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J Neurophysiol 91: 1470-1481, 2004; doi:10.1152/jn.01024.2003
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Developmental Changes in Pedunculopontine Nucleus (PPN) Neurons

T. Kobayashi, C. Good, J. Biedermann, C. Barnes, R. D. Skinner and E. Garcia-Rill

Center for Translational Neuroscience, Department of Anatomy and Neurobiology, University of Arkansas for Medical Sciences, Little Rock, Arkansas 72205

Submitted 22 October 2003; accepted in final form 17 November 2003


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGMENTS
 REFERENCES
 
The developmental decrease in rapid-eye-movement (REM) sleep in man occurs between birth and after puberty. We hypothesize that if this decrease in REM sleep does not occur, lifelong increases in REM sleep drive may ensue. Such disorders are characterized by hypervigilance and sensory-gating deficits, such as are present in postpubertal onset disorders like schizophrenia, panic attacks (a form of anxiety disorder), and depression. The decrease in REM sleep in the rat occurs between 10 and 30 days of age. We studied changes in size and physiological properties of pedunculopontine nucleus (PPN) cells involved in the control of arousal, i.e., waking and REM sleep. During the largest decrease in REM sleep (12–21 days), cholinergic PPN neurons doubled in cell area, the hypertrophy peaking at 15–16 days, then decreasing in area by 20–21 days. Noncholinergic PPN cells did not change in area during this period. We confirmed the presence of two populations of PPN neurons based on action potential (AP) duration, with the proportion of short-AP-duration cells increasing and long AP duration decreasing between 12 and 21 days. Most cholinergic and noncholinergic cells had short AP durations. Afterhyperpolarization (AHP) duration became segregated into long and short AHP duration after 15 days. Cells with short AP duration also had short AHP duration. The proportion of PPN cells with Ih current increased gradually, peaking at 15 days, then decreased by 21 days. These changes in morphological and physiological properties are discussed in relation to the developmental decrease in REM sleep.


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGMENTS
 REFERENCES
 
The human newborn exhibits an even distribution of waking, rapid-eye-movement (REM) sleep and slow-wave sleep (SWS), spending ~8 h in each state, a process controlled by the mesopontine reticular-activating system (RAS). There follows a gradual decrease in REM sleep from ~8 h at birth to ~1 h by 20 yr of age, beyond which there is a mild decrease until senescence (Roffwarg et al. 1966Go). It has been suggested that REM sleep has the biological function of serving to direct the course of brain maturation (Marks et al. 1995Go). This is in keeping with evidence suggesting that activity-dependent development may be a widespread mechanism directing neural connectivity throughout the brain (Llinas 1984Go; Marks et al. 1995Go). High-frequency mesopontine activation, especially in the form of ponto-geniculo-occipital (PGO) waves, could contribute to the maturation of ascending RAS-induced activation of thalamocortical pathways (Marks et al. 1995Go). A similar effect could be in place in terms of descending RAS projections, given recent results suggesting that spontaneous muscle twitches during sleep help guide spinal self-organization (Petersson et al. 2003Go). We hypothesized that if this developmental decrease in REM drive does not occur by the end of puberty, lifelong increases in REM sleep drive may ensue (Garcia-Rill et al. 2003Go). That is, such a mechanism may be responsible for the postpubertal onset in humans of a number of disorders marked by increased REM sleep drive, including schizophrenia, anxiety disorder, and (bipolar) depression (Garcia-Rill 1997Go).

In the rat, the developmental decrease in REM sleep occurs between 10 and 30 days of age, declining from >70% of total sleep time at birth to ~15% of sleep time by 30 days of age (Jouvet-Mounier et al. 1970Go). The pedunculopontine nucleus (PPN), as the cholinergic arm of the RAS, is known to modulate waking, REM sleep, and PGO waves. PPN neurons, which can be cholinergic or noncholinergic, increase their firing rates during synchronization of fast rhythms in waking and in REM sleep (i.e., show tonic activity in waking, bursting activity during REM sleep, and reduced activity during slow wave sleep) (Sakai et al. 1990Go; Steriade et al. 1990aGo,bGo, 1996Go). Steriade has described at least six different types of PGO wave-related neurons in the region of the PPN (Steriade et al. 1990aGo). The presence of "REM-on," "REM-off," and "Wake-REM-on" cells in the region of the PPN (although these have not been identified as cholinergic or noncholinergic) also has been reported (see review by Datta 1995Go; and activity patterns across the sleep-wake cycle in rats in Datta and Siwek 2002Go).

Morphologically, PPN neurons change markedly from birth to 30 days of age in the rat. Mean cell area increased from ~200 µm2 at 10 days of age, to >600 µm2 at ~15 days, then decreased to the adult area of ~300 µm2 by 30 days of age (Skinner et al. 1989Go). The hypertrophy observed was ascribed to developmental hallmarks related to the time of eye and ear opening at ~15 days of age in the rat (Kungel et al. 1996Go; Sheets et al. 1988Go). This phenomenon was accompanied by increased labeling attributed to changes in the production of structural proteins and of enzymes involved in metabolic events, axonal growth, and synaptogenesis ~15 days of age. The subsequent decrease in mean cell size did not appear to be due to selective loss of large cells but rather to overall cell shrinkage (Skinner et al. 1989Go). A recent report described an increase in choline acetyltransferase activity during the developmental decrease in REM sleep percent in the rat (Ninomiya et al. 2001Go), simultaneously with the hypertrophy described previously.

