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J Neurophysiol 92: 1011-1022, 2004. First published March 31, 2004; doi:10.1152/jn.00110.2004
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Nonneuronal Origin of CO2-Related DC EEG Shifts: An In Vivo Study in the Cat

Dragos A. Nita1, Sampsa Vanhatalo2, Frantz-Daniel Lafortune1, Juha Voipio2, Kai Kaila2 and Florin Amzica1

1Laboratoire de Neurophysiologie, Faculté de Médecine, Université Laval, Quebec G1K 7P4, Canada; and 2Laboratory of Neurobiology, Department of Biosciences, University of Helsinki, FIN-00014 Helsinki, Finland

Submitted 3 February 2004; accepted in final form 24 March 2004


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 ACKNOWLEDGMENTS
 REFERENCES
 
We studied the mechanisms underlying CO2-dependent DC potential shifts, using epicranial, epidural, epicortical, intraventricular, and intraparenchymal (intraneuronal, intraglial, and field) recordings in ketamine–xylazine-anesthetized cats. DC shifts were elicited by changes in artificial ventilation, causing end-tidal CO2 variations within a 2–5% range. Hypercapnia was consistently associated with negative scalp DC shifts (average shift –284.4 µV/CO2%, range –216 to –324 µV/CO2%), whereas hypocapnia induced positive scalp DC shifts (average shift 307.8 µV/CO2%, range 234 to 342 µV/CO2%) in all electrodes referenced versus the nasium bone. The former condition markedly increased intracranial pressure (ICP), whereas the latter only slightly reduced ICP. Breakdown of the blood–brain barrier (BBB) resulted in a positive DC shift and drastically reduced subsequent DC responses to hypo-/hypercapnia. Thiopental and isoflurane also elicited a dose-dependent positive DC shift and, at higher doses, hypo-/hypercapnia responses displayed reverted polarity. As to the possible implication of neurons in the production of DC shifts, no polarity reversal was recorded between scalp, various intracortical layers, and deep brain structures. Moreover, the membrane potential of neurons and glia did not show either significant or systematic variations in association with the scalp-recorded CO2-dependent DC shifts. Pathological activities of neurons during spike-wave seizures produced DC shifts of significantly smaller amplitude than those generated by hyper-/hypocapnia. DC shifts were still elicited when neuronal circuits were silent during anesthesia-induced burst-suppression patterns. We suggest that potentials generated by the BBB are the major source of epicortical/cranial DC shifts recorded under conditions affecting brain pH and/or cerebral blood flow.


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 ACKNOWLEDGMENTS
 REFERENCES
 
Conventional theories in electroencephalography (EEG) consider that most of the electrical activity recorded on the scalp is generated by neuronal networks with particular emphasis on cortical dipoles (for review, see Daly and Pedley 1990Go; Niedermeyer and Lopes da Silva 1999Go). Several studies have also demonstrated the involvement of glial cells in generating slow local field potentials during spreading depression (Somjen 1973Go; Somjen and Trachtenberg 1979Go), seizures (Amzica and Steriade 2000Go; Caspers et al. 1987Go; Heinemann and Walz 1998Go; Somjen 1973Go), and sleep (Amzica and Neckelmann 1999Go). Besides these concepts, pioneering studies in the early 1950s–1970s have proposed that slow potential shifts are generated at the interface between cerebrospinal fluid (CSF) and blood as a function of the partial pressure of CO2 (PCO2) (Held et al. 1964Go; Hornbein and Sorensen 1972Go; Kjällquist and Siesjö 1968Go; Sorensen and Severinghaus 1970Go; Tschirgi and Taylor 1958Go). Such potentials were suggested to originate across the blood–brain barrier (BBB) (Revest et al. 1993Go; Woody et al. 1970Go).

In spite of the work cited above, CO2-dependent DC potential shifts (DC shifts) are often attributed to dipoles along the apical dendrites of cortical neurons (Speckmann and Elger 1999Go). Moreover, as recent technical developments enable routine recording of full-band EEG, including DC potentials in humans (Vanhatalo et al. 2002Go, 2003Go), it becomes essential to elucidate relative contributions of neuronal and glial versus nonneuronal (blood, CSF) mechanisms to the genesis of slow EEG shifts. A recent study (Voipio et al. 2003Go) has proposed an electrophysiological model, focusing on the role of the BBB that accounts for various mechanistic aspects in the generation of DC shifts resulting from hyperventilation (HV) and hypoventilation (hv) manipulations.

In this study we examined a wide spectrum of elements that might be involved in the genesis of CO2-induced DC shifts. We start by testing an easily repeatable paradigm (HV/hv maneuvers) that produces reliable DC responses. If these slow shifts were generated across the BBB, they should be blocked by a disruption of the BBB. On the other hand, if respiratory DC shifts were generated within cortical neuronal and/or glial circuits, it could be anticipated that neuronal and/or glial membrane potentials would undergo corresponding variations. Furthermore, a dendritic generator of CO2-related DC shifts should elicit a cortical laminar distribution similar to the one resulting from synchronous neuronal activity such as, for instance, evoked potentials (Freeman and Nicholson 1975Go; Mitzdorf and Singer 1979Go) or sleep K-complexes (Amzica and Steriade 1998Go). The results from the present study, including both scalp and invasive recordings, support the view that CO2-dependent DC shifts are attributable to nonneuronal generators. Results from this article were previously presented in an abstract form (Amzica et al. 2002Go).


    METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 ACKNOWLEDGMENTS
 REFERENCES
 
Animal preparation

Acute experiments were carried out on 43 adult cats of both sexes, deeply anesthetized with ketamine and xylazine (10–15 mg/kg and 2–3 mg/kg, respectively, intramuscularly). The anesthesia was continuously monitored by the EEG, heart rate, and end-tidal CO2 concentration. Additional doses of anesthetic were given at the slightest tendency toward an activated EEG pattern or accelerated pulse (>110 beats/min). General surgical procedures included: cephalic vein canulation for systemic liquid delivery, lidocaine infiltration of all pressure points or incision lines, muscle paralysis with gallamine triethiodide, and tracheal cannulation. Cats were artificially ventilated throughout all experiments with room air. Skin temperature in the near proximity of the electrodes was also recorded by means of a copper-constantan thermocouple. Body temperature was maintained between 37 and 39°C with a heating pad. Glucose [5% solution, 10 ml, intravenous (iv)] was given every 3–4 h during experiments. Some cats (n = 10) also underwent cannulation of one of the external carotid arteries for direct injection of drugs into the brain vasculature.

In 18 cats, craniotomy was used to expose the cerebral cortex (suprasylvian gyrus) and to allow the insertion of both intracellular and extracellular glass micropipettes. In this preparation, the stability of intracellular recordings was enhanced by cisternal drainage, hip suspension, pneumothorax, and filling of the hole in the calvarium with a 4% agar solution. The latter constituted a firm pressure foot on the cortex preventing upward lifting of the brain. In some experiments (n = 6) the variations of the intracranial pressure were measured by inserting a needle, connected to a vertical graded CSF column, in the cisterna magna. Care was taken to avoid any liquid spillage around the insertion point to maintain pressurization of the subarachnoid compartment.

At the end of the experiments, the animals received a lethal iv dose of sodium pentobarbital (50 mg/kg). All experimental procedures were performed according to National Institutes of Health guiding principles and were also approved by the committee for animal care of Laval University.

Electrodes and recording

Eeg recordings.    Scalp recordings were performed using DC amplifiers with long-term stability better than 1 µV/h and bandwidth DC-300 Hz (A-M Systems, Carlsborg, WA). We used sintered Ag/AgCl electrodes (E220N-LP, In Vivo Metric, Healdsburg, CA) with 12-mm2 active area placed in a holder above the skin, forming a closed space that was filled with a chloride-containing electrode gel (Berner, Helsinki, Finland). The skin beneath the electrodes was incised to short-circuit skin generated potentials. These measures ensured stable DC recordings (Vanhatalo et al. 2002Go).

DC scalp electrodes were placed as shown in Fig. 1: on the median line [in frontal (F), central (C), and occipital (O) locations] and symmetrically with respect to the midline [2 temporal electrodes (TL, TR) and 2 mastoid electrodes (ML, MR)].



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FIG. 1. Scheme with the position of the scalp electrodes and scalp DC shifts induced by hyperventilation (A) and hypoventilation (B) in a cat under ketamine–xylazine anesthesia. Below the EEG signals, variations of the CO2 concentration in the expired air. Hyperventilation induced positive DC shifts, whereas hypoventilation was associated with negative DC shifts. In this and the following figures the polarity of the signals is with positivity upward.

 
Bone and epidural potentials were recorded with ball Ag/AgCl electrodes and intraparenchymal potentials were recorded by means of glass microelectrodes (impedance 1–10 M{Omega}).

Intracellular recordings.    Intracellular recordings from neurons and glia in the cerebral cortex (suprasylvian areas 5 and 7) were obtained with glass micropipettes (tip diameter <0.5 µm) filled with potassium acetate (3 M, in situ impedance 35–50 M{Omega}). In the case of neuronal impalements, only stable recordings with resting membrane potentials more negative than –60 mV, overshooting action potentials, and input resistances >20 M{Omega} were accepted for analysis. Intraglial recordings were kept only if displaying a stable membrane potential more negative than –70 mV, without current compensation during the whole recording. No action potentials were fired at impalement, exit, or by imposing intracellular depolarizing currents that would bring the membrane potential close to –55 mV. Only glial cells recorded within the gray matter (between cortical surface and a depth of 1.5 mm) were considered for this study. Because changes in the ventilation rate produced significant variations in the volume of the brain (see RESULTS), additional measures had to be taken to preserve the stability of intracellular impalements. For instance, because hypoventilation was associated with expansion of the brain, the agar pressure foot was applied on the cortex with the intracellular pipette in place before the onset of the hypoventilation. In contrast, hyperventilation induced brain shrinkage and thus fewer intracellular recording could be kept during such maneuvers. The intracellular signals were passed through a high-impedance amplifier with an active bridge circuitry (bandwidth DC to 9 kHz). All signals were digitized (20-kHz sampling rate) and stored for off-line analysis.

