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1 Department of Biomedical Engineering, Northwestern University Medical School, Chicago, Illinois 60611; 2 Department of Physiology, Northwestern University Medical School, Chicago, Illinois 60611; 3 Department of Physics and Astronomy, Northwestern University Medical School, Chicago, Illinois 60611
Submitted 31 July 2002; accepted in final form 15 March 2003
| ABSTRACT |
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| INTRODUCTION |
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Substantia nigra pars compacta (SNpc) neurons, which send a dopaminergic
input to striatal spiny neurons, discharge in a reward-dependent manner
(Schultz 1998
). These dopamine
neurons respond not only to the delivery of unexpected rewards but also to
sensory cues that reliably precede the delivery of expected rewards
(Ljungberg et al. 1991
;
Mirenowicz and Schultz 1994
;
Schultz et al. 1993
). The data
also suggest that the responses of dopamine neurons occur at approximately the
same time as striatal spiny neuron responses to visual targets
(Hollerman et al. 1998
;
Kawagoe et al. 1998
). This, in
conjunction with the demonstration of dopamine-mediated neuromodulation of
spiny neuron activity in vivo (Gonon
1997
; Kiyatkin and Rebec
1996
) and in vitro (Akaike et
al. 1987
; Calabresi et al.
1987
; Flores-Hernandez et al.
2000
; Hernandez-Lopez et al.
1997
; Surmeier et al.
1992a
), suggests that the release of dopamine in the neostriatum
could be responsible for the reward dependence of neostriatal neurons.
Nevertheless, the functional effects of dopamine on the electrophysiological
properties of spiny neurons remain to be fully elucidated.
Dopamine can alter the responsiveness of medium spiny neurons through the
modulation of synaptic efficacy or through the modulation of voltage-dependent
ionic currents that govern the response to synaptic inputs
(Nicola et al. 2000
). The
model presented here focuses exclusively on the latter modulatory effects of
dopamine, which should accompany burst activity of SNpc neurons. These effects
cannot be viewed as simply excitatory or inhibitory. For example, activation
of the D1 type dopamine receptors alone can either enhance or suppress
responses of spiny neurons depending on the prior state of the neuron
(Hernandez-Lopez et al. 1997
).
This state dependence arises from the coordinated modulation of ion channels
regulating these states (Flores-Hernandez
et al. 2000
; Hernandez-Lopez
et al. 1997
; Pacheco-Cano et
al. 1996
; Surmeier et al.
1992a
,
1995
). Here, we use a
computational approach to assess the hypothesis that the modulation of two
channel types resulting from the activation of D1 receptors is sufficient to
explain both enhanced and suppressed single-unit responses of medium spiny
neurons to reward-predicting stimuli.
Our goal is to construct a minimal biophysically grounded model of spiny
neurons whose simplicity allows us to perform a detailed analysis of D1
receptor-mediated modulation of the model response properties and to extract
from this analysis qualitative features that explain the reward dependence of
neostriatal single-unit responses. We validate the model by simulating
responses to visual targets in the memory-guided saccade task described by
Kawagoe and colleagues (1998
)
and by comparing our results to the main features of their experimental data.
In any given block of trials, these investigators selectively rewarded
saccades made to only one of four potential targets. This allowed them to
compare the response of a specific unit to a given target in rewarded as
opposed to unrewarded cases. For many cells, there was a substantial
reward-dependent difference. The majority of these neurons showed a
reward-related enhancement of the intensity and duration of discharge, and a
smaller number exhibited a reward-related depression. Dopamine neurons in the
SNpc are known to have a selective response to the presentation of visual
targets that precede reward in a learned task
(Ljungberg et al. 1991
;
Schultz et al. 1993
).
Correspondingly, Kawagoe and colleagues
(1998
) suggested, and later
confirmed (Kawagoe et al.
1999
), that the presentation of the target in the rewarded trials
serves as the conditioned stimulus that elicits SNpc discharge, which should
then release dopamine in the striatum. They speculated that D1 receptor
activation might explain enhanced responses, whereas D2 receptor activation
might explain depressed responses. The model presented here confirms that
realistic biophysical assumptions about the neuromodulatory effects of
dopamine acting through D1 receptors account well for the reward-dependent
enhancement of striatal unit discharge. Furthermore, due to the emergence of
bistable responsiveness, D1 effects also account well for the depressed
responses. Bistability constitutes a qualitative change in response
characteristics, and its emergence in spiny neurons could be a very important
consequence of dopamine neuromodulation.
| METHODS |
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As stated in the INTRODUCTION, our goal is to construct a biophysically grounded membrane model that includes sufficient detail to reproduce the qualitative effects of D1 receptor activation on the characteristic up/down state behavior of spiny neurons, while remaining simple enough for detailed analysis and for inclusion in future network simulations. A detailed investigation of the static and dynamic properties of the membrane model in high and low dopamine conditions reveals generic features of reward dependence. A specific simulation illustrates the modulation of the response to target presentation for comparison to reward-dependent single-unit activity in the visually guided saccade task.
The membrane properties of the model spiny neuron result from a
biophysically grounded representation of a minimal set of currents needed to
reproduce the characteristic up/down state behavior of spiny neurons. These
cells exhibit pseudo two-state behavior in vivo; they spend most of their time
either in a hyperpolarized "down" state around 85 mV or in
a depolarized "up" state around 55 mV
(Wilson 1993
;
Wilson and Kawaguchi 1996
).
This bimodal character of the response to cortical input has been attributed
to a combination of inward rectifying and outward rectifying potassium
currents (Nisenbaum and Wilson
1995
; Wilson and Kawaguchi
1996
). The inward rectifying current, predominantly of the Kir2
type in spiny neurons (Mermelstein et al.
1998
), contributes a small outward current at hyperpolarized
membrane potentials above the K+ equilibrium potential, thus
providing resistance to depolarization and stabilizing the down state. This
current accounts for most of the ionic current near the resting potential and
is blocked on depolarization (Nisenbaum
and Wilson 1995
). The enhancement of Kir2 currents by D1 agonists
is thought to be an important component of the suppressive effects of D1
activation at subthreshold potentials
(Pacheco-Cano et al. 1996
).
The outward rectifying K+ current in spiny neurons includes slowly
and rapidly inactivating components
(Nisenbaum et al. 1996
;
Surmeier et al. 1991
,
1992b
) that are attributable
to different channel types. The rapidly inactivating K+ components
inactivate after the transition to the up state; it is the slowly inactivating
component that influences the membrane potential for the remaining duration of
the up-state episode. This current becomes activated at subthreshold
potentials and opposes the depolarizing influences of excitatory synaptic and
inward ionic currents; it is the balance between these inputs that determines
the membrane potential of the up state. The two K+ currents
included in our model, Kir2 and Ksi (si, slowly inactivating), have been shown
(Nisenbaum and Wilson 1995
) to
account for the characteristic nonlinear voltage dependence of the outward
current measured in spiny neurons. We recognize that the si K+
current is likely to arise from at least two channel types, but for the sake
of simplicity we have treated it as a single conductance. This combined
outward current acts in opposition to inward ionic and synaptic currents to
regulate membrane potential in the up/down states.
The other major ionic mechanism included in the model provides an inward,
depolarizing drive. L-type calcium currents are found in all medium spiny
neurons (Bargas et al. 1994
;
Song and Surmeier 1996
). In
contrast to a number of other cell types, L-type currents in medium spiny
neurons begin to activate at subthreshold membrane potentials, thus modulating
the voltage range of the up state (Bargas
et al. 1994
). This subthreshold activation is attributable to the
expression of Cav1.3 L-type channels by medium spiny neurons
(Olson and Surmeier 2002
).
This current is enhanced by D1 agonists in medium spiny neurons expressing D1
receptors (Surmeier et al.
1995
,
1996
), and this modulation is
critical to the increased excitability produced by D1 agonists at depolarized
membrane potentials (Cooper and White
2000
; Hernandez-Lopez et al.
1997
); it is therefore included in the model.
Our approach (Gruber and Houk
2000
) is to design a model that provides a consistent description
of membrane properties in the 100 to 1,000 ms time range. This is the
characteristic range of duration for up- and down-state episodes; it also
spans the time course of short-term modulatory effects of dopamine. To provide
a reliable description of the dynamical properties of spiny neurons in this
intermediate time range, the model is constructed according to the principle
of "separation of time scales"
(Bender and Orszag 1978
;
Rinzel and Ermentrout 1989
), a
successful and fundamental technique in the study of dynamical systems.
Processes that operate in the 100 to 1,000 ms range are modeled as accurately
as possible. Processes that activate on a much shorter time scale are assumed
to have instantaneously achieved their steady-state values. Similarly,
processes that inactivate on such short time scales are not included. The time
variation of processes that occur over longer time scales, such as slow
inactivation, is neglected. The model therefore cannot provide a good
description of rapid events such as the generation of action potentials or the
precise time course of transitions between up and down states. This approach
excludes many currents that contribute to the control of the membrane
potential. The addition of such currents would improve the ability of the
model to provide quantitative descriptions of short-term phenomena to relate
to dynamical biophysical data accounted for in other models
(Kitano et al. 2002
;
Wickens and Arbuthnott 1993
),
but it would not improve the usefulness of our model for determining if the
enhancement of Kir2 and L-type Ca currents is sufficient to account for the
reward dependence of single-unit activity. A reliable answer to this question
follows from the type of detailed analysis that can only be performed on a
simple model such as the one proposed here.