We have been studying the changes in PPN neuronal properties, synaptic inputs, and neurochemical control during the most rapid decrease in REM sleep in the rat, 12–21 days postnatally. This work in brain stem slices has revealed important principles that may apply to developmental regulation of arousal and sleep-wake cycles at the cellular level. For example, we recently described the presence of a decrease in N-methyl-D-aspartic acid (NMDA) responses in intracellularly recorded PPN neurons during this period with a concomitant increase in kainic acid (KA) responses over the same time (Kobayashi et al. 2004). The shift from NMDA to KA predominance occurred at ~15 days. Between 12 and 21 days, we also found gradually increasing inhibitory responses to a serotonergic (5-HT) type 1 receptor agonist in PPN neurons (Kobayashi et al. 2003Go). The present findings describe morphometric and electrophysiological changes during this period in development in PPN neurons identified as cholinergic or noncholinergic. The changes observed over the developmental decrease in REM sleep may be of considerable clinical importance given the critical nature of this period in development and the hypothesis outlined in the preceding text.


    METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGMENTS
 REFERENCES
 
Subjects

Timed-pregnant Sprague-Dawley rats (280–350 g) were used, and the litters were culled to 10. At 12–21 days of age, pups were anesthetized using ketamine (70 mg/kg im) until tail pinch and corneal reflexes were absent and were rapidly decapitated. The brains were dissected free under cooled (4°C), oxygenated (95% O2-5% CO2) artificial cerebrospinal fluid (ACSF), and semi-horizontal brain stem slices were cut along the long axis of the PPN for recording of developmental changes in local properties. The block of tissue was glued onto a stage and 400 µm slices cut with a Vibroslicer (Campden Instruments) under cooled, oxygenated ACSF, and then allowed to equilibrate for 1 h in oxygenated ACSF at room temperature before recording. The composition of the ACSF was (in mM) 122.8 NaCl, 5 KCl, 1.2 MgSO4, 2.5 CaCl2, 1.2 NaH2PO4, 25 NaHCO3, and 10 dextrose. Only 1–2 of the 400-µm slices from each brain contained the PPN. We used 150 pups to generate the data described herein. All animal use procedures were approved by the Institutional Animal Care and Use Committee.

Recording procedures

The recording chamber allowed the slice to be suspended on a nylon mesh so that oxygenated ACSF could flow evenly around the slice. The gravity-fed ACSF flowed through a sleeve of circulating warmed water so that the temperature of the ACSF in the chamber was 30 ± 1°C (mean ± SD). The outflow was removed by suction and the flow adjusted to 2–3 ml/min. Microelectrodes were pulled in a Sutter Instruments puller using Omega-Dot, thin-wall borosilicate glass and filled with 3 M K+ acetate and 1% biocytin and had a resistance of 70–90 M{Omega}. Signals were amplified with an Axoclamp 2B amplifier (Axon Instruments, Foster City, CA) in current-clamp mode. Neurons were impaled and allowed to stabilize for ~5 min before testing. Neurons that showed a stable resting membrane potential (RMP) up to –50 mV and action potentials >=45 mV and that had stable, long-term recordings were accepted for data analysis. The RMPs were verified and adjusted when the electrode was withdrawn at the end of recordings (usually only 1–2 mV difference, sometimes >5 mV especially after biocytin injection). In bridge mode, a series of hyperpolarizing and depolarizing current steps of 0.1–1.0 nA at RMP were applied to determine membrane properties. These current steps also allowed the computation of a preliminary I-V curve during the linear range of voltage deflections using SuperScope software (GW Instruments).

Stimulation procedures

Neuroactive agents could be applied via a manifold with perfusion ports, hence multiple gravity-fed solutions could be applied for pharmacological characterization of neuronal properties. The agents superfused in these studies were the Ih current blocker ZD7288 (Chevaleyre and Castillo 2002Go; Luthi et al. 1998Go), at a concentration of 10 µM, and the sodium channel blocker tetrodotoxin (TTX), at a concentration of 0.3 µM. Superfusion was performed for 1 min, then the bath was allowed to wash out so that recovery could be assessed.

Physiological identification

The presence of three types of PPN neurons was reported in the guinea pig, namely neurons with a low-threshold spike (LTS; type 1), an A current (type 2), and both A+LTS (type 3) (Leonard and Llinas 1990Go). Most type 2 and 3 neurons were identified as cholinergic. It should be noted that even newborn guinea pigs show adult-like REM sleep percent, so that their REM sleep drive is more like that of the adult rat, and they undergo no major changes in sleep/wake control across postnatal development (Jouvet-Mounier et al. 1970Go). As far as the rat is concerned, there appears to be agreement across laboratories that there are three types of PPN neurons, type I (LTS, noncholinergic), type II (A, 2/3 cholinergic) and type III (A+LTS, 1/3 cholinergic) (Kamondi et al. 1992Go; Kang and Kitai 1990Go; Leonard and Llinas 1990Go; Takakusaki and Kitai 1997Go; Takakusaki et al. 1997Go). Therefore we first determined electrophysiologically the type of PPN neuron being studied, injected it intracellularly, and later confirmed whether it was cholinergic or not.

Anatomical identification

At the end of the recording period, each neuron was injected with biocytin using intracellular depolarizing pulses adjusted to elicit a train of action potentials (0.5–1.0 nA) of 500-ms duration at 1 Hz for 10–15 min. Such injections yielded well-filled neurons. All of the slices were first processed for Texas Red-avidin immunocytochemistry (for viewing using fluorescence microscopy) by incubating the slices in Texas Red-avidin for 3 h, and then processed for NADPH diaphorase histochemistry (for viewing using light microscopy) for selective labeling of cholinergic mesopontine (PPN) neurons (Vincent et al. 1983Go). Briefly, slices were fixed in 4% buffered paraformaldehyde for 1–2 h, cryoprotected in 20% sucrose, and cut in a cryostat at 50 µm. Sections were incubated in 1 mg/ml NADPH and 0.1 mg/ml nitroblue tetrazolium in PBS at 37°C for 30–60 min. Double-labeled neurons were assumed to be cholinergic PPN cells. Texas-Red-labeled NADPH diaphorase-negative cells were assumed to be noncholinergic PPN cells as long as they were in the vicinity of NADPH-diaphorase-positive (cholinergic PPN) cells. We used a Nikon image-analysis system with Metamorph software to measure cell areas.