Reference electrodes.    For all types of recordings, a grounded reference electrode (Ag/AgCl) was placed either on the nasium or in the temporal muscles, and similar results were obtained. Nasium reference was used both during skin recordings and several intracerebral recordings, whereas muscle reference was used mainly during intracellular recordings.

Induction of DC shifts

DC shifts were induced by varying the artificial ventilation rate, which finally acts on differential pH values across the BBB attributed to the differences in the pH buffering systems and their volumes (Voipio 1998Go), and is reflected by the end-tidal CO2 concentration. The abolition of respiration regulatory mechanisms in our artificially ventilated animals ensured that the pH variation was controlled only by the respiration rate. The latter was adjusted as a function of the body weight between 20 and 28 cycles/min to maintain an end-tidal CO2 between 3 and 3.7%. Hyperventilation was elicited by accelerating the ventilation rate ≤40 cycles/min, whereas hypoventilation was achieved with rates as low as 10 cycles/min. DC shifts were also induced with thiopental administered through one of the carotids at various concentrations (2, 4, 8, 16, 32, and 64 mg/kg dissolved in 1 ml saline) to study the dose dependency of the response. A disruption of the BBB was induced with sodium dehydrocholate (Spigelman et al. 1983Go) injected as a 3-ml solution (17.5%) or with mannitol (0.5 g/kg).

Analysis

In this study, most of the time constants of DC shifts were over the range of tens of seconds. Hence, we used occasionally down-sampled EEG signals at 0.3 Hz from which any baseline drifts unassociated with the experimental procedure were removed over the whole experiment. In such time series, each new EEG sample represented the average value of the voltage calculated over 3.3 s (between the preceding and current sample).

The undersampled EEG signals served for setting time marks at the onset/offset of DC shifts. A time mark was taken from the point where the baseline deviated for more than 1 SD of the background fluctuation.


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 ACKNOWLEDGMENTS
 REFERENCES
 
In this study we aim at understanding the mechanisms underlying the genesis of DC shifts by: 1) establishing a consistent procedure to elicit DC shifts; 2) modulating these responses; and 3) demonstrating that the cellular (neuronal/glial) activities do not contribute to the genesis of such DC shifts. The experimental design starts with measuring DC shifts at the surface of the head (without compromising the integrity of the skull), and progressively reaches structures within the parenchyma and ventricles.

Scalp DC shifts induced by respiratory maneuvers

To obtain a reliable pattern of DC shifts (Somjen 1973Go; Tschirgi and Taylor 1958Go; Woody et al. 1970Go), we hyperventilated (HV) and hypoventilated (hv) the paralyzed cat. These respiratory maneuvers led to variations of the expired CO2 corresponding to hypocapnia and hypercapnia, respectively. In all tested cats (n = 25), the EEG recorded from the scalp displayed positive DC shifts after hypocapnia (Fig. 1A) and negative shifts after hypercapnia (Fig. 1B). Usually, the respiratory frequency was modified for 3 min, after which the initial rate was regained. Each animal underwent ≥3 cycles of such maneuvers. In accordance with a previous study (Voipio et al. 2003Go), the responses were strikingly similar in the same animal. The background electrical activity of the brain was dominated by the pattern imposed by ketamine–xylazine anesthesia, consisting of slow waves at about 1 Hz (see insets in Fig. 4) (Amzica and Steriade 1995Go; Steriade et al. 1996Go). This pattern was occasionally and transiently affected during the respiratory manipulations: HV increased slow activity (mostly 1–4 Hz), whereas hv reduced these slow components and enhanced fast rhythms (~15–40 Hz).



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FIG. 4. Polarity reversal of DC shift responses after increasing depth of anesthesia leading to burst suppression. A1: 2 episodes of hypo- and hyperventilation after 32 mg/kg thiopental administration (at arrow) showing positive and negative DC shifts, respectively. These responses have reverted polarity with respect to the responses before barbiturate administration. A2: increasing and additive doses of sodium thiopental were applied in a cat under ketamine–xylazine anesthesia. They progressively diminished the amplitude of the negative, hv-induced DC shift. With closing up to burst suppression, a positive DC shift was superimposed on the initial DC shift. B: similar results after increasing doses of isoflurane that elicited a dose-dependent positive DC shift and a progressive reduction of the negative DC shift induced by hypoventilation. Under these conditions a positive DC shift appeared close to burst suppression and survived after the cessation of isoflurane application and return of EEG to normal ketamine–xylazine anesthesia patterns. A 1-min segment is lacking between each of the displayed epochs. Lower traces depict EEG patterns from epochs above.

