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J Neurophysiol 93: 909-918, 2005. First published September 29, 2004; doi:10.1152/jn.00686.2004
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Synaptically Recruited Apical Currents Are Required to Initiate Axonal and Apical Spikes in Hippocampal Pyramidal Cells: Modulation by Inhibition

S. Canals, L. López-Aguado and O. Herreras

Experimental and Computational Neurophysiology Unit, Servicio Histología, Hospital Ramón y Cajal, Madrid, Spain

Submitted 6 July 2004; accepted in final form 26 September 2004


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 REFERENCES
 
Dendritic voltage-dependent currents and inhibition modulate the information flow between synaptic and decision areas. Subthreshold and spike currents are sequentially recruited by synaptic potentials in the apical shaft of pyramidal cells, which may also decide cell output. We studied the global role of proximal apical recruited currents on cell output in vitro and in the anesthetized rat after local blockade of Na+ currents in the axon initial segment (AIS) or the proximal apical shaft and their modulation by inhibition. Microejection of TTX, field potentials, and intrasomatic and intradendritic recordings were employed. Dendritic population spikes (PSs) were much smaller in vitro, but the gross relations between synaptic and active currents are similar to in vivo. Activation of Schaffer collaterals triggered PSs and action potentials (APs) in the apical shaft that fully propagated to the axon. However, the specific blockade of proximal Na+ currents avoided cell firing, although antidromic PSs and APs readily invaded somata. The somatic depolarization of subthreshold excitatory postsynaptic potentials (EPSPs) also decreased to about 50%. These results were not due to decreased excitatory input by TTX. However, when GABAA inhibition was locally removed, Schaffer synaptic currents skipped the proximal dendrite and fired somatic PSs, although initiated at the AIS. It is concluded that apical currents recruited en passant by Schaffer synaptic potentials in the apical shaft constitute a necessary amplifier for this input to cause output decision. Local inhibition decides when and where an AP will initiate, constituting an efficient mechanism to discriminate and weight different inputs.


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 REFERENCES
 
Dendritic voltage-dependent currents participate in basic neuron functions as the conduction of action potentials (APs) and the plastic events born out of their local interaction with synaptic currents (Johnston et al. 1996Go; Reyes 2001Go). Less is known on their role on the forward transmission of inputs. They are involved on the reshaping of the excitatory and inhibitory postsynaptic potentials (EPSPs/IPSPs), and the initiation of local spikes (Herreras 1990Go; Lipowsky et al. 1996Go; Magee and Johnston 1995Go; Martina et al. 2000Go; Stuart and Sakmann 1995Go; Williams and Stuart 2003Go). The apical shaft collects all apical inputs and may thus modulate and convey to the axon initial segment (AIS) an integrated signal separated from basal inputs. Whether local spikes on secondary branches will propagate or not into and beyond the apical shaft depends on a number of factors including its geometry, active properties, and specific local inhibition. Recently, we showed that this structure has a suitable geometry for safe forward conduction of APs by amplifying currents in the somatopetal direction (López-Aguado et al. 2002Go). We addressed here the participation of V-dependent currents in the apical shaft of CA1 pyramidal cells and inhibition on output decision.

The relation between synaptic, slow (subthreshold) and fast (spike-like) active dendritic events becomes highly complex in cells with multiple AP triggering zones (e.g., Larkum et al. 2001Go). In CA1 pyramidal cells, active dendritic currents/potentials have been shown either as slow or subthreshold components activated/recruited by synaptic inputs (Herreras 1990Go; Masukawa and Prince 1984Go; Turner et al. 1989Go) or as local or fully propagated APs (Andreasen and Nedergaard 1996Go; Fujita and Sakata 1962Go; Golding and Spruston 1998Go; Herreras 1990Go; Turner et al. 1991Go). The physiological meaning of the interaction between synaptic and V-dependent currents depends on whether the later contributes to the initiation or merely conduction of APs and whether these reach the axon or not. Using current source density analysis in vivo, we reported earlier a sequential activation of slow subthreshold and fast spike-like inward currents in proximal apical dendrites that were spatially segregated from their activating synaptic currents following activation of Schaffer collaterals (Herreras 1990Go; see also Kloosterman et al. 2001Go; Vida et al. 1995Go). We later reported that selective abolition of the subthreshold proximal currents caused by repeated spreading depression completely prevented population spikes (PSs) following maximal activation (Herreras and Somjen 1993Go). Since this result was obtained in semipathological conditions, we tried here to answer whether synaptic currents alone may initiate an AP (and where) without the participation of the en passant recruited apical currents in a more physiological situation. Also, because the alteration in local circuitry and the suppression of ongoing activity in the in vitro preparation might alter physiology, we made a comparative study in vitro and in vivo and also studied the modulatory effects of global and local inhibition. To this purpose, we blocked sodium channels by TTX microejection into the specific subcellular loci where AP initiation is bound to cell output: the AIS or the apical shaft. Evoked potentials and intrasomatic and intradendritic recordings were used.

The results indicate that synaptically recruited apical shaft currents constitute a major component of depolarizing potentials recorded in somata and are an absolute requirement to fire outgoing APs following synchronous Schaffer activation, whether initiated in the apical shaft or in the AIS. Apical shaft targeted inhibition appears enough to stop maximal Schaffer activation from firing APs in absence of recruited apical currents. Modulation of V-dependent currents in the apical shaft by intrinsic factors or inhibition may thus decide when and where an AP will be fired, performing as a variable filter for distal inputs. We also confirm previous findings indicating that APs may initiate in the apical shaft in vivo even for moderate excitatory inputs.


    METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 REFERENCES
 
In vitro experiments

Parasagittal hippocampal slices from the dorsal region (450 µm thick) were obtained from 120- to 150-g female Sprague-Dawley rats using a Vibroslice and placed in a holding chamber (35°C) at the interface between humidified air (95% O2-5% CO2) and artificial cerebrospinal fluid (ACSF) with the following composition (in mM): 120 NaCl, 3.0 KCl, 1.2 CaCl2, 1.2 MgSO4, 0.4 KH2PO4, 25 NaHCO3, and 10 glucose (pH 7.4). Slices were incubated for ≥90 min and transferred to a recording chamber ("Oslo" type), continuously superfused by ACSF at 2 ml/min. Monopolar stimulating electrodes (40-µm tungsten wires) were placed at the alvear region and the lower third of the stratium radiatum. Three recording pipettes filled with 150 mM NaCl (3–6 M{Omega}) were placed along the main pyramidal cell axis to record from the same population. Two were located at the lower and proximal s. radiatum to record the fEPSP and dendritic PS, respectively (Herreras 1990Go; Turner et al. 1989Go). A third pipette was located either at the s. pyramidale or within the proximal s. oriens, where AISs ascend to the alveus. That the ortho- and antidromic-stimulating electrodes were activating essentially the same population was assessed by a collision test. Suitable stimulating/recording arrangements were chosen so that the antidromic PS was totally collided by a previous orthodromic one (Fig. 1A, inset). After filtering (1 Hz–5 kHz) and amplification, signals were recorded on VCR, acquired to a computer (20–40 kHz acquisition rate, Digidata 1200, Axon Instruments, Burlingame, CA), processed by Axotape and Axoscope software (Axon Instruments), and further analyzed by the Axum program (Trimetrix, Seattle, WA).



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FIG. 1. Proximal apical currents are required to initiate action potentials (APs) following Schaffer activation in vitro. Effect of TTX microejection onto AP initiation sites (gray oval in the schemes in this and all other figures) is shown. Three extracellular recording pipettes were lined up along the somatodendritic axis. A: anti- (empty arrow) and orthodromic activation (black arrow) elicited forward and backpropagating population spikes (PSs), respectively (black tracings). Ejection of TTX (gray tracings) onto the proximal radiatum (1) blocked local PSs (b) and the orthodromic somatic PS (a), but did not modify the antidromic PS at the soma nor the functional excitatory postsynaptic potential (fEPSP; arrow in c). *Unchanged fiber volley (FV). When TTX was ejected into the proximal basal dendrites (2) to block AP initiation in the axon initial segment (AIS), antidromic but not orthodromic PSs decreased. Bottom histograms show average data (mean ± SE). B: same experiment as in A1 in a slice where the excitatory input was restricted to a narrow band in the lower radiatum by transection of all other fibers (sawtooth line). Effect of TTX was the same, ruling out decreased excitation to account for the synaptic failure to fire PSs. *P < 0.05; **P < 0.01; ***P < 0.001; n.s., not significant (t-test). Inset: successful collision test of ortho- (thick tracings) to antidromic PSs (thin tracings) to show the identity of the population activated ortho- and antidromically. Antidromic shocks were timed 1, 1.5, 2, 4, 6, and 10 ms after the ortho-PS.

 
One of the pipettes was filled with 20 µM TTX and connected to a device for microejection (Picospritzer or mechanical syringe) while continuously recording from the same pipette. The ejected volume was carefully adjusted to limit the effect of TTX within 100 µm from the pipette tip (<50 pl).

In some slices, an orthogonal cut was made across the CA1, sparing the lower third of the s. radiatum and the s. lacunosum. To rule out direct synaptic excitation of proximal loci, orthodromic stimulation was made in the fimbrial side of the cut, while recording and TTX ejection were made at the subicular side.

In a group of experiments, inhibition was blocked by adding 20 µM picrotoxin (PTX, Sigma) to the ACSF.

Intracellular recordings were obtained with pipettes backfilled with 4 M potassium acetate (60–120 M{Omega}). Signals were amplified using a bridge circuit amplifier (Axoclamp 2B), filtered at 10 kHz, and stored on VCR for later analysis. Impalements were made from somata (Rin = 34.1 ± 0.9 M{Omega}; n = 16) and apical dendrites of pyramidal cells (26 ± 2.4 M{Omega}, n = 5). We considered healthy cells as those having a resting membrane potential of at least –65 mV.

In vivo experiments

Female Sprague-Dawley rats (200–250 g) were anesthetized with urethane (1.2–1.5 g/kg, ip) and fastened to a stereotaxic device. Surgical and stereotaxic procedures were as previously described (Herreras 1990Go). Two concentric bipolar stimulating electrodes were positioned in the alveus and in the ipsilateral CA3 for antidromic and Schaffer orthodromic activation of the CA1 pyramidal population, respectively (0.07- to 0.1-ms square pulses, 0.1–0.5 mA). A subcutaneous Ag/AgCl wire electrode under the neck skin was used as reference. The recording electrodes were connected to DC-coupled FET input stages. The characteristic configuration of evoked potentials guided the placement of the recording electrodes (Herreras 1990Go). Data processing was as in vitro.

Vertical arrays of two to three pipettes glued together were used to record from different depths at the same coordinates. Different barrels of the pipette assemblies were used to eject TTX (20 µM) and bicuculline methiodide (BIC, 100 µM) to cause local block of Na+ currents or remove GABAA-type inhibition, respectively. In some experiments, one pipette was filled with the glutamate receptor blocker 6-cyano-7-nitroquinoxaline-2,3-dione (CNQX, 100 µM) to cause local block of excitatory transmission to assess the identity of the neuron population recorded at different layers. In the two-pipette assemblies, the intertip distance was 60 µm, except when indicated. In the three-pipette assemblies, the lower tip was at 300 and 360 µm from the upper ones to record from the s. pyramidale and proximal and lower s. radiatum, respectively. In our hands, solutions of PTX prepared as for in vitro experiments had no effect when microejected in vivo; thus we used BIC, which behaved as expected for GABAA blockade.