Statistical procedures

For comparison of data between the different age groups and cell types in each experiment, measures were tested using one-, two-, or multifactor ANOVA to conclude whether any of the factors (e.g., age) had a significant effect on the magnitude of the measure (e.g., action potential duration) and also whether the interaction of the factors significantly affected the measure (age vs. duration). Differences were considered significant at values of P <= 0.05. If a statistical significance was present, a post hoc test (Newman-Keuls) was used to compare between groups. In simple cases comparing two groups, unpaired t-test were used. Distributions also were compared using a {chi}2 test. Correlations were tested using a Pearson's correlation test.


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGMENTS
 REFERENCES
 
Mean cell area

Figure 1 shows representative neurons recorded in these studies. In A, the fluorescence microscopy frame shows the Texas Red-avidin labeling of the intracellularly injected neuron, while the light microscopy inset shows the NADPH diaphorase labeling of the same neuron. This was assumed to be a cholinergic PPN neuron. In B, the fluorescence microscopy frame shows another Texas Red-avidin labeled (biocytin-injected) neuron, and the light microscopy frame shows that this neuron was not NADPH-diaphorase-positive, although other cells in the region were NADPH-diaphorase-positive. Therefore this neuron was assumed to be a noncholinergic PPN neuron. Of the 154 PPN cells recorded and identified for these measures, 103 cells were cholinergic and 51 were noncholinergic using these criteria.



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FIG. 1. Identification of intracellularly recorded pedunculopontine nucleus (PPN) neurons. A: fluorescence photomicrograph of a Texas Red-avidin-positive day 13 PPN cell and (inset) light microscopy photomicrograph of the same cell. -> (A and inset) point to the same cell. Because the biocytin-injected cell (A) was NADPH-diaphorase-positive (inset), it was considered a cholinergic PPN neuron. B: fluorescence photomicrograph of a Texas Red-avidin-positive day 18 PPN cell and (inset) light microscopy photomicrograph of the same cell. The lack of labeling for NADPH diaphorase (inset) demonstrated that this was a noncholinergic PPN cell in the vicinity of NADPH diaphorase-positive cholinergic PPN cells. The calibration bars for the main frames are 10 µm, and those for the insets are 20 µm.

 
Figure 2 is a graph of the average (mean ± SE) cell area (in µm2) at each age of all of the neurons studied segregated into cholinergic () and noncholinergic ({square}). The cholinergic PPN cell areas increased from the 12-day size of 384 ± 20 to a peak of 693 ± 34 µm2 by 15 days, before decreasing in size to 448 ± 23 µm2 by day 21. Repeated-measures ANOVA and post hoc testing across age indicated that cholinergic PPN neuronal area was significantly (df = 9, F = 10.3, P < 0.001) greater at 14, 15, 16, and 17 days compared with 12, 20, and 21 days. On the other hand, the noncholinergic cells recorded showed areas of 334 ± 35 µm2 at 12 days, 412 ± 29 µm2 at 15 days, and 382 ± 19 µm2 at 21 days. Repeated-measures ANOVA showed that there was no statistical difference (df = 7, F = 1.27, NS) in noncholinergic cell area across age. Fewer cholinergic and no noncholinergic cells were recorded at days 16 or 17 due to limited sampling on those days.



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FIG. 2. Mean cell area across age for cholinergic and noncholinergic PPN neurons. , the mean ± SE of the cell area of biocytin-injected, Texas Red-avidin-positive, NADPH-diaphorase-positive, i.e., cholinergic, PPN neurons at each age studied. {square}, the mean ± SE of the cell area of biocytin-injected, Texas Red-avidin-positive, NADPH-diaphorase-negative, i.e., noncholinergic, PPN neurons at each age studied. These means are listed in Table 2. At 12 days, the areas of cholinergic and non-cholinergic cells were not statistically different but did differ statistically until day 19 (**P < 0.01). On day 20, they no longer differed statistically, but on day 21, they were marginally different (*P < 0.05).

 
When one-way ANOVA was used to compare cholinergic versus noncholinergic neurons at individual ages, there was a statistically significant (range of F values = 30.11–10.46, P < 0.001) increase in cell area for cholinergic neurons compared with noncholinergic cells at 13, 14, 15, 18, and 19 days. However, they did not differ in mean cell area at the beginning of the period studied (12 days, P = 0.31, NS) or toward the end (20 days, P = 0.12, NS). Interestingly, there was a statistically significant (although marginal) difference in cell area at 21 days with cholinergic neurons being slightly larger than non-cholinergic neurons (P = 0.049). No comparisons could be made at 16 and 17 days.

APs

Previous studies had described the presence of two populations of type 2 (A current, 2/3 cholinergic) PPN neurons >30 days of age based on their action potential durations, namely 0.7–1.5 and 1.6–2.9 ms (Takakusaki and Kitai 1997Go). We undertook a study of action potential durations of type 2 PPN neurons across the critical period in development of 12–21 days. Table 1 lists the means ± SE of the action potential durations of type 2 PPN neurons. As previously described, the action potential durations of these cells fell into two groups, a short- and a long-AP-duration group based on the preceding durations. When these type 2 neurons were divided into cholinergic and noncholinergic cells, we found that the over-whelming majority of cholinergic neurons had short AP duration (58/60, 95%) and only few had long AP duration (5%). Most noncholinergic neurons (21/26, 80%) also had short AP duration compared with long AP duration (20%).