 
The onset delay and relative variations of ventilation responses (see METHODS) were evaluated in 25 cats from each of which one HV/hv sequence was chosen. Both DC shifts to HV and hv started about 50 s after the onset of the maneuver [49.83 ± 6.68 s (mean ± SD) for HV; 52.76 ± 7.12 s for hv, with no statistical difference (paired t-test) between the 2 series of time lags]. The HV/hv-induced DC shifts were monophasic and tightly linked to PCO2, and with a subsequent recovery after the return to the control respiration rate. Positive DC shifts attributed to HV displayed an average amplitude of 307.8 ± 100.8 µV/%, whereas negative DC shifts attributed to hv had an average amplitude of –284.4 ± 120.6 µV/%. By converting % of CO2 into PCO2 mmHg, the average variations of DC shifts for HV and hv become 41.6 and –38.4 µV/mmHg, respectively, in agreement with values calculated in humans (Voipio et al. 2003Go).

Occasionally, an overshoot of the DC could follow after the cessation of the respiratory maneuver (Fig. 1B). This could be ascribed to the rapid return of CO2 levels at their control values after a relatively long period of hypoventilation, during which new homeostatic dynamics could have been established.

Disruption of the blood–brain barrier prevents CO2-dependent DC shifts

Following the proposal of Woody and colleagues that CO2-dependent DC shifts of brain tissue may represent BBB potentials (Woody et al. 1970Go), and in agreement with a recently proposed model (Voipio et al. 2003Go), we tested whether the disruption of the BBB would generate DC shifts and/or would affect ventilation-induced DC shifts. The break of the BBB was achieved with intracarotid injections of sodium dehydrocholate (DHC; Spigelman et al. 1983Go) and produced in all tested cases (n = 5) a persistent positive DC shift (Fig. 2A). The injection of an identical volume of saline (SAL in Fig. 2A) did not elicit notable DC shifts.



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FIG. 2. A: DC shifts induced by the disruption of the blood–brain barrier (BBB). Scalp DC EEG recording in a cat under ketamine–xylazine anesthesia. After a control period, a volume of 3 ml saline (SAL) was slowly injected into the right carotid artery with no effect. Then an identical volume of sodium dehydrocholate (DHC; 17.5%) was injected to break the BBB. This induced a clear positive DC shift, with right lateralization. During the period with open BBB, the amplitude of the responses to hypo-/hyperventilation (hv/HV) maneuvers was drastically diminished. Asterisk during the first hypoventilation maneuver indicates that initially, for a period of about 1 min, the respirator was stopped. B: expanded responses to hypoventilation maneuvers from a control period preceding the one shown in A (panel 1) and from the last hypoventilation above (panel 2). Note drastic diminution of the response after DHC administration.

 
The opening of the BBB drastically diminished the DC responses to respiratory manipulations (compare responses from a control sequence in Fig. 2B1 with the last hypoventilation expanded in Fig. 2B2). Average amplitudes of DC shifts were 1.08 µV/% for HV and –1.26 µV/% for hv (n = 35 couples of manipulations). Thus the amplitude of both HV- and hv-induced DC shifts was reduced by more than 99% after DHC. Similar results were obtained with intracarotid injections of mannitol (0.5 g/kg), another agent that opens the BBB (not shown).

Anesthesia-induced DC shifts

Unilateral injections of a short-acting barbiturate (sodium thiopental) into one of the carotids (n = 5 cats) elicited in all cases positive shifts with higher amplitude on the side of the injection and in the central leads (Fig. 3A). These DC shifts were independent on the occasional variations in expired CO2 concentration. Besides the DC shifts, large doses of thiopental (>24 mg/kg) also produced an activity change in the conventional EEG by replacing the slow oscillatory pattern of ketamine and xylazine anesthesia (Fig. 3A, detail in panel 1) with burst suppression (panel 2 in Fig. 3A), indicative of an essential compromise in neuronal activity. The burst suppression outlasted the DC shift, suggesting that the 2 phenomena reflect different mechanisms (see DISCUSSION). The amplitude of the DC shifts was dependent on the dose of the injected thiopental and had an additive effect if delivered at short time intervals (<5 min; Fig. 3B). The amount of thiopental was varied, whereas the solution volume was always kept the same (1 ml). Small amounts of thiopental (<8 mg/kg) induced relatively low-amplitude DC shifts, whereas higher amounts (>16 mg/kg) were accompanied by higher-amplitude DC shifts. Moreover, the second injection of 32 mg/kg of thiopental triggered a larger DC shift than the first injection with the same amount.



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FIG. 3. DC shifts induced by unilateral (left) intracarotid injection of thiopental (gray bars). A: after a single injection of thiopental (24 mg/kg), a positive DC shift was recorded in central and left electrodes, whereas the effect in the right electrodes was much smaller. No overt changes of the CO2 concentration were observed. Periods in the squares are detailed in panels 1 and 2 to show the EEG patterns before and after thiopental injection. B: dose dependency of the thiopental-induced positive DC shifts. Increasing doses of thiopental (4, 8, 16, and twice 32 mg/kg) injected in the right carotid produced proportionally increasing DC shifts.

