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INVITED REVIEW
1Instituto de Neurobiología, Universidad Nacional Autonoma de Mexico, Querétaro Qro, Mexico; 2Brain Sciences Center, Veterans Affairs Medical Center; and 3Departments of Neuroscience, 4Neurology, 5Psychiatry, and 6Cognitive Sciences Center, University of Minnesota, Minneapolis, Minnesota
Submitted 26 April 2005; accepted in final form 1 September 2005
ABSTRACT
The interception of moving targets is a complex activity that involves a dynamic interplay of several perceptual and motor processes and therefore involves a rich interaction among several brain areas. Although the behavioral aspects of interception have been studied for the past three decades, it is only during the past decade that neural studies have been focused on this problem. In addition to the interception itself, several neural studies have explored, within that context, the underlying mechanisms concerning perceptual aspects of moving stimuli, such as optic flow and apparent motion. In this review, we discuss the wealth of knowledge that has accumulated on this topic with an emphasis on the results of neural studies in behaving monkeys.
INTRODUCTION
The proper control of behavior is essential for animal survival. This control is highly dependent on prediction. In fact, the guidance of effector movements (hands, feet, jaws) to their destination (a ball, a surface, a prey) requires some extrapolation of the sensory signals so that proper adjustments of the movements can be done to cope with task demands. Needless to say, predictive behavior can be based on spatial and/or temporal cues, depending on the current contingencies. On the spatial side, different behaviors such as reaching and grasping use different spatial aspects of the static target to guide the movement (Georgopoulos 2002
; Sakata 2003
). In addition, interception of moving targets can also use spatial cues to control the initiation and trajectory of the effector movement (Van Donkelaar et al. 1992
). On the temporal side, a simple predictive mechanism for movement guidance is to use first-order time-to-contact (tau,
) information. The tau hypothesis was formulated by Lee (1976)
and originally suggested that movement initiation and deceleration to a destination could be controlled using the first-order estimate of the time to arrival to the proper destination. The idea was that in several behavioral contexts, such as target interception and collision avoidance, the movement is triggered when tau attains a particular threshold. A recent reformulation of the tau theory generalizes for movement guidance in practically any circumstance (Lee 1998
). The main theory now states that movement guidance can be regarded as the closure of gaps, which, in turn, comprises tau-couplings, i.e., keeping two or more changing taus in constant ratio. Thus tau-coupling could be used to synchronize movements and regulate their kinematics. Tau theory is about the control of behavior using perceptual information from the environment. This ecological approach to movement control implies that a simple variable such as tau is an affordance that the environment is providing and which animals use to guide their behavior (Gibson 1979
).
This review focuses primarily on the neural mechanisms underlying behavioral guidance on the basis of visual-motion signals resulting from any combination of object motion and self-motion of the organism in the environment. Specifically, we review the psychophysical evidence for the use of tau and/or spatial parameters to control interception movements and the results of neurophysiological studies that investigated the interface between spatiotemporal processing of visual information and the motor apparatus engaged in the control of interceptive motor responses.
COLLISION AVOIDANCE AND TAU
To plan a proper reaction, a subject needs to estimate the time remaining before the collision with an approaching object. An estimate of this time is provided by tau, which in this situation, equals the ratio of the size of the retinal image at a given time over the rate of expansion of the image (Fig. 1; Lee 1976
; Lee and Reddish 1981
). Indeed, this was the original definition of tau (Lee 1976
). The time to collision is given exactly by tau when the velocity of the object is constant (Fig. 1). In real life, however, closing velocity is rarely constant. Nevertheless, there is a good number of studies indicating that animals and human subjects trigger specific reactions when tau reaches a particular value (threshold-tau model). For example, it has been observed that gannets close their wings just before entering the water during plunge dive, at a time that correlates with a particular threshold-value of tau, and not with other variables (Lee and Reddish 1981
). In addition, a large amount of information indicates that human subjects use tau to estimate time to contact when playing ball games, driving a car, or landing a plane (Regan and Gray 2000
; Tresillian 1999
; Craig et al. 2000
). Finally, it has been shown that, when an object is on a direct collision course, the human visual system uses separate channels for tracking the rate of expansion, the time-to-contact, and the absolute change in size (Regan and Hamstra 1993
).
