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Department of Physiology, University of Oklahoma Health Sciences Center, Oklahoma City, Oklahoma 73190
Submitted 8 October 2003; accepted in final form 19 December 2003
| ABSTRACT |
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| INTRODUCTION |
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Previous studies from this laboratory in monkeys and rats have suggested a neural mechanism for referred pain that originates in the heart but is perceived in the neck and jaw. Chemical or electrical stimulation of cardiac vagal and sympathetic afferent fibers activate C1C3 spinothalamic tract and dorsal horn neurons that receive somatic inputs from the neck, ears, jaw, and face areas (Chandler et al. 1996
, 2000
; Foreman 1999
; Fu et al. 1992
; Qin et al. 2001
; Zhang et al. 1997
). Furthermore, gastric distension and stimulation of splanchnic afferent fibers activate upper cervical neurons (Akeyson and Schramm 1994
; Qin et al. 2003c
). Afferent information from the esophagus enters the CNS via spinal visceral afferent fibers and via vagal afferent fibers to the nucleus of the solitary tract (Clerc 1983
; Collman et al. 1992
; Fryscak et al. 1984
; Hudson and Cummings 1985
; Mei 1983
; Neuhuber 1987
; Neuhuber and Clerc 1990
). Additionally, labeled neurons have been identified in upper cervical dorsal root ganglia after injection of anatomical tracers into the cervical esophagus of rats (Uddman et al. 1995
). Based on the preceding results, we hypothesized that stimulation of the esophagus would activate upper cervical spinal neurons and thus provide a neural mechanism underlying esophageal pain referred to the neck and head.
The purposes of this study were to quantitatively compare responses of C1C2 spinal neurons to cervical and thoracic esophagus distension (CED, TED) and to examine afferent pathways for CED and TED input to C1C2 segments. Results showed that
20% of C1C2 spinal neurons had excitatory and/or inhibitory responses to CED or TED. Most neurons responding to CED or TED received convergent somatic input from head, ears, neck, and shoulder areas. Sensory inputs from CED to C1C2 spinal neurons primarily entered upper cervical dorsal roots, whereas inputs from TED primarily traveled in vagal pathways to reach the upper cervical spinal cord. A preliminary report of this work has been presented in abstract form (Jou et al. 1998
).
| METHODS |
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Laminectomies were performed to expose spinal segments C1C2 for neuronal recordings and C6C8 segments for spinal cord transections. Rats were mounted in a stereotaxic headholder and stabilized with a clamp on T2 vertebra. Dura mater of the cervical spinal cord was carefully removed. Dental impression material was used to make a small well at C1C2 that was filled with warm agar (34% in saline) to improve stability for neuronal recording. Carbon-filament glass microelectrodes were used to record extracellular action potentials of single spinal neurons in the C1C2 segments. All recordings were made from 0.5 to 3 mm lateral to the midline and at a depth of 01.6 mm from the spinal dorsal surface. The left and right cervical vagus nerves were separated from the carotid artery, and a suture was looped around each nerve trunk to permit identification of the vagus nerves for transections. If a C1C2 neuron still responded to esophageal distension after interruption of vagal pathways, spinal transection was made at C6C7 to determine if activation of the neuron occurred through spinal (sympathetic) pathways.