In addition to a detailed analysis of the generic features of the membrane
model in high and low dopamine conditions, we provide a simulation of
responses to target presentation in the memory-guided saccade task used by
Kawagoe and colleagues (1998
).
This simulation demonstrates one specific instance of the generic properties
of the model for particular values of input magnitudes and duration, chosen to
illustrate that response modulation accounts for the qualitative features of
reward-dependent single-unit responses. The input parameters are chosen so as
to be consistent with experimental data from various sources but do not impact
the generic properties of the membrane model.
The components of the model used for the simulation of the saccade task are
shown schematically in Fig. 1.
The model spiny neuron (components inside the dashed box) receives two types
of input: excitatory input from cortex and modulatory input from SNpc. Neurons
in cortical regions that provide input to spiny neurons
(Kemp 1970
;
Selemon 1985
) respond
phasically to sensory stimuli such as visual cue onset
(Colby et al. 1996
;
Funahashi et al. 1990
) and
exhibit context-dependent tonic activity
(Watanabe et al. 2002
). This
input is excitatory (Kitai
1976
) and is modeled here through the increase of a depolarizing
current conductance gs. The model also
incorporates short-term modulatory actions of dopamine release resulting from
the phasic activation of SNpc neurons triggered by the detection of
reward-conditioned stimuli. The short-term effects of elevated dopamine
concentration on the membrane conductances of spiny neurons, represented by
the neuromodulatory factor µ in Fig.
1, is not direct but is mediated through D1 receptor activation
(Pacheco-Cano et al. 1996
;
Surmeier et al. 1995
). The
specification of the magnitude and time course of µ is based on an attempt
to extract a coherent description from a variety of ambiguous and at times
controversial biophysical and single-unit data. In this attempt, we relied
more heavily on data from experiments that explore the time scales relevant to
the saccade task and to processes that are likely to take place in behaving
animals.
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The output of the spiny neuron model in Fig. 1 is a firing rate r that is needed only to construct rasters for comparison with single-unit data. For this purpose, we obtain r from an interspike interval chosen to be a deterministic nonlinear function of the membrane potential.
Model formulation
The membrane of a spiny neuron is modeled here as a single compartment with
active ion currents. A first-order differential equation relates the temporal
change in membrane potential (Vm) to the membrane currents
(Ii)
![]() | (1) |
The right-hand side of the equation includes active ionic, leakage, and synaptic currents; µ is the neuromodulatory factor.
We use a standard formulation to model the ionic currents based on parameter data obtained from the biophysical literature. The biophysical characterization of ionic currents is often done in conditions that deviate from the in vivo environment so as to facilitate data collection. Experimental conditions typically involve blocking agents, ion substitutions, and altered extracellular ionic concentrations to distinguish currents of interest. These techniques can modify the ionic current profiles away from their in vivo manifestations. Adjustments were therefore made to the parameters reported in the literature to compensate for the specific experimental conditions used in characterizing the currents. This procedure led to model currents that more closely match in vivo realizations. The parameters used in our model are listed in Table 1. The compensatory adjustments are described as specific parameters are introduced in the following description of the corresponding model currents. Eq. 1 is integrated numerically using a fifth-order Runge-Kutta method with a 0.5-ms time step and an error tolerance of 0.1 mV/ms to determine the dynamical evolution of Vm as the inputs to the model are varied.
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All currents except for L-type Ca are modeled by the product of a
conductance and a linear driving force
![]() | (2) |
The reversal potential of ion species i is indicated as
Ei; these parameters are set at biologically
plausible values. The reversal potential for potassium EK
is used for all potassium currents and the leak current. The factor
gi represents the conductance for ionic current
type i. The leakage conductance is constant. The conductances for
Kir2 and Ksi are voltage dependent
![]() | (3) |
i is the
maximum conductance and Li (Vm) is a
logistic function of the membrane potential
![]() | (4) |
of Kir2 and Ksi are shown in Fig.
2A. Note that only the tail of the Kir2 conductance
function is operational in the normal physiological range for
Vm. The resulting currents are shown in
Fig. 2B.
|
Calcium currents are not well represented by a linear driving force model;
extremely low intracellular calcium concentrations result in a nonlinear
driving force (Hille 1992
).
The Goldman-Hodgkin-Katz (GHK) equation accounts for this effect and is used
to model L-type Ca (Bargas et al.
1994
)
![]() | (5) |
![]() | (6) |
L-Ca is the maximum
permeability and LL-Ca(Vm) is a
logistic function of the membrane potential (see Eq. 4). Parameters
for L-type Ca are obtained from Bargas et al.
(1994
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![]() | (7) |
is a
random variable included to simulate the noisy character of synaptic input.
The statistics of
are chosen so that the fluctuations of
Vm in the up state have a similar amplitude and power
spectrum as the high-frequency (>10 Hz) membrane potential fluctuations
seen in intracellular recordings of spiny neurons
(Stern et al. 1997
Dopamine modulates the properties of ion currents through the activation of
dopamine receptors. Agonists for the D1 type receptor enhance the Kir2 and
L-type Ca currents observed in spiny neurons
(Hernandez-Lopez et al. 1997
;
Pacheco-Cano et al. 1996
;
Surmeier et al. 1995
). This
effect is modeled by the neuromodulatory factor µ, which scales Kir2 and
L-type Ca currents (see Eq. 1). An upper bound at µ = 1.4 is
derived from physiological experiments on the modulation of Kir2 and L-type Ca
currents when D1 receptors or their effector mechanisms are activated
(Surmeier et al. 1995
;
Surmeier, unpublished observations). The lower bound at µ = 1.0 corresponds
to low dopamine levels; this is the experimental condition in which the ion
currents have been characterized. The assumption of µ = 1.0 neglects any
effects of background dopamine, a reasonable approach given the low basal
concentration of dopamine in the striatum
(Herrera-Marschitz et al.
1996
) and the predominantly low affinity of D1 receptors to the
ligand (Richfield et al.
1989
). The potential importance of basal dopamine levels
(Grace 1991
), the effect of
which on ion current properties is not well characterized, is likely to
manifest itself in relation to predominantly high-affinity D2 or D5 receptors
not incorporated in our model.
The time course over which µ varies between the upper and lower bounds is controlled by transmitter diffusion, the rate of receptor activation, and the kinetics of the intracellular cascade that ultimately leads to the modulation of ion currents. There is insufficient data to accurately model the time course of these processes to specify µ(t) and thus describe how µ changes with time after dopamine release. To minimize the dependence of our results on an explicit form for µ(t), we first perform a detailed analysis of those generic properties of the modulation that are independent of the dynamics of µ. It is only when we come to the simulation of the saccade task that we need to chose an explicit form for µ(t) to test if the interaction between the dynamics of the inputs and the dynamics of the membrane model leads to reward-dependent responses similar to those observed in the single-unit data.
To approximate µ(t), we rely on experiments in which
dopaminergic neurons are stimulated in a manner that mimics the naturally
occurring bursts in response to conditioned visual stimuli
(Gonon 1997
). Some
spontaneously active spiny neurons display an increased firing rate after
evoked dopamine transients elicited through stimulation of the medial
forebrain bundle (Gonon 1997
).
The enhancement of activity begins with a latency of 200 ms after the
initiation of the stimulation and trails off up to 1,000 ms later. This
latency reflects both the lag due to second messengers and the subsequent
dynamical response of the membrane potential. Earlier experiments by Williams
and Millar (1990
) used a high
stimulation frequency (50 Hz), delivering a minimum of 25 pulses, as opposed
to the 14 pulses delivered at 15 Hz in the Gonon
(1997
) experiments. This more
intense stimulation of the medial forebrain bundle produced responses that
lasted tens of seconds, which we are presuming not to reflect naturally
occurring bursts in response to conditioned visual stimuli.
The form of µ(t) we choose here is a fast exponential rise
toward a maximum value beginning with a delay of 80 ms after the onset of SNpc
activity, followed by a slower exponential decay to a baseline level beginning
with a delay of 600 ms. The response of SNpc neurons to a visual cue follows
the onset of the stimulus by
100 ms
(Schultz et al. 1993
). This
delay is also included in the model; the µ transient thus begins 180 ms
after the onset of the visual cue. The relatively brief modulatory effects
considered here are to be distinguished from longer-lasting effects observed
in experiments that employ direct application of dopamine for long periods or
at high concentrations (Umemiya and
Raymond 1997
). These long-term effects, which could be either
synaptic or modulatory in nature, are not explored in the present model.
In the model described by Eq. 1, the membrane potential Vm is a state variable, the value of which depends on two inputs: the synaptic conductance gs and the neuromodulatory factor µ. Although Eq. 1 is linear in both µ and gs, the currents at the right-hand side of the equation exhibit a significantly nonlinear dependence on Vm. Both the equilibrium and the dynamical dependences of Vm on gs and µ are therefore nonlinear. These nonlinearities play an essential role in determining the response properties of the membrane model.
