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Program in Neuroscience and Department of Anatomy and Neurobiology, University of Maryland School of Medicine, Baltimore, Maryland
Submitted 21 April 2006; accepted in final form 13 June 2006
| ABSTRACT |
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| INTRODUCTION |
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In contrast to the TRN that targets all thalamic nuclei, ZI neurons preferentially target a subpopulation of thalamic nuclei termed higher-order nuclei, of which POm is a member (Bartho et al. 2002
; Diamond et al. 1992
; Sherman 2005
). This suggests a novel gating mechanism whereby ZI controls the flow of information through select thalamic nuclei. For this to occur, a mechanism must exist for regulating ZI output.
The brain stem cholinergic system responsible for modulating TRN also densely innervates ZI (Kolmac and Mitrofanis 1998
; Mesulam et al. 1983
), the neurons of which express high levels of muscarinic receptors (Bartho et al. 2002
). We therefore reasoned that ZI neurons could be regulated by these cholinergic inputs. We show that cholinergic agonists suppress spontaneously active ZI neurons in vivo and in vitro and that this effect is preferentially restricted to the ventral portion of ZI, which targets POm. Further, we show that excitation of the brain stem activating system inhibits ZI neurons. Based on these observations we suggest that the transmission of information through higher-order relays may depend on the state of ZI the activity of which is modulated by behavioral states.
| METHODS |
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We used 11 female Sprague-Dawley rats weighing 250350 g for in vivo recordings. The rats were anesthetized with urethan (1.5 g/kg body wt), and we monitored electrocorticograms (ECoGs) to assess the stage of anesthesia, which was maintained at stage III/34 (Friedberg et al. 1999
). We maintained body temperature at 37°C with a servo-controlled heating blanket. All procedures strictly adhered to institutional and federal guidelines.
In vivo ZI extracellular recording
We obtained extracellular unit recordings with quartz-insulated platinum electrodes (24 M
) from spontaneously active ZI neurons. We advanced electrodes in the right hemisphere based on stereotaxic coordinates (AP 3.5, ML 2.8), maintaining the rats in the stereotaxic frame throughout the recordings. We digitized (40 kHz) waveforms recorded from well-isolated units through a Plexon (Dallas, TX) data-acquisition system, and isolated units off-line with Plexons off-line sorter, using dual thresholds and principal component analyses. We generated auto-correlograms with Neuroexplorer software (Littleton, MA) to confirm that we obtained recordings from single units.
Recording sites were marked with electrolytic lesions (5 µA for 10 s) at the end of the experiment. Rats were then deeply anesthetized with sodium pentobarbital (60 mg/kg) and perfused transcardially with buffered saline followed by 4% buffered paraformaldehyde. We obtained coronal brain sections (80 µm thick) and Nissl-stained them to identify recording sites.
Carbachol iontophoresis
We micro-iontophoretically applied carbachol to individual ZI neurons through a multi-barrel pipette attached to a carbon fiber used for single-unit recordings (13 M
, Carbostar, Kation Scientific, Minneapolis, MN). Barrels were filled with carbachol (100 µM in saline) and 4% pontamine sky blue, and a retaining current (10 to 12 nA) was applied through a current generator (Model 6400A, Dagan Corporation, Minneapolis, MN). Once we isolated a vibrissae-sensitive neuron in ZI, we stimulated the vibrissae with air puffs (50-ms duration) delivered through a tube (0.5-mm diam) and a computer-controlled Picospritzer. We recorded neuronal responses to 0.5-Hz vibrissae stimulation for 3 min and then applied +20 to +50 nA of current for 1 min to eject carbachol while applying a balancing current in another barrel filled with saline.
At the end of the experiment, we marked the recording sites by ejecting pontamine sky blue from the pipette by applying current (20 µA) for 20 min. We then deeply anesthetized the animals with sodium pentobarbital (60 mg/kg) and perfused them transcardially with buffered saline followed by 4% buffered paraformaldehyde. We obtained coronal brain sections (80 µm thick) and stained them with neutral red to identify recording sites.
We isolated single units off-line with off-line sorter as described in the preceding text. We exported time stamps of well-isolated units and of stimulus triggers to Matlab (MathWorks, Natick, MA) for analyses using custom-written algorithms. We constructed peristimulus time histograms (PSTHs, 1-ms bins) and defined significant stimulus-evoked responses as PSTH bins the response magnitude of which significantly exceeded (99% confidence interval) spontaneous activity levels, computed from a 200-ms period preceding the stimuli.