Esophageal distension was produced by water inflation of a small latex balloon (length: 1.0 cm) at the end of PE-240 tubing. Balloons were inserted perorally 56 cm or 910 cm from the upper front incisors for CED or TED, respectively (Lu and Bieger 1998
; Qin et al. 2003a
). In some experiments, the esophageal balloon was carefully moved between cervical and thoracic regions to examine responses of a single spinal neuron to CED and TED. Esophageal distension of 0.30.4 ml was used as the search stimulus for identifying neurons that responded to stimulation of esophageal afferents. Graded CED or TED was produced with distension volumes of warm water (0.1, 0.2, 0.3, 0.4, 0.5 ml, 20 s), and the injection rate was controlled manually at 0.050.1 ml/s. These distension volumes were chosen because they have been employed as a natural stimulus in a study of esophageal reflexes in rats (Wei et al. 1997
). Furthermore, a previous study showed that
0.3 ml water distension produces changes in the diameter and length of the esophagus that are similar to changes observed with
1.0-ml inflation of an air balloon (Qin et al. 2003a
). Because ED with air inflation of
1.0 ml induces pseudaffective responses and a passive avoidance behavioral paradigm in rats, this volume of air inflation is considered a noxious stimulus (Euchner-Wamser et al. 1993
; Gebhart and Sengupta 1996
). Therefore water inflation of
0.3 ml ED was considered to be a noxious esophageal stimulus, and the volumes of ED used in this study ranged from innocuous to noxious stimulation intensities (Qin et al. 2003a
).
Cutaneous receptive fields of spinal neurons were tested for responses to innocuous brushing with a camel-hair brush and noxious pinch of skin with a blunt forceps. Neurons were categorized as follows: wide dynamic range (WDR) neurons were activated by brushing the hair and had a greater response to noxious pinching of the somatic field; high-threshold (HT) neurons responded only to noxious pinching of the somatic field; low-threshold (LT) neurons responded primarily to hair movement. If a cutaneous receptive field was not found, arm or shoulder-joint movement was examined.
To determine locations of spinal neurons with esophageal inputs, an electrolytic lesion (50 µA DC anodal for 20s, cathodal for 20 s) was made at most recording sites after a neuron with esophageal input was studied. At the end of experiments, animals were killed with intravenous euthanasia-5 solution (0.20.3 ml) or an overdose of pentobarbital, and the cervical spinal cord was removed and placed in 10% buffered formalin solution. The segmental location of C6C7 spinal transection was confirmed. After
3 day, frozen sections (5560 µm) of the upper cervical cord were made and viewed with a microscope. Laminae of lesion sites were identified using the cytoarchitectonic scheme reported by Molander et al. (1989
).
Spontaneous neuronal activity was determined by counting impulses for 10 s and then dividing by 10 to obtain impulse/s. Neuronal responses to ED were calculated as the change in activity during ED from the spontaneous (control) activity. A response to a stimulus was defined as a change of neuronal activity
20% compared with control activity (Qin et al. 2003a
). Stimulus-response curves were plotted for some neurons responding to graded ED, and regression analysis was used to obtain an extrapolated threshold for neuron with esophageal input (Euchner-Wamser et al. 1993
; Qin et al. 2003a
). Latencies of responses were measured from the onset of ED to the onset of a response. Durations of responses were measured from the onset of a response to the time of recovery to control activity. Statistical comparisons were made using Student's paired or unpaired t-test and
2 test. P values <0.05 were considered significant. Data are presented as means ± SE.
| RESULTS |
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Noxious CED (0.4 ml) increased activity of 34 spinal neurons and decreased activity of 12 neurons in C1C2 segments; responses of two neurons were excitatory-inhibitory. Examples of these neurons are shown in Fig. 2, AD, and characteristics of neuronal responses to CED are shown in Table 1. Graded CED induced excitatory responses in 27 neurons in an intensity-dependent manner (Fig. 2E). The average threshold volume of these neurons was 29.8 ± 6.5 µl calculated by using a least-squares linear-regression analysis. The average excitatory response of superficial neurons (depth <0.35 mm, 16.4 ± 3.2 impulse/s, n = 8) to CED was significantly lower than that of neurons in deeper lamina (27.5 ± 3.4 impulse/s, n = 26, P < 0.01). Based on time of recovery to control activity after CED (0.4 ml, 20 s) was removed, spinal neurons excited by CED were subdivided into two groups: neurons with recovery time
5 s were classified as short-lasting excitatory (SL-E, n = 15) and neurons with after-discharges >5 s were classified as long-lasting excitatory (LL-E, n = 19). Examples of graded responses to CED in SL-E and LL-E neurons are shown in Fig. 2, A and B, respectively. Average duration of LL-E responses to CED was 38.5 ± 4.0 s compared with 20.9 ± 0.6 s for SL-E responses. Average latency of LL-E responses was significantly longer than for SL-E responses (2.4 ± 0.4 vs. 1.3 ± 0.3 s, P < 0.05). Based on graded responses to CED, spinal neurons were subdivided into two groups: low-threshold excitatory (LT-E, n = 19) and high-threshold excitatory (HT-E, n = 8). The LT-E neurons responded to CED distending volume
0.2 ml; HT-E neurons responded only to distending volumes
0.3 ml of CED. Furthermore, noxious CED (0.4 ml) decreased spontaneous activity from 13.3 ± 2.5 to 2.5 ± 0.9 impulse/s in 12 neurons. An example of an inhibitory response to CED is shown in Fig. 2D, and a summary of the stimulus-response relationship of inhibitory responses to graded CED in nine neurons is shown in Fig. 2F.