 
In those cats that received several thiopental injections (n = 5) we noticed that ventilation manipulations were followed by reverted DC shifts (Fig. 4A1). In a further series of experiments (Fig. 4A2), hv was applied after each increasing dose of thiopental. The slope of the negative DC shift progressively decreased with the addition of supplementary doses of barbiturate, and a small positive component appeared at 16 mg/kg thiopental, initially superimposed on a continuously lower-amplitude negative DC shift. At high doses of anesthetic (48 mg/kg), with long epochs of EEG burst-suppression patterns, the DC shifts displayed exclusively positive responses to hv (n = 5 cats). In spite of the suppressed higher-frequency EEG components, heart rate and CO2 concentration remained within normal limits. Similar results with reversed polarity were seen during HV manipulations (not shown).

This series of results raises the issue of whether the observed phenomenon was dependent on the agent used (thiopental) or on the depth of anesthesia. Thiopental is known to produce vasoconstriction, thus reducing cerebral blood flow (see Sakabe and Nakakimura 1994Go). To distinguish between blood flow–related and other putative mechanisms, we repeated the same protocol in 5 animals where thiopental was replaced with a volatile agent (isoflurane) (Fig. 4B). This had the advantage of allowing faster reversible manipulations and producing cerebral vasodilation (see Sakabe and Nakakimura 1994Go). Increasing doses of isoflurane were accompanied by sustained positive DC shifts (see control level before hv in each trace of Fig. 4B). Successive hypoventilations induced initially negative DC shifts with progressively decreasing amplitudes. Then, at a concentration between 2 and 3%, at which conventional EEG started to show suppressed patterns, a positive component was seen in the hv-induced response. Further increases in the anesthetic dose were associated with exclusive positive DC shifts that survived the removal of the isoflurane anesthesia and return to control patterns of conventional EEG (last panel at right in Fig. 4B).

Intracranial recordings associated with DC shifts

From the data presented so far it is clear that the production of DC shifts was consistently accompanied by changes of blood circulation parameters (e.g., cerebral blood flow, pH), known to have important regulatory functions in the brain. The ICP was among the factors that were affected by respiratory manipulations. The variation of the ICP that took place under the present experimental conditions was measured with a catheter filled with artificial CSF introduced in the subdural space at the level of the cisterna magna. Care was taken not to compromise the ICP by exposing only a very small surface of the atlanto-occipital dura and by avoiding any liquid spillage around the needle. Hyperventilation induced a relatively low decrease in ICP of 2.25% (n = 4 cats), whereas hv was associated with a more pronounced increase in ICP of 42.5% (n = 4).

Clear macroscopic movement of the brain was observed through the craniotomy window during respiratory manipulations. The displacement of the brain was read on the micropositioner carrying the pipette by continuously tracking the electrical contact between the recording electrode and the cortical surface. Hyperventilation was consistently associated (n > 100) with a drop of the brain surface within a range of 44 to 62 µm (on average 53 ± 3 µm; n = 25 selected episodes) for an average CO2 concentration decrease of 0.85%. In all cases hypoventilation induced brain expansion. On average, the uplifting of the cortex was 2.3 ± 0.3 mm (range 1.6 to 2.7 mm, n = 25) for an average increase of the CO2 concentration of 1.3%.

Intracortical recordings of DC shifts

Because of the gross movements of brain tissue seen during HV/hv as described above, stable intracortical recordings of DC shifts could be recorded under the following conditions only. First, recordings were performed after drainage of the CSF. Second, a firm pressure foot of agar was placed over the cortex and around the electrodes. The electrodes were made of a bundle of 4 glass pipettes with one tip on the surface of the cortex and 3 tips at various depths of the cortex and underlying white matter (Fig. 5A). The polarity of DC shifts was the same as recorded on the scalp and within lateral ventricles (Fig. 5B) and no polarity reversal could be observed (n = 12 animals). At the recording site the agar pressure foot prevented brain expansion induced by hv. Because brain shrinkage was still possible with HV, only small variations of the expired CO2 concentration (~0.5%) were imposed in such experiments to reduce the magnitude of the brain displacement. Under such conditions, HV-induced DC shifts were positive at all recorded depths. The absence of polarity reversal at different depths directly argues against a neuronal generation of ventilation-induced responses.



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FIG. 5. Absence of DC-shift polarity reversal across and within the neocortex. A: simultaneous DC EEG recordings at various cerebral depths display negative DC shifts elicited by hypoventilation (hv) and positive DC shifts elicited by hyperventilation (HV). B: intracranial DC EEG recordings (right ventricle) display similar polarity responses consecutive to HV/hv maneuvers.

