers) and a majority of cells in the deep part of
layer 2/3 display this discharge pattern.
It is not yet clear why CH cells are mostly observed in the
supragranular layers in primary visual cortex, while in the
syprasylvian gyrus, a CH-like behavior has been observed in pyramidal
neurons of both supra- and infragranular layers, including
corticothalamic neurons (and reportedly, in 1 "local circuit,
sparsely spiny neuron") (Steriade et al. 1998
). One
key feature of CH cells is the generation of a fast spike ADP, which
allows for the initiation of each additional action potential within
the burst. In vitro, it has been found that pyramidal neurons that
generate action potentials with prominent fast ADPs may be induced to
"chatter" with repetitive or prolonged current injection, a process
that is facilitated by some modulatory neurotransmitters
(Brumberg et al. 2000
; Kang and Kayano
1994
; McCormick and Nowak 1996
). This suggests
that chattering, at least in some neurons, may represent more of a
state of action potential generation than a cell type. However, in this
study we did not observe any of the identified CH cells to
spontaneously revert to non-CH neurons, even in the lack of visual
stimulation or current injection. This finding suggests that a core
group of neurons may generate action potentials largely or exclusively
in the CH mode and therefore deserve the label "chattering cells,"
while other neurons may discharge in the CH mode during restricted
periods of activation. Therefore it must be kept in mind that some
neurons identified as CH may switch to a RS mode of action potential
generation under certain circumstances (and vice versa).
In motor cortex, the generation of repetitive, high-frequency (>300
Hz) bursts has been observed in pyramidal tract neurons of the motor
cortex in anesthetized (Calvin and Sypert 1976
) and awake cat (Baranyi et al. 1993a
), as well as in slices
(Stafstrom et al. 1984
). It is not clear whether these
cells would end up in a CH cell cluster, or whether some of their
firing properties (for instance, their shallow f-I slope,
Calvin and Sypert 1976
) would attract them into a
different cluster.
The presence of CH cells has rarely been reported in in vitro studies.
Beside the possibility that CH cells may not exist in all animal
species, it has been shown that the prevalence of CH cells in vitro is
greatly increased by reducing the concentration of
Ca2+ in the bathing medium to near that found in
vivo (i.e., 1.2 mM), as well as by using adult animals (Brumberg
et al. 2000
). Because in vitro studies are typically conducted
using Ca2+ concentrations at or near 2 mM, this
may provide one explanation for the absence of CH cells from in vitro
studies. By using cortical tissue from adult ferrets, the
electrophysiological features of chattering cells have been examined.
Chattering results from the generation of a postspike ADP, which is
generated by the activation of a persistent sodium current by each
action potential of the burst (Brumberg et al. 2000
),
possibly in a site remote from the site of spike generation
(Wang 1999
).
Extracellular recording studies in visual cortex have established a
correlation between the presence of CH like discharge and the
occurrence of gamma range oscillations (Friedman-Hill et al.
2000
; Gray and Singer 1989
; Gray et al.
1990
; Livingstone 1996
). Chattering cells are
characterized by intrinsic generation of rhythmic bursting at 10-80
Hz, increasing with increasing current intensity (Fig. 11). This
endogenous ability may play a key role in the generation of
synchronized gamma frequency oscillations in networks of cortical
neurons. Modeling studies have shown that cells with discharge
properties similar to those of CH cells, when connected in a realistic
fashion between each other and with FS cells, can generate synchronized
oscillatory activity even if the "subcortical" synaptic input that
drives the network is random (e.g., Bush and Sejnowski
1996
). These findings suggest an important role of CH cells in
the generation and communication of higher frequency oscillations in
cortical networks.
Regular spiking cells
Regular spiking cells were characterized by the generation of tonic trains of action potentials (with fewer than 5% of their spikes in bursts) that showed spike frequency adaptation, and had spike widths that were broader on average than those of FS or CH neurons. Within the category of RS neurons, we also found two distinct subclasses that could be separated from one another according to spike width and their degree of spike-frequency adaptation. Thin spiking RS cells (RSTS) are distinct from "classical" RS cells (RSC) in that the former generated briefer action potentials and exhibited less spike frequency adaptation (see Fig. 8). Using criteria of more than 0.5 ms spike width at half height and an adaptation index larger than 60% allows a relatively good distinction between these two subclasses (Fig. 8C).
The intracellular injection of biocytin revealed RS cells to represent a wide variety of spiny neurons including pyramidal cells in layers 2-6, spiny stellate cells in layer 4, and polymorphic cells in layer 6. Other investigations in vitro have shown that some subtypes of inhibitory interneuron may discharge action potentials in a manner similar to the RS category defined here (see Fast spiking cells). Thus the "regular spiking" pattern of action potential generation appears to be widely distributed among cells of different anatomical and functional properties, including pyramidal cells, spiny stellate neurons, and some subtypes of local inhibitory interneuron.