Measurement and statistics

The antidromic PS in the s. pyramidale was measured as the amplitude to the peak of its negative going limb with respect to the precedent baseline. When the artifact partially overlapped the evoked potential, the most positive value between them was used instead. In the s. radiatum, it was measured as the voltage from the negative peak (when discernible) to an imaginary line linking the precedent positive crest and the following inflection point in the rising phase. The orthodromic PS in the s. pyramidale was measured as the amplitude from the precedent positive crest and the negative peak, and in the s. radiatum, as the negative value to the peak with respect to the precedent baseline. This measurement contains a considerable component corresponding to the slower underlying envelope on which the dendritic PS rides on. The fEPSP was measured as the maximum slope of its negative-going phase and the fiber volley (FV) as the amplitude of the initial negative limb. The amplitude of the unitary AP was measured as the 90% value of the rising limb from rest and the rate of rise as the maximum slope. The AP threshold was measured as the voltage reached at the accelerating inflection noted at the base of their rising phase.

Data were quantified as the mean ± SE. Statistical comparisons were made using the Student t-test and considered significant when P < 0.05.

In this study, we have combined evoked potentials with intracellular recordings when possible. An advantage of field potentials is that they reflect average transmembrane currents in a population of unclamped cells, which cannot be achieved by unitary studies. Our later experimental and computational studies on the subcellular and macroscopic factors contributing to the PS have totally renewed the interpretation of this popular index and its changes, such as how the obligatory and varying interactions between different cell subregions modify the spatiotemporal map of the PS (López-Aguado et al. 2000Go–2002Go; Varona et al. 2000Go). Although laminar field analysis is the most reliable method, the use of multiple recordings along the different subregions of the same population may be sufficient for the current purposes because it provides safe information as to the causal and temporal relations between the different subcellular events of interest. The use of evoked potentials provides also a safe method to compare in vivo and in vitro results, because they are easily obtained in the two preparations. On the other hand, the intracellular study provides specific information on local processing within dendritic trees and details of the electrogenic repertoire that cannot be gathered from field potentials. The two recording methods are thus complementary.


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 REFERENCES
 
Synaptically recruited proximal apical currents are necessary for AP initiation in vitro

We first studied the effects of Na+ channel blockade in the main subcellular loci related to AP generation and propagation: the AIS and the apical shaft. Figure 1A shows a representative experiment and pooled data of the ortho- and antidromic field responses simultaneously recorded along different loci of the pyramidal cell axis, before and after TTX microejection from one of the pipettes (black vs. gray tracings, respectively). When TTX was ejected within the proximal s. radiatum to block Na+ currents in the apical shafts (Fig. 1A1), the FV (*), the fEPSP (arrow), and the somatic antidromic PS remained intact (99.5 ± 0.7, 99.8 ± 2.6, and 92.7 ± 5.2% of control, respectively), showing the local action of the drug. However, the orthodromic PSs were nearly abolished at the soma layer and strongly depressed in the proximal radiatum (13.1 ± 4.3 and 34.3 ± 4.2% of control, respectively), and backpropagated (antidromic) dendritic PSs were greatly reduced (42.9 ± 1.6%, n = 7). This result was also observed with double recordings in every trial on 34 slices (15 animals) in additional experiments, and indicates the essential participation of proximal Na+ currents on the initiation and forward conduction of APs and the poor ability of Schaffer-evoked synaptic currents alone to fire cells, not even at the AIS that remained fully functional. This interpretation was supported by the effects of local TTX within the proximal s. oriens (Fig. 1A2), where AISs ascend to the alveus. In this case, the antidromic but not the orthodromic somatic PS was greatly reduced (46.4 ± 6.4% of control). As expected, the somatic and apical PS remained unchanged, while backpropagation into basal dendrites reduced moderately (64.8 ± 4.6% of control; Fig. 1A2; n = 3).

Stronger local PS reduction can be readily achieved by increasing the ejected volume so TTX reached cells further away. However, we chose to restrict the spatial spread for the shake of clarity, since nearby dendritic loci began to be affected as well, which may contaminate the results. In fact, a possible explanation for the maximal Schaffer activation failing to initiate PSs could be that TTX may have blocked proximal afferent input activated by the bulk stimulating electrode that could go unnoticed by a distal recording electrode, lessening the total excitatory input. To check this possibility, we made a transversal cut across CA1 layers, sparing only the lower third of the s. radiatum, where the stimulating electrode was located (Fig. 1B). By recording at the opposite side of the cut, the ejection of TTX within the proximal apical region yielded identical results, i.e., the fEPSP and the antidromic somatic PS were unaffected while both dendrosomatic (ortho) and backpropagating (anti) PSs were greatly reduced (Fig. 1Bb; n = 3 slices).

To rule out possible misinterpretations due to the averaging nature of field potentials, intracellular somatic and apical dendritic recordings were performed. The unitary results confirmed the macroscopic findings in 11 somatic and 5 dendritic impalements. Thus TTX blockade of proximal apical Na+ currents abolished Schaffer-evoked but not antidromic APs in somata (Fig. 2A, top). On the contrary, when ejected at the AIS/soma region, the synaptically evoked APs recorded either at the main apical shaft (~100 µm from somata; Fig 2A, bottom; n = 3) or distal dendrites (~300 µm away; Fig. 3A1; n = 2) remained, while backpropagating APs disappeared.



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FIG. 2. Effect of local TTX on individual neurons recorded intracellularly. A: unitary ortho- and antidromic responses before (black tracings) and after TTX ejection (gray tracings) into the proximal apical band (top) or proximal basal dendrites (bottom). The former correspond to a somatic impalement and the latter to an apical shaft impalement on a different cell. Note the selective abolition of ortho- (top) or antidromic APs (bottom) when TTX affected the apical shaft or the AIS, respectively. B: ejection of TTX on the proximal apical band did not change the parameters of APs recorded in the soma during depolarizing current pulses (+0.5 nA, 20 ms). Inset calibration: 5 ms, 20 mV.