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TABLE 1. AP durations over age

 
Figure 3 is a graph of the AP durations of the short-versus long-AP-duration groups over age. In Fig. 3A, we plot the short-versus long-duration-AP cells by age, showing that there is no change across age in the mean duration of short versus long AP durations. Representative examples of short-versus long-duration type 2 PPN neurons are shown on the right. Note the difference in AP duration but the similarity in the presence of an A current in both groups. In Fig. 3B, we plot the percentage of short-versus long-AP-duration type 2 PPN neurons over age. This graph shows that although mean AP duration did not change over age, the percentage of long-AP-duration cells decreased over age, whereas the percentage of short-AP-duration cells increased over age. The distributions of short-versus long-AP-duration neurons over age (2-day epochs) were compared using a {chi}2 test and found to be statistically different (df = 4, {chi}2 = 42.1, P < 0.001).



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FIG. 3. A: action potential (AP) duration across age. {circ}, the mean ± SE of the long-AP-duration PPN neurons across age. , the mean ± SE of the short-AP-duration PPN neurons across age. The majority of cholinergic and noncholinergic PPN neurons had short AP durations (see text). B: percentage of longvs. short-AP-duration PPN neurons over age. {circ}, the decreasing percentage of long-AP-duration neurons over age; , the increasing percentage of short-AP-duration neurons over age. C: type 2 PPN cell with long AP duration. Depolarizing and hyperpolarizing current steps showing a long-AP-duration cholinergic neuron (left) and expanded sweep (right) showing a single spontaneous AP. Note the delayed return to resting membrane potential (RMP) after hyperpolarizing pulses (A current), indicating that this was a type 2 PPN cell. D: type 2 PPN cell with short AP duration. Depolarizing and hyperpolarizing steps showing a short-AP-duration cholinergic neuron (left) and expanded sweep (right) showing a single spontaneous AP. Note the higher firing frequency during depolarizing steps compared with the cell in C, and the delayed return to RMP following hyperpolarizing pulses (A current). Calibration bars for C and D: single sweeps, vertical, 20 mV; horizontal, 2 ms; for current steps, vertical, 30 mV; horizontal, 100 ms.

 
A final analysis on the AP in these neurons was the mean firing frequency induced by depolarizing steps in short-versus long-AP-duration neurons. Depolarizing steps of +0.5 nA induced a mean firing frequency of 32.4 ± 3.9 Hz in short-AP-duration cells, but a statistically (unpaired t-test, df = 64, t = –2.44, P < 0.02) lower firing frequency of 24.0 ± 1.3 Hz in long-AP-duration cells. Depolarizing steps of +0.9 nA induced a firing frequency of 39.6 ± 5.9 Hz in short-AP-duration cells and 43.5 ± 2.9 Hz in long-AP-duration cells, but the difference was not statistically significant (unpaired t-test, df =30, t = 0.43, NS).

AHP

The distribution of mean AHP durations over age was stable but with a great deal of variability (Fig. 4). For example, the mean AHP duration in 12- to 15-day cells versus 16- to 21-day cells was not statistically different, but there appeared to be a segregation of AHP duration into two populations. When cholinergic and noncholinergic cells together were considered, PPN neurons aged 16–21 days had either long AHP duration (239 ± 6 ms) or short AHP duration (86 ± 10 ms; ANOVA df = 45, F = 169.6, P < 0.0001). Regression analysis of these two populations showed that the slopes of the best-fit lines describing the AHP duration had diverging slopes with age. Long-AHP-duration cells had an r value of 0.89 and short-AHP-duration neurons had an r value of 0.71. That is, after day 16, there was a gradually increasing difference in AHP duration between the two populations of type 2 cells, indicative of a marked change in potential firing rate after 15 days. We then divided these cells into cholinergic and noncholinergic neurons. Cholinergic cells 12–15 days showed a mean AHP duration of 131 ± 10 ms (n = 40), whereas noncholinergic cells had an AHP duration of 129 ± 16 ms (n = 29), i.e., were not statistically different. Similarly, 16- to 21-day cholinergic cells had an AHP duration of 126 ± 12 ms (n = 58), whereas noncholinergic cells were 139 ± 15 ms (n = 19), again, not different.



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FIG. 4. Afterhyperpolarization (AHP) duration across age. A: AHP in cholinergic type 2 PPN cells. {circ}, a homogeneous distribution of AHP durations for 12–15 day cells with mean of 131 ± 10 (SE) ms (n = 40), whereas the mean for 16–21 days was 126 ± 12 ms (n = 58). However, there appeared to be 2 discernible populations of 16- to 21-day cells. When these were pooled into AHP durations <150 ms vs. those with AHP durations >150 ms, they were significantly different (long AHP duration: 225 ± 12 ms, n = 22, vs. short AHP duration: 66 ± 5 ms, n = 36; F = 3.44, P < 0.01). x, short-duration-AHP neurons; {blacktriangleup}, long-duration-AHP neurons. The best fit lines for the long-vs. short-duration-AHP cells 16–21 days of age showed diverging slopes with age, indicating that there may be 2 populations of cells with increasingly different AHP durations. B: AHP in noncholinergic type 2 PPN cells. {circ}, a homogeneous distribution of AHP durations for 12- to 15-day cells with a mean of 129 ± 16 ms (n = 29), whereas the mean for 16–21 days was 139 ± 15 ms (n = 19). These cells were divided into short vs. long duration AHP (<125> ms). While the means did show a statistically significant difference (long AHP duration: 191 ± 14 ms, n = 10, vs. short AHP duration: 82 ± 8 ms, n = 9; F = 3.62, P < 0.01), the best fit lines converged, indicating that there may be a convergence toward short AHP durations in noncholinergic type 2 PPN cells.

