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1Oxford Centre for Functional Magnetic Resonance Imaging of the Brain, John Radcliffe Hospital and 2University Laboratory of Physiology, University of Oxford, Oxford; and 3Department of Psychology, University of Bath, Bath, United Kingdom
Submitted 27 May 2004; accepted in final form 27 January 2005
| ABSTRACT |
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| INTRODUCTION |
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Several reports of strong associations between certain odors and colors (Gilbert et al. 1996
; Zellner and Kautz 1990
) imply that such color-smell associations are most likely acquired and may be subject to variation between cultures. Nonetheless, some of these associations are particularly robust across subjects (e.g., yellowlemon). Several color-smell associations are so compelling that an odor percept can change with color, e.g., subjects may perceive a cherry-flavored drink as orange-flavored if it is colored orange (DuBose et al. 1980
). Furthermore, color not only facilitates odor identification but can also influence judgments of odor intensity and pleasantness. For example, both the perceived intensity and pleasantness of an appropriately colored solution (e.g., redstrawberry) is judged as higher than that of an inappropriately colored (e.g., greenstrawberry) or a colorless solution even when the actual concentration of odorant remains constant (Zellner et al. 1991
). More recently it has been found that tasteless red coloring added to a white wine induces a perceptual olfactory illusion that causes the wine to be described with olfactory terms typically used only for red wines (Morrot et al. 2001
).
Despite the plethora of behavioral studies showing the influence of color on various olfactory judgments, the neurophysiological basis for these cross-modal interactions is still very poorly understood. In mammals, projections from the retina and olfactory bulb have been found to converge in the piriform cortex, the olfactory tubercle, the cortical region of the medial amygdala, and the lateral hypothalamus (Cooper et al. 1994
). In primates, a prominent region for multisensory integration of olfactory and visual signals is the orbitofrontal cortex (OFC), where afferent inputs from both primary olfactory cortex and higher-order visual areas converge (Ongur and Price 2000
). Additionally, populations of bimodal neurons responsive to both visual and olfactory stimulation have been reported within the OFC of non-human primates (Rolls and Baylis 1994
). Recently, a study using functional magnetic resonance imaging (fMRI) in humans reported that congruent picture-odor combinations (such as the image of a bus and the smell of diesel) enhance neural activity, in the OFC and hippocampus (Gottfried and Dolan 2003
). Whether similar regions participate in the synthesis of odors and lower level visual features such as color remains to be explored.
Although the precise neuronal mechanisms underlying the integration of visual and olfactory cues have not yet been studied in detail, some general principles characterizing cross-modal integration at the neuronal level have emerged from the study of other combinations of sensory modalities (Stein 1998
). Specifically, when two or more sensory cues occur at the same time and in approximate spatial correspondence, the firing rate of a multisensory neuron to a stimulus in one modality can be measurably altered by the presence of a second stimulus in another modality. This is referred to as "multisensory integration." Rarely, this cross-modal modulation of the cell's output can exceed the sum of its response to either modality in isolation (a phenomenon referred to as superadditivity). Similar multisensory interactions have also been identified in the context of human neuroimaging experiments involving the chemical senses (de Araujo et al. 2003
; Gottfried and Dolan 2003
). In addition to the detection of cross-modal superadditive responses, systematic manipulation of the perceived congruency of two multisensory cues have also been shown to affect the height of the blood-oxygen-level-dependent (BOLD) response. In particular, increasingly better-matched cross-modal cues induce a corresponding enhancement of the hemodynamic response in areas thought to be involved in their combination. Parametric imaging designs such as these avoid some of the interpretation issues associated with superadditive interactions (see Calvert 2001
and following text).
We used fMRI to investigate whether similar multisensory mechanisms might underlie the interaction of visual color and olfactory cues in the generation of an olfactory percept in humans. Based on findings of previous human neuroimaging studies of olfaction by others (Anderson et al. 2003
; Gottfried and Dolan 2003
; Gottfried et al. 2002a
; Rolls et al. 2003
; Zald and Pardo 2000
; Zatorre et al. 1992
), we hypothesized that if olfactory responsive areas including the piriform cortex, amygdala, and OFC participate in the integration of odor-color cues, activity in these regions should increase systematically with increasingly better matched odor-color pair trials as rated on an individual and subjective basis.
| METHODS |
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Ten healthy right-handed volunteers participated in this study (6 females and 4 males; mean age: 27 yr, age range: 2235 yr). All participants gave written informed consent after having received the instructions for the study. One subject had to be discarded from the study because of excessive motion during scanning. Data analysis at the group level thus includes nine subjects. The study was approved by the Central Oxford Research Ethics Committee (C99.179).
