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J Neurophysiol (April 1, 2003). 10.1152/jn.00636.2002
Submitted on Submitted 7 August 2002; accepted in final form 9 December 2002
Departments of 1Ophthalmology and 2Neurology, University of California, Los Angeles, California 90095-7002; 3Department of Ophthalmology, Okayama University Medical School, Okayama City 700-8558, Japan; and 4Department of Ophthalmology, University of Texas Southwestern Medical School, Dallas, Texas 75225
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ABSTRACT |
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Demer, Joseph L., Reika Kono, and Weldon Wright. Magnetic Resonance Imaging of Human Extraocular Muscles in Convergence. J. Neurophysiol. 89: 2072-2085, 2003. Extraocular muscle (EOM) paths during asymmetrical convergence were evaluated by tri-planar, contrast-enhanced magnetic resonance imaging of the orbits of eight young adults during binocular fixation of a target aligned to one eye at 800 and 15 cm distance. Cross sections and paths of EOMs were determined from area centroids. In convergence, the aligned eye rotated and translated negligibly, while its inferior oblique (IO) muscle exhibited significant contractile thickening. There were no significant contractile changes in the cross sections of aligned eye rectus or superior oblique (SO) muscles in convergence. The converging eye rotated nasally 22.4° but translated negligibly. The converging eye medial (MR) and lateral rectus (LR) muscles exhibited large contractile cross-section changes, and the IO showed significant contractile thickening, while the vertical rectus muscles and the SO did not. Anterior paths of three aligned eye rectus EOMs could be determined in convergence and shifted consistent with a 1.9° extorsion of the rectus pulley array. Such extorsional reconfiguration of the rectus pulleys would move the pulleys in coordination with globe extorsion and avoid imparting torsional action to these EOMs. Extorsional rectus pulley shift in convergence is inconsistent with the reconfiguration predicted to explain the temporal tilting of Listing's planes, instead suggesting that this temporal tilting is due to variations in oblique EOM innervation. Absence of globe translation in convergence argues against overall EOM co-contraction. The reconfiguration of EOM geometry in convergence has important implications for single-unit studies of neural control.
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INTRODUCTION |
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Recent evidence suggests a
connection between ocular kinematics and the geometry of the
extraocular muscle (EOM) paths that is constrained by connective tissue
pulleys first suggested by Miller (1989)
. More recent
work has described these pulleys in detail. Each rectus pulley consists
of an encircling ring of collagen located near the globe equator in
Tenon's fascia (Demer et al. 1995b
), coupled to the
orbital wall, adjacent EOMs, and equatorial Tenon's fascia by
sling-like bands containing collagen, elastin, and smooth muscle (SM)
(Demer 2000
; Demer et al. 1997
;
Kono et al. 2002b
). Soft pulleys inflect rectus and
inferior oblique (IO) EOM paths in a manner analogous to the way that
the rigid trochlea inflects the path of the superior oblique (SO)
tendon, yet the soft pulleys have the property of mobility in some
directions. The coronal plane location of each rectus pulley has been
shown by MRI to be highly uniform in normal subjects (Clark et
al. 1997
). All EOMs are bilaminar. Microscopic examination of
serially sectioned human and monkey orbits suggests that the global
layer (GL) of each rectus EOM, containing about half of total EOM
fibers (Oh et al. 2001b
), passes through the pulley and
becomes contiguous with tendon to insert on the globe. The orbital
layer (OL), containing the remaining about half of the EOM fibers, has
an insertion on the pulley (Demer et al. 2000
; Oh
et al. 2001b
).
The preceding anatomic features of pulleys are pivotal for ocular
kinematics and neural control. It is important to recall that rotations
of three-dimensional (3-D) objects are not mathematically commutative;
consequently, final eye orientation depends on the order of rotations
(Haslwanter 1995
). This vexing conundrum for the neural
control of ocular motility is avoided for all practical purposes if the
ocular rotational axis shifts by half of the change in ocular
orientation with respect to a primary position, for under these
conditions, the effect of noncommutativity becomes negligible
(Quaia and Optican 1998
). This half angle behavior is
equivalent to Listing's Law (L1), a quantitative description of ocular
torsion (Tweed and Vilis 1990
). Precise locations and mechanical shifts in rectus pulley positions consistent with
commutative half angle behavior were predicted by the active pulley
hypothesis (APH) as diagrammed in Fig. 1,
A, B, D, and E (Demer et al.
2000
), and later quantitatively confirmed in humans by MRI in
tertiary gaze positions (Kono et al. 2002a
). The
coordinated control postulate of the APH states that each rectus pulley
is shifted anteroposteriorly in the orbit through the action of the OL
to maintain a constant relationship, in an oculocentric coordinate
system, with the EOM's scleral insertion. Thus the distance from the
pulley to globe center D1 is equal to the
distance from globe center to insertion D2 (Fig.
1, B, D, and E) (Kono et al.
2002a
). This reasoning assumes trigonometrically small angles
typical of the oculomotor range and requires each rectus pulley to make
a posterior movement during EOM contraction in coordination with
rotation of the scleral insertion (Fig. 1, D and
E). By so doing, the velocity vector produced by EOM
contraction shifts by half of the change in ocular orientation from
primary position (Fig. 1B). The IO muscle also has a pulley, mechanically coupled to the inferior rectus (IR) pulley (Demer et al. 1999
), that moves anteroposteriorly by half as much as the IR pulley to maintain an half angle behavior for the IO orthogonal to that of the rectus EOMs (Demer 2001
; Demer et
al. 2001
).