 
However, Fig. 4A is a graph of the individual AHP durations of cholinergic PPN cells showing the apparent segregation of these neurons into two nonoverlapping populations based on AHP duration. There were no AHP durations between 127 and 170 ms in 16- to 21-day cholinergic cells. We pooled these groups into <150 and >150 ms durations. The short-AHP-duration cells had an average AHP duration of 66 ± 5 ms (n = 36) and the long-AHP-duration of 225 ± 12 ms (n = 22), and these were statistically different (F = 3.44, P < 0.001). The best-fit lines showed divergent slopes (Fig. 4A). On the other hand, 16- to 21-day noncholinergic cells showed no AHP durations between 110 and 140 ms. Arbitrarily dividing these into <125- and >125-ms durations again revealed two populations (short AHP: 82 ± 8 ms, n = 9; long AHP: 191 ± 14 ms, n = 10; F = 3.62, P < 0.001). However, noncholinergic PPN cells aged 16–21 days showed convergent slopes of AHP durations (Fig. 4B).

The segregation into long and short AHP duration was related to the long and short AP duration described in the preceding text. There was no correlation between AP duration and AHP duration for cells aged 12–15 days. Pearson's correlation for cells on the Fig. 4, left, showed no significant correlation between AP and AHP duration (df = 42, F = 1.51, NS). However, for cells aged 16–21 days, there was a significant correlation between AP duration and AHP duration (df = 45, F = 12.76, P < 0.001). Basically, for cells 16–21 days of age, long-AHP-duration cells (239 ± 31 ms) also had long AP durations (1.8 ± 0.8 ms) and short-AHP-duration cells (86 ± 47 ms) also had short AP durations (1.0 ± 0.6 ms). This relationship may be straightforward because a prolongation in the AP duration may allow additional calcium entry during repolarization, thus improving the likelihood of activating the long-duration AHP mechanism. Previous studies found that a subpopulation of type 2 (A) cells can fire faster at ~10 Hz in pacemaker fashion (Leonard and Llinas 1990Go). We suspect that these may include more short-AHP and -AP-duration neurons. These properties imply that the period ~15 days of age is a transition time between lower compared with higher firing rates in at least some type 2 PPN neurons.

Ih current

Ih is a noninactivating inward cation current carried by sodium/potassium ions with a –30 to –50 mV reversal potential that slowly activates during hyperpolarization. Ih channels have been postulated to contribute to the resting membrane potential (some of these channels are open at RMP) and control rhythmic firing in spontaneously active cells (McCormick and Pape 1990Go). These channels are regulated by cyclic nucleotides (DiFrancesco 1993Go), which may affect neuronal excitability and rhythmicity in CNS neurons (Pape and McCormick 1989Go), especially in thalamic neurons (Leresche et al. 1991Go; Soltesz et al. 1991Go). We analyzed the presence of Ih in type 2 PPN neurons over age. Figure 5A shows the percentage of type 2 PPN neurons with and without Ih current. There was a gradual increase in the percentage of cells with Ih across age, with a concomitant decrease in cells without Ih, from 12 through 17 days. After that time, the percentage of cells with Ih decreased and remained at that level. A number (n = 6) of neurons were tested using the Ih blocker ZD7288, in which the current was blocked in ACSF and in the presence of TTX (Fig. 5B). As can be observed in this figure, the presence of TTX eliminated the action potential generated by the release from hyperpolarization and depolarization at the end of the A current. The Ih was blocked on addition of the blocker ZD7288; however, it should be noted that the A current was also blocked, indicating that this blocker may not be specific to Ih channels but perhaps also block other cation currents at least in PPN neurons. The amplitude of the hyperpolarizing pulses did not change after TTX exposure (not shown) but increased in amplitude after ZD7288, indicating the blockade of some current, presumably a cation current. The mean input resistance (Rin) increased from 93 ± 18 M{Omega} before to 119 ± 24 M{Omega} after, ZD7288. This increase in Rin was not statistically different (ANOVA df = 11, F = 0.73, NS); however, it represented a 28% increase in resistance.



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FIG. 5. A: Ih current in PPN neurons across age. The percentage of PPN neurons with Ih (Ih+) increased gradually, peaking at 16–17 days, then decreased and stabilized by 20–21 days. Conversely, the percentage of Ih–cells decreased gradually, then increased with age. B: Ih+ cholinergic PPN neuron after hyperpolarizing current steps. Left: an example of the response to current steps of 0.1–0.5 nA in standard artificial cerebrospinal fluid. Note the presence of Ih (depolarization during the current step, closed arrowhead) and of an A current (delayed return to RMP, open arrowhead) followed by an AP, first evident at approximately –70 mV. Right: the response of the same cell after TTX in the presence of ZD7288 (10 µM) to 0.1- to 0.5-nA current steps. Note the absence of Ih (closed arrowhead) and of the A current (open arrowhead) along with an increase (not statistically different) in response amplitude (signifying increased resistance, closing of cation channels). Calibration bars: vertical, 20 mV; horizontal, 50 ms.

 
A final analysis on these neurons was the mean firing frequency induced by depolarizing steps in Ih-positive versus Ih-negative neurons. Depolarizing steps of +0.5 nA induced a mean firing frequency of 29.7 ± 1.4 Hz in Ih-positive cells but a statistically (unpaired t-test, df = 130, t = –3.6, P < 0.0001) lower firing frequency of 20.5 ± 2.5 Hz in Ih-negative cells. Depolarizing steps of +0.9 nA induced a statistically higher (unpaired t-test, df = 30, t = 12.5, P < 0.001) firing frequency in Ih-positive cells (48.6 ± 3.4 Hz) compared with Ih-negative cells (31.0 ± 2.9 Hz).