Stimuli and task
In a behavioral experiment prior to scanning, 40 subjects were asked to match 1 of 17 different odors (Quest Intl.) to 1 of 10 different isoluminant colors presented on a computer screen and to rate the intensity, familiarity, and pleasantness of each odor and then attempt to identify it. Thirteen of the 17 odors were significantly often matched to one particular color (P < 0.01). Of these, the four color-odor pairs showing the most consistent match across subjects were used in the fMRI study. These congruent pairings were yellowlemon, strawberryred, spearmintturquoise, and caramelbrown and were presented during scanning as well as the variably less congruent pairings of each odor with the remaining three colors. The four smells were highly matched for pleasantness, intensity, and familiarity (Table 1).
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Before scanning, subjects were informed that odors may occur in isolation or in the presence of a simultaneously presented color. In addition, color patches could also occur in the absence of an odor. They were also told that the order of these events would be random so they should maintain their attention to both channels equally throughout the experiment. Subjects were also instructed that on the bimodal conditions only, they were to rate each color-smell combination with respect to "goodness of fit between color and smell" on a rating scale ranging from 1 = very good to 4 = very bad using a four-button response box. Rating responses were cued by the word "rate" presented 15 s after the end of each bimodal presentation. To control for the motor response to the visual cue between the bi- and unimodal conditions, the same visual cue also appeared 15 s after each unimodal presentation, and subjects were instructed to press any of the four buttons. The advantage of a parametric design that requires a cross-modal congruency judgment is that it allows multisensory color-odor integration sites to be identified in the covariance analysis between bimodal trials and rating judgments. However, as the same judgment cannot be made in the unimodal conditions (for example, it is not possible for humans to rate the congruency between 2 simultaneously presented odors), contrasts between the bi- and unimodal conditions may be confounded by differences in the task requirements. Therefore superadditive effects [OV (O + V)] must be interpreted cautiously.
Full-screen color images were generated using a video projector located outside the scanner room and projected onto a translucent screen placed directly outside the magnet bore. Subjects wore prism glasses so that they could see the screen while lying in the scanner. Olfactory stimuli were delivered using a custom-built, computer-controlled olfactometer. This was identical in design to that used by Rolls and colleagues (for a detailed description, see Rolls et al. 2003
) so that switching between odorized and odorless air was free of any auditory, tactile, or thermal cues that could have alerted the subjects to the onset of odor delivery. Subjects were asked to breathe normally through their nose for the duration of the scan while an air stream of either odorized or odorless air was delivered at a flow rate of 6 l/s through a Teflon tube placed directly under the subject's nose. They were also informed that although during most presentations, the visual stimulus would be accompanied by an odor, they should refrain from sniffing at the onset of a color cue and continue to breathe normally. This instruction was included to avoid sniff-related activation of olfactory areas (Sobel et al. 1998
) in the color-alone condition. Furthermore, in the absence of a color cue in the odor-alone condition, sniffing only at the onset of trials containing a color stimulus could have resulted in a potential confound of the comparison between bimodal color-odor and odor-alone conditions. Instead, during the scan, subjects were asked to detect the onset and offset of odors and to signal these events by making an appropriate ON-OFF button response. This method resulted in a slight jitter in the onset and duration of the odor trials that was taken into account for data analysis.