The output of the model neuron is expressed as a spike train r,
which is used to construct rasters and histograms so as to allow for
comparison to the neurophysiological data on single-unit response properties
in the saccade task. The spike train is chosen to be a deterministic function
of membrane potential and time
![]() | (8) |
| RESULTS |
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Fixed points and dopamine-induced bifurcations
The dynamical evolution of the membrane potential Vm is
controlled by the sum of ionic and synaptic currents that appear in the
right-hand side of Eq. 1. The stationary solutions to Eq. 1
correspond to equilibrium values of the membrane potential
Vm consistent with specific values of the
dopamine-controlled neuromodulatory factor µ and the synaptic conductance
gs. Fluctuations of this conductance around its mean value
gs = gc + gt are
ignored until later by setting
= 1. The equilibrium values of
Vm satisfy dVm/dt = 0; it
follows from Eq. 1 that such values are the solutions to
![]() | (9) |
A useful visual tool for the identification of fixed points and the analysis of their stability properties is shown in Fig. 3A. Although synaptic and ionic currents play a mathematically equivalent role in determining the equilibrium values of Vm, we choose to differentiate them so as to illustrate the separate dependence of the stationary properties of the model on the two parameters that determine them: µ and gs. The sum of the ionic currents is plotted in Fig. 3A as a function of the membrane potential Vm for both low (µ =1, dotted curve) and high (µ = 1.4, dark solid curve) dopamine levels. The shape of this relationship depends markedly on the value of µ. Note that the net ionic current is outward whenever Vm is more depolarized than the resting potential at Vm = 89.99 mV, which is very close to the reversal potential for potassium at EK = 90mV. Synaptic current is represented in Fig. 3A by a family of straight lines that pivot around the reversal potential at Es = 0. The increasing steepness of the lines corresponds to increasing values of gs. Synaptic current is inward: Is is negative, whereas the plot shows Is = gs(Vm Es), which is positive. This separate consideration of the synaptic currents is particularly useful for the analysis of our model; as opposed to in vitro scenarios where the magnitude of injected currents is a control variable, we address the case of cortical inputs that control instead the synaptic conductance gs.
Intersections between a curve representing the net ionic current and one of the straight lines representing the negative of the synaptic current determine the stationary values of the membrane potential, the fixed points of the model. These solutions can be followed as a function of gs for fixed µ by varying the slope of the straight line. At low-dopamine levels (µ = 1), there is only one such intersection for each value of gs; the arrowhead in Fig. 3A shows this solution for gs = 12 µS/cm2. The corresponding stationary membrane potential is a single-valued function of the synaptic conductance. At high-dopamine levels (µ = 1.4), the membrane potential is a single-valued function of the synaptic conductance for either gs < 9.74 µS/cm2 or gs > 14.17 µS/cm2. In contrast, there are three fixed point solutions to Eq. 9 for each value of gs in the intermediate regime 9.74 µS/cm2 < gs < 14.17 µS/cm2; the circles in Fig. 3A show these solutions for gs = 12 µS/cm2. This switch from single solutions to multiple solutions results in a qualitative change in the dynamical properties of the membrane model, as will be discussed in detail in the following text.
It is important to analyze the stability of fixed point solutions against perturbations. A perturbation to a stable fixed point results in a dynamical convergence back to the fixed point; a perturbation to an unstable fixed point results in a dynamical divergence away from it. For the fixed point solutions of Eq. 1, stability is determined by the competition between ionic and synaptic currents in the vicinity of the fixed point. The relevant comparison is between the slope of the net ionic current and the slope of the negative of the synaptic current at the intersection point; the latter is always negative and given by gs. If the slope of the net ionic current at the fixed point is greater than gs, the ionic current dominates to the right of the solution while the synaptic current dominates to the left. The total current is positive (outward) to the right of the solution, which will decrease Vm toward the fixed point; the total current is negative (inward) to the left of the solution, which will increase Vm toward the fixed point. This scenario corresponds to a stable fixed point: a perturbative depolarization (hyperpolarization) is followed by a dynamical hyperpolarization (depolarization), and the stationary state is restored. This condition is met by all fixed point solutions of Eq. 1 for µ = 1 (arrowhead in Fig. 3A) and by the outer solutions (filled circles in Fig. 3A) for µ = 1.4. This condition will always be satisfied when the slope of the net ionic current at the intersection is positive; it will also be satisfied if the slope of the net ionic current at the intersection is negative but smaller in absolute value than gs (i.e., the net ionic current is less steep than the negative of the synaptic current). The intermediate solution for µ = 1.4 (open circle in Fig. 3A) illustrates the opposite scenario: the slope of the net ionic current at the fixed point is less than the slope of the negative of the synaptic current. In this case, the slope of the net ionic current at the intersection is negative but larger in absolute value than gs (i.e., the net ionic current is steeper than the negative of the synaptic current). The synaptic current dominates to the right of the solution while the ionic current dominates to the left. The total current is negative (inward) to the right of the solution, which will increase Vm further away from the fixed point; the total current is positive (outward) to the left of the solution, which will decrease Vm further away from the fixed point. A perturbative depolarization (hyperpolarization) is enhanced by a dynamical depolarization (hyperpolarization); the fixed point is unstable. Note that the boundary between stability and instability occurs where the slope of the ionic current at the fixed point is negative and equal to gs in absolute value. For the curves shown in Fig. 3A, this condition is met for gs = 9.74 µS/cm2 and gs = 14.17 µS/cm2.
An alternative and perhaps simpler approach to the stability analysis follows directly from Eq. 1, which can be written as Cm dVm/dt = I(Vm, gs, µ). The dynamical evolution of Vm is controlled by the sum I(Vm, gs, µ) of all the currents; this total current is shown as a function of Vm for various values of gs in Fig. 3, B (µ = 1) and C (µ = 1.4). Fixed point solutions to Eq. 1 correspond to I(Vm, gs, µ) = 0 (dashed horizontal lines in Fig. 3, B and C). The stability of these solutions is controlled by the sign of the slope of the corresponding curve as it passes through I(Vm, gs, µ) = 0. A positive slope implies that dVm/dt is negative (outward net current) to the right of the fixed point and positive (inward net current) to its left; this scenario results in negative feedback and corresponds to a stable solution. Conversely, a negative slope implies that dVm/dt is positive (inward net current) to the right of the fixed point and negative (outward net current) to its left; this scenario results in positive feedback and corresponds to an unstable solution. Curves for µ = 1 (Fig. 3B) exhibit a single stable fixed point for each value of gs. Curves for µ = 1.4 (Fig. 3C) exhibit a single stable fixed point for low and high values of gs but three fixed points for intermediate values of gs. As in Fig. 3A, the outer fixed points (filled circles) are stable, while the one in the middle (open circle) is unstable.
It is worth remarking on an interesting feature displayed by the I-V curves shown in Fig. 3, B and C: a region of negative slope conductance is a necessary but not a sufficient condition for instability. The I-V curves are N-shaped at µ = 1 for low values of gs, and yet no instability is observed at µ = 1; increases in gs do not merely shift the I-V curve vertically downward (as voltage-independent increases in the magnitude of an injected current would) but also affect the shape of the curves so as to gradually shrink away the range of values of Vm for which negative slope conductance is observed. The occurrence of instability at µ = 1.4 is due to a persistence of this region of negative slope conductance. Both the IKir2 and IL-Ca currents, whose conductances are enhanced by dopamine, contribute to the positive feedback associated with the existence of an unstable fixed point at voltages intermediate to those characteristic of the down and up states and thus provide a mechanism for the persistence of negative slope conductance.
Operational curves and emergence of bistability
A full characterization of the membrane model is provided by the relationship between the state variable Vm and the two input variables: the synaptic conductance gs and the dopamine controlled neuromodulatory factor µ (Fig. 1). Treating the dependence on µ as a parameter, we can plot Vm as a function of gs for different values of µ and use these operational curves to explore the consequences of neuromodulation. For low values of µ, Vm is a smooth, monotonic function of gs. The dotted curve for µ = 1 in Fig. 4A exhibits a steep but smooth transition from hyperpolarized values of Vm corresponding to the down state to depolarized values of Vm corresponding to the up state. The curve for µ = 1.4 in Fig. 4A is qualitatively different; it consists of a lower branch (dark curve) corresponding to a stable hyperpolarized down state, an upper branch (dark curve) corresponding to a stable depolarized up state, and an intermediate unstable branch (gray curve) connecting these two. The resulting bistability for intermediate values of gs, due to the enhancement of the Kir2 and L-type Ca ionic currents, has a drastic effect on the response properties of the model in high dopamine conditions. This qualitative change in the dynamical properties of the membrane model as µ increases from 1 to 1.4 is the signature of a bifurcation.