 


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FIG. 3. Behavior of distal dendritic APs during the blockade of Na+ currents within the soma and/or the proximal apical shaft. A: gradual decline of orthodromic APs occurred only when somatically ejected TTX was forced to spread into deep apical layers by repeated ejections (1, TTX reached only soma layer; 2, TTX reached proximal dendrites). This pattern denotes a more distal AP initiation site within dendrites. Composite spikes were transiently observed in some cases (inset). At threshold intensity (A3), the dendritic AP appeared in control (black tracings) at a longer latency, and it was blocked completely by TTX without development of partial spikes (blue tracings), as expected when the AP is initiated at the AIS. Maximal and threshold intensities were applied every other pulse. B: sequence of AP changes on a distal dendrite after ejection of TTX within the proximal apical shaft shows a gradual delay and parallel reduction to a steady smaller amplitude, indicating a transient shift of the AP initiation site from the apical dendrite to the AIS during maximal stimuli (a, see RESULTS). At threshold intensity (b), the AP decreased to the same amplitude before the total blockade. C: distal dendritic spikes failed to regenerate across the TTX-treated apical shaft. Small spikelets (arrows) are still observed at the soma.

 
It was verified that TTX did not modify the conditions for AP firing in somata by measuring different AP parameters in the first AP obtained in response to depolarizing current pulses (+0.5 nA, 20 ms) before and after TTX application (n = 4; Fig. 2B). There was no change on the AP half-width, the amplitude to the peak, the rate of rise, or its latency from the beginning of the pulse.

Proximal apical currents may decide the site of initiation of APs

The behavior of dendritic APs could be studied during the blockade of Na+ currents within the soma/proximal apical shaft. Intradendritic impalements were made ≥150 µm below the s. pyramidale (n = 5). Because of the slow recovery of the TTX effects, we limited the study to supramaximal and threshold activation. In controls (Fig. 3A1, black tracings), supramaximal Schaffer activation produced very short latency APs arising directly from the rising phase of the large depolarizing envelope. TTX ejected at the soma did not cause any change except for a slight increase of the later (arrow in blue tracings). When TTX was ejected repeatedly so to allow its spread further down within the apical shaft, a gradual decline of the AP amplitude was observed without a change on its latency or on the initial depolarization (Fig. 3A2), indicating a more distal dendritic site of AP initiation. Composite spikes were transiently observed (inset). Before the AP was totally blocked, a decrease of the stimulus intensity to a previously calculated threshold value yielded dendritic APs at a longer latency that departed from a smaller voltage than the maximum of the local EPSP. These spikes maintained the reduced amplitude (Fig. 3A3). A few shocks later, the AP blocked completely without development of partial spikes, indicating that the AP initial site in control was at the AIS for lower activation intensities. TTX ejected at the soma or proximal dendrites never modified the intradendritic EPSP recorded more distally (Fig. 3, A and B).

Ejection of TTX within the proximal apical shaft of a distally impaled dendrite yielded a characteristic sequence before the expected abolition of the AP (Fig. 3B). The short-latency AP first decreased without a change of latency and then split into a stationary decreasing spike and a delaying AP that maintained a rather constant amplitude (Fig. 3Ba, curved arrows). At threshold intensity (Fig. 3Bb), the longer latency AP also decreased its amplitude to the same extent before complete blockade. A similar decrease occurred for the antidromic AP (data not shown). These results are compatible with a transient shift on the AP initiation site from the apical dendrite to the AIS before the total extinction by effect of proximal TTX. Somatic impalements showed small spikelets following TTX on their proximal apical shafts (Fig. 3C, arrows), likely corresponding to distally initiated APs that failed to regenerate across the TTX-treated zone.

Somatic depolarization is strongly contributed by apical recruited currents on activation of distant synapses

The contribution of recruited apical currents to somatic depolarization following distant synaptic activation was studied by delivering TTX into the proximal apical dendrites (Fig. 4). The somatic resting membrane potential was not affected by apical TTX (66.7 ± 1.0 vs. 66.5 ± 0.9 mV, respectively; n = 9). We found a notable decrease of the somatic depolarizing envelope regardless of the stimulus intensity. Responses that were subthreshold before TTX decreased to 46% afterward (measured as the maximum peak value; n = 4; Fig. 4A). The fEPSP slope simultaneously measured in the s. radiatum remained unchanged. At suprathreshold intensity (Fig. 4B), the maximum value could not be measured in controls, and the AP threshold was used instead. This was 11.0 ± 1.6 mV, while the maximum value of the depolarizing envelope following apical TTX was 6.3 ± 2.6 mV (range, 2.6–8.7 mV; n = 5). During high intensity, some cells transiently fired at a delayed latency after proximal apical TTX. In these cases, the AP threshold also decreased from 11.4 ± 4.2 to 9.4 ± 2.7 mV, as expected for a shift on the AP initiation locus as seen from the soma.



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FIG. 4. Contribution of apical recruited currents to somatic depolarization during Schaffer synaptic activation. Intracellular somatic samples (left column) and pooled data (right column) are shown before (black) and after apical TTX (gray) for evoked responses that are subthreshold (A), just threshold (B), and maximal (C) before drug application. When an AP was evoked, the AP threshold was measured instead of the maximum EPSP amplitude at the soma. The fEPSP was unchanged by TTX application (plot in A). *P < 0.05.

 
A remarkable feature of the somatic EPSP is that the occurrence of an AP interfered with its subsequent development, causing a premature fall off (Fig. 4B). This feature was not reproduced by the fEPSP recorded distally (e.g., Fig. 1), suggesting the shunt of depolarizing currents at the soma and/or proximal apical levels.

