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1Cognitive Neuroscience and Schizophrenia Program, Nathan Kline Institute, Orangeburg, New York 10962; 2Department of Neuroscience, Albert Einstein College of Medicine, Bronx, New York 10461 and 3Institute for Psychology of the Hungarian Academy of Sciences, H-1394 Budapest, Hungary
Submitted 17 December 2003; accepted in final form 7 July 2004
| ABSTRACT |
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| INTRODUCTION |
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The present study had two goals: to confirm the presence of eye-position influences in anatomically defined A1 as well as the belt regions of auditory cortex and to develop physiological evidence as to the source of the eye-position input. We assessed neuronal responses using laminar current-source density (CSD) and multiunit activity (MUA) profiles, sampled with linear array multielectrodes, positioned to straddle the layers of auditory cortex, while the subject performed a visual fixation task. In determining the presence of eye-position effects, CSD analysis is advantageous because it indexes the first-order response to synaptic input and transmembrane current flow and thus is extremely sensitive to "modulatory" influences the impact of which on local action potential rates is subtle or undetectable. Analysis of concomitant MUA addresses the relationship of the synaptic response pattern to any subsequent changes in action potentials that do occur and to relate our results to those of other studies the sole measure of which is the action potential (Schroeder et al. 1998
). In investigating potential sources of eye-position signals, simultaneous recording across the cortical laminae is important as it allows us to distinguish feedforward (ascending) from feedback (descending) inputs (Mehta et al. 2000
; Schroeder and Foxe 2002
; Schroeder et al. 1998
, 2001
). The former tend to target Lamina 4, whereas the latter tend to exclude Lamina 4 (Felleman and Van Essen 1991
; Rockland and Pandya 1979
).
Our findings confirm the occurrence of eye-position effects in A1 as well as belt regions of auditory cortex. The laminar profile of eye-position effects indicates that they are projected to auditory cortex through either cortical feedback connections or ascending koniocellular afferents. The timing of eye-position effects relative to that of auditory sensory processing is consistent with either alternative.
| METHODS |
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Subjects were permitted a minimum of 2 wk recovery before the commencement of visual fixation training. All training and recording took place in an electrically shielded, sound-attenuated chamber lined with sound-absorbing foam (Sonex ProSPEC Composite). During training and later recording, subjects were monitored continuously using electroencephalographic (EEG) and infrared video displays. Using a fruit juice reward, monkeys were trained to fixate on one of three light-emitting diodes (LEDs) positioned at 24.5, 0, and 24.5° eccentricity with 0° elevation. To initiate a "trial," an LED was illuminated, and the monkey had to fixate on this LED and maintain fixation while one to five sounds were presented. Eye position was monitored using an ISCAN ETL-200 eye-tracking system, and sounds were presented only when the monkey's gaze was held within a 3° window surrounding the fixation point. Stimulation paused whenever the monkey broke fixation. The fixation LED was kept the same over a block of trials lasting
5 min and alternated randomly across trial blocks. Trial blocks were separated by brief breaks in which the monkey was checked and fed dried fruits and other preferred treats.
Auditory stimuli for the main experiment consisted of 60 dB SPL 100 ms (5-ms ON-OFF ramp) bursts of Gaussian noise produced using Tucker Davis Technology's System III coupled with ES-1 free-field speakers positioned with 0° elevation at 90 and 90° azimuth relative to the head. We limited our analysis to two speaker locations to maximize the power in our statistical analysis (following text). That is, we wanted to get as many single trials as possible in each condition during the
2 h period during which the monkeys typically performed the task and thus maximize the number of single-trial auditory responses in each experimental condition (2 speakers x 3 fixation locations = 6 conditions). Analyzing two speaker positions was justified because auditory cortical neuron spatial receptive fields are broad and nonbounded in both A1 and CM, although 56% of A1 neurons can be described as "spatially tuned," meaning that their receptive fields are bounded if a criterion of >75% of the maximum rate is adopted (Recanzone et al. 2000b
). It should be noted that neither A1 nor CM displays a clear spatial topography with methods used thus far (Merzenich and Brugge 1973
; Recanzone et al. 2000b
).
For a functional assignment of each recording site to A1 versus belt auditory cortex, and the location within the region's characteristic frequency map, we evaluated the response to a series of seven pure tones ranging from 0.5 to 20 kHz. We used a suprathreshold method, entailing binaural presentation of each tone (intensity of 60 dB SPL, duration of 100 ms, 5-ms ON-OFF ramp) in blocks of 100 with blocks in random order (Schroeder et al. 2001
; Steinschneider et al. 1995
). Although this method approximates a site's characteristic frequency and tuning bandwidth on a coarser scale than the more common "threshold" methods (Merzenich 1983
), it does so in <10 min, which is a critical time saving when experimenting with awake-behaving subjects, and both methods agree on the two key bits of information we require for the present experiments (A1 vs. belt and location within the characteristic frequency map).