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), and a third group signals a complex optical variable that has a distinct peak and a shallower ascending slope for larger objects, which is the opposite of the
function (Fig. 1). The absolute rate of expansion is required to compute the two other parameters, whose respective functions probably are to provide precise time-to-collision information and an early warning detection for approaching objects. In the locust there is a pair of synaptically linked neurons that respond to looming stimuli. These neurons are the lobula giant-movement detector (LGMD) and the descending contralateral movement detector (DCMD). The DCMDs are tuned to detect direct collision course (Judge and Rind 1997
An appealing but unanswered question is whether neurons in the parieto-frontal system of primates use the same type of collision signaling mechanisms observed in pigeons and locusts. There is strong evidence in human subjects and monkeys that the middle superior temporal area (MST) and the posterior parietal cortex (PPC) are involved in optic flow processing (Duffy and Wurtz 1991
; Merchant et al. 2001
; Orban et al. 1992
; Siegel and Read 1997
). Neurons in MST are tuned to the focus of expansion and can code for the direction of heading (Bradley et al. 1996
; Duffy and Wurtz 1995
). However, the responses of area 7a neurons to optic flow stimuli appear to be more complex than those in MST. Whereas most MST neurons respond selectively to elementary optic flow components [e.g., expansion, contraction, clockwise (CW) or counterclockwise (CCW) rotation], some area 7a neurons respond similarly to CW and CCW rotations (Siegel and Read 1997
). Recently, we analyzed the neuronal responses in area 7a to eight different kinds of motion (right-, left-, up-, downward, CW, CCW, expansion, contraction) using hierarchical tree clustering and multidimensional scaling (MDS; Fig. 2). These analytical techniques were used to reveal associations in the activity of neuronal populations driven by elementary optic flow components. Hierarchical tree clustering analyses showed that pairs of opposite stimulus motions (left/right, upward/downward, CW/CCW) were clustered in three separate branches (Fig. 2). The interpretation of these superordinate units is obvious, because they signify horizontal, vertical, and rotatory motions, respectively. In contrast, expansion was in a lone branch, whereas contraction was also separate but within a larger cluster (Merchant et al. 2003a
). This finding suggests that radial motion, and, within it, expansion and contraction are represented quite differently in the ensemble. Specifically, the fact that expansion was in a branch stemming directly off the root of the tree indicates a fundamental difference between expansion and all other stimulus motions, which may be related to the prominence of expansion in daily life because of locomotion. The distances among these clusters were subjected to an MDS analysis to identify the dimensions underlying the tree clustering observed. This analysis revealed two major factors (dimensions) in operation. The first dimension separated expansion from all other stimulus motions, which seems to reflect again the prominence of expansion during the common activity of locomotion. Now, the second dimension obviously separated planar from radial motions, a finding not apparent in the tree clustering analysis (Fig. 2; Merchant et al. 2003a
). A possible interpretation of the grouping of up/down, left/right, and CW/CCW motions is that all of them correspond to rotations with respect to the three cardinal axes of rotation. For example, to a good approximation, the up/down motions could come from rotation of the eyes or head-plus-eyes about a pitch axis through the head, the left-right motion could come from rotation of the eyes or head-plus-eyes about a yaw axis through the head, and the CW/CCW rotation could come from rotation of the eyes or head-plus-eyes about a roll axis through the head. In addition, the up-down and left-right motions could also come from up/down and left/right translatory movement of the head, respectively. In contrast to these considerations, radial motions can only come from translation in depth, which, in turn, typically comes about from moving in space, a very common activity. We believe that it is this last feature that is captured by the second (y-axis) dimension in the MDS plot (Fig. 2). Thus radial motion in general, and expansion in particular, seem to hold a special place in the ensemble processing of visual motion in area 7a, reflecting, most probably, behavioral considerations.