 
Intraneuronal and intraglial recordings

To further examine the possible role of pyramidal apical-dendritic generators in relation to PCO2 responses, we performed intraneuronal recordings (n = 27). However, as described below, we did not observe membrane potential changes that might possibly have accounted for the DC shifts. Because of the small amplitude of intraparenchymal ventilation-induced DC shifts, which is within the range of normal baseline activity of neurons and glia, their contribution to the recorded intracellular potential with a reference outside the brain was negligible.

The epoch presented in Fig. 6 contains an intraneuronal recording in a cat that was displaying spontaneous recurrent spike-wave seizures (around one seizure/min). This kind of recording is important because it is well known that epileptic discharges are characterized by high-amplitude membrane potential variations that are reflected as ample deflections in the EEG. Figure 6A contains undersampled time series of the signals to assess global trends in their evolution. (The undersampling, however, does not conceal the true amplitude of the DC shift recorded respectively during seizures and hv manipulation.) The undersampling of the intraneuronal membrane potential occurred after clipping of the action potentials. The panel with the neuronal firing rate displays the instantaneous discharge frequency of action potentials and suggests the limits of successive seizures (6 seizures during the first half of the recording). The panel with the neuronal membrane potential below contains voltage values sampled at the respiration strokes. They are shown to disclose the maximal depolarizing amplitude reached during seizures. The period B underlined with gray is expanded below to show the complete evolution and recording quality of the neuronal and EEG recording during one of these seizures. Further details in the inset at the right show that epileptic discharges are made of paroxysmal depolarizing shifts starting at a more depolarized membrane potential than during the control slow oscillation, and reaching plateaus higher than the action potential threshold, thus inactivating spike generation. The superimposition of membrane potential histograms in Fig. 6D1 depicts a bimodal distribution for both conditions (seizure-free slow oscillation and epileptic discharges). On average, the neuron was depolarized from –69.3 ± 12.9 mV during the former condition to –61.5 ± 18.1 mV during the latter.



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FIG. 6. Intraneuronal and DC EEG recording during recurrent generalized spike-wave seizures and hypoventilation in a cat under ketamine–xylazine anesthesia. A: simultaneous recording of the DC EEG (screw in the contralateral bone and silver ball on the dura) and intracellular neuron (firing rate and membrane potential) from areas 5 and 7 of the suprasylvian gyrus, together with the variation of the expired CO2. In this panel, the membrane potential and EEG signals are presented undersampled to outline the very slow activities. At this point of the experiment the animal was displaying periodic spike-wave seizures (about one seizure/min). During seizures, the neuron showed general depolarization (~5 mV), accompanied by increased firing rate (~200 Hz). One such seizure (gray bar) is expanded in B. Slow neuronal depolarization during each seizure was reflected in the DC EEG recording as low-amplitude DC shifts (<1 mV at the dura, and <0.2 mV in the bone). Hypoventilation maneuver produced a consistent negative DC shift and stopped seizures. Negative shift in the DC EEG was not generated by any significant modification of the resting membrane potential of the neuron (compare interictal neuronal activities in B with period in C). EEG traces shown in B and C are filtered (AC) traces of the bone EEG recording. Insets at right: details from the intraneuronal recordings, corresponding to the epochs marked by simple (B) and double (C) asterisks. Note higher-amplitude paroxysmal depolarizing shifts during epileptic discharges associated with action potential inactivation. D1: histograms of neuronal membrane potential comparing seizure-free periods with slow oscillations (in gray), with equivalent periods with epileptic discharges (black) during normal ventilation. D2: similar superimposition of membrane potential histograms from epochs of slow oscillations free of seizures during normal ventilation and epochs of equal duration under hypoventilation. Vertical lines indicate average membrane potentials for each situation. Histograms result from periods of 90 s.

 
The significance of the left part of Fig. 6A is that intracellular depolarizations of about 10 mV are associated with EEG deflections of about 1 mV amplitude at the epidural level, and of lesser magnitude in the bone leads. Hypoventilation induced the usual negative DC shift that was 4–5 times more ample than DC potentials produced during paroxysmal discharges. However, no detectable neuronal membrane potential shift could be seen (see expanded detail in Fig. 6C and histograms in Fig. 6D2). The hv maneuver also temporarily prevented the occurrence of seizures.

Comparison of membrane potential distributions during periods containing seizure-free slow oscillations with equivalent periods of hv (Fig. 6D2) further emphasizes the lack of systematic effect of hv on the neuronal polarization. In the case depicted here, the slow oscillation was only slightly more ample during hv than during control conditions, with no significant change in the average activity (–69.3 ± 12.9 mV vs. –69.5 ± 14.9 mV). At the level of the entire neuronal database (n = 27), no significant statistical difference (t-test, P < 0.05) could be detected for the average membrane potential before and during the respiratory maneuver. The average hyperpolarization was –1.3 ± 0.2 mV (range –2.3 to +0.4 mV; both depolarizations and hyperpolarizations were recorded in individual neurons).