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Thoracic esophageal distension (0.4 ml) increased activity of 28 neurons and decreased activity of three neurons in C1C2 segments of the spinal cord. Characteristics of spontaneous activity and neuronal responses to TED are shown in Table 1. Excitatory responses of 22 neurons to graded TED are summarized in Fig. 2G. The average threshold volume of spinal neurons with excitatory responses to TED was 31.2 ± 7.2 µl. Characteristics of spontaneous activity and excitatory responses of superficial neurons (n = 4) to TED were not different from deeper neurons (n = 24). Similar to neurons excited by CED, excitatory responses to TED were classified as SL-E and LL-E. The mean duration of excitatory responses to TED in LL-E neurons was 40.8 ± 3.5 s (n = 12) compared with SL-E neurons (19.8 ± 0.6 s, n = 16). Furthermore, 7 neurons were classified as LT-E responses to TED and 15 neurons were HT-E. Thoracic esophageal distension suppressed spontaneous activity in 3 neurons from 13.3 ± 1.8 to 2.1 ± 1.9 impulse/s. Inhibitory responses to graded TED are summarized in Fig. 2H.
Comparison of responses to CED and TED
The proportions of superficial neurons that were responsive to either CED (10/115, 9%) or TED (5/73, 7%) were significantly less than those of deeper spinal neurons to CED (38/104, 37%) or TED (26/117, 22%, P < 0.05). The average excitatory response of deeper neurons to CED (27.5 ± 3.4 impulse/s, n = 26) was significantly greater than of superficial neurons to CED (16.4 ± 3.2 impulse/s, n = 8) and also of deeper neurons to TED (12.5 ± 1.9 impulse/s, n = 24, P < 0.01). Of 67 neurons examined for responses to both CED and TED, 10 (15%) neurons responded to both stimuli and 6 neurons responded to either CED or TED. Of 10 neurons receiving convergent inputs from cervical and thoracic esophagus, 9 neurons exhibited excitatory responses to both CED and TED, and 1 neuron was inhibited by both visceral stimuli. The LT-E neurons responded to CED more frequently than to TED (70 vs. 32%, P < 0.01). An example of excitatory responses of a neuron that received convergent inputs from cervical and thoracic esophagus is shown in Fig. 3, A and B.
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To determine afferent pathways of esophageal inputs to upper cervical spinal neurons, neuronal responses to CED (n = 18) and TED (n = 12) were compared before and after cervical vagus nerves and the lower cervical spinal cord were transected. Of these neurons tested for afferent pathways, seven neurons received convergent inputs from cervical and thoracic esophagus. Examples of effects of vagal and spinal transections while recording from a neuron that was excited by both CED and TED are shown in Fig. 3, CH. A summary of the effects of vagotomy and spinal transection on CED and TED responses is presented in Fig. 4. Neuronal responses to esophageal stimuli were considered abolished if the original response was reduced by
80% after vagotomy or spinal transection. Ipsilateral cervical vagotomy (ICV) did not interrupt CED input to 18/18 C1C2 neurons (14 E, 4 I). Sequential contralateral vagotomy (CCV) abolished responses of 2/14 E neurons to CED; 4 neurons were lost during the CCV procedure. Transection at C6C7 spinal segments eliminated responses of two E neurons (Fig. 3G); nine neurons (7 E, 2 I) still responded to CED, and one neuron was lost during spinal transection. Thus excitatory and inhibitory responses to CED of 9/13 (69%) neurons were dependent on spinal visceral pathways that entered the spinal cord above the C6C7 segments, whereas excitatory responses of 4/13 neurons were evoked either by vagal afferents or by spinal afferents that entered spinal segments below C6C7. Examples of effects of cervical vagotomy and spinal transection on excitatory and inhibitory responses to CED are shown in Fig. 5, A and B, respectively.