Laminar activity profiles consisting of concomitant field potentials, CSD measures and MUA were obtained by recording with linear array multielectrodes constructed with an inter-electrode spacing of 150 µm (Schroeder et al. 2001
). On each experimental day, a multielectrode was inserted through an electrode guide tube and lowered into auditory cortex. The guide tube matrices were positioned on the dorsal brain surface so that they would constrain the electrode array to an angle orthogonal to the laminae of auditory cortex. The laminar activity profile in response to bilateral Gaussian noise burst was used to position the electrode so that the array of contacts was distributed across the entire laminar expanse (i.e., layers 16) of auditory cortex. Once the position was refined, it was left stable for the duration of recording. The "grid" arrangement of the guide tubes in each matrix ensured that successive penetrations would sample different locations in auditory cortex with a relatively constant density across its surface. For all recordings, the reference was an epidural electrode located over occipital cortex. Signals were impedance matched in a preamplifier (10x gain) located near the electrode, and further amplified 1000 times with a band-pass of 1 Hz to 3 kHz by Model 8-16D Grass amplifiers. Field potential profiles were obtained by averaging single-trial responses over 100 stimulus presentations. Prior to averaging, amplifier outputs were integrated down to 1 kHz in and then digitized at 2 kHz. MUA was obtained from the same signal at each contact by high-pass filtering the raw amplifier output at 500 Hz, full-wave rectifying the high-frequency activity, integrating the resultant signal down to 1 kHz, digitizing (at 2 kHz), and averaging the single sweep responses (n = 100). With the rectification step, upward deflection represents an increase in action potentials and downward deflection represents decrease in action potentials relative to the prestimulus baseline.
One-dimensional CSD profiles were calculated from the field potential profiles using a three-point formula for estimation of the second spatial derivative of voltage (Nicholson and Freeman 1975
)
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is the point at which D is calculated, and h is the spacing between electrodes (150 µm). Electrode penetrations were made orthogonal to the local lamination pattern in keeping with the requirements of one-dimensional CSD analysis (Mitzdorf 1985
Statistical analysis of eye-position effects began with the processing of individual single-trial responses (each response or "sweep" includes all channels in the CSD profile). Individual sweeps were baseline corrected and screened using standard criteria, to eliminate movement, and electromyographic artifacts. Following these initial steps, a repeated-measures ANOVA, with trial as a repeated-measures factor, was used to evaluate the composite question: "is electrical activity associated with eye position (center, left, right) or time (0- to 150-ms post stimulus) for each channel of the CSD profile, stimulus (speaker 1 or 2), monkey, and experiment (electrode penetrations 129)?" Due to the processing limitations of our current server and workstation technology, it was not practical to analyze the entire time course of the response for the entire data set. To enable the analyses to incorporate all of the single trials in the data set, we limited our analysis to the first 150-ms poststimulus and ran the analysis program on every fifth data point. Differences were acknowledged only when alpha exceeded a criterion of P < .05 in
5 sequential time points, providing a Bonferroni correction level in excess of 0.055 or 3.125 in 10 million. Confirmation was provided by running serial analyses. Five different starting points were used, and the subsequent results were not different, illustrating that the location and time course of the effects was not dependent on the starting point of our analysis.
The rationale for the single-trial analysis we have used here is that it allows us to take advantage of the dynamic variability in signals across recording channels, time points, and single trials and to use this variability to increase the power of the analysis. The reason that this is important is that we have come to recognize that many of the effects we study vary dynamically from trial to trial in their latency, amplitude, and sometimes even in their presence or absence. More traditional analyses, such as averaging responses across trials, within condition and testing for significant differences between conditions are insensitive to this variability except insofar as it increases the noise term in the analysis.