We defined response onset as the first two consecutive bins (poststimulus) displaying significant responses (defined as in the preceding text), and defined response offset as two consecutive bins in which response magnitude fell below the 99% confidence interval. We defined response magnitude as the total number of spikes per stimulus occurring between response onset and offset. We performed statistical analyses in SPSS (SPSS, Chicago, IL) and assessed, in individual neurons, changes occurring in response magnitude and spontaneous activity after carbachol iontophoresis using Students t-test.
LDT-PPT stimulation
We targeted a concentric bipolar stimulating electrode (250-µM diam; Frederick Haer, Bowdoinham, ME) to the laterodorsal tegmentum (LDT) and the pedunculopontine tegmentum (PPT) nuclei, based on stereotaxic coordinates (AP 9.0, ML 0.7, 6.0 mm deep). Electrical stimulation (200 µA) consisted of 200 µs pulses delivered at 100 Hz for 1 s.
In vitro ZI recordings
We anesthetized 22 Sprague-Dawley rats, 1227 days old, with ketamine (30 mg/kg), removed the brains, and prepared 400-µm-thick slices. Slices were submerged in a recording chamber mounted on a fixed-stage microscope, and continuously perfused (at 2 ml/min) with artificial cerebral spinal fluid containing (in mM) 125 NaCl, 3 KCl, 2 CaCl2, 2 MgSO4, BES, and 15 D-glucose, aerated with 95% O2-0.5% CO2, pH 7.4. We obtained visually guided whole cell patch-clamp recordings with an Axon 1D amplifier (Axon Instruments, Union City, CA), digitized at 20 kHz with an A/D board (ITC-18; Instrutech, Great Neck, NY) using Pulse software (Heka Elektronic), and stored on a personal computer. The impedances of the patch electrodes were 35 M
. The intracellular recording solution contained, in mM, 120 K-gluconate, 10 KCL, 10 HEPES, 1 MgCl2, 2.5 MgATP, 0.2 Tris-GTP, 0.1 BAPTA, and 5 biocytin (pH adjusted to 7.3). We obtained the following agents from RBI-Sigma (Natick, MA) and bath applied them to the perfusate: carbachol (30 µM), atropine (30 µM), D-2-amino5-phosphopentanoic acid (AP5; 50 µM), 6-cyano-7-nitroquinoxaline-2,3-dione (CNQX, 20 µM), and gabazine (10 µM).
We filled cells with biocytin through the recording pipette and fixed slices overnight in a buffered solution containing 4% paraformaldehyde. To visualize cells, we reacted sections with the ABC Elite kit (1:1000; Vector Labs, Burlingame, CA) and 33' diaminobenzidine (DAB; 0.5 mg/ml), urea H2O2 (0.3 mg/ml), and CoCl2 (0.2 mg/ml) in 0.05 M Tris buffer containing 0.5 M NaCl. Using the Neurolucida (MicroBrightField, Williston, VT) morphometry system, we reconstructed labeled cells.
In vivo neuroanatomy
To retrogradely label incerto-thalamic neurons, in four female Sprague-Dawley rats (250350 g), we injected the thalamus with the retrograde tracer FluoroGold (Fluorochrome, Denver). We performed surgery using sterile techniques on rats anesthetized by intraperitoneal injection of pentobarbital (50 mg/kg), maintaining body temperature at 37°C using a thermostatically regulated heating pad. We placed the rats in a stereotaxic device and created a craniotomy over the POm nucleus. We targeted a glass pipette (30- to 50-µm tip diameter) containing 3% FluoroGold (in saline) to the physiologically identified vibrissae representation in POm and ejected the tracer by applying air pulses to the back of the pipette with a Picospritzer.