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| DISCUSSION |
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Neuronal responses to ED
One interesting observation in the present study was that C1C2 spinal neurons not only responded to mechanical stimulation of the cervical esophagus but also to distension of the thoracic esophagus. Similar to this finding, thoracic spinal neurons also receive convergent inputs from cervical and thoracic regions of the esophagus (Qin et al. 2003a
). Thus it might be a universal phenomenon that sensory neurons in many spinal segments are activated by afferent inputs originating in extensive areas of the esophagus. These neurons with convergent inputs, therefore could play a role in spinal sensory processing and integration of afferent information from different regions of the esophagus.
The majority of C1C2 spinal neurons with esophageal input were excited by CED or TED, and the remainder were either inhibited or excited and then inhibited. Additionally, SL-E and LL-E responses of spinal neurons to esophageal distension were identified in the present study. Of spinal neurons excited by CED, 56% had LL-E responses, and the remaining neurons were SL-E responsive, whereas 43% of neurons excited by TED had LL-E responses and 57% were SL-E responsive. Rapidly and slow/nonadapting responses of mechanoreceptors in the esophagus have been characterized (Mei 1983
). Furthermore, these characteristics were observed in recordings from esophageal vagal and sympathetic afferent fibers in opossums (Sengupta et al. 1989
, 1990
). It is reasonable to assume that rapidly adapting mechanoreceptors correlate with the SL-E responsive neurons and slow/nonadapting mechanoreceptors correlate with the LL-E neurons recorded in this study. These characteristics imply that there is a differential spinal processing of peripheral afferent information from the esophagus. The present results generally agree with previous studies in rats that examined neuronal responses to esophageal distension in the thoracic spinal cord (Euchner-Wamser et al. 1993
; Qin et al. 2003a
). However, a study in cats has reported that
80% of thoracic spinal neurons with excitatory esophageal inputs show slow or nonadaptation to ED, and the remainder rapidly adapt to esophageal distension (Garrison et al. 1992
). This disparity could result from species differences, the spinal cord segments used for neural recordings, or the regions of the esophagus distended.
Differential characteristics of neuronal responses in superficial and deeper laminae of spinal cord to various visceral nociceptive inputs have been examined previously (Cervero et al. 1987; Ness and Gebhart 1989
; Qin et al. 2003a
,b
,c
). In the present study, the proportion of deeper neurons responding to CED was significantly larger than for neurons in superficial laminae; excitatory responses of deeper neurons to CED were significantly greater than for superficial neurons. These data agree with previous observations in upper thoracic spinal cord neurons with esophageal and cardiac inputs (Qin et al. 2003a
,b
) and suggest that deeper spinal neurons are more likely to process visceral information than spinal neurons in superficial laminae.