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INTERCEPTION OF TARGETS MOVING WITH RECTILINEAR TRAJECTORIES: PSYCHOPHYSICS AND NEUROPHYSIOLOGICAL EXPERIMENTS
The interception of moving targets is another behavior where prediction is key for success and where tau can play a fundamental role. In this case, however, tau cannot be directly specified as the ratio of the size of the retinal image at a given time over the rate of expansion of the image. Instead, tau should be regarded as the time-to-closure of the gap between the effector and the target-to-be-intercepted, at the current gap closure rate (Lee 1998
). During the past 15 yr, we have studied the psychometric performance of human subjects and monkeys during target interception, as well as the neural mechanisms of target interception in the parieto-frontal system of the monkey. In an initial set of experiments, we trained human subjects to intercept moving targets on a computer screen using a cursor controlled by a two-dimensional (2D) manipulandum (Figs. 4 and 5). The targets could move with 1 of 18 combinations of three acceleration types (constant acceleration, constant deceleration, and constant velocity) and six target motion times, from 0.5 to 2.0 s. In addition, the targets could move from the lower right or left of the monitor with an angle of 45° toward an interception zone located on the vertical meridian 12.5 cm above a starting zone, located on the bottom of the monitor. Thus subjects intercepted the target by moving the cursor upward from the starting point to the interception zone (Figs. 4 and 5). This experimental paradigm was well suited to study the predictive strategy used to control the initiation of the interception movement and the neural underpinnings of that control. Initially we examine whether the interceptive behavior followed one of two strategies, namely a reactive or a predictive strategy. The reactive strategy is based on a threshold-distance model and assumes that the interception movement starts when the target has traveled a constant distance and is further modulated in an ongoing fashion (Van Donkelaar et al. 1992
). On the other hand, the predictive strategy is based on a threshold-tau model and assumes that the main element of control is when to start the movement, because the interception movement is ballistic (Port et al. 1997
). The psychophysical data indicated that the control of movement initiation was quite complex. In general, for long target motion times, the subjects could use either strategy. In contrast, for short target motion times, the subjects used exclusively the predictive, tau-based strategy (Port et al. 1997
). These results underscore the fact that context, accuracy requirements, target kinematics, and subjective preferences are all important in determining the specific strategy adopted in initiating and controlling the interception movement.
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In neurophysiological studies, we recorded cell activity in the primary motor cortex (M1) of rhesus monkeys during the same interception task tested in human subjects, as well as during a NOGO task, in which the same stimuli were presented, but the animals did not produce an interceptive response (Port et al. 2001
). There were three major findings, as follows. First, M1 cell activity was modulated during both tasks by time-varying aspects of target motion, including acceleration profile, direction of target motion, and total travel time (Port et al. 2001
). This finding suggests that M1 has access to visual motion information that is relevant for guiding the interception movement. Second, a nonhierarchical cluster analysis on the spike density functions during the interception task classified the temporal pattern of activity in two main groups: 1) neurons with a temporal profile that followed the kinematics of the interception movement, and, more interestingly, 2) neurons whose activation patterns conveyed information regarding the initial target velocity and the interval between successive submovements (Lee et al. 2001b
). These results underlie the dynamic nature of sensorimotor transformations during interceptive behavior, where different neural subpopulations in M1 representing target and movement parameters are probably in close interaction. Finally, the time-varying activity of neurons in M1 was modulated according to the first-order estimate of the time-to-interception, as revealed using a multiple regression model (Port et al. 2001
). These results suggest that M1 could process the tau of the gap between the hand and the interception zone in a dynamic way and that this neural representation could be used to control the interception movement according to the changes in this variable.