Consider a quasistatic experiment in which µ is fixed at 1.4 and the
synaptic conductance changes slowly so that the membrane potential is allowed
to reach its corresponding equilibrium value. As gs
increases, a hyperpolarized down state evolves following the lower dark solid
curve in Fig. 4A. When
gs reaches 14.17 µS/cm2, the synaptic
current starts to overcome the mostly Kir2 hyperpolarizing current, and
Vm depolarizes abruptly until it reaches the up
state, which is stabilized by the hyperpolarizing Ksi current. This jump in
Vm is a discontinuous change in state, the down state to
up state transition (D
U) in Fig.
4A. If gs is increased further, the
depolarized up state follows the upper dark solid curve in
Fig. 4A, with a small
amount of additional depolarization. If gs is now
decreased, the depolarized up state will follow the upper dark solid curve in
Fig. 4A in the
downward direction. It is the enhanced effect of the inward L-type Ca current
that counteracts the hyperpolarizing effect of the Ksi current and stabilizes
the up state until gs reaches 9.74 µS/cm2.
At this point, the net hyperpolarizing ionic current starts to overtake the
synaptic current, and Vm hyperpolarizes abruptly until it
reaches the down state. This jump in Vm is the up to down
state transition (U
D) in Fig.
4A. Throughout the intermediate range 9.74
µS/cm2 < gs <14.17
µS/cm2, Vm will reach either of its two
stable values, depending on the previous state; this memory of prior state is
called hysteresis.
The emergence of bistability in high dopamine conditions, characterized by
the appearance of sharp and distinct state transitions, results in a prominent
hysteresis effect. The state of the model, as described by the value of the
membrane potential, depends not only on the current values of µ and
gs but also on the particular trajectories followed by
µ and/or gs to reach their current values. The
appearance of bistability at high-dopamine levels gives additional meaning to
the notion of a down state and an up state, as in this case there is a
well-defined gap between the two stable branches (dark solid curves in
Fig. 4A) that
characterize the membrane potential. There is a maximal value of
Vm for the lower branch; this is the most depolarized
potential attainable in the down state. The minimal value of
Vm in the upper branch is the most hyperpolarized
potential attainable in the up state. Intermediate values of
Vm correspond to the unstable branch (solid gray curve) in
Fig. 4A. The model
cannot sustain membrane potentials in this range without an external driving
force such as could be provided through voltage clamp. In contrast to this
sharp separation, the transition between down and up states in low dopamine
conditions (dotted curve in Fig.
4A) is smooth with no clear separation between them. We
will nevertheless refer to hyperpolarized potentials as the down state and
depolarized potentials as the up state for consistency with the terminology
conventionally used in the description of spiny neuron electrophysiology
(Wilson and Groves 1981
;
Wilson and Kawaguchi
1996
).
Bistability in high dopamine conditions arises in this model through a
saddle-node bifurcation with increasing µ. To investigate the bifurcation,
it is useful to consider a family of operational curves for subsequent values
of µ, as shown in Fig.
4B for µ = 1.0, 1.1, 1.2, 1.3, and 1.4. Curves for
µ = 1.0 and µ = 1.1 follow a single stable solution for which
Vm is a smooth, monotonically increasing function of
gs. The curve for µ = 1.2 displays an unstable branch
for 71.4 mV < Vm < 65.4 mV; this
instability at hyperpolarized potentials is due primarily due to the
enhancement of the Kir2 current. The resulting hysteresis loop is extremely
narrow: it corresponds to a change of
gs
0.07 µS/cm2 in synaptic conductance. The "double S"
shape of the curve for µ = 1.3 reflects the existence of two unstable
branches separated by an additional intermediate stable branch; this type of
operational curve results in two distinct ranges of unstable values for
Vm. The associated hysteresis loop is still narrow: it
corresponds to a change of
gs
0.54
µS/cm2 in synaptic conductance. These narrow hysteresis loops
are to be contrasted with the one observed for µ = 1.4, characterized by a
change of
gs
4.43 µS/cm2 in
synaptic conductance. It is at this higher value of µ, of relevance to our
model, that bistability is present for a significantly wide range of synaptic
inputs and thus plays an important role in determining the dynamical
properties of the membrane model.
A remarkable feature of Fig.
4B is that curves for all values of µ intersect at a
unique point, at which
mV and
.
The existence of this critical point is due to a cancellation between
the Kir2 and the L-type Ca currents for this particular value of
Vm, which arises as a solution to the equation
![]() | (10) |
, a change in
µ does not result in a corresponding change in the equilibrium value of the
membrane potential.
The location of this critical point follows from the model formulation of
the Kir2 and the L-type Ca currents; the value of
thus depends on the values of the
parameters needed to characterize these two currents. A first-order
sensitivity analysis allows us to quantify the expected variation in
due to fluctuations in these
parameter values. The results of this analysis are reported in
Table 2. The first three
columns in this table list the parameters, their values
, and their
corresponding uncertainties 
. The derivatives listed in the
fourth column are evaluated at the fixed point; they provide a mechanism for
transforming parameter uncertainties into uncertainties in
. The product of the derivatives in
column four with the corresponding values of 
in column three
result in the uncertainties
listed in column five. Note that the location of the critical point at
mV, a slightly more
depolarized membrane potential than the firing threshold at
Vf = 58 mV, is well established within ±2.5
mV.
|
It is one of our model's simplifying assumptions that an increase in
dopamine results in identical modulation of the maximal conductance for the
Kir2 current and maximal permeability for the L-type Ca current. If we allow
for the possibility that D1 dopamine receptor activation might result in
unequal time courses for the modulation of the amplitude of the Kir2 and
L-type Ca currents, the cancellation between these two currents will still
result in a critical point. The value of
would in this case no longer arise
as a solution to Eq. 10, but as a solution to the equation
![]() | (11) |
will
in this case depend on the ratio (µKir2/µL-Ca);
the precise location of the critical point in the Vm
gs plane of
Fig. 4B will change
accordingly. If the ratio (µKir2/µL-Ca) is itself
a function of time, the model will exhibit a dynamically generated
critical line, a line of critical points that includes the critical
point at
mV for
(µKir2/µL-Ca) = 1.
The existence of a critical point is an interesting aspect of our model. It
introduces a slowdown effect that affects the dynamical response of the
membrane potential to both cortical and neuromodulatory input. Although the
presence of a critical point is not necessary for bistability in high dopamine
conditions, its existence provides a simple explanatory mechanism for a dual
response to dopamine which can either enhance or depress the response of the
membrane model. We discuss this effect in detail later in this section, as we
use our model to interpret the results by Kawagoe and colleagues
(1998
).
We conclude our discussion of dopamine-induced bistability by demonstrating
the robustness of this effect. Consider the ranges of unstable values of
Vm associated with the existence of unstable branches in
the corresponding operational curves as shown in
Fig. 4B for various
values of µ. These unstable intervals, bounded from below by a D
U
transition and from above by a U
D transition, are shown as a function of
µ in Fig. 5A. Note
the bifurcation at µ = 1.14, due primarily to the Kir2 current, followed by
a second bifurcation at µ = 1.26, due primarily to the L-type Ca current;
these two lobes coalesce at µ = 1.37. The "double-S"-shaped
operational curve for µ = 1.3 in Fig.
4B is representative of this regime, in which two
unstable branches are separated by a third intermediate stable branch. In
spite of their intrinsic interest, the dynamical properties of the system in
this regime are not especially relevant to our analysis, because they appear
only for 1.26 < µ < 1.37 and manifest themselves only over a very
narrow range
gs
0.54 µS/cm2 of
synaptic conductance. It is the wide interval of unstable values for
Vm found for µ > 1.37 that is especially relevant to
the dopamine modulated dynamical responses of the membrane model to synaptic
input.
|
Because the effects of D1 type dopamine receptor activation on these currents are unlikely to be strictly identical, we consider as extreme cases the possibility that only one of these two currents is affected by dopamine. As shown in Fig. 5B, the interplay between an enhanced L-type Ca current and the baseline Kir2 current suffices to account for most of the bifurcation diagram. The contribution of Kir2 enhancement, shown in Fig. 5C, is as expected restricted to hyperpolarized potentials. If both currents are simultaneously enhanced by a common factor µ, the wider unstable region in Fig. 5A is recovered. The analysis of Fig. 5 demonstrates that the existence of dopamine-induced bistability is a robust property of the model that does not rely on the simplifying assumption that dopamine release results in an identical enhancement of the L-type Ca and the Kir2 currents.
Dynamical responses to cortical and neuromodulatory inputs
We now investigate the dynamical evolution of the membrane potential Vm. Changes in Vm due to changes in the synaptic conductance gs and the dopamine enhancement factor µ follow from the integration of Eq. 1.
We first consider the response of the membrane model to cortical inputs not
associated with reward; µ remains constant at the low dopamine level (µ
= 1). We monitor changes in Vm in response to stepwise
increases and decreases in gs. It is under similar
conditions that cortically driven transitions between the down state and the
up state have been observed (Wilson and
Kawaguchi 1996
). The model displays such state transitions; the
corresponding time constants exhibit strong dependence on the proximity of the
baseline and target values of gs to the critical point at
.