Viscerosomatic convergence
Esophageal pain is referred primarily to midsternal and epigastric areas, to the back, and sometimes to suprasternal notch, neck, and jaw (Polland and Bloomfield 1931
). The somatic location of referred pain from the esophagus correlates with the level of esophageal stimulation in humans. During distension of the upper esophagus, subjects feel pain in the suprasternal notch, throat and neck. Mid-esophageal distension elicits a wide scattering of pain to the body of sternum, sternal manubrium, and upper back, and lower esophageal distension produces pain referred to the suprasternal region, epigastrium, and middle back area (Currie 1979
; Kramer and Hollander 1955
). In the present study, the majority of C1C2 neurons that were activated by CED and/or TED also responded to mechanical stimulation of somatic receptive fields located on the face, neck, ears, and shoulder areas. In contrast, somatic receptive fields for upper-thoracic spinal neurons with esophageal input are located on more caudal areas of the body, such as axillary, thoracic, and back regions (Euchner-Wamser et al. 1993
; Qin et al. 2003a
). Convergence of visceral and somatic afferents on the same neurons is an explanation of the clinical finding of visceral pain referred to somatic structures (Foreman 1999
; Ruch 1961
). Thus viscerosomatic convergence onto C1C2 spinal neurons observed in the present study might be a neural basis of referred somatic pain and muscular spasm originating from the cervical and thoracic esophagus. For example, thoracic esophageal distension elicits a viscerosomatic motor reflex that results in paraspinal muscular contraction of the upper back in rats (Jou et al. 2002
), whereas oral esophageal distension and chemical (HCl) nociceptive stimulation elicits an increase of electromyographic activity from neck muscles (Hummel et al. 2003
).
Another potential correlation with observations in the present study is an etiology for Sandifer syndrome, which consists of abnormal contractions of the neck (torticollis) and gastroesophageal reflux with or without a hiatus hernia (Kinsbourne 1964
; Sutcliffe 1969
). Wide variability in the expression and degree of severity of this syndrome may cause misdiagnosis in pediatric practices (Mandel et al. 1989
; Werlin et al. 1980
). The pathophysiology of these abnormalities is not clear, but it is thought that the head and neck posturing is secondary to the gastroesophageal reflux and is a viscerosomatic-motor response to provide relief from the discomfort of the reflux (Deskin 1995
; Werlin et al. 1980
). The present study found that C1C2 spinal neurons received viscerosomatic convergent inputs from the thoracic esophagus and the neck, which might provide a central relay for an esophagosomatic-motor reflex in the upper cervical spinal cord to explain symptoms in patients with Sandifer syndrome.
Spinal visceral afferent pathways
Spinal afferent innervation from all regions of the esophagus extends from C2L3 dorsal root ganglia with peak distributions in the upper cervical and upper thoracic spinal cord in various species (Clerc 1983
; Collman et al. 1992
; Hudson and Cummings 1985
; Khurana and Petras 1991
; Neuhuber and Clerc 1990
). In the present study, afferent information to 69% of C1C2 neurons responsive to CED was transmitted to the CNS by visceral spinal afferents that entered above C6C7 segments. In support of this observation, injection of True Blue into the cervical esophagus in rats results in the appearance of labeled neurons in the C2C7 dorsal root ganglia (Uddman et al. 1995
). In contrast, spinal afferent input to C1C2 neurons responding to TED entered the spinal cord via thoracic spinal visceral afferent pathways, which might involve the paravertebral sympathetic chain and splanchnic nerves (Sengupta et al. 1990
). Most likely, primary afferent fibers from the thoracic esophagus directly and/or indirectly synapse on neurons in thoracic spinal segments that transmit information to C1C2 neurons via intraspinal ascending projections (Molenaar and Kuypers 1975
, 1978
). Additionally, because cervical dorsal root ganglia can contain sensory neurons from the lower esophagus (Christensen 1984
; Collman et al. 1992
), the possibility of direct spinal afferents from the thoracic esophagus to the cervical spinal cord cannot be excluded.
In a previous study from this laboratory, afferent pathways of upper thoracic spinal neurons with esophageal inputs were examined for responses to CED and TED (Qin et al. 2003a
). We found that excitatory responses to TED result from activation of afferent inputs that enter thoracic spinal segments, whereas excitatory responses to CED result from afferent inputs entering cervical or thoracic spinal segments (Qin et al. 2003a
). Results of the present study showed a similar afferent pathway of spinal visceral fibers originating from cervical and thoracic regions of esophagus in upper cervical (C1C2) spinal neurons, However, the present study showed that vagal afferents also were involved in the responses of upper cervical spinal neurons to TED.