INTERCEPTION OF CIRCULARLY MOVING TARGETS: PSYCHOMETRIC MEASUREMENTS
In a more recent set of experiments, we characterized the interceptive behavior of human subjects and monkeys during the interception of circularly moving targets with real or apparent motion. The task required the interception of a moving target at 6 o'clock in its circular trajectory by applying a downward force pulse on a pseudoisometric joystick that controlled a cursor on the computer monitor (Fig. 5; Merchant et al. 2003b
; Port et al. 1996
). The target could move with one of five speeds, ranging from 180 to 540°/s, in the CCW direction. In the real motion condition, the targets moved smoothly along a low contrast circular path, whereas in the apparent motion situation, the target was flashed successively at the vertices of a regular pentagon, also placed over the circular low contrast path. This last condition was chosen following the work of Shepard and Zare (1983)
, which showed that the classical rectilinear apparent motion illusion could be extended to curvilinear path-guided apparent motion if a low contrast path was presented between pairs of flashing dots. In this condition, the subjects perceived the dot moving back and forth along that path, and the interstimulus interval (ISI) necessary to produce the apparent motion illusion increased linearly with the length of the path (Shepard and Zare 1983
). Accordingly, we determined the detection threshold for our circular path-guided apparent motion in human subjects. To this end, we instructed the subjects to indicate with a key press whether or not they perceived a circularly moving object when the stimuli were flashed successively at the vertices of the pentagon. The stimuli were presented with 1 of 33 speeds (150600°/s). The average psychometric curve revealed that the threshold for path-guided apparent motion detection was 314°/s, which corresponds to an ISI detection threshold of 229 ms (Merchant et al. 2005
).
We used path-guided apparent motion in our interception task for two main reasons. First, we were interested in the study of the psychometric abilities of human subjects and monkeys to intercept an illusory target. The main question here was to understand whether the interceptive strategy and performance were similar during the interception of real and apparent moving stimuli. The second reason was to study the neural bases of target interception under a spatially defined condition, such as real motion, and during apparent motion where the temporal succession of stimuli defines the perception of an illusory motion.
Regarding the interceptive behavior, we found that the interception error, measured as the signed angular difference between the target and the cursor at the interception, increased linearly with target speed and was larger in the apparent than in the real motion condition (Fig. 6A; Merchant et al. 2003b
; Port et al. 1996
). In fact, both human subjects and monkeys showed early interceptions for slowly moving targets and late interceptions for fast moving ones (Fig. 6A). This showed that 1) subjects can intercept an apparent motion target but, compared with real motion, the performance is somewhat degraded overall; and 2) there are similarities in performance between the two target motion conditions. More specifically, the fact that target velocity influenced performance in a similar fashion in the two conditions suggests that the motor system can access, and use, the visual information provided by the moving target.
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At this point it is important to mention that these behavioral data were not analyzed further in the context of tau-coupling and closing gaps, because they were for the first interception task. It would be interesting to test whether there is again a tau-coupling involving the tau of the gap between the hand and the real and apparent moving target, and the tau of the gap between the hand and the interception zone (Lee et al. 2001a
).
NEURAL REPRESENTATION OF SPACE AND TIME IN THE PARIETO-FRONTAL SYSTEM DURING VISUAL MOTION
After we assessed the psychometric abilities of human subjects and monkeys to intercept real and apparent motion targets, we proceeded to study the visual motion processing in area 7a and the motor cortex during real and apparent motion in a NOGO task. The results revealed two populations of neurons in area 7a (Merchant et al. 2004b
). The first comprised cells whose activity was tuned to the angular location of the circularly moving stimulus. These neurons responded in a particular part of the circular trajectory of the stimulus (Fig. 7). Interestingly, most of these responses were selective for real motion, and the preferred angular positions were evenly distributed (Fig. 7). However, there was a subpopulation of neurons that also responded to apparent motion at high stimulus speeds. A detailed visual receptive field analysis was also performed, in which moving visual stimuli were presented to the monkeys, while they fixated their eyes and did not move their arm. The stimuli consisted of random dots moving coherently in eight different kinds of motion (see the optic flow stimuli above) and were presented in 25 square patches on a LCD projection screen. This analysis showed that the relation between angular tuning and the receptive field position varied across the population of neurons, ranging from neurons with close alignment between the two measures to a large group of cells that showed poor or no overlap between the preferred angular position and the receptive field. We found also a large number of neurons whose receptive field included all the circular trajectory of the visual stimulus (Merchant et al. 2004b
). Therefore the observed angular tuning did not depend on the spatial collation of the circularly moving stimulus with respect to the receptive field. Instead, the tuning is probably the result of the dynamic shaping of neural responses in area 7a with respect to the spatial characteristics of the stimulus. The mechanism underlying this new type of cell tuning may depend on feed-forward inhibition generated locally within the parietal cortex, as described in other complex visual responses in area 7a, such as the opponent vector organization (Motter et al. 1987
).