The dependence of Vm on gs follows
from Eq. 1 for µ = 1. The parameter
in Eq. 7 is
allowed to be a random variable so as to simulate the noisy character of
synaptic input; the spike-generating model is not included. From a
hyperpolarized baseline value of Vm = 88.1 mV for
gs = 3 µS/cm2
(Fig. 6B) and from a
slightly more depolarized baseline value of Vm =
78.7 mV for gs = 10 µS/cm2
(Fig. 6C),
gs is increased stepwise to values uniformly spaced
between 10 and 22.5 µS/cm2. These instantaneous increases in
gs are followed by slower increases in the membrane
potential Vm as it moves toward its equilibrium value.
After 400 ms, the value of gs is instantaneously returned
to its baseline value, and Vm decays back toward its
original value. We show in Fig.
6A two of the corresponding trajectories in the
Vm gs plane. One trajectory
(squares) describes the evolution of the system from a baseline value of
gs = 3 µS/cm2 to an increased value of
gs = 12.5 µS/cm2 and back; a second
trajectory (diamonds) describes the evolution of the system from a baseline
value of gs = 10 µS/cm2 to an increased
value of gs = 17.5 µS/cm2 and back.
|
Changes in synaptic conductances and the resulting membrane potential
traces are shown in Fig. 6, B and
C. Rapid fluctuations in Vm are due
to the inclusion of synaptic noise. Some of these traces exhibit a noticeable
slowdown during depolarization. This critical slowing down is a
generic consequence of the existence of a critical point. The effect is
particularly noticeable whenever trajectories in the Vm
gs plane, such as those shown in
Fig. 6A, pass near the
critical point. Depolarizing trajectories triggered by increases in the
synaptic conductance up to a value of gs = 12.5 or 15
µS/cm2 come close to the critical point at
,
and the dynamical convergence of Vm to its new equilibrium
value is slow (see the corresponding traces in
Fig. 6, B and
C). Depolarizing trajectories triggered by increases in
gs to values further removed from
do not exhibit this slowdown effect.
All hyperpolarizing trajectories returning to a baseline of
gs = 10 µS/cm2 pass much closer to the
critical point than those returning to a baseline of gs =
3 µS/cm2 (see Fig.
6A). It is this proximity to the critical point that
explains the slowdown in the hyperpolarizing Vm traces in
Fig. 6C not observed
in the hyperpolarizing Vm traces in
Fig. 6B.
We now consider the dynamical response of the membrane model to changes in
dopamine level; the cortical input gs is kept constant
while the dopamine-controlled neuromodulatory factor µ varies with time.
These conditions mimic those of experiments that monitor the modulation of
tonic striatal activity due to the application of dopaminergic agents or due
to the electrical stimulation of dopamine fibers
(Gonon 1997
;
Kiyatkin and Rebec 1996
;
Williams and Millar 1990
).
This set of numerical experiments displays dramatic dynamical slowdown for
gs close to
(Fig. 7). The results also
reveal a novel effect: increased dopamine levels can result in either
depolarization or hyperpolarization depending on whether
gs does or does not exceed
.
|
In this set of numerical experiments, the synaptic conductance
gs is held constant and no synaptic noise is included
(
= 1 in Eq. 7). Changes in the membrane potential
Vm are triggered by changes in µ. We consider two
different scenarios. In the first case
(Fig. 7A), µ
increases abruptly from µ = 1 to µ = 1.4 at t = 0, and it then
remains constant at this high value. In the second case
(Fig. 7B), µ again
increases abruptly from µ = 1 to µ = 1.4 at t = 0, remains
fixed at this high value for 200 ms, and then relaxes exponentially back to
µ = 1 with a time constant of
= 70 ms.
The membrane potential traces in Fig.
7A show that the response of the system to an increase in
µ from µ = 1 to µ = 1.4 can be either a depolarization or a
hyperpolarization, depending on the state of the system when the change in
µ takes place. If the value of gs exceeds
,
the equilibrium value of Vm at µ = 1 exceeds
; in this case, the membrane
depolarizes when µ is increased. If the value of gs is
smaller than
, the equilibrium value
of Vm at µ = 1 is smaller than
; in this case, the membrane
hyperpolarizes when µ is increased. Note also that the time course of
membrane potential dynamics is strongly affected by the critical point. The
closer the equilibrium value of Vm at µ = 1 is to
, the longer it takes for the
membrane potential to reach its new equilibrium value corresponding to µ =
1.4.
The membrane potential traces in Fig.
7B illustrate the interplay between the dynamics of µ
and the slowdown in the dynamics of Vm in the vicinity of
the critical point. If the equilibrium value of Vm at µ
= 1 is close to
, the response to an
increase to µ = 1.4 is so slow that the membrane potential has barely
changed by the time µ begins to relax back toward µ = 1. Significant
transient depolarizing or hyperpolarizing effects can only be observed when
the membrane potential at t = 0 is further removed from
.
The dynamical slowdown effects illustrated in Figs.
6 and
7 are a generic consequence of
the existence of a critical point. As shown in
Fig. 3C, the total
current that determines the rate dVm/dt at which
Vm changes is close to zero for a range of values of
Vm around
if
gs is close to
.
It is the approximate cancellation of the Kir2 and L-type Ca currents in the
vicinity of the critical point that results in low values for
dVm/dt and the ensuing slowdown in the dynamical
response of the membrane model.
Dopamine-mediated modulation of cortically driven responses
We now discuss the response of the membrane model to combined cortical and dopamine inputs analogous to those that occur when reward is anticipated by an awake animal (Fig. 1). In the preceding section, we described dynamical responses first to cortical inputs in the absence of dopamine neuromodulation and then to dopamine neuromodulation when cortical input was held fixed at different values. In this section, we provide a generic description of the response to sensory cues that trigger both phasic cortical input and dopamine release. The analysis of this scenario demonstrates that the expectation of reward can result in either enhancement or suppression of membrane model responses. In the following section, we present a numerical experiment that incorporates the various aspects of signal integration summarized in Fig. 1, including quantitative timing information, in a simulation of single-unit responses for comparison to those reported by Kawagoe and colleagues.
Consider a scenario in which a tonically active context signal maintains Vm below the firing threshold Vf. A target signal of finite duration and sufficient amplitude to drive Vm above Vf is added to the context signal. The response of the model to this combined synaptic input is critically dependent on the expectation of reward.
Two cases are of particular significance: whether the combined synaptic
input exceeds (Fig.
8A) the value of gs =14.17
µS/cm2 for the D
U transition or whether it remains below
(Fig. 8B) the critical
value
.
If the phasic input is not associated with a reward, the dopamine level does
not increase and µ = 1 (Fig.
8, left); the operational curve that represents
equilibrium values of the membrane potential Vm as a
function of the total synaptic input gs remains unchanged
(dotted curve). In unrewarded trials, the only difference between a larger and
a smaller target input is that the former results in a more depolarized
membrane potential and thus in a higher firing rate. This firing activity,
which quickly decays when the target signal disappears, encodes for the
strength of the target stimulus.
|
Rewarded trials (Fig. 8, right) elicit different responses. In these trials, target onset serves as the conditioned stimulus that triggers dopamine release in the striatum. In elevated dopamine conditions, the operational curve changes from the µ = 1 (dotted) curve to the bistable µ = 1.4 (solid) curve. The consequences of this switch to a bistable operational curve depend on the strength of the target input.
If the combined synaptic input exceeds the value for the D
U
transition in a rewarded trial (Fig.
8A, right), the resulting depolarization in
membrane potential does not end at the intersection with the dotted curve for
µ = 1 but continues until Vm reaches the upper branch
of the bistable operational curve. This additional depolarization results in a
noticeably higher firing rate than the one elicited by the same value of
gt in the unrewarded trial
(Fig. 8A,
left). Thus whenever the condition gc +
gt
gD
U is met, dopamine will
enhance the response of the model to the reward-predicting target. When the
target signal is removed, the membrane hyperpolarizes slightly as
Vm moves down toward the upper branch of the bistable
operational curve. If the context signal provides an input that exceeds that
of the U
D transition, Vm remains in the up state
until µ decreases toward its baseline level. In a rewarded trial, the
response is not only larger in amplitude, but it can also be longer in
duration.
If the combined synaptic input is not sufficient to exceed the critical
value of
,
the response will always be a hyperpolarizing one
(Fig. 7);
Vm will decrease toward the lower branch of the bistable
operating curve (Fig.
8B, right) and remain in this hyperpolarized
state until µ decreases toward its baseline level. For this type of
rewarded trial, dopamine suppresses the response of the model.
The analysis presented in the preceding text provides an explanatory
mechanism for the observation of either enhanced or suppressed spiny neuron
activity in the presence of dopamine. It is the strength of the total synaptic
input that selects between these two effects; the generic features of this
differentiation are summarized in Fig.
9. Enhancement occurs when the total synaptic input exceeds the
threshold for the D
U transition, while suppression occurs when the total
synaptic input is lower than the one corresponding to the critical point. The
separatrix, which marks the boundary between enhancement and suppression, will
always lie in the narrow band (Fig.
9, shaded area) limited by gc +
gt = gD
U
and
.