Removal of inhibition renders far synaptic currents able to fire APs in vitro without apical boost

The unsuccessful initiation of APs by Schaffer excitation when proximal Na+ currents are blocked may be due to the premature shunt of synaptic currents by inhibition on their way to trigger zones. We checked this possibility by adding the GABAA channel blocker PTX to the bath (50 µM). After 15 min of PTX perfusion, multiple PSs had developed (Fig. 5A1, red vs. black tracings), a slow negative component became patent in the proximal s. radiatum (arrow in 2), and the fEPSP enlarged without a change on its initial phase (3). When TTX was ejected at the proximal s. radiatum (pipette 2) on disinhibited slices (blue vs. red tracings), the fEPSP and the antidromic somatic PS still remained unaffected, but the orthodromic apical PS was blocked, as expected. However, the orthodromic PS at the soma layer was not abolished. Instead, it delayed, decreased, and widened, indicating a less synchronous but still powerful pyramidal firing. Figure 5B shows the quantification of this result by selecting experiments in which TTX caused a 50% reduction of the PS in the s. radiatum. In these experiments, apical TTX caused a reduction of the somatic PS to 34.5 ± 4.3% in control and to 75.7 ± 6.1% during PTX perfusion (n = 7). The longer latency of the PS during PTX + TTX indicated a shift of the AP initial site to a more distant locus (the AIS). This result was confirmed with intracellular recordings (Fig. 5C). In the presence of PTX, apical TTX still caused a decrease of the somatic depolarizing envelope (see time plots at fixed instants a and c), while the apparent threshold for the AP (b) increased (arrows). The same result was observed in n = 3 cells.



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FIG. 5. Synaptic currents may fire PSs without recruited apical currents only in disinhibited slices. A: simultaneous recordings at 3 positions along the somatodendritic axis in control (black tracings) and 15 min after the GABAA blocker picrotoxin (PTX, 50 µM) was added to the bath (red tracings). Multiple somatic PSs (1) developed, as well as a slow large proximal negative field (2, arrow). The fEPSP barely changed (3). When TTX was locally ejected at the proximal radiatum (pipette 2, blue tracings in the enlarged potential series below), the local orthodromic PS was abolished (2, ortho), but the somatic PS did not disappear (1, ortho), although increased the latency and duration, indicating less synchronous but still powerful firing. Since the apical trigger zone is blocked, the contributing APs must have been initiated at the AIS. B: quantification made by selecting experiments in which TTX caused a 50% reduction of the PS in the s. radiatum. ***P < 0.001 (t-test). C: intracellular somatic recordings show a similar decrease of the somatic depolarizing envelope by apical TTX in the presence of PTX. Bottom plots follow the amplitude of the depolarization at fixed instants (a and c). Apparent AP threshold (b) increased.

 
Proximal apical currents are also required for Schaffer initiation of APs in vivo

Because of the possibility that dendritic excitability was different in vitro than in vivo, we first measured the PS amplitude at the soma and proximal apical layers (100 µm below) obtained at two times the threshold intensity. After correction for increased tissue resistivity in vitro (37% higher than in vivo; López-Aguado et al. 2002Go), the orthodromic PS was 10.6 ± 0.3 mV in the soma layer and 6.9 ± 0.5 mV in proximal s. radiatum (n = 21), while in vivo measured 11.3 ± 0.8 mV in the soma layer and 14.1 ± 0.9 mV in the proximal s. radiatum (n = 8). That is, in vitro the apical PS is 47% smaller than its soma counterpart, while in vivo it is 20% larger. In part, the excess amplitude of the apical PS in vivo was due to a more conspicuous underlying slow negative envelope (Fig. 6A, small arrow).



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FIG. 6. Assessment of EPSP to dendritic spike relation by local pharmacology in the intact animal. Twin pipettes with the tips vertically separated by 250 µm and loaded with TTX (top, dark gray) and CNQX (bottom, light gray) were employed to eject drug solution microdrops. Assembly was placed so the tips optimally recorded the fEPSP and the dendritic PS. A: microejection of TTX into the proximal apical region (left) caused the selective decrease of the dendritic PS (dark gray tracings). Microejection of the Glu-r blocker CNQX at the synaptic locus (right) caused a strong reduction of the local fEPSPs and also of the dendritic PS recorded in the upper layers (light gray tracings). The positive hump in the fEPSP envelopes (small arrows) corresponds to passive currents from the active PS in upper layers. Note its disappearance in both cases as expected for PS blockade. B: quantification of the results in A in different animals. ***P < 0.001 (t-test).

 
We reproduced the experiments in the intact animal using vertical assemblies of pipettes to eject TTX from one while recording simultaneously at several depths along the same group of pyramidal cells. To assess the identity of the neuron subpopulation that was recorded at different strata, we used a two-barrel pipette with the upper tip filled with TTX and the lower tip with the Glu-receptor blocker CNQX (250 µm apart). The assembly was located so as to record from the proximal dendrites and the locus of maximum fEPSP immediately below. When TTX was ejected proximally, only the local dendritic PS decreased (11.7 ± 0.6 vs. 7.0 ± 0.4 mV, n = 8 in the 2 hippocampi of 4 animals; this measurement taken from baseline; dark gray tracings in Fig. 6), while the fEPSP remained intact. However, when CNQX was ejected from the lower pipette, both the fEPSP and the proximal PS were strongly reduced (3.8 ± 0.2 vs. 1.4 ± 0.2 mV/ms and 12.8 ± 0.1 vs. 4.1 ± 0.3, respectively, n = 8; light gray tracings in Fig. 6).