Other properties

The present studies also addressed a number of basic cell properties that did not change over age, and these are provided in Fig. 6. A group of 90 recorded neurons were pooled because there were no differences in any of the following measures between cholinergic and noncholinergic PPN neurons. Briefly, resting membrane potential (RMP) did not change in these type II neurons across the period tested (–61.3 ± 0.7 mV), Rin likewise did not change (116.0 ± 5.6 M{Omega} over age, and neither did AP amplitude (60.2 ± 0.7 mV) or AHP amplitude (15.5 ± 0.5 mV). No trends in any of these measures were detected at the critical transition age of 15–16 days.



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FIG. 6. Type 2 PPN cell properties across age (n = 90). A: RMP. RMP over age for all cells studied showed no significant changes across age. B: input resistance (Rin). Rin for all of the cells studied did not show significant differences across age. C: AP amplitude. AP amplitude did not show significant differences across age. D: AHP amplitude. AHP amplitude did not show significant differences across age. When each of the preceding measures were computed for cholinergic vs. noncholinergic cells, there were no statistically significant differences between cell type and basic properties.

 

    DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGMENTS
 REFERENCES
 
Changes in cell size

The most comprehensive previous study of developmental changes in PPN cell size was based on measurement of some 10,000 cells and was restricted to NADPH-diaphorase-labeled cells (Skinner et al. 1989Go). In that study, mean cell area was 391 µm2 at 12–14 days of age, whereas our present results from intracellularly injected NADPH-diaphorase-positive cells showed a mean area of 385 µm2 at 12 days, increasing to 549 µm2 at 13 days and 652 µm2 at 14 days (Table 2). That is, cell size was similar at the beginning of the period studied, but there was a larger increase in size with age in injected cells. Similarly, the previous study showed a mean cell area to be 498 µm2 at 15–17 days, whereas the current study found mean area to be larger and stable at 694 µm2 at 15 days, 679 µm2 at 16 days, and 654 µm2 at 17 days. Therefore while the hypertrophy during this period was evident in both studies, the cell area increase was greater in the intracellularly injected cells. While it seems logical to expect injected cells to become swollen by dye injection, there was no dramatic change in cell size in intracellularly injected noncholinergic cells (Fig. 2, {square}). It appears that, although the hypertrophy in cholinergic PPN neurons was evident during this period in development and mean cell area was comparable at the beginning of this epoch (12 days), the injected cholinergic cells tended to increase more in size. It is possible that the hypertrophy observed indicates a period of rapid intracellular structural flux that may have made the cells more amenable to swelling with injection than when cell size had stabilized later (after 17 days) during the period studied. Interestingly, cell area decreased to 461 µm2 by 21–23 days in the previous study, whereas the current work revealed a similar mean area of 448 µm2 at 21 days, i.e., a virtually identical regression in cell size. This suggests that injection at this age did not produce excessive swelling. Therefore at present, we cannot completely account for the larger average areas of injected cells (compared with histochemical labeling) during the peak of the hypertrophy in injected cells. Moreover, this effect was evident only in cholinergic, not noncholinergic, cells, suggesting that differences in fixation procedures and the like did not account for the difference.


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TABLE 2. Cholinergic and noncholinergic PPN mean cell area across age

 
Moreover, the previous study on PPN cell size employed a mathematical technique developed for skewed distributions modeled by a Weibull function (Skinner et al. 1989Go). This analysis determined that the hypertrophy observed at 15–17 days indicated a generalized growth followed by shrinkage of most cells and did not represent a selective loss of the largest cells. Our current sample size does not permit us to carry out such an analysis, but we assume that the same principles apply, i.e., the decrement in area by 21 days is due to overall size shrinkage not selective loss of large cells.

The hypertrophy, as stated in the preceding text, was limited to cholinergic cells, whereas noncholinergic neurons did not change significantly in size across this period. At 21 days, however, cholinergic cells did show a marginally greater mean cell area compared with noncholinergic cells. This difference was statistically significant, perhaps because of the lower (than at other ages) variance in each of the populations at 21 days. Previous studies on adult or juvenile rats have shown that there is no major difference in cell size between cholinergic and noncholinergic PPN neurons (Spann and Grofova 1992Go) or between intracellularly studied type 2 cholinergic and noncholinergic PPN cells (Takakusaki et al. 1996Go). Our results also suggest that, after 19 days, any differences between these neurons in terms of area will be minor.

Why is there a selective hypertrophy of PPN cholinergic neurons around 15 days? The marked changes in cell area could be related to developmental highlights marking eye and ear opening coupled with increased sensory input (Kungel et al. 1996Go; Sheets et al. 1988Go). However, the hypertrophy is exclusively in cholinergic neurons, suggesting that a transient yet specific change in cholinergic cell size is present in the PPN at this time. A transient increase in neuronal cell size in the second and third postnatal weeks has been reported in the neighboring locus coeruleus (Shimizu and Imamoto 1970Go; Sievers et al. 1981Go). This phenomenon was attributed to changes in the production of structural proteins and of enzymes involved in metabolic events. The increased NADPH diaphorase labeling previously observed in PPN cells was ascribed to similar processes (Skinner et al. 1989Go). However, these metabolic events may be more related to output functions such as axonal growth and synaptogenesis, rather than to changes in inputs to PPN neurons, as the discussion in the following text will propose.