Because the experimental analysis assumes that the position of the electrode array is stable throughout the experiment, it is important to rule out any contribution from an electrode shift, to the pattern of eye-position effects. The design of the experiment makes it unlikely that an electrode shift, could produce significant differences. There were two speakers and three eye positions for a total of six conditions. We typically cycled through these six condition blocks three or more times (minimally twice) in random order. An electrode shift between any two blocks would produce a significant difference if only those trial blocks were analyzed. However, the effect would have an "unphysiological" appearance as changes would be detected at response onset in nearly all channels. More importantly, because each condition is repeated over multiple trial blocks, the change (variance) between conditions in the two-trial block case would register as within condition variance. This would enlarge the error term in the statistical test, thereby decreasing the probability of any between condition differences reaching statistical significance. In short, electrode slippage would obliterate effects due to eye position. We also monitored for the possibility of electrode slippage by comparing the laminar profile of auditory-evoked response recorded at the beginning of the experiment (i.e., after initial positioning of the electrode), with one recorded using the same stimulus at the end of the experiment; this profile has characteristic qualities that identify specific cortical layers (Schroeder et al. 2001
; Steinschneider et al. 1992
, 1995
). Based on these analyses, data from four experiments were eliminated from the analysis.
After serving as a subject in this experiment, monkey S went on to participate in additional experiments. However, this was the last of a series of experiments for monkey A, and his brain was therefore available for histological analysis and anatomical reconstruction of the recording sites. At the end of data collection the monkey was given an overdose of pentobarbital sodium (50 mg/kg iv), and once deeply anesthetized, was perfused through the heart with 4% paraformaldehyde. Following 3-day immersion in a 30% sucrose/phosphate buffer solution for cryoprotection, the brain was cut in 80-µm, whole-brain, coronal sections on a freezing microtome. The anterior-posterior angle of sectioning was set parallel to the angle of electrode penetrations,
20° anterior of vertical (defined by the angle of the guide tube matrix). Alternate sections were stained for Nissl substance, acetylcholine esterase (AchE) and parvalbumin (PV) to help determine the borders between A1 and surrounding regions (e.g., Hackett et al. 1998a
; Schroeder et al. 2001
). Individual histological sections were digitally scanned, and a whole-brain three-dimensional reconstruction was made using MEDEX software (Abraham and Bear 1996
; Schroeder et al. 2001
). Because our monkeys are usually subjects in several experiments recording from auditory cortex, as well as other brain regions, the whole brain reconstructions are extremely valuable. With this technique, we can accurately reconstruct the complete pattern of electrode penetrations through the regions(s) of interest in each subject. In the present study, reconstruction of the brain of one subject (A) is presented.
| RESULTS |
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To examine the physiology of eye-position modulations, we compared the CSD profiles with their corresponding MUA profiles. However, significant MUA modulations were only found in 4 of the 24 recording sites exhibiting CSD modulations, limiting the number of direct comparisons. Figure 5 illustrates results from one site in which a significant CSD effect (Fig. 5A) was accompanied by a significant MUA modulation (Fig. 5B). These measures were both taken from the same electrode channel in supragranular Layer 3. Significant differences between center fixation (red) and left fixation (black) are outlined in gray. A relative increase in current sink amplitude is found when the subject fixates toward the center as opposed to the left position. An increase in MUA, congruent with the CSD effect, albeit of shorter duration, is seen in the same condition. The lower Lamina 3 current sinks generally indicate net inward flowing transmembrane currents (depolarization) in the local pyramidal neuron ensemble (Schroeder et al. 2001
) and, with the coincident MUA burst, indicate that the ensemble response is a net local excitation. The eye-position-related difference, therefore appears to be one of increased excitatory response to the auditory stimulus when the monkey fixates to the center versus to the left position.
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Using the integrated amplitude of the AVREC (see METHODS) waveform as the basis for comparison, 22 of the 24 recording sites with eye-position modulation had auditory responses with greater amplitude when stimuli were presented from the contralateral speaker. Regardless of any eye-position preferences, this finding is in keeping with earlier estimates of the proportions of auditory cortical neurons dominated by contralateral, as opposed to ipsilateral, ear inputs (Brugge and Merzenich 1973
). Our sample of sites dominated by ipsilateral ear inputs is not large enough to make a statement about any differences from the contralaterally dominated response sites.