Fast spiking cells
Previously, McCormick et al. (1985)
defined FS
cells as those neurons that respond to depolarizing current pulses with
a tonic train of relatively short-duration action potentials that
exhibit little spike frequency adaptation and a relatively steep
f-I relation. FS cells were shown to be local, presumed
GABAergic, interneurons, and all morphological studies of FS neurons
have since confirmed this finding. The morphological properties of FS
neurons in this and a related study (Azouz et al. 1997
)
confirms them to be sparsely spiny or aspiny multipolar cells (basket
and "clutch" cells), as observed in other studies (Chen et
al. 1996a
; Foering et al. 1991
; Gupta et
al. 2000
; Hirsch 1995
; Kawaguchi
1995
; Neagele and Katz 1990
; Thomson et
al. 1996
; Zhou and Hablitz 1996
). FS cells have
also been shown to correspond to parvalbumin containing cells
(Cauli et al. 1997
; Kawaguchi and Kubota
1997
). Although McCormick et al. (1985)
correctly predicted that FS cells are GABAergic, they did not state
that the opposite was true. Indeed, they suggested that other types of
GABAergic neurons may have their own electrophysiological properties, a
prediction that subsequent studies have confirmed and expanded on (see below).
Our cluster analysis has confirmed the distinct nature of the FS classification of GABAergic interneurons and has shown that two distinct subcategories of FS cells can be discerned. Forty-five percent of the fast spiking cells ("classical" FS cells, FSC) displayed f-I slopes larger than 320 Hz/nA, while the other class (FSLFI) displayed f-I slopes lower than 320 Hz/nA. Unexpectedly, FSC cells exhibited a very short membrane time constant.
Recent in vitro studies investigated the electrophysiological
properties of diverse classes of GABAergic cells, which exhibit a wide
variety of action potential discharge patterns. In addition to
traditional FS neurons, nonpyramidal cells have also been categorized into other classes on the basis of their electrophysiological properties and in correlation with their pattern of axonal arbor, their
synaptic properties, and their neurotransmitter and calcium binding
proteins (Cauli et al. 1997
, 2000
; Foehring et
al. 1991
; Gibson et al. 1999
; Gupta et
al. 2000
; Krimer and Goldman-Rakic 2001
;
Hestrin and Armstrong 1996
; Hirsch 1995
;
Kawaguchi 1995
; Kawaguchi and Kubota
1997
; Llinas et al. 1991
; Steriade et al. 1998
; Thomson et al. 1996
). None of the cells we
recovered displayed morphological features of bipolar, bitufted, or
double bouquet interneurons. Nor were they of the form of Martinotti or
neurogliaform cells. The electrophysiological properties of these
morphological subtypes of cells in adult cat area 17 in vivo remain to
be examined. The high incidence of FS discharge pattern among our
recordings of interneurons may result from the sampling bias of the
intracellular recording technique. Parvalbumin containing interneurons
(basket and chandelier cells) seem to be the dominant species of
inhibitory cell in the cortex (37-74% of the GABAergic neurons,
depending on the study and the species studied; Chow et al.
1999
; Demeulemeester et al. 1991
; Gonchar
and Burkhalter 1997
; Kawaguchi and Kubota 1997
;
Schwark and Li 2000
; Van Brederode et al.
1990
). In addition, the cell bodies of parvalbumin containing
interneurons are often larger than those of other types of interneurons
(Schwark and Li 2000
), which may allow these to be
impaled more often. Finally, it is also possible that we recorded some
non-FS interneurons but did not label them.
Recent studies (Chen et al. 1996b
; Erisir et al.
1999
) have shown that specific potassium channels, whose
distribution seems to be restricted to the FS cell class (Chow
et al. 1999
), are responsible for both the narrow spikes and
the ability of these cells to discharge at high sustained firing rate.
It is tempting to propose that in other mammals, such as cats,
RSTS and CH cells, which generate short-duration
action potentials, may have acquired a similar type and density of
K+ channels as FS cells.
| |
CONCLUSIONS |
|---|
|
|
|---|
We have quantitatively justified the existence of four major electrophysiologically defined classes of neurons within the cat visual cortex and have presented simple methods to reliably classify neurons into these classes. Our classification scheme is based on intracellular recordings in area 17 of the cat in vivo, but is likely to hold generally throughout different mammalian species under a variety of conditions.
| |
ACKNOWLEDGMENTS |
|---|
We thank F. Leniart and M. Sum for assistance in some of the histologies, J. Brumberg for assistance in some of the surgical preparations, and L. Rognlie-Howes for excellent care of the animals. We thank J. Bullier for helpful comments on the manuscript.
This work was supported by grants from the National Eye Institute to D. A. McCormick and C. M. Gray, the Fyssen Foundation, the Phillipe Foundation, Centre National de la Recherche Scientifique to L. G. Nowak, and the Human Frontiers Science Program Organization to R. Azouz.
Present address for R. Azouz: Dept. of Physiology, Zlotowski Center for Neuroscience, Ben-Gurion University, Beer-Sheva 84105, Israel.
| |
FOOTNOTES |
|---|
Address for reprint requests: D. A. McCormick, Dept. of Neurobiology, Yale Univ. School of Medicine, 333 Cedar St., New Haven, CT 06510 (E-mail: david.mccormick{at}yale.edu).
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