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In the motor cortex, a substantial population of neurons showed a selective response to real moving stimuli in the NOGO task (i.e., in the absence of a motor response). This activity was modulated in some cases by the stimulus speed, and some of the neurons were tuned to the angular position of the stimulus (Merchant et al. 2004b
). Again, the preferred angular stimulus locations were evenly distributed across this motor cortical neuronal ensemble (Fig. 10). Thus it seems that the motor cortex has continuous access to spatial information of visual motion, probably because this infor-mation has a critical ecological value (Gibson 1979
). Moving objects with respect to the subject can potentially demand an immediate action toward them in circumstances such as collision avoidance or interception (Lee 1976
), Therefore it is crucial that the motor system has access to the motion parameters of the objects to be able to react toward them in a timely fashion.
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In conclusion, the neural responses in the posterior parietal cortex during the NOGO task were related to spatial aspects of the real motion and to temporal properties of the apparent motion stimuli. In addition, ensembles of cells in this area showed a dynamic coding of path-guided apparent motion at stimulus speeds that produced the illusion of circular motion in human subjects. On the other hand, the motor cortex only responded to spatial properties of the real motion condition during the NOGO task. M1 did not process spatial or temporal information during the apparent motion condition when the stimuli were not used to drive the behavior.
PARIETO-FRONTAL ACTIVITY DURING INTERCEPTION OF REAL AND APPARENT MOTION: STIMULUS-DEPENDENT ENCODING FOR ANGULAR POSITION AND TAU
We used complementary analytical tools to understand the neural mechanisms underlying the interception of real and apparent motion targets. We first followed a descriptive strategy, comparing the functional properties of neurons during three different tasks: the interception, the NOGO, and the center out tasks (in which the monkeys produced similar force pulses toward 8 stationary targets). The objective was to identify the neural ensembles that were associated with the visual motion processing, the implementation of the interceptive response, and the visuomotor transformations inherent to the target interception. We used a quantitative approach in which we measured the explanatory power of different parameters of the target and the motor execution on the time-varying neural activity during the interception (Merchant et al. 2004a
).
The results showed, first, that a group of neurons in both M1 and area 7a responded not only during the interception but also during the NOGO task. Most of these neurons were tuned to the angular position of the stimuli (Fig. 11). However, this type of neurons was more common in area 7a than in M1. These findings suggest that M1 and area 7a are differentially involved in the processing of the real and apparent motion stimuli. In addition, a group of motor cortical cells responded during the interception task but not during a center
out task. This group of cells may be engaged in sensorimotor transformations more specific to the interception of real and apparent moving stimuli, including the link of the visual motion signal to the predictive mechanism that controls the initiation of the interception movement. Nevertheless, the majority of cells responded during both tasks or just during the center
out tasks, emphasizing the well known role of M1 in the preparation and execution of voluntary movements (Georgopoulos 2000
). Thus the phenomenological comparison between tasks revealed that despite the fact that the neurons in the motor cortex responded to visual motion stimulation, most of the motor cortical cell activity was driven by the interception movement. In contrast, the neural activity in area 7a was mostly engaged by the sensory aspects of the interception task, and the neural responses in this area were tightly associated with the onset of the stimulus movement. This suggests that the sensory-motor transformations involved in the interception task include a parieto-frontal distributed system that shows functional gradients. These functional gradients may be defined in large part by the connectivity of its elements (Battaglia-Mayer et al. 2001
; Johnson et al. 1996
; Mountcastle 1978
).