Despite the above relative amplitude difference between somatic and proximal PS in vivo and in vitro, maximal Schaffer activation behaved similarly. Thus TTX ejection at the AIS locus in the proximal s. oriens decreased the antidromic but not the orthodromic PS, while basal backpropagation was reduced (Fig. 7, A1 and B1). Lowering the pipette assembly so to eject TTX into the soma layer decreased further the antidromic PS (~60%) and its backpropagation and began to affect also the orthodromic somatic PS (<30%), but its proximal apical counterpart was unaffected (Fig. 7, A2 and B2). Finally, TTX ejection into the proximal radiatum decreased the local PS and orthodromic somatic PS to <30%, while the antidromic PS was unaffected (Fig. 7, A3 and B3). Similar qualitative results were obtained in two, four, and six TTX ejections at the AIS, soma, and proximal dendritic layers, respectively, in five additional animals.



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FIG. 7. Effects of local TTX on Schaffer-evoked AP initiation in the intact animal. Twin or 3 electrode pipette assemblies were used to eject TTX (blue barrel in the left schemes) and simultaneously record from near vertical loci within the same neuron subset. A and B: sample tracings and evolution of PS amplitude, respectively, in representative experiments. Blue tracings and arrows correspond to TTX application. When TTX was ejected at the proximal basal dendrites (1), the antidromic PS at the soma layer decreased ({circ}), but not the synaptically evoked PS ({bullet}). Basal backpropagation reduced in the 2 cases ({triangleup} and {blacktriangleup}). When TTX was ejected at the soma (2), the antidromic ({triangleup}), and to a lesser extent, the orthodromic, somatic PSs ({blacktriangleup}) decreased. Backpropagation was greatly attenuated ({circ}), while the orthodromic dendritic PS was unchanged ({bullet}), showing apical initiation of APs. Apical ejection of TTX (3) caused the abolition of the local dendritic PS ({bullet}) and a strong reduction of the somatic PS ({blacktriangleup}). The antidromic PS remained unchanged ({triangleup}). Experiment in 3 is from a different animal than 1 and 2.

 
Blockade of the apical shaft targeted inhibition shifts the AP initial site to the AIS in vivo

The effect of local removal of inhibition was studied by microejection of the GABAA blocker BIC (see METHODS) from one pipette after blockade of apical currents with TTX ejected from another pipette (blue and red in the scheme of Fig. 8A correspond to BIC and TTX filled pipettes, respectively). After TTX was ejected in the proximal apical shaft, the orthodromic PS began to decrease in both apical and soma layers as expected (blue tracings and arrow in Fig. 8). Shortly thereafter, BIC ejection at the soma layer caused the fast recovery of the somatic PS, while the apical one recovered normally (red tracings and arrow in Fig. 8). The soma antidromic PS remained unchanged in all cases (plots on the right in Fig. 8A and open filled triangles in Fig. 8B; compare with Fig. 7B3). Notably, the latency difference between somatic and apical PSs (soma delayed) that was unaffected by TTX ejection, reversed after BIC, indicating that the initiation of cell firing shifted to the AIS (Fig. 8B, top). Similar qualitative results were obtained in three animals.



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FIG. 8. Local disinhibition around the soma region restores the synaptic efficiency to evoke APs after blockade of recruited apical currents. A and B: sample potentials and amplitude evolution in a representative experiment. Apical ejection of TTX (blue arrow and tracings) caused a strong reduction of the apical ({bullet}) and somatic ({triangleup}) PS components. While these are still decreasing, the ejection of the GABAA blocker bicuculline (red arrow and tracings) quickly restored the amplitude of the somatic PS. The antidromic PS remained unchanged ({blacktriangleup}). While apical TTX did not change the delay between reduced PSs in the soma and apical layers, the subsequent application of bicuculline methiodide (BIC) caused a selective notable reduction of the somatic PS latency (gray diamonds in the top plot in B). This implies that ongoing apical inhibition is normally reducing the spread of current to the soma/axon zone.

 
Near threshold excitation in vivo initiates the AP at the apical shaft

Since the strength of synaptic excitation has been claimed an important factor modulating the site of AP initiation in these cells (Golding and Spruston 1998Go), we checked in three animals the effects of TTX on threshold PSs (<30% of maximal amplitude) by adjusting the stimulus intensity. A representative experiment is shown in Fig. 9. Strong ongoing variability of the PS amplitude was customary (Fig. 9A). The first observation was that the dendritic PS still had a shorter latency than the somatic one (~0.4 ms, Fig. 9B, top), even if the absolute latency jitter between trials was notable (>0.4 ms). When TTX was ejected at the proximal s. oriens (arrow) aiming the blockade of AIS Na+ currents, we observed the expected decrease of the antidromic somatic PS and its backpropagation (Fig. 9B, circles). However, the Schaffer-evoked small PSs were unaffected (triangles). Only a small reduction of the delay between dendritic and somatic PSs was noticed (top) that can be interpreted as a decrease of the net somatic current contribution to the local PS as it became increasingly dominated by volume propagated dendritic currents (López-Aguado et al. 2000Go; Varona et al. 2000Go). These results indicate that, even for moderate Schaffer excitatory input, the APs are also initiated at the apical shaft in a sizable portion of the population, although some may not reach the soma.



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FIG. 9. Dendritic initiation of spikes in vivo occurs also for moderately synchronous inputs. A and B: sample potentials and evolution of PS amplitude, respectively, recorded at the soma layer (filled symbols) and at the proximal apical region (empty symbols) before (black tracings) and after TTX (gray tracings) was ejected at the proximal basal tree (time marked by arrows in B). Decreasing the excitatory input to yield PS amplitude <30% of maximal size in control still caused an orthodromic dendritic PS of shorter latency than in the soma layer ({Delta}t > 0, top plot in B). Thus apical initiation is maintained even for reduced inputs. Note the strong variability of the PS amplitude. After basal TTX, the antidromic PS decreased (circles) but not the orthodromic PSs (triangles), which maintained similar variability and amplitude. A slight reduction of the latency difference between the apical and the somatic PS was observed that may indicate a partial failure of apical APs to invade the soma (see RESULTS).