Data acquisition and analysis
Both functional and structural MRI images were acquired on a Siemens/Varian 3T system fitted with a birdcage head coil. For the functional data series, a total of 581 T2*-weighted echo-planar imaging (EPI) volumes were taken over a time period of 28 min 48 s. Each volume consisted of 25 continuous oblique coronal slices that were tilted
20° toward the axial plane with an in-plane resolution of 3 x 2.5 mm and a thickness of 3 mm, covering the anterior half of the brain dorsally reaching a y coordinate of +4 of the Montreal Neurological Institute (MNI) standard space and a ventral coordinate of y = 12. This allowed coverage of all primary and secondary olfactory areas in OFC and the temporal lobes. Other imaging parameters were: TR = 3 s, 64 x 64 matrix, FOV 192 x 160 mm, TE = 25 ms, flip angle 90°. To minimize susceptibility artifacts in orbitofrontal brain regions, slices were acquired in the oblique coronal orientation (Deichmann et al. 2003
) with a short echo time of 25 ms and a small in-plane voxel size. Additionally an automated frontal-weighted local shimming method was used (Wilson et al. 2002
). This imaging protocol is optimized for fMRI studies of OFC function and has been extensively used by other groups on the same scanner (Rolls et al. 2003
).
For registration into standard space, a whole brain T2*-weighted EPI volume (54 slices, TR = 7 s) and a high-resolution, whole brain T1-weighted morphological scan (1.5 mm slice thickness, 1.5 x 1.5 mm in-plane resolution) was acquired after the experimental paradigm.
Statistical image analysis was carried out using the FMRIB Software Library (www.fmrib.ox.ac.uk/fsl). The initial strategy for analyzing the bimodal condition was to first test for a linear correlation between the BOLD response and ratings of the congruency between smells and colors and then to assess superadditivity (i.e., where the activation to bimodal stimuli exceeds the sum of both unimodal stimuli). Prior to data analysis, the first 3 volumes were deleted. Analysis was carried out using the FMRIB expert-analysis tool (FEAT). The following preprocessing was applied: motion correction using MCFLIRT (Jenkinson et al. 2002
); spatial smoothing using a Gaussian kernel of FWHM 5 mm; mean-based intensity normalization of all volumes by the same factor; nonlinear high-pass temporal filtering (Gaussian-weighted LSF straight line fitting, sigma = 36.0s). Each of the three event types (visual, olfactory, and bimodal) was modeled as a separate explanatory variable. A fourth explanatory variable with the same time course as the bimodal one was used to model the linear correlation between the BOLD response and the behavioral rating for the degree of matching. This variable was orthogonalized with respect to the bimodal one. Statistical analysis was carried out using FMRIB's improved linear model (FILM) with local autocorrelation correction (Woolrich et al. 2001
).
For group analysis, the individual results were registered both to high-resolution anatomical MR images and to the MNI 152 standard image. Registration to high-resolution and standard images was carried out using FMRIB's linear image registration tool (FLIRT) (Jenkinson et al. 2002
). Mixed-effects (often referred to as "random-effects") group analysis was carried out using FMRIB's local analysis of mixed effects (FLAME) software (Beckmann et al. 2003
) with a cluster threshold of Z > 2.0 and a cluster significance threshold of P = 0.05 (corrected for multiple comparisons) (Forman et al. 1995
; Friston et al. 1994
; Worsley et al. 1992
). This threshold was specifically chosen on the basis of pilot experiments that showed robust activation in olfactory areas in both temporal and orbitofrontal cortices using these parameters.
| RESULTS |
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Analysis of the behavioral responses obtained during the fMRI experiment showed that for three odors (lemon, spearmint, and caramel), the color-smell combinations rated as most congruent in our preliminary experiment were indeed rated as significantly (Student's t-test P < 0.05) better matching than combinations of the same odor with any of the other three colors (Table 2). Although the strawberry odor showed a trend toward higher perceived congruence with red than the other three colors, the only statistically significant difference occurred between red and the turquoise. Note, however, that for the fMRI data analysis, each individual congruency rating for a bimodal trial was used to model the BOLD response (i.e., if a subject perceived the combination spearmint-brown as a very good match, then this was accounted for in the analysis model).
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Presentation of odors alone produced bilateral activation in the piriform cortex/amygdaloid region (x, y, z = 14, 6, 30; Z score = 3.81 and x, y, z = 22, 2, 18; Z score = 3.29) and the putamen (x, y, z = 14, 4, 10; Z score = 3.83 and x, y, z = 6, 2, 8; Z score = 4.22; Fig. 1A). Lateralized activation was observed in the right orbitofrontal gyrus (x, y, z = 24/32/-24; Z score = 4.38) and in the left insular cortex (x, y, z = 44, 2, 14; Z score = 3.49). Both piriform and orbitofrontal areas are considered to be primary and secondary olfactory cortices in primates (Tanabe et al. 1975
) and have been shown to activate in response to odorants in human neuroimaging studies (Zald and Pardo 2000
). There was no significant activation of these regions when colors were presented alone.