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Binocular viewing of near targets affords the potential visual
advantage of stereopsis for depth perception. The geometric significance of interocular spacing relative to viewing distance not
only provides the binocular sensory disparity that enables stereopsis,
but it also poses challenges for the ocular motor system. It is
kinematically appropriate to provide identical neural control to the
two eyes when viewing a remote target so that the eyes move
horizontally and vertically in a unison sometimes expressed as
Herring's Law. During viewing of distant targets with the head upright
and stationary, the torsional position of each eye is governed by L1. A
mathematically equivalent, familiar formulation of L1 states that all
eye positions are reached from a primary position by rotation about a
single axis lying in a plane, Listing's plane, that is roughly
frotoparallel to the head. The need to place a near target
simultaneously on the foveas of the two eyes obviously requires
vergences: differences in the horizontal (and additionally or
alternatively vertical, depending on choice of coordinate system)
orientations of the two eyes. Vergences do not conform to Herring's
law. Less obviously than for horizontal and vertical vergences,
stereopsis requires adjustments in the torsional positions of the eyes
to maintain alignment of corresponding retinal meridia
(Schreiber et al. 2001
). Allen and Carter used a
photographic technique to demonstrate that asymmetric convergence produces excyclotorsion, violating L1 (Allen and Carter
1967
). The finding of excyclotorsion in convergence has been
repeatedly confirmed in humans (Bruno and van den Berg
1997
; Mikhael et al. 1995
; Minken and Van
Gisbergen 1994
; Mok et al. 1992
; Somani
et al. 1998
) and monkeys (Misslisch et al.
2001
). During asymmetrical accommodative or disparity-induced
vergence, this temporal rotation occurs in both the aligned and
converging eyes, independent of eye position (Steffen et al.
2000
). Thus the classical form of L1 is not observed for near
viewing: the Listing plane for each eye tilts temporally with
convergence (Allen 1954
; Kapoula et al.
1999
; Minken and Van Gisbergen 1994
; Mok
et al. 1992
; Steffen et al. 2000
), in a manner
that has been described as L2, the binocular extension of Listing's
law (van Rijn and van den Berg 1993
).
The temporal tilting of the Listing's planes for the two eyes is
roughly 1.6-2.2 times the vergence angle (Kapoula et al. 1999
), corresponding to the relative excyclotorsion in
depression and incyclotorsion in elevation (Somani et al.
1998
; van Rijn and van den Berg 1993
). This
behavior depends quantitatively on visual characteristics of the
targets employed (Kapoula et al. 1999
). It is remarkable
that during binocular viewing of near and far targets aligned on one
eye, the Listing plane for that unmoving eye nevertheless tilts in
association with the vergence movement of the other eye (Steffen
et al. 2000
). It has been proposed that a form of Herring's
Law of equal innervation exists for the vergence system, such that both
eyes receive symmetric version commands for remote targets and mirror
symmetric vergence commands for near targets (van Rijn and van
den Berg 1993
). Extending this idea, we proposed that this
tilting of Listing's plane during vergence might be due to binocularly
symmetrical reconfiguration of rectus pulleys as diagrammed in Fig. 1:
nasal shift of the vertical rectus pulleys (Fig. 1C),
anterior shift of the MR pulley (Fig. 1F), and posterior
shift of the LR pulley (Fig. 1F) (Demer et al.
2000
). This predicted behavior of rectus pulleys in convergence constitutes an example of the differential control postulate of the APH
wherein pulleys are supposed to be capable of motion not coordinated
with that of the EOM insertions on the sclera (Kono et al.
2002a
).
Knowledge of the mechanical configuration of the EOMs in convergence is
important to interpretation of the neural commands that drive these eye
movements, an area in which apparently reasonable assumptions have been
shaken by empirical findings. Recording in the abducens nuclei of
monkeys, Mays and Porter found that the mean decrease in firing in
convergent adduction was only 62% of that in conjugate adduction
(Mays and Porter 1984
), similar to the value of 50%
later found by another laboratory (Gamlin et al. 1989
).
Recording from abducens nerve rootlets, Zhou and King found that 66%
of LR motor neurons were modulated in correlation with monocular
movement of either eye (Zhou and King 1998
). Even though
the ipsilateral eye was immobile because the target was aligned on it,
many LR motor neurons increased firing with adduction of the
contralateral eye (Zhou and King 1998
). Assuming that
EOM motor units constitute a final common pathway for both version and
vergence eye movements, these findings would predict co-contraction of
the MR and LR muscles in convergence. Miller et al. sought direct
evidence of such co-contraction by implanting chronic force transducers
on the MR and LR muscles of monkeys trained to perform asymmetrical
convergence (Miller et al. 2002
). Not only did Miller et
al. fail to find the predicted MR and LR co-contraction, but actually
observed slight co-relaxation!
Thus direct study of EOM forces and motor neuron discharge during
convergence has failed to clarify the physiology. Another technical
approach has now emerged, exploiting developments in orbital MRI that
permit study of human EOM behavior during visual fixation. Miller first
demonstrated the utility of MRI for quantitative assessment of normal
rectus EOM contraction by measurement of the distribution of cross
sectional area in relaxed and contracted gaze positions
(Miller 1989
). The method indicated reduced
contractility in denervated rectus EOMs (Demer and Miller
1999
) as well as in normal and palsied SO (Clark et al.
1998a
; Demer and Miller 1995
; Demer et
al. 1995a
) and IO (Demer et al. 1999
;
Kono and Demer 2003
) muscles. The current study aimed to
evaluate the paths and contractility of all of the striated EOMs by MRI
during the paradigm of asymmetric convergence so commonly employed in
the human and animal literature. Asymmetric convergence aligns the
target on one eye for both near and distant viewing, avoiding
confounding changes in horizontal and vertical eye position while
potentially disclosing changes due to convergence-related innervation
that appears to be delivered equally to the two eyes (Allen and
Carter 1967
; Rashbass and Westheimer 1961
;
Steffen et al. 2000
).
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METHODS |
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Subjects
Eight prepresbyopic adult volunteers aged 24 ± 4 (SD) yr were recruited by advertisement and gave written informed consent according to a protocol conforming to the Declaration of Helsinki and approved by the Human Subject Protection Committee at the University of California, Los Angeles. All volunteers underwent complete eye examinations verifying normal corrected vision, normal ocular versions, orthotropia in all gaze positions, ability to maintain prolonged convergence to a target 15 cm away, and stereopsis of 40 arcsec by Titmus testing.