Five to 8 day after recovery from surgery, we killed the rats with sodium pentobarbital (60 mg/kg ip) and perfused them transcardially with buffered saline followed by a phosphate buffered 4% paraformaldehyde solution. We cut coronal sections (50 µm thick) with a Vibratome, and counterstained every other section with the fluorescent stain SYTOX Green (Molecular Probes, Eugene, OR). We reacted the remaining sections for parvalbumin immunocytochemistry, using an antibody to parvalbumin raised in mice (Swant, Bellinzona, Switzerland). We incubated the sections in this antibody (1:120,000 in phosphate-buffered saline containing 0.4% Triton-X) for 48 h at 4°C, and after several rinses incubated the sections in a secondary antibody, goat anti-mouse conjugated to FITC (1:600; Jackson ImmunoResearch, West Grove, PA). We mounted the sections on glass slides and examined them with a confocal microscope (Olympus FV-500).
| RESULTS |
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Inhibitory ventral ZI neurons preferentially target POm
ZI is a heterogeneous structure, commonly divided into four sectors (dorsal, ventral, rostral, and caudal), containing both excitatory and inhibitory neurons that project to a number of subcortical and cortical structures (reviewed by Mitrofanis 2005
). To identify the neuronal population that forms the substrate for GABAergic suppression of POm responses by ZI, we labeled incerto-thalamic neurons by injecting a retrograde tracer into POm and stained the retrogradely labeled cells in ZI with an antibody against parvalbumin (see METHODS).
We identified 701 retrogradely labeled cells in 19 50-µm coronal sections obtained from three rats. The majority (680; 97%) of these cells were in the lateral aspect of ventral ZI (ZIv), whereas we only rarely observed labeled cells in the dorsal region of ZI (ZId; Fig. 1A).
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Heterogeneity of ZI neurons in vitro
In light of our anatomical results confirming the differential projection pattern of dorsal and ventral ZI neurons to POm (see preceding text), we sought to characterize the neurons in these sectors electrophysiologically and morphologically. We obtained whole cell current-clamp recordings from ZI neurons (n = 107) in an in vitro slice preparation. The intracellular recording solution contained biocytin, which allowed us to subsequently identify the recorded cells in histological sections, and to determine whether their somata were in ZIv (n = 70 cells), ZId (n = 18), or along the border between these sectors (ZIv/d; n = 19; see Fig. 2).
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Vm = 7 ± 4 mV) current injections. Further, injecting depolarizing currents into spontaneously silent ZId neurons (n = 9) evoked accommodating spike trains that rarely entrained to the duration of the current pulses (Fig. 3C). Thus the higher incidence of spontaneous firing in ZIv neurons, compared with ZId neurons, is unlikely the result of differences in resting Vm among these populations. Pronounced afterhyperpolarizations (AHPs) of relatively long duration followed the spontaneous action potentials of ZIv neurons (Fig. 3A, Table 1). Action potentials in ZId neurons, evoked by depolarizing current injections, had significantly (P < 0.05) smaller and shorter AHPs (Fig. 3C; Table 1). In addition, all spontaneously active ZIv neurons responded to hyperpolarizing current injections with a burst of rebound spikes (Fig. 3A, *), whereas none of the non-spontaneously firing neurons did. The properties of ZIv/d neurons fell in between those of ZIv and ZId neurons (Table 1). The three classes of ZI neurons did not differ in their estimated input resistance (Table 1); we did not compare resting membrane potentials, because the spontaneous firing of ZIv neurons rendered these comparisons unreliable.
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Carbachol inhibits ZIv neurons in vitro
ZI receives direct cholinergic inputs from the laterodorsal tegmental (LDT) and the pedunculopontine tegmental (PPT) brain stem nuclei (Kolmac et al. 1998
), suggesting that acetylcholine modulates ZI neurons. To test this prediction, we obtained in vitro whole cell recordings from spontaneously firing ZIv (n = 22) and ZId (n = 6) neurons recorded before, during, and after bath application of the cholinergic agonist carbachol (30 µM). We performed these recordings in the presence of 2-amino-5-phosphonovaleric acid, CNQX, and gabazine as described in the preceding text. Infusion of carbachol to the bath completely suppressed the spontaneous firing in most ZIv neurons (18 of 22; 82%; Fig. 3E). By contrast, carbachol suppressed firing in only two of the six (33%) spontaneously firing ZId neurons. Application of the cholinergic antagonist atropine reversed the effects of carbachol (7 of 8 neurons; Fig. 3E). Carbachol application did not significantly affect the estimated resting membrane potentials or the estimated input resistances (
Vm = 1.2 ± 6.4 mV; P > 0.1:
Rin = 10.6 ± 27.1%; P > 0.1). These findings demonstrate that cholinergic inputs suppress spontaneously active ZI neurons, and that the primary targets of these cholinergic inputs are neurons in ZIv.