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Using the ratings of relative color-odor congruency as a parametrically varying explanatory variable for brain activation changes, a network of brain areas exhibiting increasing activity with progressively higher perceived congruency was identified (Fig. 2). This network was entirely left lateralized and was mainly localized within the caudal orbitofrontal cortex around the olfactory sulcus (x, y, z = 16, 32, 4; Z score = 3.88), inferior frontal gyrus pars orbitalis (x, y, z = 20, 22, 16; Z score = 2.92) and gyrus rectus (x, y, z = 8, 16, 24; Z score = 3.34). Other brain regions exhibiting the same color-odor modulations were found in the anterior insular cortex (x, y, z = 32, 22, 8; Z score = 2.75), the frontal operculum (x, y, z = 54, 24, 4; Z score = 2.68), and the temporal pole (x, y, z = 56, 18, 8; Z score = 3.03).
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To assess whether indices of multisensory interactions similar to those previously reported in electrophysiological (Stein 1998
) and neuroimaging experiments (Calvert 2001
) could be identified in the current imaging experiment, we compared the BOLD response to odor-color pairings to the activation of odors and colors alone [bimodal (odors + colors)]. This included the behavioral ratings in the overall model, so that the height of the BOLD response to a "very good fit" was modeled as larger than the response to a "very bad fit." Several regions displayed effects of superadditivity (Fig. 1, C and D): the medial wall of the superior frontal gyrus (x, y, z = 8, 48, 26; Z score = 4.48), the superior transverse frontopolar gyrus extending caudally into the anterior cingulate cortex (x, y, z = 4, 48, 8; Z score = 3.96 and x, y, z = 10, 48, 4; Z score = 3.83) and the OFC along the gyrus rectus (x, y, z = 4, 28, 19; Z score = 3.16 and x, y, z = 4, 35, 18; Z score = 3.07).
Neural suppression and incongruency
Incongruency in stimulus properties has been shown to suppress neuronal activity for audiovisual stimulus combinations (Calvert 2001
) and congruent olfactory-taste stimuli have been reported to cause neural suppression (Small et al. 1997
). To investigate whether similar effects are observable for olfactory-visual stimuli, we tested the linear correlation of the BOLD response with incongruency (i.e., brain areas that respond increasingly stronger the more incongruent the stimulus combinations are) and did not find an effect. Similarly, incongruent visual-olfactory stimuli did not significantly decrease the BOLD response below the levels observed to olfactory stimuli alone (Fig. 3).
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| DISCUSSION |
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The detection of cross-modal modulatory effects in a network of areas including the OFC and insular cortex suggests that color may influence different aspects of olfactory processing. The OFC receives converging projections from multiple sensory modalities, including the primary olfactory cortex and the ventral visual pathway (Ongur and Price 2000
; Rolls and Baylis 1994
), making it a plausible initial site of information exchange between the visual and olfactory systems. Electrophysiological studies in non-human primates and imaging experiments in humans have implicated the OFC in stimulus-reinforcement associative learning using olfactory and visual stimuli (Gottfried et al. 2002b
, 2003
). For example, responses in the OFC to olfactory, gustatory, or visual cues previously associated with certain foods, are diminished when subjects are fed to satiety (Rolls 2001
), and activity in this region has been shown to increase according to the perceived pleasantness of olfactory stimuli (Anderson et al. 2003
). Together, these data contribute to the mounting evidence that it is specifically the rewarding properties of the sensory cues that are represented in the OFC. The systematic BOLD increase observed in the current study is therefore likely to reflect the physiological mechanism underlying the behavioral phenomenon whereby the more appropriate the color-odor combination, the greater is the perceived pleasantness of the odor (Zellner et al. 1991
).