Visual stimuli
Each subject briefly practiced the experimental task under conditions simulating those in an MRI scanner. While lying supine and looking upward, subjects wore a padded facemask containing a transparent faceplate and a dual-phased surface coil array (Medical Advances, Milwaukee, WI). A half mirror fabricated of transparent acrylic plate was mounted with its center 15 cm anterior to the eyes and angled approximately 45° to the vertical so that the reflected image of a distant, flashing red light-emitting diode (LED) at the opposite end of the room 600-800 cm away (depending on the individual MRI scanner) could be viewed as if centered vertically. The end of a single fine acrylic optical fiber was placed directly above the center of the half mirror so that when the fiber end was illuminated by an LED placed at its remote opposite end, it formed a small illuminated point 15 cm from the middle of the line connecting the two globe centers. The subject was then instructed to fixate the constantly illuminated near target, and the far, flashing target light was then moved until it was superimposed on the near target as seen by the designated aligned eye. The positions of the near and far targets were then fixed, and only illuminated alternately. With the far target illuminated, both eyes were in a conjugate position approximately 11° opposite to the side of the aligned eye. With the near target illuminated, the aligned eye was in the same position, but the opposite eye, designated as the converging eye, adducted without changing vertical position. Prior to MRI scanning, the ability of each subject to sustain the appropriate convergence was verified by visual inspection or video recording of eye position through the half mirror. Convergence to the near target was either achieved with high stability, or was grossly absent; no subject exhibited intermediate behavior. During MRI scanning sessions, actual eye positions were determined from the images themselves and are reported below for binocular viewing of both the near and far targets in various imaging planes.
MRI
High-resolution, T1-weighted MRI was performed using a 1.5 T
General Electric Signa (Milwaukee, WI) scanner. Crucial aspects of this
technique, described in detail elsewhere, include use of the
dual-phased surface coil array (Medical Advances, Milwaukee. WI) to
improve signal-to-noise ratio and fixation targets to avoid motion
artifacts (Clark et al. 1998a
,b
, 1999
; Demer and
Miller 1999
). Initially, a localizer axial scan was obtained at
3-mm thickness using a 256 × 192 matrix over a 10-cm square field
of view (FOV). A true coronal image including both orbits was then obtained at 3-mm thickness using a 256 × 256 matrix over a 10-cm FOV. This true coronal image was used to place sets of 17 contiguous, 2-mm-thick axial images using a 256 × 256 matrix over a 9- to 10-cm FOV, minimally sufficient to view both orbits of each individual subject and yielding a pixel resolution of 350-390 µm. Axial images were repeated for the near and far targets and confirmed that the
intended eye positions were actually achieved by each subject (Fig.
2). This verification of eye position was
crucial because data from three additional subjects had to be discarded
because axial images indicated gross failure to achieve convergence to the near target. The paramagnetic MRI contrast agent gadodiamide (0.1 mmol/kg total dose) was given intravenously in divided aliquots to
improve the contrast of EOMs against connective tissue in the anterior
orbit (Oh et al. 2001a
) before most of the remaining scans. For both near and far target viewing, sets of 17 contiguous quasicoronal images perpendicular to the axis of each orbit were obtained with 2-mm slice thickness using a 256 × 256 matrix over an 8-cm square FOV, giving pixel resolution of 313 µm. Figure 3 shows such quasicoronal scans obtained
without contrast to illustrate better the posterior orbit because
gadodiamide reduces image contrast of EOMs relative to the orbital fat
posterior to the globe equator, while improving image contrast of EOM
tendons relative to the surrounding pulley tissues more anteriorly.
While gadodiamide enhanced images of the posterior orbit were less
esthetic yet still adequate for analysis, in the anterior orbit
gadodiamide made it possible to distinguish EOM tendons from the
surrounding tissues 2-4 mm more anteriorly than without enhancement.
For both near and far target viewing, sets of quasisagittal images
parallel to the axis of each orbit were obtained using otherwise
similar parameters (Fig. 4).
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Analysis
Digital MRI images were transferred to Macintosh computers (Apple Computer, Cupertino, CA), converted into eight-bit tagged image file format (TIFF) using locally developed software, and quantified using the program National Institutes of Health Image (W. Rasband, National Institutes of Health; available by ftp from zippy.nimh.nih.gov or on floppy disk from NTIS, 5285 Port Royal Road, Springfield, VA 22161, part number PB95-500195GEI).
In MRI images analyzed, the cross section of each EOM was digitally
outlined and its area automatically determined. The location of each
rectus EOM was described by a single point in each quasicoronal image
plane using the "area centroid" function of the National Institutes of Health Image program. The area centroid of a cross section is equivalent to the center of gravity of a shape of uniform density and thickness and, as first suggested by Miller (Miller 1989
), represents the best estimate of the position of EOM
force assuming uniform force distribution over cross-sectional area (Clark et al. 2000
). Next, approximating the globe as
spherical, its 3-D center was determined to subpixel resolution in
scanner coordinates using curve fitting to three separate
cross-sectional images of the globe as previously described
(Clark et al. 2000
). Rectus EOM positions were then
translated to place the 3-D coordinate origin at the computed center of
the globe. After data were transformed, the scanner coordinates were
scaled to millimeters and were then scaled to normalize each globe to
the measured average diameter of 24.3 mm found by MRI in an earlier
study of normal subjects (Clark et al. 2000
). This
permitted averaging of rectus EOM paths over the group of subjects.
Contractility of EOMs was inferred from distributions of
cross-sectional areas along their lengths. For this purpose, sets of
image planes were aligned on the globe-optic nerve junction for far
target viewing and averaged over all subjects for each EOM and target
location. The globe-optic nerve junction was designated as plane zero
with more posterior locations taken as negative and more anterior
locations positive based on 2 mm image plane thickness (Clark et
al. 1997
). Anteroposterior distances for this purpose thus fell
into 2-mm increments. Contractility was taken to be the change, in each
image plane, in cross section from far to near target viewing.
The anteroposterior and mediolateral positions of the globe centers were determined from the area centroids in high-resolution axial images through the center of the lenses and optic nerves. Anteroposterior positions in axial images were corrected for small head translations by reference to bony landmarks. Gaze direction was determined relative to the MRI scanner coordinate system by projecting a line through the axis of symmetry of the lens to the sclera of each eye, and measuring the resulting angle using the function in National Institutes of Health Image. Accommodation was assessed indirectly from changes in lens shape by best fitting a bivariate ellipse to the lens outline in axial images. The minor axis of the elliptical fit was taken to represent anteroposterior lens thickness, which increases during accommodation. The major axis of the elliptical fit was taken to represent equatorial lens diameter, which decreases during accommodation.