Glial cells are known to display very slow variations of their membrane potential during spreading depression or epileptic seizures. However, reliable intraglial recordings (n = 45) during HV/hv failed to show significant variations of the membrane potential related to CO2-dependent DC shifts (Fig. 7). Both maneuvers induced a global depolarization of the glial membrane. The average membrane potential of glial cells was –84.6 ± 11.9 mV before and –84.3 ± 12.8 mV during hv-induced responses (n = 45 maneuvers), indicating a very small change in the membrane potential, with a mean of 0.26 mV and a range from –4.8 to 4.8 mV. HV-induced responses were associated with an average change of 2.7 mV (range –9.2 to 2 mV; n = 31 maneuvers), with a mean of –85.1 ± 11.7 mV before and –82.4 ± 11.0 mV during the HV. In both cases (HV and hv), membrane potential values before and after the respiratory maneuvers were not statistically different (paired 2-tailed Student's t-tests). Moreover, at the individual level, both hyperpolarization and depolarization of the membrane potential were encountered in both hv and HV cases (Fig. 7, A2 and B2).



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FIG. 7. Intraglial recordings during HV (A) and hv (B) do not exhibit potential variations in relation to DC shifts. Left panels (1) display raw data, whereas right panels (2) show grand averages (triangles, open for hv, black for HV) of the membrane potential before and after the onset of the DC shift, together with 10 examples (circles) from individual recordings. Grand averages result from average membrane potentials calculated over a period of 3 min. SD bars represent grand averages of the individual SDs associated with the individual averages. No significant difference (Student's t-test) was obtained between paired data.

 
Taken together, no systematic changes in either neuronal or glial membrane potentials were seen in response to hv or HV. It is therefore concluded that DC shifts induced by respiratory manipulations are not reflecting corresponding variations of neuronal and glial membrane potentials.


    DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 ACKNOWLEDGMENTS
 REFERENCES
 
The main result of this work is that large DC shifts that can be recorded on the scalp in response to hypo-/hypercapnia are not generated by networks of neurons or glia. This is in stark contrast with the prevailing view about the mechanisms generating ventilation-related DC shifts, which emphasizes an almost exclusive role of cortical neurons and their dendritic tree (Caspers et al. 1984Go; Speckmann and Elger 1999Go). Our conclusion is based on the following lines of evidence:

1)Epileptic discharges are paroxysmal events during which neuronal depolarizations attain their peak values. Notably, however, DC components associated with epileptic discharges in neurons are of much lesser amplitude than DC shifts elicited by HV/hv.

2)The ventilation-induced DC shifts occur in the absence of any parallel change in the neuronal membrane potential (Fig. 6).

3)Burst suppression is a state with scarce neuronal responsiveness (Steriade et al. 1994Go). Hence, it is noteworthy that respiration-related DC shifts were also present during neuronal quiescence such as anesthesia-induced burst suppression (Fig. 4).

4)Although glial cells are able to sustain very slow potentials, especially during seizures (Amzica and Neckelmann 1999Go; Caspers et al. 1984Go; Heinemann and Walz 1998Go; Somjen 1973Go), our data show no variation of the glial membrane potential in relation to respiratory-induced DC shifts, suggesting that the latter are not the reflection of glial activities. Similarly, a previous study (Carpenter et al. 1974Go) found inconsistent changes of the glial membrane potential as a function of CO2 levels. The small variations recorded in glial cells during both hv and HV were not correlated with DC shifts and were not consistently of the same polarity.

5)No extracellular, spatial polarity reversal of the DC shift responses was seen across or within the neocortex in recordings spanning from the cortical surface to the white matter and to deep brain structures (Fig. 5). This finding provides further support for the view that the DC shifts are not caused by cortical current dipoles generated in response to neuronal and/or glial activity.

The present data, summarized in the 5 arguments above exclude the possibility that CO2-dependent DC shifts recorded in the EEG are caused by neuronal or glial generators. Thus it is important to pay attention to the existence of steady potential gradients across blood vessels and the BBB that have been described by several teams (Held et al. 1964Go; Hornbein and Sorensen 1972Go; Revest et al. 1993Go; Sorensen et al. 1978Go; Tschirgi and Taylor 1958Go; Voipio et al. 2003Go). Their dependency on variations of pH was repeatedly emphasized (Hornbein and Pavlin 1975Go; Sorensen and Severinghaus 1970Go; Voipio et al. 2003Go; Woody et al. 1970Go).

Our main experimental paradigm relied on controlling the respiration rate of the paralyzed animal, and all our data are in agreement with the hypothesis that the BBB is the site of generation of the CO2-dependent DC shifts. In particular, we show that BBB disruption produces a prominent positive voltage shift, and prevents subsequent DC shifts of either polarity as seen in HV/hv-maneuvers (Fig. 2). In humans, CSF potential is positive with respect to blood (Sorensen et al. 1978Go) but the polarity of the DC shift after BBB disruption is unknown. From our experiments in cats, a positive DC shift consecutive to BBB disruption (which assumes canceling of the BBB polarization) suggests that the resting polarity of the CSF–blood potential is negative. Thus the polarization of the BBB appears to be opposite between humans and cats. This corroborates also with the different polarities of ventilation-induced DC shifts reported in previous studies: for instance, hv was associated with mostly positive responses in humans (Voipio et al. 2003Go) and with negative responses in cats (Woody et al. 1970Go; also present data). Voipio and colleagues (2003)Go proposed that this apparent incongruity may also be attributable to the locations of the reference and recording electrodes among studies and species.