In addition to changing the hedonic value of odors, colors have also been shown to influence the perception of flavor (Rolls et al. 1982
). Visuo-olfactory modulated responses in the current experiment were also detected in the left anterior insular cortex and the adjacent frontal operculum. These regions have previously been identified as areas of primary taste cortex in monkeys (Plata-Salaman et al. 1995
; Yaxley et al. 1990
) and are consistently activated during human imaging studies of taste (Frey and Petrides 1999
; O'Doherty et al. 2001
; Small et al. 1999
, 2003
). However, the agranular insular, located at the caudal border of the OFC, is also responsive to olfactory inputs (Weismann et al. 2001
), and neuroimaging studies of olfaction have reported activation in this region (Cerf-Ducastel and Murphy 2001
; de Araujo et al. 2003
; Poellinger et al. 2001
; Savic et al. 2002
). Interestingly, this anterior region of the insular appears to be multimodal, i.e., it responds to both retro- and orthonasal olfactory stimuli as well as trigeminal inputs and pure tastes, leading to speculation that it must be involved in the cortical representation of flavor (de Araujo et al. 2003
; Savic et al. 2002
). To the extent that our experience of flavor is predominantly derived from our sense of smell, it seems highly plausible that color cues do not only modulate odor representations but also the putative taste/flavor sensations that may be automatically retrieved in the presence of food odors. In the current study then, we believe cross-modal modulations have an effect not only in areas of visual-olfactory processing but also drive the observed enhancement of neuronal activity in adjacent downstream regions involved in flavor perception.
A topical issue of debate in the multisensory literature relates to the appropriateness of different analytic criteria used for identifying a putative multisensory integration site. One relatively well-established approach has been to expose subjects to bimodal cues, matched or mismatched, along some parameter (e.g., time, space, or content) as well as to each modality independently and look for brain areas exhibiting positive and negative statistical interactions to congruent and incongruent bimodal cues, respectively [OV > O + V] and [OV < either O or V, whichever is the greater]. This strategy represents a reasonable attempt to capture BOLD responses that bear some resemblance to the known response properties (cross-modal response facilitation and suppression) of multisensory neurons. However, there are clearly theoretical complications involved in translating the behavior of individual neurons to neuronal population responses detected by fMRI (Beauchamp et al. 2004
; Calvert 2001
). In the current study, we adopted an alternative strategy for identifying multisensory integration sites, which was to present bimodal odor-color cues that were perceived to match to a varying degree and look for brain areas showing response changes that were correlated with the extent of perceived congruency. Parametric designs such as these avoid some of the inherent problems associated with calculation of interactions designed to mirror cross-modal response facilitation and suppression at the cellular level. One such problem relates to the difficulty in balancing task demands between bimodal and two independent unimodal conditions. For example, in the current study, it would have been unfeasible to match the congruency rating judgments required in the bimodal condition by having subjects similarly rate the co-presentation of two odors or two colors. Consequently, calculation of super- and subadditive responses in the current study may simply reflect greater attentional demands in the bimodal condition consistent with having to evaluate the congruency of two sensory cues and prepare to make a response. Nevertheless, in view of prevalence of these criteria in previous cross-modal imaging studies (Calvert 2001
; Calvert et al. 2000
; Foxe et al. 2002
; Macaluso et al. 2000
), we included this additional analysis for comparison purposes. This computation revealed that bimodal activations in the OFC did not only exhibit a linear correlation with subjective odor-color congruency ratings but exceeded the sum of the response to either odors or colors presented alone. The identification by both parametric and interaction analyses of the OFC is strongly suggestive of a prominent role for this area in the integration of odor-color cues. The additional detection, in the superadditive analysis only, of positive bimodal interactions in the anterior cingulate and superior frontal gyrusareas previously implicated in studies manipulating attention (Badre and Wagner 2004
; Kondo et al. 2004
; Smith and Jonides 1999
) is more likely to reflect the different task and associated attentional demands between the bi- and unimodal conditions.