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RESULTS |
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Ocular rotation
Axial MRI scans provided a clear demonstration of ocular changes
during convergence from the far to the near target (Fig. 2). Resolution
of MRI images was sufficient to verify appropriate binocular gaze
shifts from far to near target viewing and to demonstrate lens changes
appropriate to accommodation. It was considered reasonable to assume
bifoveal fixation of the near and far targets because repeated
questioning of subjects during scanning confirmed the absence of
diplopia and because any significant eye movements during scan
acquisition would have produced large and obvious motion artifacts
(Demer and Miller 1999
) that were conspicuously absent.
Because, as for other laboratory methods of eye-position measurement,
there was no means of determining absolute foveal direction from
orbital MRI images, eye position data are reported as changes in angles
of eye orientation from the far to near viewing conditions, with means
and standard errors (SEM) for all eight subjects summarized in Table
1.
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Excellent target positioning was confirmed for both eyes (Table 1). Axial scans showed mean adduction of the aligned eye during near target viewing of 0.3 ± 0.6° not significantly different from zero change from far target viewing. Quasi-sagittal scans (Fig. 4) showed mean supraduction during near target viewing of 0.6 ± 0.6° for the aligned and 0.5 ± 0.5° for the converging eye, not significantly different from zero change from far target viewing. The converging eye exhibited 22.4 ± 0.8° adduction during near target viewing, geometrically correct to within experimental error for the mean interocular distance measured on axial images of 61.9 ± 1.5 mm and the 15-cm target distance.
Ocular translation
The globes did not translate significantly during convergence (Table 1). Based on analysis of axial images, both eyes translated anteriorly: 0.2 ± 0.5 mm for the aligned eye, and 0.5 ± 0.5 mm for the converging eye (P > 0.05). Also based on axial images, both eyes translated nasally: 0.7 ± 1.2 mm for the aligned eye and 0.3 ± 0.8 mm for the converging eye (P > 0.05). There was an insignificant trend to reduction in interocular distance by 0.6 ± 0.3 mm with convergence (0.05 < P < 0.1). There was no significant vertical globe translation with convergence of either eye, as determined from quasi-coronal images by comparison of the globe center with the orbital centroid measured at the globe equator (Table 1).
Accommodation
The lenses of both globes changed shape significantly consistent
with accommodation during convergence (Strenk et al.
1999
). Anteroposterior lens thickness increased significantly
by 0.6 ± 0.2 mm for the aligned and 0.5 ± 0.2 mm for the
converging eyes (P < 0.001). Reductions in equatorial
lens diameter of 0.1 ± 0.2 mm for the aligned and 0.2 ± 0.2 mm for the converging eye were not significant. Reduction of pupil size
and ciliary body thickening were appreciated during convergence in some
subjects but could not be analyzed quantitatively because these were
not consistently within the resolution of the technique.
Extraocular muscle contractility
Contractility was evaluated by measurement using quasi-coronal images of the distribution of cross-sectional area along the length of each EOM (Fig. 3). To represent these data as true cross-sectional area perpendicular to the average linear path of each EOM, the cross-sectional areas measured in quasi-coronal image planes were adjusted by multiplying by the cosine of the mean angle between the EOM axes and the normal to the quasicoronal plane. This angle is also equivalent to half the angle formed by the intersections of the horizontal and vertical rectus pairs at the orbital apex. For the horizontal rectus EOMs, the correction angle determined from axial images was 20.2 ± 0.6° (mean ± SE, n = 16 orbits); for the vertical rectus EOMs, this angle determined from quasisagittal images was 20.2 ± 0.4°. All data below have thus been reduced by the cosine of this angle.
Behavior of EOMs in the converging eye is illustrated first to indicate the sensitivity of the technique, first for the MR muscle. Figure 5A plots mean (± SE) MR cross section for the converging eye as a function of anteroposterior distance in the orbit from 2-mm-thick image planes using the image plane containing the junction of the globe and optic nerve as reference plane zero (shown in 3rd row in Fig. 3). Most anteriorly as they approach their insertions, rectus EOMs thin and become noncontractile tendons (Fig. 2). As may be seen qualitatively in axial views such as Fig. 2, EOM cross section was greatest in the mid to deep orbit. Quantitatively, this is seen in Fig. 5A as a peak in the area distribution for distance viewing at -4 mm. Because the converging eye adducted during near viewing, the resulting MR contraction was evidenced by an increase in maximum cross section in the range of -6 to -16 mm (Fig. 5A). This contractile thickening may also be appreciated in Fig. 3, top, which contains images at -12 mm. Because the converging eye adducted, relaxation of its LR was evidenced by reduction in cross section in the range of -8 to -16 mm, as may be seen qualitatively in Fig. 3, top, and quantitatively in Fig. 5B.
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Similar analyses of the horizontal rectus EOM cross sections were performed for the aligned eye. The posterior MR, which in the converging eye showed large contractile increases in cross section in multiple image planes, exhibited virtually no change in mean cross section during convergence in the aligned eye (Fig. 5C). The aligned eye LR showed no significant change in mean cross section during convergence (Fig. 5D).
Examination of the behavior of mean rectus EOM cross sections from
multiple subjects has the disadvantage of being influenced by
interindividual variations in EOM size. To minimize this effect, rectus
EOM cross-section data were also analyzed as changes within individual
subjects between far and near viewing. These changes are plotted for
all eight rectus EOMs in Fig. 6,
A-D, illustrating data for both the aligned and converging
eyes on the same graphs for comparison. Recognizing that rectus EOM
contractility is most evident in the mid to posterior orbit,
convergence-related changes in pooled cross section were evaluated
statistically in the six contiguous image planes extending posteriorly
from the plane of maximum cross section in distance viewing.
Statistical analysis was by paired, two-tailed t-test of
differences from zero change using a 0.001 level of significance
representing a Bonferroni adjustment from the usual level of 0.05 due
to 48 simultaneous comparisons. For the converging MR, the expected
significant contractile thickening in convergence was evident 10 and 12 mm posterior to the globe-optic nerve junction (Fig. 6A).