The precise location of the separatrix will depend on the details of the
temporal evolution of µ as it rises and returns to baseline. An examination
of the family of operational curves shown in
Fig. 4B reveals that
if µ(t) increases slowly, the separatrix will lie close to the
line, whereas if µ(t) increases rapidly, the separatrix will lie
close to the gc + gt =
gD
U line. But whatever the
shape of µ(t) might be, there will be a range of values of
gs for which activity is suppressed, and a different range
of values of gs for which activity is enhanced. The
strength of this conclusion follows from the generic nature of our argument,
which does not rely on assumptions about the specific time course
µ(t) of dopamine neuromodulatory effects.
|
Modulation of single-unit activity by expectation of reward
We now investigate the responses of our model in a scenario that simulates
the memory-guided saccade task described by Kawagoe and colleagues
(1998
). In this task (see
Fig. 1), a visual target is
presented for 100 ms; this type of brief visual stimulus elicits cortical
activity that follows the onset of the stimulus after a 100 ms delay and lasts
for
400 ms (Colby et al.
1996
). This stimulus may or may not be associated with the
expectation of reward. If it is, it triggers a brief burst of SNpc dopamine
neuron activity that also follows the onset of the stimulus after a 100 ms
delay (Schultz et al.
1993
).
The discharge of SNpc neurons produces dopamine transients in the striatum
similar to those elicited by electrical stimulation of the medial forebrain
bundle, which can lead to bouts of spiny neuron activity that begin after 200
ms and decay back to baseline within 1,000 ms
(Gonon 1997
). In our model,
this dopamine-induced enhancement of spiny neuron activity is attributed to an
increase in Kir2 and L-type Ca currents mediated through D1 receptor
activation (Pacheco-Cano et al.
1996
; Surmeier et al.
1995
) and the subsequent interactions of second messengers. Both
the lag due to second-messenger processes and the delays associated with the
dynamical response of the membrane potential contribute to the 200 ms latency
observed (Gonon 1997
) in spiny
neuron responses to dopamine. Such short-term modulatory effects are
incorporated in our model through the dopamine-controlled neuromodulatory
factor µ, whose time course is chosen based on the experimental
observations summarized in the preceding text.
The numerical experiments shown in Fig. 10 display the response of the model neuron to cortical inputs in both unrewarded (left) and rewarded (right) trials; we choose a form of µ(t) appropriate for each of these cases. A constant value of µ(t) = 1 corresponds to low dopamine conditions characteristic of unrewarded trials (Fig. 10, left). For rewarded trials (Fig. 10, right), we keep µ(t) at its baseline µ = 1 value for an additional 80 ms after the onset of the discharge of dopamine neurons; this delay is followed by an exponential rise toward µ = 1.4 with a time constant of 70 ms. An exponential decay toward µ = 1 with a time constant of 100 ms begins 600 ms after the onset of the exponential rise.
|
The model neuron receives two types of excitatory cortical input. In
addition to a tonic background input that represents context-related cortical
activity, there is a phasic cortical input that represents cortical responses
to a 100 ms-long visual stimulus; this transient input lags by 100 ms and
lasts for 400 ms. We choose gc = 10.5
µS/cm2, which exceeds
gU
D = 9.79
µS/cm2, and consider two possible strengths for the phasic
input: a high value of gt = 3.8 µS/cm2
(Fig. 10A), for which
gs = gc + gt =
14.3 µS/cm2 exceeds
gD
U = 14.17
µS/cm2 and a low value of gt = 2.4
µS/cm2 (Fig.
10B), for which gs =
gc + gt = 12.9 µS/cm2 is
below
.
For each one of these four cases, we show in
Fig. 10 representative
membrane potential traces, spike rasters for 30 independent realizations, and
the resulting poststimulus time histogram.
For gt = 3.8 µS/cm2
(Fig. 10A), the
membrane potential crosses the firing threshold
100 ms after the onset of
phasic cortical input. In unrewarded trials (left), firing is
sustained by the phasic cortical input and stops after its offset. In rewarded
trials (right), the membrane potential again crosses the firing
threshold
100 ms after the onset of phasic cortical input, and firing
begins in a manner quite similar to that observed in the corresponding
unrewarded trial. But 200 ms after the onset of dopamine discharge, the
membrane potential reacts to elevated dopamine, resulting in a prominent
enhancement of spiny neuron activity. This enhancement persists for
400
ms beyond the offset of the phasic cortical input; this extended duration is
due to the hysteretic effect of bistability (see
Fig. 8A).
For gt = 2.4 µS/cm2
(Fig. 10B), the
membrane potential crosses the firing threshold
130 ms after the onset of
phasic cortical input. In unrewarded trials (left), the spiny neuron
displays a small amount of activity, less than that observed in the unrewarded
trial for gt = 3.8 µS/cm2. This activity is
sustained by the phasic cortical input, and it ceases following its offset.
For unrewarded trials, the firing rate of the model spiny neuron encodes for
the strength of gt. In rewarded trials (right),
the low-level activity that begins to build up
130 ms after the onset of
the phasic cortical input is nearly completely suppressed by the effect of
elevated dopamine.
The results in Fig. 10 are
to be compared with the experimental data from Kawagoe and colleagues
(1998
; see Figs.
2 and
3). Except for the spatial
tuning, which is not included in our present model, the responses of the model
spiny neuron reproduce most of the trends displayed by the experimental
single-unit data.
| DISCUSSION |
|---|
|
|
|---|
Ionic currents and membrane model properties
Our model is based on ion current data from acutely isolated cells, in
which only the soma and proximal dendrities are preserved
(Bargas et al. 1994
). Although
both L-type calcium and Kir2 channels are prominent in dendritic regions
(Hell et al. 1993
;
Nisenbaum and Wilson 1995
), we
cannot exclude the possibility that there are dendritic conductances of
importance to state transitions that have not been included. In spite of this
potential limitation, the model does mimic characteristic features of spiny
neuron electrophysiology.
In the low dopamine condition, the model is consistent with the
characterization of medium spiny neurons as being bimodal as opposed to truly
bistable (Wilson and Kawaguchi
1996
). The interaction of the Kir2 and Ksi potassium currents
results in a steep slope in the membrane potential as a function of synaptic
conductance for potentials intermediate to those characteristic of the up
state and down state (dotted curve in Fig.
4A); the change in membrane potential between these two
values takes place over a fairly narrow range of synaptic conductances
(bimodal behavior). The time course of the model's transitions between down
and up states (Fig. 6) shows a
critical slowing down that appears to be in agreement with the experimental
literature. Wilson (1993
; see
Fig. 5) illustrates a down to
up state transition that is slower than the up to down state transition; this
is the behavior exhibited by the second and third (from the bottom) membrane
potential traces in Fig.
6B. In contrast, Wilson and Kawaguchi
(1996
; see
Fig. 4) show down to up state
transitions that are faster than up to down state transitions; this is the
behavior exhibited by the first, second, and third (from the top) membrane
potential traces in Fig.
6C. Our model predicts that these differences result from
different levels of tonic (context) input from cortex
(Fig. 1) in the two sets of
experiments. A potential test of the model would be to repeat the Wilson
experiments in a preparation in which the tonic (background) synaptic input
from the cortex is systematically varied, perhaps through the application of
pharmacological agents to the cortex.
In the high dopamine condition, a modest increase of Kir2 and L-type Ca
currents causes the model to undergo a bifurcation and become bistable (solid
curve in Fig. 4A).
While the membrane potential characteristic of the down state is only
moderately affected by dopamine, the model predicts a substantial additional
depolarization of the up state in the presence of elevated dopamine in
contrast to the low dopamine condition in which the up state is typically
characterized. The membrane potential of the up state in the high dopamine
condition is above the firing threshold and is therefore not observable as a
steady state in spiny neurons; the fast dynamic properties of the currents
involved in the generation of action potentials prevent the membrane potential
from converging to this depolarized fixed point. A possible way to test for
this additional depolarization would be to repeat the Gonon
(1997
) experiment using
patch-clamp recording electrodes filled with QX314 to block action
potentials.
Several currents that are not included in the model contribute to the
generation of action potentials and repetitive firing. These currents could
modulate the model's responses. For example, the depolarization of the up
state in high dopamine conditions could be diminished by K+
currents not included in the model, such as other K+ currents or
Ca2+-activated K+ currents involved in
afterhyperpolarization potentials (AHPs). Other currents that are active
during the up state and during spiking include Na+ currents and
N/P-type Ca2+ currents. The inclusion of these inward
currents could in principle enhance the mechanisms responsible for
bistability. However, these currents are modulated by D1 receptor activation:
transient Na+ and N/P-Q type Ca2+ currents
are reduced (Surmeier and Kitai
1993
; Surmeier et al.
1995
). Because the suppression of transient Na+
currents is mediated by enhanced entry of Na+ channels into a slow
inactivated state (D. Carr, M. Day, A. R. Cantrell, T. Scheuer, W. A.