Changes in cell properties

The presence of short- and long-AP-duration PPN neurons has been described previously (Takakusaki and Kitai 1997Go), but the fact that there is a developmental shift toward a greater proportion of short AP durations at ~15 days of age is novel. Most cholinergic and noncholinergic PPN neurons exhibited this shift. This suggests that AP duration detected extracellularly should not be used as a method for identifying cholinergic versus noncholinergic PPN cells. In addition, our results show a segregation of AHP durations after 15 days into short- and long-AHP-duration populations but only in cholinergic cells. From a functional viewpoint, longer-duration AHPs would be expected to lead to decreasing firing rates in cholinergic neurons, which may contribute to a decrease in REM sleep duration. Such a decrement in firing rate would be less significant in noncholinergic neurons because they showed a trend toward decreasing AHP duration. Taken at face value (and considering the relatively small sample size), a tentative conclusion may be that cholinergic neurons contribute more to the decrement in REM sleep duration than noncholinergic neurons.

Significantly, the populations of short-AP- and short-AHP-duration neurons were correlated, suggesting that, after 15 days, there is a gradual trend toward a large population of cholinergic and noncholinergic PPN neurons that have faster firing properties. This relationship may be straightforward because a prolongation in the AP duration may allow additional calcium entry during repolarization, thus improving the likelihood of activating the long-duration-AHP mechanism. The fact that cells with short AP duration also had short AHP duration is a generalized finding evident in cortical neurons during natural sleep-wake states (Steriade et al. 2001Go). Previous studies found that a subpopulation of type 2 (A) PPN cells can fire faster at ~10 Hz in pacemaker fashion (Leonard and Llinas 1990Go), a manifestation evident during natural sleep-waking states (Steriade et al. 1990bGo). We suspect that these may include more short-AP- and -AHP-duration neurons. These properties imply that the period ~15 days of age is a transition time between lower compared with higher firing rates in at least some type 2 PPN neurons. Interestingly, however, these changes in AP and AHP duration gradually increased or decreased but did not show an inverted U distribution as did cell area.

The most common excitatory transmitter in the PPN is glutamate. Recent studies have revealed that injection of glutamate into the PPN increased both waking and REM sleep in freely moving rats (Datta 2002Go). Injections of NMDA induced a selective increase in waking, whereas injections of kainic acid induced a selective increase in REM sleep. We reported that the depolarization induced by NMDA on cholinergic PPN neurons gradually decreased between 12 and 21 days, whereas the depolarization induced by kainic acid on these neurons gradually increased over the same period (Kobayashi et al. 2004). The shift from NMDA to kainic acid regulation occurred at ~15 days. These data imply that the control of REM sleep comes under the predominant influence of kainate receptors. It is unclear if the gradually increasing capacity for faster firing in cholinergic PPN neurons discussed in the preceding text is directly related to the gradually increasing kainic acid modulation of these cells over the same time period. Additional research will be needed to establish a functional link between these events.

Ih currents are generated by hyperpolarization-activated, cyclic nucleotide-gated channels (HCNs), and the channel proteins are encoded by at least four HCN genes (HCN1–HCN4) (see a recent review by Santoro and Baram 2003Go). The four homomeric channels differ such that activation and deactivation is fastest for HCN1 and slowest for HCN4. HCN1 is found mainly in cortex, whereas HCN4 is found subcortically. We assume that PPN neurons have at least some HCN4 channels, although this needs to be confirmed using, for example, in situ hybridization. Interestingly, Ih proteins in the hippocampus, the most studied structure, are differentially regulated during development (Bender et al. 2001Go; Vasilyev and Barish 2002Go). Originally, HCNs were thought to regulate rhythmic activity (Santoro and Baram 2003Go). These proteins are in turn regulated by neuronal, especially paroxysmal, activity in the hippocampus (Brewster et al. 2002Go) and may contribute to paroxysmal activity in cortical cells (Timofeev et al. 2002Go). Their role in PPN activity is unknown, so that future studies will require determination of changes in immunoreactivity of the various subunits across age in the PPN. We speculate that the increase in the proportion of cells showing Ih around 15 days compared with lower proportions before and after that time, may indicate an increase in expression, perhaps mediated by increased PPN cell activity.

Significantly, noradrenergic and serotonergic inputs can modulate thalamic (Pape and McCormick 1989Go) and hippocampal (Poolos et al. 2002Go) h-channels. PPN neurons also receive noradrenergic and serotonergic inputs. We have found that during the developmental decrease in REM sleep, serotonergic type 1 agonists induced less hyperpolarization early (12–13 days) than later (20–21 days) (Kobayashi et al. 2003Go). On the other hand, serotonergic type 2 agonists hyperpolarized a minority of cholinergic PPN neurons and only marginally in those affected, whereas hyperpolarizing most noncholinergic neurons significantly (Kobayashi et al. 2004). However, these effects did not change during the developmental decrease in REM sleep. This suggests that serotonergic type 1 receptors exercise a gradually increasing inhibition on PPN firing during the developmental decrease in REM sleep, but serotonergic type 2 receptors may not be related to this event. Preliminary results showed that the noradrenergic alpha-2 receptor agonist clonidine had the opposite effect on developing PPN neurons, inducing more hyperpolarization early than late during this period in development (K. Mamiya, R. D. Skinner, and E. Garcia-Rill, unpublished data). It is clear, however, that noradrenergic and serotonergic inputs to cholinergic PPN neurons do not show a transient effect around 15 days, rather a gradually increasing or decreasing effect over the period tested (12 through 21 days).