For the converging LR, the expected significant relaxational thinning
in convergence was evident posteriorly at -10 and
12 mm (Fig.
6B). Neither the aligned eye MR (Fig. 6A) nor LR
(Fig. 6B) nor the vertical rectus EOMs in either eye (Fig.
6, C and D) showed significant changes in cross
section during convergence.
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The effect of convergence on oblique EOM cross sections is illustrated
in Fig. 6, E and F. Because SO contractility is
also best evaluated in the mid to posterior orbit (Demer and
Miller 1995
), the same statistical treatment was applied to it
as for the rectus EOMs. There was no significant contractile or
relaxational change in SO cross section during convergence in either
the aligned or converging eye (Fig. 6E).
The highly curved path of the IO muscle requires a different analysis
of contractility. Toward the origin more medially, the IO runs in a
straight course perpendicular to the quasisagittal imaging plane but
has small bulk. Lateral to the IR crossing at position 0 mm, the IO has
significant bulk but curves out of the image plane to follow the globe
circumference, and so cross-section measurements are unreliable.
Contractility of the IO is thus best evaluated at mediolateral position
0, plane at the center of the IR crossing, the most temporal plane in
which the IO path remains perpendicular to the sagittal plane
(Demer et al. 1999
). For both the converging and aligned
eyes, the IO showed significant (P < 0.02, 2-tail
t-test) contractile thickening at position 0 mm during convergence.
Rectus muscle paths
Cinematic presentation of quasicoronal images provides visualization of the changes described quantitatively in the following text and vividly demonstrates extorsion in convergence of the array of rectus EOMs in the aligned eye of the exemplary subject illustrated in Figs. 2-4. Cinematic presentation is also suggestive of extorsion of the rectus EOM array of the converging eye. However, quantitative EOM path analysis was not performed for the converging eye because path changes that might have been detected could not have been unambiguously assigned to the converged as opposed to the merely adducted state.
Centroid coordinates for aligned eye rectus EOMs were transformed into
a normalized, oculocentric coordinate system before pooling across all
eight subjects, enabling detection of small changes in paths. This
transformation also compensates for variations in head position in the
MRI scanner. It was possible to follow the anterior MR path reliably.
The vertical position of the MR centroid
20 mm posterior to globe
center showed erratic changes (Fig. 7)
attributable to a heavy representation of intramuscular motor nerve
trunks observed histologically in this region in all of the rectus EOMs
of human specimens (Lam et al. 2002
). Because a central
assumption of the use of the EOM area centroid as a surrogate for
center of force is a uniform distribution of contractile fibers within
it, the centroid data at least 20 mm posterior to globe center was not
considered in extrapolating EOM paths in the much more anterior region
of the pulleys. For the MR, linear regressions were taken of vertical
centroid position against anteroposterior position (Fig. 7). During
distance viewing, the slope of this regression was 0.009 ± 0.003 (mean ± SE, R2 = 0.34). During
convergence, the slope of this regression was greater at 0.028 ± 0.004 (R2 = 0.74). Lack of overlap of
the 95% confidence intervals for regression slopes indicates a
significantly more superior path of the anterior MR in convergence than
in distance viewing despite absence of any change in vertical eye
position.
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Due to interference from the lacrimal gland, it was not possible reliably to follow the anterior path of the LR. Linear regressions (not shown) on anterior path for both distant viewing and convergence accounted for less than 1% of the variance (P > 0.7).
Although more variable than the MR path, the anterior horizontal SR path could also be measured reliably during distance and converged viewing by the aligned eye (Fig. 8). As for the MR, linear regression of SR centroid position on anteroposterior position omitted data more than 18 mm posterior to globe center as the EOM centroids in the posterior region were influenced by dense intramuscular motor nerve arborization. During distant target viewing, the SR coursed medially with a slope of 0.049 ± 0.016 (R2 = 0.47). During convergence, the slope of this regression was decreased to 0.020 ± 0.021 (R2 = 0.07). Lack of overlap of the 95% confidence intervals for regression slopes indicates a significantly more lateral anterior SR path in convergence.
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The anterior IR path could be reliably followed during distance and converged viewing by the aligned eye and showed a marked medial shift in convergence (Fig. 9). As for the other rectus EOMs, the most posterior part of the IR path was not included in linear regressions. During distance viewing, the IR coursed medially with a slope of 0.011 ± 0.004 (R2 = 0.27). During convergence, the slope of this regression increased to 0.038 ± 0.004 (R2 = 0.70). Lack of overlap of the 95% confidence intervals for regression slopes indicates a significantly more medial path of the IR in convergence.
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DISCUSSION |
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The paradigm of asymmetric convergence has been a powerful tool in
human behavioral studies as well as animal studies of neural control
and proved suitable here for MRI investigation of human convergence.
Analysis of high-resolution orbital MRI showed that precise horizontal
and vertical target alignment could be maintained on one eye during
binocular viewing of both a remote target and one requiring 22.4°
convergence. The near target employed here required 6 D accommodation.
Resolution of MRI scans was sufficient to demonstrate anteroposterior
lens thickening appropriate to accommodation (Table 1), confirming the
finding of a study using an 8 D stimulus and a very small surface coil
optimized for the anterior segment of the eye (Strenk et al.
1999
).
Ocular translation during convergence
During alternate monocular viewing of aligned targets either
remote or at 15 cm, Enright concluded from repeated photographic observations that the aligned eye translated temporally by as much as
200 µm during convergence (Enright 1980
). While the
present study's single observation in each of eight subjects failed to show globe translations of either eye reaching statistical significance during binocular, asymmetrical convergence, the trend was for nasal,
rather than temporal translation (Table 1). No significant vertical or
anteroposterior globe translation was observed here. The current study
employed binocular viewing with both accommodative and fusional
convergence, while Enright's experiment involved only accommodative
convergence during monocular viewing of a near target. It is unclear if
these or other methodological differences account for the differing
findings from Enright.
Co-contraction in convergence?