 

    DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 REFERENCES
 
The most relevant result is that proximal apical currents recruited en passant by Schaffer-evoked synaptic potentials play an important role modulating cell output in CA1 pyramidal cells. Under the activation protocols we employed here, the V-dependent apical currents make the apical shaft a site for cell output decision, since dendritic PSs always preceded somatic PSs. Although this result cannot be directly assumed for spike initiation during ongoing activity, it became obvious that maximal synchronous activation of Schaffer synaptic currents would hardly reach AP threshold unless inhibition is removed. The initial AP site shifted only then to the AIS.

The presence of V-dependent currents in pyramidal dendrites is well known, and evidence for a direct impact on cell output is rapidly accumulating (see references in the Introduction). They are of greatest relevance in the proximal apical shaft, because of its strategic location taking up the majority of inputs from the apical tree (Bannister and Larkman 1995Go; Trommald et al. 1995Go). Proximal apical potentials/currents can be functionally discriminated from the synaptic ones, so they appear as all-or-nothing or stepwise subthreshold unitary events (Masukawa and Prince 1984Go; Regher et al. 1993Go; see also Fig. 3) or as spatially segregated macroscopic potentials or sinks of current (Herreras 1990Go; Herreras and Somjen 1993Go; Turner et al. 1989Go). Pharmacological tools (TTX, GABA blockers) may also help discriminate between synaptic and recruited V-dependent currents/potentials, as shown here. The correlation of unitary and population active dendritic events is not always straightforward, particularly as it concerns to subthreshold events and distal spike activity. For instance, it remains to be determined whether the proximal nonsynaptic envelope-like sink of current that we described earlier following Schaffer activation (Herreras 1990Go) and that appeared instrumental for AP firing (Herreras and Somjen 1993Go) can be ascribed to the recruited V-dependent currents found in whole cell studies. In this study, the results obtained with field potentials and intracellular recordings in vitro are in perfect agreement. This was expected because we used mostly supramaximal intensities that override the ongoing activity of different neurons. The gross relations described here can be extended in future work by studying the dynamic features of the envelope-like currents using current source density analysis in combination with pharmacological manipulations in vivo. It would also be most important to expand on the details of initiation and cooperation among distal local spikes and their relation to APs in the apical shaft and AIS, which would be better accomplished by multiple recordings on thin secondary dendrites and the main apical shaft on a single neuron.

In this work, it was clear that the slower subthreshold proximal potentials are more conspicuous in vivo than in vitro and appeared more resistant to TTX blockade (cf. Figs. 7A3 and 8A2). It is reasonable to think that the electrogenic mechanism for these currents involves both Na+ and Ca2+ channels and is not fully recovered from the preparation procedures. A considerably smaller dendritic PS in vitro also points to this interpretation.

Apical currents have been involved on EPSP carving (Lipowsky et al. 1996Go), long-term plasticity (Taube and Schwartzkroin 1988Go), and cross-talk between different spike-generating zones (Larkum et al. 2001Go; Magee and Carruth 1999Go). Their relation to cell output is more controversial. At present, the prevalent idea derived mostly from whole cell studies in vitro is that apical currents merely facilitate backpropagation of APs initiated at the AIS, while apical initiation and full forward propagation occur rarely and is bound to unusual large excitatory input (e.g., Golding and Spruston 1998Go). The results shown here modifies and extends on this notion since maximal Schaffer activation is poorly effective to initiate APs, either at the apical shaft or at the low threshold AIS, unless apical currents are recruited on the way. These recruited currents appear as a necessary amplifier to decide cell output on intense, synchronous, and spatially concentrated synaptic input, and highlight the critical gating role of the apical shaft: a large synaptic input and local boosting may not be sufficient.

In our study, TTX did not affect the AISs or somata when ejected in the proximal region, as shown by the permanence of full-size antidromic PSs and unitary APs. A possible reduction of the total excitatory input by TTX spread was also ruled out by surgically limiting the input to a narrow distal bridge and by the invariance of distal unitary EPSPs and fEPSPs after TTX ejection to the soma or proximal apical layers. The identity of the population of neurons recorded with the electrodes placed at different strata in vivo and in vitro was also confirmed by the expected effect (or lack of effect) of the different drugs applied locally on the evoked activity of other cell subregions (e.g., Fig. 6).

In a way, these results question the extended idea that CA1 apical dendrites have a low excitability because they rarely initiate and conduct APs forwardly. It can be argued that excitatory input is poorly synchronized on individual cells during ongoing activity and will rarely reach enough voltage as to activate Na+ channels. While this awaits direct experimental assessment in vivo, there is no precise quantification of the number of synchronous synapses required to fire a pyramidal cell. Our computer simulations predict that an excitatory conductance equivalent to as few as 15–20 synchronous excitatory synapses may suffice to initiate cell firing (López-Aguado et al. 2002Go; see also Mel 1999Go). We estimate from data from Bannister and Larkman (1995)Go that a single CA1 pyramid may receive from 1,000 to 3,000 Schaffer contacts in the distal third of the s. radiatum. The number of simultaneously active inputs may vary enormously, and the degree of synchronization will decide whether a dendritic spike will be initiated, conducted in a continuous or pseudosaltatory way to the axon or simply backpropagated from there. The necessary degree of excitatory synchronization may be largely surpassed during some physiological electrographic patterns, as hippocampal sharp waves (e.g., Kamondi et al. 1998Go). In any case, beyond the role of dendritic spikes, these results underscore the importance of subthreshold envelope-like currents. These currents may play quite a different role than spikes and serve the purpose of modulating/deciding cell output under different input patterns.