As seen in Fig. 3, eye-position modulation occurs over an extended time frame and generally lags the onset of the sensory response. To visualize the overall temporal pattern of eye-position effects, Fig. 7 presents a grand mean of the significant CSD modulations (in the supragranular laminae) due to eye position, averaged across penetrations, in contrast with the grand mean of the total sensory response averaged across the same recordings. Data from each experiment (penetration) include all of the significant eye-position effects from that experiment. To compute the grand means, we condensed the data using the same procedure used to compute the MI for each individual penetration (described in the preceding text) with the exception of the last step of dividing by the total sensory response. That is, significant eye-position effects were summed across conditions and averaged across electrode channels to yield a single waveform. Then the resultant quantities were averaged together across experiments. To avoid giving undue weight to single cases, data from each individual experiment (penetration) were normalized before averaging. Onset latency of significant eye-position modulation was determined for each experiment by testing the single condensed representation of the eye-position effects. The first time point of sustained deviation (>4 ms) by
2 SD units from the baseline, was defined as the onset latency of the eye-position effect for that penetration. Based on these measurements across the set of 24 experiments showing significant eye-position effects, the onset latency of the effect ranges from 12.5 to 127.5 with an average of 51.8. The average onset of the eye-position modulation lags the average onset of the sensory response by about 40 ms, however there is no systematic relationship between the two latency values on a case-by-case basis (r = 0.13; P < .42). The average onset latency of eye-position modulation in A1 (53.7 ms) and Belt regions (49.9 ms) do not differ significantly (P < 0.69), nor do the average auditory onset latencies in A1 (9.6 ms) differ from those in the belt region (11.6 ms) (P > 0.14). Finally, there is no significant difference (P > .05) between the latencies of eye-position modulation when responses to contralateral versus ipsilateral speakers are compared.
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| DISCUSSION |
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1/3 of the neurons in auditory cortex show eye-position effects, and many of these display modulation of baseline activity, in the absence of auditory input. Perhaps because the multiunit recording method does not easily distinguish individual neurons' action potentials trains, it fails to detect prestimulus effects of any sort and appears to underestimate the incidence of effects of eye position on action potentials. CSD analysis, as currently implemented, appears insensitive to effects that manifest in the baseline activity level. Laminar profile of eye-position effects
The finding of eye-position effects in auditory cortex is predictable from similar findings in the inferior colliculus (Groh et al. 2001
). However, the laminar pattern of the responses at most recording sites in A1 and the posterior belt is not the one predicted by the anatomy of a feedforward projection through the primary auditory pathways. The main (frequency specific) input to auditory cortex comes from the ventral nucleus of the medial geniculate (MGv), which projects to Lamina 4 and lower Lamina 3 of A1 (Hackett et al. 1998
). If effects of eye position were combined with the auditory input at an earlier stage of the lemniscal auditory pathways and fed-forward into A1, the effects should manifest first in Lamina 4 of A1. The same prediction would hold for belt cortices because the feedforward projection of the specific input from A1 also targets in and near Layer 4 (Hackett et al. 1998
). Although significant eye-position effects in the supragranular layers of auditory cortex were detected in 24/29 penetrations, corresponding effects in the granular layers were resolved in only three cases, and only one penetration revealed an effect in the infragranular laminae. The small numbers of granular and infragranular effects preclude any meaningful analysis of laminar differences in magnitude or quality of effects.
Mediation by cortical feedback?
An alternative possibility is that eye-position effects are conveyed by feedback from a higher cortical area. Neural activity in several parietal cortical areas involved in spatial processing is affected by the position of the eyes (Bremmer et al. 1999; Russo and Bruce 1993, 1994; Stricanne et al. 1996), and several of these areas project to posterior auditory cortex (Lewis and Van Essen 2000
; Romanski et al. 1999
). Feedback projections (Felleman and Van Essen 1991
) usually manifest in the supragranular or supra- and infragranular layers (Foxe et al. 2002
; Mehta and Schroeder 2000
), and this corresponds with our results. Additionally, though the onset latency of eye-position effects in auditory cortex is highly variable, on average, it is much later that that of the ascending auditory response. This is consistent with the view that eye-position effects are mediated by phasic cortical feedback inputs triggered by auditory input. Unlike the study of Werner-Reiss et al. (2003)
our findings do not suggest that eye-position effects entail a tonic bias in excitability in auditory cortical neurons as we do not detect eye-position effects in the baseline prestimulus period. As discussed in the preceding text, this may stem from methodological factors. If eye-position effects in auditory cortices are driven by feedback from higher cortical regions, it follows that effects in the tectum (Groh et al. 2001
) may be driven by feedback from cortex.
Mediation by koniocellular input?