In the current experiment, the converging eye adducted 22.4°. This large rotation was associated with significant contractile thickening in contiguous image planes representing the deep portion of the converging eye MR (Figs. 5A and 6A), and significant relaxational thinning in contiguous image planes representing the deep portion of the converging eye LR (Figs. 5B and 6B). These findings are not only not surprising but also required to confirm the sensitivity of the MRI technique. In the aligned eye, however, none of the rectus EOMs showed significant contractile changes in convergence (Figs. 5, C and D, and 6, A-D).
At first it seems difficult to reconcile the single-unit data from
monkeys in convergence (Gamlin et al. 1989
; Mays
and Porter 1984
), which apparently predicts horizontal rectus
co-contraction and globe retraction, with the direct observations of
monkey MR and LR co-relaxation in convergence (Miller et al.
2002
) and the present failure in humans to demonstrate
significant posterior globe translation (Table 1). However, the
reasoning underlying this conundrum assumes homogeneous EOM structure
and behavior typical of a final common motor pathway (Miller et
al. 2002
). Several reasons to doubt such assumptions have been
noted (Miller et al. 2002
), including the APH's
proposal of specialization of the GL for ocular rotation and OL for
pulley translation (Demer et al. 2000
; Oh et al.
2001b
). The studies in monkey correlated angular eye position
with single-unit behavior, assuming that all abducens motor neurons are
involved with ocular rotation. However, only 27% of all units
innervating cat LR project to both the OL and GL, with the majority of
units selective to only one layer or the other (Shall and
Goldberg 1995
). Based on the anatomy, tension recorded as by
Miller et al. in the insertional tendons of rectus EOMs would be
expected to be dominated by activity of GL units. To date, no study has
selectively recorded such units, so that available data probably
represent a mixture of OL and GL units.
The current data on EOM cross sections also fail separately to
resolve GL and OL behavior. While the two layers can occasionally be
distinguished using contrast perfusion MRI (Oh et al.
2001a
) or by the adipose interlaminar septum usually visible in
the human IR (Demer 2002
), MRI lacks the spatial
resolution required here. It is therefore possible that structurally
compartmental behavior in aligned eye EOMs might have escaped
detection. For example, in a given overall EOM cross section, GL
relaxation might have been obscured by OL contraction and vice versa.
Were this the case, GL force as measured at the insertional tendon by a
transducer such as employed by Miller et al. might have indicated
reduced EOM tension, while the overall impression from MRI might have been, as in this case for the aligned eye, unchanged horizontal rectus
contractility in convergence. Besides OL and GL inhomogeneity, the LR
appears to have superior and inferior subdivisions based on segregated
patterns of innervation (Lam et al. 2002
) and a distinct
physical separation often directly visible in the deep orbit by MRI in
living subjects (Demer and Kono, unpublished observations). These
subdivisions might conceivably behave differently during convergence
than during conjugate gaze. Finally, it is not clear if EOM
contractility is uniform along the anteroposterior lengths of EOMs, and
it is further doubtful if EOM fiber tensions are uniformly transmitted
from origin to insertion. While Mayr reported that the feline OL fibers
run the entire extent of the EOM (Mayr et al. 1975
),
Alvarado found a variation in fiber number along the length of the
feline IO muscle (Alvarado and Van Horn 1975
). Gradual
distal reduction in the number of IR and LR fibers has been reported in
rabbit (McLoon et al. 1999
). Quantitative human data
suggest a region of relative constancy in the number of fibers in each
of the rectus EOMs in the region 9-21 mm from the orbital apex, but
there is no zone of relative constancy in monkey MR (Oh et al.
2001b
). In both humans and monkeys, there is a gradual decline
in the number of fibers over the anterior 6 mm of the OL and the
anterior 4-12 mm of the GL (Oh et al. 2001b
). Such numerical variation along EOM length suggests that the fibers posteriorly bifurcate and more anteriorly reunite in myomyous junctions
(McLoon et al. 1999
). Series and parallel couplings of
fibers would imply that transmission of the contractile force of any
one fiber to aggregate EOM force would depend on the contractile state
of other fibers (Miller et al. 2002
). This is consistent with the observation in cat LR that simultaneous stimulation of multiple motor units in about 25% of cases generates less total tension than the sum of the tensions of each motor unit stimulated separately, a form of nonlinear summation (Goldberg et al.
1997
). It seems doubtful that any single currently available
technique, neither GL tension measurement at the insertional tendon nor
MRI of EOM cross sections, could fully characterize the complex EOM contractile behavior in a manner that would correlate closely with
motor neuron firing. Multiple complementary techniques will be required
to understand neural control of EOMs.
Kinematics of extorsion in convergence
Early investigators considered only direct oculorotary actions of
the EOM insertions on the sclera. Allen and Carter attributed the
extorsion in asymmetrical convergence to IO contraction (Allen 1954
). Enright considered the supposition that differential
activity in the IO and SO might cause the extorsion (Enright
1980
). Single-unit recordings in monkey trochlear nucleus
showed a greater reduction in activity in convergence than conjugate
adduction, prompting Mays et al. to propose that SO relaxation mediates
excyclotorsion in convergence and, because a tertiary action of the SO
is abduction, might also compensate for insufficient LR relaxation
(Mays et al. 1991
).
Later recognition that pulleys influence the directions of rectus EOM
force led to the suggestion that L2 and excyclotorsion in convergence
could be mediated by shifts in rectus pulley locations (Demer et
al. 2000
). Shifts of any rectus pulley out of anteroposterior alignment with the scleral insertions would, in theory, impart a
torsional action. Appropriate anteroposterior pulley shift could then
maintain mechanical behavior consistent with a temporally tilted
Listing's plane. An explicit, binocularly symmetric reconfiguration of
rectus pulleys (Fig. 1F) was proposed to account for L2
(Demer et al. 2000
): the vertical rectus pulleys were
proposed to shift nasally, the MR anteriorly, and the LR posteriorly.
The present findings rule out that proposed mechanism as the
basis for L2. Paths of three of the rectus EOMs of the aligned eye
shifted significantly to reflect shifts of their pulleys, but only the
IR shifted nasally as predicted. In convergence, the MR shifted
superiorly, and SR temporally, for an overall extorsional shift
paralleling the presumed ocular extorsion. The anterior LR path in the
aligned eye could not be adequately resolved to be confident of any
effect, but the qualitative impression from images of the converging
eye suggested that a similar extorsional shift occurred bilaterally.