Although, because of its time course after BBB disruption (Fig. 2), the DC shift could imply an underlying spreading depression, this possibility can be ruled out by the following arguments: 1) the DC shift starts synchronously in virtually all EEG leads, which would not be the case of spreading depression, known to propagate at a very low speed (a few mm/min according to Somjen 2001Go), and 2) although of lesser amplitude, the EEG still contains signals that could be assigned to neuronal and/or glial phasic activities. Further insights concerning the neuronal reactivity could be gained from studying the neuronal response to the BBB breakdown, although this was beyond the scope of the present study.

DC shifts were also elicited by 2 anesthetic agents such as thiopental and isoflurane in a dose-dependent manner (Figs. 3 and 4). None of them has any known impact on the BBB permeability. Although thiopental can induce arterial vasoconstriction (Tsuji and Chiba 1987Go), isoflurane induces vasodilation (Sakabe and Nakakimura 1994Go). The ensuing decreases and respective increases in cerebral blood flow can thus be safely ruled out as causes for the positive DC shift. In contrast, both are well-known agents that reduce the cerebral metabolic rate and O2 consumption (Hall and Murdoch 1990Go; Hoffman et al. 1998Go). The DC shifts induced by ventilation maneuvers were affected by the depth of anesthesia. At low doses of anesthetics, the DC shift response was gradually reduced and, with larger concentrations, a component of opposite polarity appeared in parallel with a likely decrease of the cerebral metabolic rate during burst-suppression patterns. Similarly, hypoxic and ischemic insults led to reversed responses (Woody et al. 1970Go).

Because ventilation DC shifts result from the polarization of the BBB, it might be speculated that, while keeping the intactness of the barrier, a dramatic impairment of the metabolic function could lead to the reversal of the voltage generator across the BBB because of a modification of ionic homeostasis and/or isoelectric line, as observed during ischemia (Gido et al. 1994Go; Siesjö 1992aGo,1992bGo). Studies on other tight epithelia have shown that a change in transepithelial potential difference may reflect an altered apical and/or basolateral membrane potential of epithelial cells (Mustonen 1998Go). Similarly, the polarization of the BBB results from a series connection of 2 membrane potentials, and the cellular mechanisms at the BBB level of the DC shifts cannot be worked out from the present data.

Moreover, it is clear that the CO2-related DC shifts reported here are not the only source of DC potentials in the brain. As previously demonstrated, slow events can also be generated within networks of neurons and/or glia during various states such as epileptic discharges (Amzica and Steriade 2000Go; Caspers et al. 1987Go; Heinemann and Walz 1998Go; Somjen 1973Go) or spreading depression (Somjen 1973Go; Somjen and Trachtenberg 1979Go). Nevertheless, pH changes occur both during seizures (Duffy et al. 1975Go; Wang and Sonnenschein 1955Go) and spreading depression (see Somjen and Tombaugh 1998Go), thus making it difficult to evaluate the respective contributions of neurons/glia versus pH to the recorded DC potentials.

In conclusion, variations in brain pH/CO2 consecutive to ventilation maneuvers generate persistent DC shifts that not only can be recorded within brain tissue but are also clearly seen in the extracranial EEG. We provide here, for the first time, conclusive evidence that electrical activity of neurons and glial cells is not the source of these DC shifts. Our data are in full agreement with a key role for BBB in the generation of the pH/CO2-dependent DC shifts.

In light of the present data, it is clear that much work is needed to elucidate the relative contributions and interactions of nonneuronal and neuronal/glial generators to DC shifts seen in both invasive and noninvasive recordings of brain activity. The tight link between neuronal activity and hemodynamic responses (Gjedde 2002Go) calls for caution in the mechanistic interpretation of slow EEG signals related to a number of situations, including cognitive tasks and preparatory states as well as pathophysiological brain activity (Vanhatalo et al. 2003Go; see Voipio et al. 2003Go).


    GRANTS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 ACKNOWLEDGMENTS
 REFERENCES
 
This work was supported by grants from the Canadian Institutes of Health Research (MT-15681) to F. Amzica, who is a scholar of Fonds de la Recherche en Santé du Québec.


    ACKNOWLEDGMENTS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 ACKNOWLEDGMENTS
 REFERENCES
 
We thank to P. Giguère and D. Drolet for technical assistance.


    FOOTNOTES
 
The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.

Address for reprint requests and other correspondence: F. Amzica, Laboratoire de Neurophysiologie, Faculté de Médecine, Université Laval, Quebec G1K 7P4, Canada (E-mail: florin.amzica{at}phs.ulaval.ca).


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