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The tau was the most important explanatory parameter in apparent motion interceptions in the motor cortex, and it was the second most important in area 7a, preceded by the stimulus angle. This is the first time that a neural correlate of the first-order estimate of the time-to-arrival has been reported in primates. We assumed that in the apparent motion condition the animals intercepted a stimulus that was the perceptual "reconstruction" of motion based on a sequence of stationary stimuli (Port et al. 1996
). In fact, the detection threshold for apparent motion in human subjects was 314°/s. However, we cannot rule out the possibility that in this condition the monkeys used the timing between dots to solve the interception task. Indeed, we found a population of neurons in area 7a that signaled the onset of the flashing dots during the NOGO task (Merchant et al. 2004b
). Consequently, a suitable hypothesis is that during the interception of apparent moving stimuli the critical variable was time rather than the stimulus location information. Figure 13 shows an example of a neuron where tau was the most important parameter to explain the temporal variation in the neural responses. This neuron shows a linear increase in activity that is inversely proportional to the decrease in the target time-to-contact to the interception zone, and that reaches the activity peak at a similar value of tau for different target speeds. This type of activity "ramp" is the representation of an elapsed-time accumulator, and in fact, it has been reported in PPC during a time interval discrimination task (Leon and Shadlen 2003
). Therefore the tau-ramp recorded in area 7a and particularly in the motor cortex is a neural representation of time-to-contact that, once it reaches a specific magnitude, can be used as the signal to trigger the interception movement.
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CONCLUDING REMARKS
The tau theory has its roots in the influential work of Gibson (1958)
on visual control of locomotion, in which the basic optical information available to solve this problem was described. Following the Gibsonian ecological approach to perception and motor control, Lee suggested that movement guidance is directly associated to the perception of affordances. The subject is using the information that the environment is providing to move and respond to stimuli according to ecological demands. In this case, the information is the time-to-contact or tau that is an affordance that can be simply computed by the subjects to guide the movement in practically any circumstance.
The concept of affordances is closely linked with the notion of the development of neural circuits that have been shaped by evolution to process efficiently these affordances. Needless to say, for quite some time, it was necessary to study the neural underpinnings of time-to-contact. The first steps were done in the locust (Hatsopoulos et al. 1995
; Judge and Rind 1997
) followed by studies of rate of expansion and time-to-contact in the pigeon (Sun and Frost 1998
). These papers dealt with the classical definition of tau, an affordance defined as the ratio of the size of the retinal image at a given time over the rate of expansion of the image (Lee 1976
). Using looming stimuli it was found that neurons in the nucleus rotundus of pigeons could represent different optical variables related to image expansion of objects approaching on a direct collision course (Rind and Simmons 1999
; Sun and Frost 1998
). One group of neurons signaled the absolute rate of expansion and a very interesting second group responded systematically when tau attained a particular threshold. Thus this neural information could be used in a timely fashion to trigger a behavioral response to avoid collision with the looming. Therefore very simple nervous systems could process tau and be used to guide the movement in the case of approaching looming stimuli.
The tau theory evolved to a more general form, in which the time-to-close of any gap (whatever the dimension of the gap is: force, distance, angle, etc.) at the current gap close rate is used to guide the movement. This current theory relies strongly on a new concept: tau-coupling that implies maintaining two changing tau values at a constant ratio. The neurophysiological experiments on target interceptions performed in our laboratory revealed two fundamental issues regarding the use of time-to-close of gaps to guide the interceptive behavior. First, the parieto-frontal system of primates is engaged in the codification of target time-to-contact in the form of a constant increase in activity as a function of time during the interception of apparent motion targets. These tau-ramps recorded in area 7a and particularly in the motor cortex are a neural representations of target time-to-close which, once they reach a specific magnitude, could be used to trigger the interceptive behavior. The second critical observation is that the nervous system could use spatial or temporal affordances to control the interception movement, depending on the visual properties of the moving target. We found that in the real motion the angular position of the target was the critical variable, whereas in the apparent motion condition it was tau. Thus even if the posterior parietal cortex showed spatial information about the perceptual reconstruction of motion during the path-guided apparent motion illusion, in this situation the motor system used the time-to-contact information to control the interception movement. Overall, the psychophysical and neurophysiological evidence suggest a fundamental framework for interceptive behavior in which the behavioral context, the accuracy requirements, the spatio-temporal target kinematics, and subjective preferences define the strategy adopted to control the effector movement in a predictive fashion.
GRANTS
This work was supported by National Institute of Mental Health Grant PSMH-48185, the United States Department of Veterans Affairs, and the American Legion Brain Sciences Chair.
FOOTNOTES
The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Address for reprint requests and other correspondence: A. P. Georgopoulos, Brain Sciences Center (11B), Veterans Affairs Medical Center, One Veterans Dr., Minneapolis, MN 55417 (E-mail: omega{at}umn.edu)
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