We found that small PSs evoked by reduced Schaffer excitation are also initiated at the apical shaft in vivo (see also Kloosterman et al. 2001Go). The reduction of latency difference between dendritic and somatic PSs is, however, indicative of partial failure of active forward propagation; hence some individual APs, although initiated in dendrites, may not reach the soma/axon. We already arrived to the same conclusion in our original current source density study (Herreras 1990Go). It is not easy to predict whether isolated local spikes generated on distal dendritic branches would reach the soma/axon without the upholding effect of recruited V-dependent currents in the apical shaft (e.g., Vetter et al. 2001Go), simply because these are obligatorily recruited. Imaging techniques and multiple recording experiments on a single cell may help solving this question. On the other hand, we showed that apical currents are less conspicuous in vitro than in vivo and therefore the failure of local spikes to propagate forwardly may have been overestimated. One possibility is that dendritic electrogenic machinery may not recover fully from the in vitro preparation procedures (see Kirov et al. 2004Go). A lower excitability of apical dendrites would rise the threshold for apical AP initiation that would be biased toward the AIS. Another possibility is the strong modulation of dendritic Na+ channels by metabolic and external factors (e.g., Gasparini and Magee 2002Go) that might not be properly maintained between physiological ranges during, for instance, whole cell recordings. The relevant result is that maximal Schaffer activation, which presumably initiated a considerable number of local spikes (e.g., Fig. 3), is poorly efficient at firing APs not even at the AIS without the assistance of apical currents.

An important issue arises: how much of the somato-axonic depolarization is indeed of synaptic origin and how much corresponds to nonsynaptic current recruited on the way? Our intracellular recordings showed that at least for Schaffer activation about one-half of the EPSP amplitude at the soma is originated by current recruited in the apical shaft. In neocortical pyramidal cells, this contribution appears to be restricted to the somato-axonic region (Stuart and Sakmann 1995Go; but see Larkum et al. 2001Go). One may consider that the apical contribution is negligible for isolated inputs. Thus synaptic currents scale with distance to the soma in CA1 pyramidal cells (Magee and Cook 2000Go), a mechanism that may serve to maintain the somato-axonic impact of EPSPs regardless of the input site. In this case, the apical shaft would behave largely as a passive cable. However, this and earlier works indicate that this function is overridden when a certain number of inputs summate and start recruiting V-dependent currents. For instance, local spikes (Golding and Spruston 1998Go; Kamondy et al. 1998; Masukawa and Prince 1984Go; Regher et al. 1993Go; this report) are a well-established electrogenic event whose integrative rules shall prevail over those of the elementary synaptic inputs from which they were born out. The debate on sub- or supralinear summation of distal inputs at the somato-axonic triggering area (e.g., Cash and Yuste 1999Go; Polsky et al. 2004Go) should be translated to the nearest location at the distal end of the apical shaft because the present experimental results and previous computational studies (López-Aguado et al. 2002Go) do indicate that, once the AP is initiated in this structure, cell output is ensured.

Since the different parts of pyramidal cells are subject to specific inhibitory control (e.g., Miles et al. 1996Go; Pouille and Scanziani 2004Go; Williams and Stuart 2003Go), it can be presumed that the final impact of specific inputs will be largely dependent on the functional state of local circuits in a behaviorally controlled manner. It is well known that, during behaviors associated to hippocampal theta rhythm inhibition increases in CA1, decreasing/blocking Schaffer evoked PSs (Herreras et al. 1986Go, 1987Go; Leung and Vanderwolf 1980Go), a process in which both pre- and postsynaptic inhibition participate (Herreras et al. 1988Go). Here we used bath-applied PTX in vitro and local BIC in vivo to mimic a general decrease of inhibition or a specific disinhibition of the apical shaft in vivo, respectively. In both cases, Schaffer-evoked synaptic currents "restored" their efficiency and succeeded in firing APs and PSs after apical blockade of Na+ currents, although the initial site shifted to the AIS. The initial AP site would be decided from a subtle equilibrium between local AP threshold, the electrotonic distance of synaptic inputs to all trigger zones, their number and synchronism, and the level of inhibition (e.g., Shen et al. 1999Go). Since inhibition is far less synchronized during ongoing activity than following "bulk" electrical stimulation, it is not unreasonable to think that a few far located excitatory synaptic currents alone might initiate firing during normal brain operation. Ongoing modulation of inhibition may thus be the major factor to decide not just cell output but also the AP initial site (e.g., Chen et al. 1997Go; Kim et al. 1995Go; Staff and Spruston 2003Go; Tsubokawa and Ross 1996Go), acting both as a logical gate for specific inputs and as a switch between global operating modes of apical dendrites. When distal spikes do not propagate across, inhibition would be acting as a variable shunt regulating the amount of current transferred to the soma/axon. Inhibition may also turn on and off the output-deciding capabilities of the apical shaft and hence whether the concurrence of basal inputs will be required or not. Taking into account that the apical tree receives inputs from different brain regions, it appears advantageous a mechanism of output decision that may be operated under particular combinations of inputs. These results might indicate, for instance, that at least two different inputs must coincide to cause cell output or, on the contrary, a single type of input might suffice, depending on the degree of global or input-specific inhibition and the intrinsic modulation of V-dependent currents.

We envisage the role of the apical shaft as a multiplexing device. On one side, it may secure the transfer of synaptic inputs with high fidelity to the soma/AIS region, where the output decision will be made by weighing all inputs from the apical and basal trees, but it may also decide cell output by itself. The two functions (loss-free transmission and boosting) are compatible and may constitute an efficient computational device to switch between global functioning modes of pyramidal cells.


    GRANTS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 REFERENCES
 
This work was supported by Grants BFI 2002/1767 and Comanidad Autónoma de Madrid 8.5/030/2003. L. López-Aguado is supported by fellowship BEca Formación Investigación 00/9148 from the Ministerio de Sanidad y Consumo.


    FOOTNOTES
 
The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.

Address for reprint requests and other correspondence: O. Herreras, Dept. Investigación/Histología, Hospital Ramón y Cajal, Ctra. Colmenar km 9, Madrid 28034, Spain (E-mail: oscar.herreras{at}hrc.es)


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