Could pulley reconfiguration still underlie extorsion in convergence?
The anteroposterior locations of normal human rectus pulleys have been
determined from EOM path inflections in unconverged secondary gaze
positions for the same coordinate system employed here (Clark et
al. 2000
). The MR pulley was 3 mm posterior to globe center in
that study, a point at which the linear regressions illustrated in Fig.
7 of the current paper indicate a 0.3-mm superior shift of the MR path
with convergence. The SR pulley was 7 mm posterior to globe center, a
point at which the linear regressions illustrated in Fig. 8 of the
current paper indicate a 0.4-mm lateral shift of the SR path with
convergence. The IR pulley was 6 mm posterior to globe center, a point
at which the linear regressions illustrated in Fig. 9 of the current
paper indicate a 0.4-mm medial shift of the IR path with convergence.
It may be concluded that each of the rectus pulleys for which reliable
data were available shifted about the same amount with convergence,
0.3-0.4 mm. Data on EOM paths anterior to the pulleys are sparse and
often contributed by a single observation at each anteroposterior
location rather than a more reliable average of several observations
available more posteriorly. It is thus not possible to determine from
MRI images if the torsional shift of the scleral insertions on the globe exceeded the torsional shift of the pulleys because the most
anterior data points in Figs. 7-9 are represented by only one or a few
individual subjects. However, previously published data on pulley
locations indicates that they are located as if on the circumference of
a circle roughly 24.5 mm in diameter, almost identical to globe
diameter, but 8 mm posterior to the equator and thus 16 mm posterior to
the rectus insertions on the sclera. A pulley shift of 0.4 mm along a
circumference of this diameter represents about 1.9° extorsion. This
amount is similar to but slightly less than the value of 1.68 ± 1.12° ocular extorsion observed for 37° convergence using a
photographic technique (Allen and Carter 1967
).
Effectors of pulley repositioning in convergence
The anteroposterior movements of rectus pulleys appear to be
actively coordinated with ocular rotations through the action of the OL
of each rectus EOM (Demer et al. 2000
; Kono et
al. 2002a
). Quantitative analysis of pulley shifts during
convergence suggests for several reasons that this is a coordinated,
active process as well. First, anatomic considerations make it
impossible for the rectus pulleys simply to be dragged by the extorting
globe surface. Being 8 mm posterior to the globe equator and radially displaced from the globe surface, the rectus pulleys must allow the
posterior globe surface to slide freely beneath them during horizontal
and vertical ocular rotations. This is consistent with anatomical
evidence of absence of direct tissue connections between the
globe and pulleys (Demer et al. 1995b
; Kono et
al. 2002b
). Second, each rectus pulley is about 16 mm posterior
to the scleral insertion (Demer et al. 2000
; Kono
et al. 2002a
). If torsional pulley shift was simply due to
passive dragging of the four rectus pulleys by the insertions of the
torting globe 16 mm more anteriorly, the pulleys would shift a much
smaller distance than the insertions. The preceding analysis suggests
that the rectus pulleys actually shift by about the same distance as
their scleral insertions, consistent with active pulley repositioning
as diagrammed in Fig. 10. A third
reason that torsional pulley shift in convergence is likely to be
active is that the pulleys exhibit a strong mechanical resistance to
transverse displacement. Even after surgical transposition of the MR
insertion about 10 mm (1 tendon width) superiorly on the sclera that
would correspond to globe torsion of 47°, postoperative MRI showed
that the MR pulley shifted superiorly only about 0.5 mm (Fig. 5 of
Clark and Demer 2002
), only slightly more than the amount observed here during what is estimated to be less than 2°
extorsion associated with convergence. The connective tissue suspension
of the pulleys must be regarded as substantially elastic, in view of
its composition abundant in collagen and elastin, and highly
intercoupled (Kono et al. 2002b
). In an elastic system in which one component is moved by a primary force, the passive movements of components elastically coupled to the actively moving component must be less than the movements of the actively moving component. The data are consistent with the interpretation that pulley
extorsion during convergence was actively coordinated with globe
extorsion rather than being the passive consequence of globe extorsion.
If, alternatively, the elastically suspended pulley array were
passively extorted by scleral extorsion transmitted through the rectus
EOM insertions, elastic behavior would require greater globe extorsion
than pulley extorsion. The passive alternative thus would require
greater globe extorsion than the 1.7° observed by Allen and
Carter (1967)
.
|
Two muscle mechanisms appear capable of putative active torsional
pulley repositioning. Smooth muscle (SM) exists in the pulley suspensions, particularly in a dense band from the IR to MR pulleys that appears suited to medially displace the IR pulley (Demer et
al. 1997
; Kono et al. 2002b
; Miller et
al. 2003
). However, the orbital SM is not uniformly distributed
among the four rectus pulley suspensions and is minimal in the
suspensory band from the IR to the LR pulleys. The bulk of any active
torsional shift of rectus pulleys is likely to be accomplished by the
oblique EOM OLs, which are bilaminar similar to rectus EOMs. Fibers of the IR OL insert on the conjoined IO-IR pulley, on the connective tissue sheath of the IO temporal to the IR pulley, and even on the
inferior aspect of the LR pulley (Demer 2002
;
Demer et al. 2001
; Kono et al. 2002b
).
Contraction of the IO OL would displace the IR pulley nasally and the
LR pulley inferiorly, thus extorting half of the rectus pulley array in
a manner that could naturally coordinate with extorsion produced by the
IO GL. The current MRI data showed a contractile increase in IO cross
section at image plane 0 during convergence, consistent with this
mechanism of torsional pulley repositioning. The OL of the SO
terminates posterior to the trochlea on the SO sheath, which along with
the SO tendon is reflected through the trochlea (Demer
2001
). While the SO tendon inserts on the sclera to transmit
the force of GL contraction, the SO sheath inserts on connective
tissues, including the medial aspect of the SR pulley (Demer
2001
). Thus contraction of the SO OL would translate the SR
pulley nasally as appropriate to intorsion, and relaxation of the SO OL
would allow suspensory tissue elasticity to translate the SR pulley
temporally as associated with extorsion. Nasal repositioning of the SR
pulley would naturally coordinate with globe intorsion produced by the
SO GL. The current MRI data did not indicate significant reduction in
SO cross-sectional area during the pulley excyclotorsion associated
with convergence; this may simply be due to insufficient sensitivity of
the technique or to an actual lack of SO relaxation. However, in monkey
there was reduced single-unit firing in the trochlear nucleus during 16° convergence associated with 1.05° excyclotorsion (Mays
et al. 1991
), consistent with SO relaxation. No direct SM or
striated EOM insertions exist to superiorly displace the MR pulley
during convergence. However, the MR pulley is elastically coupled to both the SR and IR pulleys (Kono et al. 2002b
), both of
which as noted in the preceding text receive direct coupling from
oblique EOM OLs.