Vagal afferent pathway
Another neural pathway of esophageal sensory input to C1C2 segments is primary afferent fibers that travel in the vagus nerve. The majority of vagal afferent fibers synapse in the nucleus tractus solitarius (NTS) and project to other brain stem nuclei and also to the upper cervical spinal cord (Norgren 1978
). Only a small portion of vagal afferents project directly to the upper cervical spinal cord in rats (Kalia and Sullivan 1982
; McNeill et al. 1991
). It is presumed that esophageal inputs traveling in vagus nerves reach the NTS and afferents from the NTS then transmit information to C1C2 spinal neurons.
In rats, the cervical portion of the esophagus is innervated predominantly by afferent fibers in the recurrent laryngeal nerves, the middle third is supplied by both the superior laryngeal and vagus nerves, and the abdominal third is innervated by vagal afferent fibers (Fryscak et al. 1984
; Mei 1983
; Neuhuber 1987
). After an injection of True Blue into the cervical esophagus, numerous labeled neurons are found in the dorsal root ganglia (Uddman et al. 1995
). Midthoracic esophageal distension induces considerable c-fos expression in the nucleus of the solitary tract (Traub et al. 1994
). Quantitative studies document that vagal fibers respond in an intensity-dependent manner to distension of the lower esophagus in opossum (Sengupta et al. 1989
, 1990
). The present study showed that responses to TED of 78% of C1C2 neurons were abolished by bilateral cervical vagotomy, whereas only 31% of neurons responding to CED were dependent on vagal input. Thus sensory information from the thoracic esophagus was more likely transmitted in vagal afferent fibers than information from the cervical esophagus.
Relative contribution of vagal and spinal afferents to esophageal nociception
Although both vagal and spinal innervation are responsible for sensory and motor function of the esophagus, the relative contribution of these two nerve routes in esophageal pain is unknown (Loomis et al. 1997
; Lynn 1992
). The few studies done in this area come to different conclusions. Esophageal vagal afferents are significantly more numerous than esophageal spinal afferents (Collman et al. 1992
). Furthermore, the mean response threshold to ED of vagal afferent fibers is significantly lower than that of spinal afferent fibers (Sengupta et al. 1989
, 1990
). Therefore it was concluded that vagal afferents are involved in physiologic reflexes and homeostatic mechanisms, whereas esophageal pain sensation is transmitted via spinal afferents (Lynn 1992
). However, pseudoaffective or cardiovascular responses to noxious ED are attenuated by unilateral vagotomy and abolished by bilateral vagotomy. Moreover, administration of morphine at the thoracic level of the spinal cord inhibited the cardiovascular responses to a noxious cutaneous pinch but failed to inhibit responses elicited by noxious ED in rats (Hummel et al. 2003
; Loomis et al. 1997
). Results from the present study showed that input from the cervical esophagus to C1C2 neurons primarily entered upper cervical spinal roots; however, input from the thoracic esophagus traveled in vagal pathways and/or entered thoracic dorsal roots. Therefore the relative contributions of vagal and spinal afferents to activation of C1C2 neurons in rats depended on the region where the esophagus was stimulated. These results support a concept that C1C2 spinal neurons play a role in integrating visceral information from the cervical and thoracic esophagus. Pain originating in the cervical esophagus and referred to somatic regions innervated from upper cervical segments might be transmitted via spinal afferent fibers that enter cervical segments. However, pain originating from the thoracic esophagus and referred to the same somatic regions might be transmitted primarily via vagal fibers or by spinal visceral afferents that enter thoracic segments.
| ACKNOWLEDGMENTS |
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GRANTS
This study was supported by National Institute Neurological Disorders and Stroke Grant NS-35471.
| FOOTNOTES |
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Address for reprint requests and other correspondence: C. Qin (E-mail: chao-qin{at}ouhsc.edu).
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