Another possible explanation for our findings is that eye-position effects are conveyed to cortex by the koniocellular system. As reviewed earlier (Jones 1998
), there are two thalamic sensory systems: a core system that projects topographically (or tonotopically) organized sensory information to well-defined primary sensory cortical areas and a matrix system, composed of koniocellular neurons that project less specific sensory information to a wider array of areas, including nonprimary cortices (Jones 1998
). The koniocellular neurons project to the superficial layers across broad expanses of cortex unrestricted by architectonic boundaries. This projection pattern reconciles with our findings of little difference in the effect between A1 and the posterior belt regions, and it dovetails with our finding that the most prominent effects are detected in the supragranular layers. On the other hand, the timing of eye-position effects in auditory cortex is not informative as we have no information on the relative latencies of "core" and "matrix" inputs to auditory cortex. Several nuclei of the inferior colliculus project to divisions of the MGN that are involved in the matrix system. The pericentral, dorsal, and external nuclei of the inferior colliculus project to the dorsal (MGd) and the magnocellular (MGm) nuclei (Catania et al. 2000
). These nuclei in turn project to the core, belt, and parabelt areas of auditory cortex (Hackett et al. 1998
; Molinari et al. 1995
). In the initial report of eye-position effects in the inferior colliculus (Groh et al. 2001
), there was some uncertainty in localizing the effects to a specific nucleus. It is thus possible that the Groh et al. (2001)
findings did not reflect responses in the central nucleus of the inferior colliculus, the one that projects to MGv, but rather, in one or more of the inferior colliculus nuclei that project in parallel through MGd and MGm.
Do eye-position effects correspond to selective attention?
The complexity of eye-position effects in auditory cortex (Werner-Reiss et al. 2003
) argues that these effects are not simply a result of visuospatial attention. Although visuospatial attention can be moved independently of eye position (Harter et al. 1982
; Hillyard et al. 1985
; Moran and Desimone 1985
; Treue and Maunsell 1996
), the direction of visual attention generally correlates with the position of the eyes (Emery et al. 1997
; Jellema et al. 2000
), and it is clear that the cortical mechanisms in control of spatial attention overlap extensively with those that control eye position (Bisley and Goldberg 2003
; Goldberg et al. 2002
). Although one study (Robinson et al. 1995
) reported attentional suppression of stimulus-evoked activity in parietal cortex, the nature of this effect is likely related to the mechanistic orienting of attentional resources rather than a general reflection of attention's effects on sensory processing. Because attention generally enhances the processing of effective stimuli (Harter et al. 1982
; Hillyard et al. 1985
; Moran and Desimone 1985
; Treue and Maunsell 1996
), we would expect that if the eye-position effect is due to a shift in visuospatial attention, then auditory responsiveness would increase when the subject looked toward the sound source and decrease when he looked away. This pattern was not observed by the present study. The most common effect we encountered across recording sites was enhancement of the auditory response when the subject fixated centrally regardless of actual sound source. Beyond this, enhancement of the auditory response was just as common when the monkey fixated in the field opposite to the sound source as it was for fixation in the direction of the sound source. Although the foregoing makes a circumstantial argument against an attentional interpretation of eye-position effects, the question remains open. In the present and earlier experiments (Groh et al. 2001
; Werner-Reis et al. 2003
), monkeys were required to fixate at points varying in direction and distance from the sound source, but they were not required to discriminate the location of the sound itself. Additional experimentation will be necessary to determine if eye position interacts with auditory spatial selective attention.
Relationship to hypothesized auditory spatial functions?
Posterior auditory cortex, including the core area A1 and the caudal belt and parabelt regions, are hypothesized to compose a "where" pathway for auditory localization (Rauschecker 1998
; Rauschecker and Tian 2000
). Neurons in the caudomedial belt area (CM) demonstrate better spatial tuning than neurons in the anterior belt regions (Cannestra et al. 2001
; Rauschecker et al. 1995
), and their responses are correlated with sound-localization behavior (Recanzone et al. 2000a
). Further, posterior auditory cortex projects to the frontal eye fields and caudal principle sulcus (Hackett et al. 1999
; Romanski et al. 1999
) as well as to the posterior parietal cortex (Lewis and Van Essen 2000
) areas involved in spatial processing (Tune et al. 1993
). In addition to the present results, eye-position effects in auditory cortex have been reported in a published study by an independent collaborator (Werner-Reiss et al. 2003
) and in a preliminary report by a third laboratory (Wu and Andersen 2000
). In the first two cases, effects were noted in posterior A1 and posterior auditory association areas, whereas in the preliminary report, the findings were attributed to Area Tpt (temporoparietal cortex), though it is not clear which part of Tpt (Wu and Andersen 2000
). The findings in the posterior auditory cortices are consistent with the proposed role of these regions in auditory spatial processing; however, it should be noted that no one has yet determined whether or not eye-position effects are present in the more rostral auditory cortices. Thus the linkage of posterior auditory cortex with spatial processing functions remains speculative.
| GRANTS |
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| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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Address for reprint requests and other correspondence: C. E. Schroeder, Cognitive Neuroscience Program, Nathan Kline Institute for Psychiatric Research, 140 Old Orangeburg Rd., Orangeburg, NY 10962 (E-mail: schrod{at}nki.rfmh.org).
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