Kinematics of coordinated pulley torsion
The simplest interpretation of the present findings is that ocular
extorsion in convergence is associated with quantitatively similar,
coordinated extorsion of the rectus pulley array (Fig. 10, bottom
right). This arrangement has important kinematic implications. While with fixed rectus pulleys globe torsion imparts a new torsional action to each of the rectus EOMs (Miller et al. 1999
)
that would surely complicate neural control, coordinated pulley and
globe torsion would not do so. In convergence, none of the essential geometric relationships of the APH (Fig. 1, A, B, D, and
E) would be altered for each eye considered individually;
the change would merely be in the differing torsional orientations of
each eye's globe and orbit in primary position (Fig. 10). In
conjunction with well-documented anteroposterior coordination of rectus
pulley position during horizontal and vertical gaze shifts
(Demer et al. 2000
), coordinated pulley and globe
torsion would result in shifts of the velocity axis of each EOM equal
to half the shifts in ocular orientation (Fig. 10). This is a necessary
and sufficient condition for compliance with Listing's Law L1 if one
assumes a simple torsional offset of Listing's plane equal to pulley
array torsion and preserves the advantage of commutativity with respect to the order of horizontal and vertical rotations. A single torsional offset of Listing's plane does not amount to L2, however, because L2
specifies a temporal tilt in the orientation of the Listing's planes
for the two eyes representing a systematic change in torsion with
vertical eye position. It appears that L2 requires a vertical gaze-dependent change in coordinated pulley positions with predicted greater rectus pulley extorsion in convergence looking down and less
extorsion, or even intorsion, when looking up. Orbital MRI during
asymmetrical convergence at different vertical elevations might test
this prediction.
Another instance of ocular torsion that violates L1 is the
vestibuloocular reflex (VOR), which stabilized images on the retina during head rotation or tilt from the upright position. While L1
specifies a shift in the ocular rotational axis half that of the shift
in ocular orientation, an ideal VOR has an axis fixed in the head, and
thus independent of ocular orientation. During head rotations, the VOR
velocity axis rotates by 0% (Misslisch and Hess 2000
;
Palla et al. 1999
) to 25% (Misslisch et al.
1994
) of the ocular angle, contrasting with a 50% rotation
required by L1. Non-Listing VOR kinematics cannot be explained by
anteroposterior shifts in rectus pulley locations (Misslisch and
Tweed 2001
). For the VOR, the oblique EOMs must play important
roles. The oblique EOMs are configured to maintain a half angle
behavior orthogonal to rectus half angle behavior, appropriate to
commanded violations of Listing's Law as during the VOR (Demer
2001
). Observed VOR kinematics are consistent with high gain
pitch and yaw responses mediated by mechanisms consistent with the
coordinated control postulate of the APH, but a lower gain roll
response consistent with the observed behavior of the torsional VOR
(Misslisch and Tweed 2001
). Another instance of the VOR
is static ocular counter-rolling in response to maintained head tilt
relative to gravity. Recordings from burst neurons in monkeys are
compatible with torsional shift of rectus pulleys transverse to the EOM
axes in the direction of ocular counterroll induced by static head tilt
(Scherberger et al. 2001
), analogous to the coordinated
torsional pulley shift observed here in convergence. In monkeys the
displacement plane for 3-D eye positions during pursuit and saccades
also shifts opposite to changes in head orientation relative to gravity
(Hess and Angelaki 2002
). Another way of describing the
proposed overall arrangement is coordinated control of the rectus
pulleys consistent with a Listing's plane with supplementary
coordinated torsion of the rectus pulley array mediated by neural
commands to the oblique EOMs providing instantaneous torsional offset
to Listing's plane as required by vestibular or binocular sensory demands.
An interesting problem for the VOR is presented by extorsion in
convergence. Simultaneous extorsion of the rectus pulley arrays of the
two eyes misaligns the pulling directions of their MR-LR pairs. In a
craniotopic reference, the extorsion would give the LR a depressing
action and the MR an elevating action. A skewing, with elevation of the
adducting eye, would result from the horizontal VOR in response to pure
yaw rotation unless complex innervational adjustments were
simultaneously made in innervation to all of the cyclovertical EOMs.
Projections of the semicircular canals to the antagonist EOM pairs have
been represented in matrix form that reflects EOM geometry
(Robinson 1982
; Smith and Crawford 1998
).
This matrix would require modification in convergence to avoid a
skewing of the converged VOR. It is not clear whether such skewing is
actually avoided for the yaw VOR in convergence.
| |
ACKNOWLEDGMENTS |
|---|
Thanks to N. de Salles, F. Henriquez, and D. Burgess for providing technical assistance.
This work was supported by National Eye Institute Grant EY-08313 to J. L. Demer, who also received an unrestricted award from Research to Prevent Blindness and is the Laraine and David Gerber Professor of Ophthalmology.
Present addresses: R. Kono, Dept. of Ophthalmology, Okayama University Medical School, 2-5-1 Shikata-cho, Okayama City, Okayama 700-8558; and W. Wright, Pediatric Ophthalmology, P. A., 8201 Preston Rd., Suite 140A, Dallas, Texas, 75225.
| |
FOOTNOTES |
|---|
Address for reprint requests: J. L. Demer, Jules Stein Eye Institute, 100 Stein Plaza, UCLA, Los Angeles, CA 90095-7002 (E-mail: jld{at}ucla.edu).
| |
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