Catterall, and D. J. Surmeier, unpublished data), the consequences of this
modulation should be to reduce discharge rate late in an up-state episode. As
such, it will not qualitatively change our conclusions. As for N/P-Q
Ca2+ currents, these are activated by spiking and
control Ca2+-dependent K+ channels regulating
repetitive firing (Vilchis et al.
2000
). Hence, D1 receptor-mediated suppression of these
Ca2+ currents should enhance the up-state depolarization
and repetitive discharge, in agreement with model predictions. Nevertheless, a
model including more biophysical detail would be necessary to investigate the
quantitative effects of elevated dopamine on such short time scale
phenomena. This is not our goal; the qualitative features of
reward-dependent activity that we wish to describe follow from the simple
assumption that more depolarized states result in higher firing rates. Within
this approach, the specific values for the parameters Vh
and Vc that control the firing rate in our model are not
too significant; they control only the relative amplitude of the responses in
Fig. 10 but do not affect the
generic features of the reward dependence resulting from dopamine-induced
bistability.
Although there are many currents that control the membrane potential of
spiny neurons, of which several are modulated by dopamine, our model includes
only two dopamine-modulated currents, Kir2 and L-type Ca, and the unmodulated
Ksi current that stabilizes the up state. This minimal model is designed to
investigate whether the D1 mediated modulation of these two currents suffices
to account for the qualitative features of dopamine modulation of spiny neuron
responses at intermediate time scales. Our model predicts the emergence of
bistability in the membrane potential of spiny neurons; this is a novel
phenomenon for which there is only limited experimental evidence. Sustained
depolarization after brief current injection in the presence of D1 agonists
has been observed in vitro
(Hernandez-Lopez et al. 1997
);
such sustained depolarizations, to be distinguished from transitions to the up
state due to a barrage of synaptic inputs in low dopamine conditions, are a
hallmark of bistable responsiveness. Recent experimental results
(Hernandez et al. 2002
) give
further evidence for dopaminergic modulation of bistable behavior in medium
spiny neurons.
Comparison of model and single-unit activity
The response properties of the model neuron are qualitatively similar to
those of neostriatal spiny neurons reported by Kawagoe and colleagues
(1998
). They observed that
spiny neurons show directional tuning to spatially separated targets in a
saccade task and that these responses are strongly modulated by the
expectation of receiving or not receiving a reward as reinforcement. Two types
of response modulation were reported. Most units show a more intense response
of longer duration to a given target in blocks of trials in which saccades to
that target elicit a liquid reward (primary reinforcement) as opposed to
auditory feedback (secondary reinforcement). A few units show instead
suppressed activity to the presentation of targets in the rewarded case. The
response properties of the model are consistent with the basic features of
these experimental observations. The model identifies the strength of the
total excitatory cortical input as the experimental parameter that selects
between these two types of modulation in rewarded trials, and it predicts the
existence of a separatrix that lies in a narrow range of total input between
the critical conductance
and the
conductance gD
U at the down to
up state transition. If the total synaptic input exceeds the separatrix in
rewarded trials, the membrane depolarizes toward the upper branch of the
hysteresis curve and activity is enhanced. If the total synaptic input falls
below the separatrix, the membrane hyperpolarizes toward the lower branch and
activity is suppressed. An ensuing feature is that enhanced responses can have
a range of amplitudes, depending on the properties of the spike generating
mechanism, but attenuated responses lead to a nearly complete suppression of
activity for most values of the cortical input below the separatrix. This is
in agreement with the Kawagoe (1998) data; they report facilitated responses
of many frequencies but attenuations almost always close to total
suppression.
The activation of D1 receptors can lead to moderate as opposed to total
suppression of tonic spiny neuron activity
(Hu and Wang 1988
;
Rebec 1998
). The model
provides two mechanisms that could account for this observation. The first one
is a dynamical effect due to the slow membrane responses associated with the
existence of a critical point. Consider a low-dopamine equilibrium state at a
value of Vm slightly more hyperpolarized than
; a transient increase in dopamine
results in a moderate suppression of activity due to a small amplitude dip in
the membrane potential (see Fig.
7B). The slow nature of the dopamine-triggered
hyperpolarization prevents the membrane potential from reaching the highly
hyperpolarized equilibrium state associated with total suppression. The second
mechanism is a static effect based on variations in the strength of
dopaminergic modulation, represented in our model by the maximal value
µmax of the neuromodulatory factor µ. Consider again a low
dopamine equilibrium state at a value of Vm slightly more
hyperpolarized than
. A moderate
increase in dopamine, characterized by values of µmax smaller
than
1.3, results in a hyperpolarized shift of the corresponding stable
fixed point, as seen in Fig.
4B for µmax = 1.1, 1.2, and 1.3. Units that
exhibit levels of Vm greater than threshold but below
at µ = 1 will remain active but
at lower rate in such moderately elevated dopamine conditions.
In contrast to the effect discussed in the preceding text, an increase in
the value of µmax would result in a wider bistable region with
an upper bound at a higher value of the conductance threshold
gD
U for the down to up state
transition; this widens the shaded area in
Fig. 9. A given excitatory
input could then result in a value of g that exceeds the value of
gD
U for a smaller value of
µmax but is below the value of
gD
U for a larger value of
µmax. Such an input would correspond to a point above the shaded
area in Fig. 9 in the former
case but within the shaded area in the latter. If this input triggers dopamine
release, the response will be enhanced in the former case but could be
suppressed in the latter. This property of the model is consistent with data
showing that whereas low concentrations of exogenously applied dopamine or low
stimulation of dopamine neurons can enhance spiny neuron activity, high
concentrations or large stimulation can suppress activity in the same neuron
(Williams and Millar 1990
). A
variability in the value of µmax associated with different
neurons can represent different levels of dopaminergic modulation in a
population; spiny neurons with a large value of µmax can account
for the observation that some units reported by Kawagoe et al.
(1998
) exhibit high activity
in unrewarded trials yet are suppressed in rewarded trials.
The model also suggests a temporal correlation that is consistent with the
data. Dopamine-induced bistability in conjunction with a sufficiently strong
context input maintains the model neuron in the depolarized up state after the
target is extinguished, which extends the duration of the enhanced response.
The duration of the response is then dependent on the time course of the
neuromodulatory factor µ. A similar time correlation may be present in
spiny neurons. The duration of high-frequency activity apparent in the
enhanced single-unit response in rewarded trials
(Kawagoe et al. 1998
) is at
least as long as the time course of elevated dopamine in the striatum elicited
by burst activity of dopamine neurons
(Dugast et al. 1994
;
Gonon 1997
).
In contrast to the hypothesis that D1 receptor activation can mediate both
enhancement and suppression of striatal activity, Kawagoe and colleagues
(1998
) suggest that the
observation of facilitated and suppressed responses in rewarded trials is the
result of different effects of D1 and D2 receptor activation on the activity
of spiny neurons. Their hypothesis is that the response of neurons that
possess mostly D2 receptors will be suppressed in rewarded trials, whereas the
response of those with mostly D1 receptors will be enhanced. This conjecture
is consistent with recent evidence that D2 receptor activation reduces
Na+ and L-type Ca currents, which reduces spiny neuron excitability
(Hernandez-Lopez et al. 2000
;
Kiyatkin and Rebec 1999
;
Maurice et al. 2001
), and is
also consistent with the potentiating effect of D1 receptor activation, but it
ignores evidence indicating that D1 activation can also exert a suppressive
effect (Hernandez-Lopez et al.
1997
; Hu and Wang
1988
). Most spiny neurons express either mostly D1 or mostly D2
type receptors (Gerfen et al.
1990
; Surmeier et al.
1996
). The model presented here applies to spiny neurons that
express mostly D1 receptors, and it can explain both enhanced and suppressed
spiny neuron activity in response to conditioned stimuli. However, our results
do not preclude a suppression of activity mediated by D2 receptor
activation.
In our model, the properties of membrane response follow from the dynamical
interplay between the strength of excitatory input and the degree of dopamine
modulation; while dopamine modifies the operational curve that defines the
response properties, it is the total cortical input that selects between
enhancement and suppression. The hypothesis that the amount of excitatory
input selects the modulated response type has been offered as an explanation
for the in vivo observation that dopamine affects the response of striatal
units in different amounts (Kiyatkin and
Rebec 1996
) or in qualitatively different manner
(Pierce and Rebec 1995
). These
ideas could be tested by correlating the level of excitatory input with the
observation of enhanced or suppressed activity in elevated dopamine
conditions. A direct measure of the excitatory input could be obtained through
voltage clamp at hyperpolarized potentials. An indirect measure could be
obtained by manipulating the level of cortical activity through the
application of pharmaceuticals. This approach could allow for the observation
of enhanced responses becoming suppressed as the level of cortical activity is
reduced. The functional consequences of excitatory input selected modulation
will be discussed in a later section.