A comparison of Figs. 2 and 5B reveals that cell size and the proportion of cells with Ih appear to change in parallel, in an inverted-U pattern (not gradually increasing or decreasing) peaking ~15 days. Moreover, the presence of Ih expectedly led to higher firing frequencies being induced in Ih-positive cells after depolarizing pulses (compared with Ih-negative cells). These factors suggest that Ih may contribute to increased levels of activity in PPN neurons, especially around the peak of the hypertrophy around 15 days. All of these factors lend support to the suggestion that it is PPN output, specifically cholinergic output, that is increasing transiently ~15 days. This hypothesis should be testable by determining if there is increased release of acetylcholine in the thalamus at ~15 days compared with before or after that time.

Clinical implications

We proposed that if the developmental decrease in REM drive does not occur, lifelong increases in REM sleep drive may ensue (Garcia-Rill et al. 2003Go). Could dysregulation of any of the developmental changes described herein be responsible for inducing increases in REM sleep drive? We suspect that the gradually in creasing or decreasing changes observed in AP and AHP duration during the 12- to 21-day period may not influence REM sleep drive to a significant extent. On the other hand, the hypertrophy and increases in percent of cells with Ih observed, which we suspect is related to a transient increase in PPN output at ~15 days, could lead to changes in REM sleep drive, particularly if such an effect is reinstated later in life due to pathological processes. Such an event would increase activity-dependent transcriptional factors such as the expression, or overexpression, of proteins like HCNs. This could lead to increased bursting or even paroxysmal activity. PPN cells are known to burst during REM sleep, but then only some types of PGO wave-related cells burst, whereas most PPN cells fire tonically especially during the steady REM sleep state (Steriade et al. 1990bGo). Only a small percentage of PPN cells actually generate such bursting, and then only in relation to PGO waves, perhaps influencing distant sites known to generate PGO waves (Datta 1997Go; Datta et al. 1998Go).

In schizophrenia, anxiety disorders, and bipolar and unipolar depression, increased REM sleep drive (increased REM duration, decreased REM latency, hypervigilance, etc., usually coupled with decreases in slow wave sleep) is a major, incapacitating symptom (Garcia-Rill 1997Go, 2002Go). One plausible idea is that this effect represents a regression to a previous developmental state. Interestingly, most patients with schizophrenia, bipolar depression, male obsessive-compulsive disorder (OCD), and panic attacks develop the disorder postpubertally [~80% between the ages of 15 and 25, during the normal decrease in REM sleep shown in humans (Roffwarg et al. 1966Go)], whereas unipolar depression in adolescents is very high (Garcia-Rill 1997Go). Interestingly, ~80% of narcoleptic patients also have a postpubertal age of onset. Narcolepsy is characterized by sudden shifts into unconsciousness and atonia as if these were arousal-triggered episodes of REM sleep. However, we should note that other disorders that are not postpubertal in origin, such as Parkinson's, Huntington's and Alzheimer's diseases, all show increased REM sleep drive, along with anxiety-like deficits in sensory gating and "hypofrontality" (Garcia-Rill 1997Go, 2002Go). One group reported that neonates and endogenous depressives have the same distinctive features of baseline REM sleep (Vogel et al. 2000Go) and suggested that the REM sleep abnormalities of endogenous depression represent an immature, underdeveloped REM sleep system (Vogel et al. 1997Go).

It may be possible that the increased REM sleep drive in these disorders represents a regression to a developmental REM sleep state such as that seen soon after birth and may correspond to similar changes in firing that are evident ~15 days in the rat. Much additional evidence will be necessary to test this hypothesis. Animal models of disorders that manifest increased REM sleep drive (e.g., models of schizophrenia, depression, or anxiety disorder) would be expected to show increased PPN activity [we were the first to propose that the PPN was overactive in schizophrenia (Karson et al. 1991Go) and in Parkinson's disease (Teo et al. 1997Go)], increased proportions of cells with Ih, increased HCN expression, and/or increased acetylcholine release in the thalamus, coupled with decreased release in frontal cortex (i.e., hypofrontality). Different disorders may manifest differential changes in each of these factors among others. Although these are speculative considerations, the basic normative information provided herein regarding the development of morphological and electrophysiological properties of PPN cells is absolutely essential for the future study of dysregulation of this system.

Evolutionary considerations

One question that should be addressed is if the human newborn spends 50% of total sleep time or 33% of the day in REM sleep and the rat newborn spends >90% of total sleep time or 70% of the day in REM sleep, why is there such a large difference between the two species? Basically, in the human, the decrease in REM sleep becomes a gain in waking time with little change in slow-wave sleep duration. In the rat, the decrease in REM sleep becomes a gain for slow-wave sleep with no change in waking time. The suggestion has been made that, from an evolutiuonary perspective, the more evolved the species, the more waking time (reviewed in Garcia-Rill 2002Go). In ontogeny, there is a developmental increase in waking time in the human (Roffwarg et al. 1966Go), which mirrors a phylogenetic increase in waking in higher species. In the rat, there is no net gain in waking time in ontogeny (Jouvet-Mounier et al. 1970Go) as waking duration remains at the same proportion of the day in the adult. We suspect that the critical factor in evolution is not REM sleep duration but waking time duration. Once the developmental role of REM sleep has been served, it may be that it is shed in favor of the most advantageous other state, be it waking in the human or slow-wave sleep in the rat. However, it is this interesting, transient developmental role of REM sleep, and the disturbed development of which could have such dire consequences, that our efforts address.


    ACKNOWLEDGMENTS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGMENTS
 REFERENCES
 
GRANTS

This work was supported by National Institute of Neurological Disorders and Stroke Grant NS-20246 and National Science Foundation Award IBN-0237314.


    FOOTNOTES
 
The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.

Address for reprint requests and other correspondence: E. Garcia-Rill, Center for Translational Neuroscience, Dept. of Anatomy and Neurobiology, College of Medicine, University of Arkansas for Medical Sciences, 4301 W. Markham St., Slot 510, Little Rock, AR 72205.


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