LDT-PPT stimulation inhibits ZI
Having demonstrated the suppressive effects of carbachol on ZI activity in vitro, we next asked whether activation of cholinergic pathways in vivo has a similar effect on ZI neurons. Brain stem cholinergic neurons in the LDT-PPT densely innervate ZI, and electrical stimulation of the brain stem reticular activating system (LDT-PPT) results in the widespread efflux of acetylcholine (ACh) throughout the brain, including the thalamus (Castro-Alamancos 2002
; Paré et al. 1990
). ACh release leads to the suppression of high-amplitude, slow cortical oscillations indicative of sleep and anesthetized states, and the induction of low-amplitude, high-frequency oscillations reflecting states of arousal and alertness that are evident in cortical EEG recordings (Moruzzi and Magoun 1949
; Steriade 2003
). For this reason, brain stem stimulation is a physiologically relevant tool because it mimics, in anesthetized preparations, transitions in behavioral states.
To test the effects of brain stem stimulation, we recorded, in urethan-anesthetized rats, from well-isolated single units (n = 35) in ZI before and after LDT-PPT stimulation. As previously reported (Castro-Alamancos 2002
; Paré et al. 1990
), LDT-PPT stimulation results in transitions in electrocorticogram (ECoG) signals from high-amplitude, low-frequency oscillations to low-amplitude high-frequency oscillations. Recordings from a representative ZI neuron during these transitions are depicted in Fig. 4A. Consistent with previous reports (Lavallée et al. 2005
; Nicolelis et al. 1992
), ZI neurons fire spontaneously in vivo (median firing rate = 3.3 Hz; 4.0 ± 0.6 Hz). Immediately after LDT-PPT stimulation, the spontaneous firing rate of this ZI neuron decreased and remained suppressed for 74 s. The decrease in spontaneous firing outlasted the transition in the ECoG (6 s), continuing even after reinstatement of the high-amplitude, low-frequency oscillations. The changes in firing rate are evident in the instantaneous firing frequency plot (Fig. 4B), where we plot firing frequency as a function of time. Of the ZI neurons tested (n = 35), 37% were significantly suppressed, 14% showed an increase in spontaneous firing rates, and 49% were unaffected by LDT-PPT stimulation. Suppression times were variable (29.4 ± 9.9 s) with half of the neurons displaying relatively short periods of suppression (4.7 ± 0.9 s) lasting for the duration of cortical activation. The remaining neurons responded to LDT-PPT stimulation with prolonged periods of suppression (54.1 ± 13.5 s) outlasting the duration of cortical activation.
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These findings indicate that LDT-PPT stimulation suppresses the activity of a large population of ZI neurons. These findings are consistent with the hypothesis that excitation of brain stem arousal centers modulates ZI, gating the transmission of information through higher-order thalamic nuclei.
Carbachol inhibits ZI neurons in vivo
Although LDT-PPT stimulation evokes acetylcholine release and mimics the physiological activation of the brain stem reticular system (see preceding text), we cannot exclude the possibility that the stimulation inadvertently activated other classes of neurons or fibers of passage. To confirm that the effects of LDT-PPT stimulation reflect cholinergic activity, we tested whether in vivo micro-iontophoresis of carbachol onto individual ZI neurons mimics the effects of LDT-PPT stimulation.
We recorded from 18 ZI neurons that responded to air puff stimulation of the vibrissae (see METHODS). Histological analyses confirmed that all recording sites were in the lateral sector of ZI, a region previously shown to contain vibrissae-responsive neurons (Nicolelis et al. 1992
). However, due to the size of the dye deposit used to mark recording sites and due to the relatively small dorsoventral size of ZI, we were unable to ascertain whether the recordings were from ZIv, ZId, or ZIv/d.