The detection of BOLD responses resembling features of multisensory integration at the neuronal level, suggests that the same mechanism by which multisensory inputs are combined in non-human speciesconvergence onto sets of bimodal neurons (Stein 1998
)also underlies the integration of colors and odors. That such responses should have been identified in the OFC in the present experiment is consistent with electrophysiological studies of visual-olfactory or olfactory-gustatory integration in non-human primates (Rolls and Baylis 1994
) and humans (de Araujo et al. 2003
; Gottfried and Dolan 2003
; Small et al. 2004
). It is noteworthy, however, that in the current study there was no evidence of multisensory "response depression" in the presence of incongruent bimodal stimuli (i.e., where the bimodal condition falls below the level of activity elicited by a unimodal stimulus) as has been reported in previous neuroimaging studies of audiovisual (Calvert 2001
) and visuo-tactile integration (Macaluso et al. 2000
). Indeed, studies investigating cross-modal interactions between the chemical senses in humans have also found little or no evidence (de Araujo et al. 2003
; Gottfried and Dolan 2003
; Small et al. 2004
) of suppression responses to incongruent inputs. At the cellular level, this feature of multisensory neurons in the superior colliculus has been shown to be mediated by the presence of inhibitory surrounds that prevent spatially discrepant bimodal stimuli from being co-localized (Stein 1998
). This characteristic of multisensory integration, however, does not appear to be shared by putative multisensory flavor neurons in the OFC.
In a related imaging study by Gottfried and Dolan (2003)
, olfactory responses in the OFC have also been shown to be modulated by co-presentation of semantically congruent or incongruent pictures associated with odors. Interestingly, as in the current study examining odor-color interactions, the precise location of these putative intersensory effects within the OFC differed depending on the analytic criteria chosen to identify cross-modal convergence zones. Of note is the observation that the peak activation associated with generic superadditive (OV > O + V) responses in the current study is both bilateral and more medially located than that detected in the odor-picture experiment. However, it does overlap closely with the activation showing a linear correlation with subjective postscan ratings in the Gottfied and Dolan (2003)
study. The corresponding parametric model in the present study (albeit using ratings obtained during rather than post scanning) on the other hand, reveals that the region of OFC sensitive to subjective odor-color congruency matches lies both lateral and caudal to that implicated in the odor-picture study. Together, these observations would suggest that different visual parameters associated with objects (i.e., color and features) modulate olfactory-responsive neurons in adjacent OFC zones that are additionally context-sensitive (i.e., dependent on experimental task requirements).
In contrast to the study by Gottfried and Dolan (2003)
, the current study failed to implicate a role for the hippocampus in odor-color integration. Due to our restricted coverage over the frontal third of the brain, we are not able to rule out the possibility that this structure is involved in the synthesis of odors with low-level sensory features such as color. However, an alternative possibility is that the hippocampus may only play a role in cross-modal binding when mediating the retrieval of semantic associations between odors and picturesa question for further research.
Finally, previous neuroimaging studies of olfaction suggest stronger engagement of the right OFC during unimodal odor stimulation (Yousem et al. 1997
; Zald and Pardo 2000
; Zatorre et al. 1992
). We observed the same trend toward right OFC activation in the odor alone condition, consistent with this notion. However, we found that modulation of the bimodal responses according to congruency was entirely left lateralized, indicating a functional segregation between the two hemispheres with respect to the type of olfactory task performed. This is consistent with the observation that hedonic judgments of odors elicit brain responses predominantly in the left OFC, whereas judgments of familiarity appear to recruit mainly the right OFC (Royet et al. 2001
). Additionally, modulation of the BOLD response according to the perceived pleasantness of liquid flavor stimuli has been found in the left, but not right, OFC (Kringelbach et al. 2003
). Last, cross-modal superadditive effects and enhancement of activity as a function of bimodal semantic congruency in Gottfried and Dolan's study (2003)
were also observed to reside predominantly within the left OFC. Together, these data suggest that it is specifically the left OFC that integrates olfactory information with visual cues.
We believe the current findings provide a neurophysiological basis for behavioral effects such as changes in the perception of a white wine's odor when it is artificially colored red (Morrot et al. 2001
) and the increased pleasantness of an odor when paired with an appropriate color (Zellner et al. 1991
). A better understanding of how visual cues contribute to our sense of smell and taste could provide insights that will help guide the development of food products, particularly for those with an impaired sense of smell, a problem experienced by as many as 50% of the people >65 yr of age (Schiffman 1997
).
| GRANTS |
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| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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Address for reprint requests and other correspondence: R. A. Österbauer, Oxford Centre for Functional Magnetic Resonance Imaging of the Brain, University of Oxford, John Radcliffe Hospital, Oxford OX3 9DU, UK (E-mail: robert{at}fmrib.ox.ac.uk)
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