Other dopaminergic effects in the striatum
There is a large corps of data demonstrating that dopamine can influence
the activity of neurons in many ways. The model presented here is intended to
represent the actions of dopamine in a specific context: the modulatory
effects of phasic D1 receptor activation on the short-term response properties
of medium spiny neurons. This model can be expanded to include other actions
of dopamine in the striatum, such as the short- and long-term actions of
dopamine at the synapses and in the dendrites. D1 receptor activation has been
reported to enhance AMPA and N-methyl-D-aspartate
(NMDA)-induced excitatory postsynaptic potentials (EPSPs), which may result in
part from the enhancement of L-type Ca current in the dendrites
(Cepeda et al. 1998
;
Galarraga et al. 1997
;
Surmeier et al. 1995
;
Umemiya and Raymond 1997
). The
enhancement of glutamatergic synaptic inputs, in particular through NMDA
receptor effects, should work in concert with other mechanisms already
discussed so as to increase the net inward current at intermediate potentials,
thus creating a region of negative slope conductance and bistability.
Dopamine also plays a role in mediating long-term depression and long-term
potentiation of the excitatory synapses converging on spiny neurons
(Calabresi et al. 1997
;
Charpier and Deniau 1997
;
Kerr and Wickens 2001
). This
finding, in conjunction with the signaling properties of dopamine neurons
while learning a task, led to the proposal that dopamine may be a training
signal that mediates a form of reinforcement learning
(Barto 1995
;
Houk et al. 1995
;
Montague et al. 1996
). The
proposed role of dopamine in learning and its role as a signal modulator are
not mutually exclusive and may even complement each other. On one hand,
dopamine-controlled modulation of the activity of spiny neurons can play the
role of a reinforcement signal when included in an activity driven Hebbian
learning rule for the modification of cortico-striatal synapses
(Nakahara et al. 2002
). A
complementary mechanism is suggested by the observation that in the bistable
regime, it is the input strength that selects the type of modulated response
in rewarded trials. The demonstrated plasticity of cortico-striatal synapses
(Calabresi et al. 1992
,
1995
;
Charpier and Deniau 1997
;
Partridge et al. 2000
;
Reynolds and Wickens 2000
)
could then be utilized to adjust the excitatory input to spiny neurons to
control the short-term modulation that occurs when dopamine levels are
increased. This provides a mechanism for adaptable, learning-based signal
processing in the striatum.
Functional implications of bistability
It follows from our model that D1-induced bistability increases the
contrast of neural activity and can extend the duration of activity in the
striatum. Other models have suggested that dopamine modulates the contrast of
neural activity (Servan-Schreiber et al.
1990
), but the temporal effect is a novel idea that may play an
important role in information processing. Spiny neurons often have a longer
duration response to stimuli that predictably precede reward
(Hollerman et al. 1998
;
Kawagoe et al. 1998
); although
our model provides a cellular mechanism for enhanced duration, part of this
effect could be attributed to network properties. The striatum is connected in
a recurrent loop architecture with the rest of the basal ganglia, thalamus,
and cortex (Alexander et al.
1986
; Middleton and Strick
1997
). The net positive feedback and additional nonlinearities
provided by this type of network architecture can amplify and sustain
modulatory effects, but there is still a need for a mechanism that initiates
the modulation of the response to reward-predicting stimuli. The discharge
properties of dopamine neurons and the neuromodulatory effect of dopamine on
spiny neurons seem appropriate to fit this role. Dopamine-mediated modulation
may serve as a gain mechanism that nonlinearly amplifies both the intensity
and duration of the neural activity in the striatum to enhance the influence
of this activity on downstream processing; this amplification, exported
through thalamo-cortical pathways, may provide a mechanism for the
preferential cortical encoding of salient information related to reward
acquisition.
One major target of this efferent pathway is the frontal cortex
(Middleton and Strick 2002
).
The basal ganglia and frontal cortex are part of a distributed system thought
to be important for motor and cognitive functions
(Graybiel 1997
;
Hikosaka et al. 2000
;
Houk and Wise 1995
).
Understanding how dopamine influences information processing within and
between these areas may advance our understanding of the effects of dopamine
on behavior. For instance, the sustained neural activity in the prefrontal
cortex that subserves working memory functions
(Fuster 1989
;
Goldman-Rakic 1987
) is also
dependent on reward expectation (Kobayashi
et al. 2002
; Tremblay and
Schultz 2000
; Watanabe
1996
). In addition to direct dopaminergic actions in the cortex,
dopamine-mediated modulation of spiny neurons that project to the frontal
cortex via other basal ganglia nuclei and thalamus may contribute to the
reward dependency of an initial activity, which is then maintained through
recurrent connections. This sustained activity may provide a context for
encoding subsequent information (Beiser and
Houk 1998
) and may impart reward dependence to neural responses
related to events that occur after dopamine levels have returned to baseline,
such as responses observed in prefrontal cortex and striatum in relation to
memory, triggering cues, and delivery of reward
(Hassani et al. 2001
;
Hollerman et al. 1998
;
Schultz et al. 1993
;
Watanabe 1998
). The initial
modulation of spiny neuron activity and its subsequent retention through
sustained cortical activity may be a useful mechanism for preferentially
encoding information related to acquiring rewards; this could be the neural
basis for a mechanism by which phasic dopamine release in the striatum
triggers the switching of attentional and behavioral resources toward salient
events such as the presentation of a conditioned stimulus
(Redgrave et al. 1999
). This
enhanced encoding of salient stimuli may thus underlie the improvement in
latency, speed, and accuracy of saccades to rewarded targets as compared with
saccades to unrewarded targets observed in subjects performing a memory-guided
saccade task (Takikawa et al.
2002
).
The functional effects of dopamine on striatal spiny neurons discussed here
may complement those suggested by a recent model of dopaminergic action on
cortical neurons (Durstewitz et al.
2000
). These authors argue that dopamine stabilizes activity in
the prefrontal cortex by reducing the excitability of inactive units while
enhancing the responsiveness of active units to current and subsequent
excitatory inputs. Although there is experimental evidence
(Maurice 2001
) that conflicts
with the cellular mechanisms on which their model is based, the processes
responsible for the state-dependent modulation of excitability are
functionally equivalent to increasing the L-type Ca current. The
phenomenological description that emerges from these two models is thus
similar: units in the hyperpolarized state are made less excitable by D1
receptor activation, whereas units in the depolarized state are made more
excitable, which results in an effective increase of the contrast in neural
activity. Our model demonstrates an additional feature: D1 receptor activation
drives spiny neurons into a truly bistable regime where the emergence of
hysteresis results in history-dependent temporal effects.
On a systems level, dopamine plays a significant role in the normal
operation of the brain as evident in the severe cognitive and motor deficits
apparent in patients suffering from Parkinson's disease, schizophrenia, and
other dysfunctions associated with pathologies of the dopamine system. Yet on
a cellular level, the effect of dopamine on the electrophysiology of neurons
seems modest. Our model suggests that a small increase in the magnitude of
both Kir2 and L-type Ca calcium currents elicited by D1 receptor activation
suffices to switch the character of spiny neurons from bimodal to truly
bistable, which not only modulates the frequency of neural responses but also
introduces a state dependence and a temporal effect. Other models have shown
that bistability enhances the functionality of cortical pyramidal cells
(Camperi and Wang 1998
),
Purkinje cells (Yuen et al.
1995
), and hippocampal pyramidal cells
(Hahn and Durand 2001
). We
expect that the emergence of bistability in spiny neurons will significantly
modulate signal propagation in the striatum. Our model indicates that dopamine
is able to cause a temporary attenuation of spiny neuron responses to weak
inputs while simultaneously enhancing spiny neuron responses to strong inputs.
Modification of cortico-striatal synapses so as to preferentially enhance
input components related to the most important features of a stimulus would
ensure that this short-term modulation selectively enhances salient neural
activity. Such selective enhancement in reward-related conditions could be a
powerful computational mechanism for modulating the output of the striatum so
as to provide a more informative efferent signal related to achieving
reward.
To summarize, this paper presents a minimal cellular model of a spiny neuron that includes sufficient ionic and modulatory components so as to reproduce the prominent modulation of spiny neuron single-unit responses to conditioned stimuli. The model is based on a simplified yet biophysically grounded representation of relevant cellular mechanisms that operate in the 100 to 1,000 ms time range; it accounts for up- and down-state transitions of membrane potential, and describes a transition from bimodality to bistability triggered by dopamine release, D1 receptor activation, and the subsequent enhancement of key ion currents. When exposed to synaptic inputs, the model reveals a mechanism for both enhancement and depression of spiny neuron discharge in rewarded relative to unrewarded scenarios. The model incorporates information and tools from diverse areas of expertise: the biophysics of striatal spiny neurons, the mathematics of nonlinear dynamics, the modulation of ionic currents through D1 receptor activation and second-messenger pathways, the neuroanatomy of cortical-basal ganglionic networks, and single-unit neurophysiology in awake behaving monkeys. Findings from each of these disciplines have been combined here in an attempt to identify specific factors that contribute to the motivational components of neural activity currently being observed throughout the networks of the basal ganglia.
| DISCLOSURES |
|---|
|
|
|---|
| FOOTNOTES |
|---|
Address for reprint requests: J. C. Houk, Dept. of Physiology, Northwestern University Medical School, Ward 5-150, 303 E. Chicago Ave., Chicago, IL 60611 (E-mail address: j-houk{at}northwestern.edu).
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