All vibrissa-responsive neurons fired spontaneous action potentials (median firing rate = 4.9 Hz; 9.2 ± 1.8 Hz), and responded to vibrissa stimulation at relatively short latencies (median = 7 ms; 7.4 ± 0.9 ms). Figure 4C depicts representative PSTHs recorded from one of these neurons before, during and after carbachol application. Carbachol application (60-s duration) produced a significant (P = 0.001) suppression in the magnitude of this neurons response to vibrissae stimulation (from 1.14 to 0.80 spikes/stimulus, 29.8% decrease). This suppression was completely reversible with responses returning to predrug magnitudes 50 s after we terminated carbachol application. Similar significant reductions in the magnitude of vibrissae evoked responses occurred in 10 of 18 neurons (56%) with reductions averaging 35.9 ± 11.7%. The magnitudes of evoked responses increased in three other neurons and were not affected significantly in the remaining five neurons.
Carbachol application also suppressed the spontaneous firing of ZI neurons. A representative example is depicted in Fig. 4D where we plot the firing rate of a ZI neuron as a function of time. Prior to carbachol application, this neuron fired, on average, 4.8 spikes/s, a value that was significantly (P < 10-4) decreased (to 1.9 Hz; 60.3% reduction) during carbachol application. Similar significant reductions in spontaneous firing occurred in 10 of 18 neurons (56%), with reductions averaging 68.5 ± 17.9%. Spontaneous firing increased in two other neurons and was not affected significantly in the six remaining neurons.
| DISCUSSION |
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We previously demonstrated that inactivating ZI significantly enhances POm responses to vibrissae stimulation (Trageser and Keller 2004
; see also Lavallée et al. 2005
). Based on the anatomical and physiological data presented here, we propose that AChreleased after excitation of the brain stem activating systemsuppresses both the spontaneous and the vibrissae-evoked activity of ZI neurons. This leads to disinhibition of POm neurons, promoting enhanced responses to sensory inputs. In addition to regulating the activity of a population of ZI neurons, ACh may regulate POm responses by presynaptically suppressing GABA release from ZI terminals in POm (Bartho et al. 2002
). In a companion paper (Masri et al. 2006
), we present evidence supporting both of these predictions: that cholinergic activity disinhibits POm responses and that this occurs through presynaptic regulation of GABA release.
LDT-PPT stimulation
We recognize that LDT-PPT stimulation may inadvertently activate fibers of passage and nearby nuclei (Steriade and Llinás 1988
). Although we made every attempt to limit these possibilities, it is important to consider that brain stem nuclei other than cholinergic nuclei may play a role in regulating ZI responses. Furthermore, the response properties of ZI neurons after LDT-PPT stimulation most likely reflect the actions of neuromodulators on the entire thalamocortical/corticothalamic network. These caveats notwithstanding, the anatomical and physiological data from this and previous studies are consistent with the hypothesis that a critical component in the regulation of higher-order thalamic nuclei, such as POm, involves cholinergic modulation of the incerto-thalamic pathway. Further support for this supposition comes from our finding that carbachol suppresses both the spontaneous and stimulus-evoked activity of some ZI neurons, suggesting that this modulation occurs by affecting both tonic and feed-forward inhibition from ZI to POm.
Functional consequence of the heterogeneity of ZI
In contrast to our in vitro results, where cholinergic agonists suppressed essentially all ZIv neurons, both LDT-PPT stimulation and cholinergic agonist micro-iontophoresis suppressed approximately half of the ZI neurons recorded in vivo. These differences likely reflect the heterogeneity of ZI with neurons in different sectors expressing different chemical markers and having different afferent and efferent relationships (see Mitrofanis 2005
). Our findings confirm previous reports demonstrating that ZI inputs to POm arise almost exclusively from neurons in ZIv (Lavallée et al. 2005
; Power et al. 1999
). We further demonstrate that these incerto-thalamic ZIv neurons are spontaneously active in vitro (see also Eaton and Moss 1989
), that they contain parvalbumin (and are therefore likely inhibitory), and that their spontaneous activity is suppressed by cholinergic agonists. It is possible that our in vivo recordings sampled a larger proportion of ZId rather than ZIv neurons (see RESULTS), thus accounting for the lower percentage of ZI neurons suppressed after LDT-PPT stimulation or iontophoresis of carbachol.
State-dependent modulation of ZI
Higher-order thalamic nuclei, such as POm, receive extrinsic inhibitory inputs from ZI, the anterior pretectal nucleus, and the TRN (Bokor et al. 2005
; Mitrofanis 2005
). By contrast, first-order nuclei such as the ventral posterior medial (somatosensory) and the lateral geniculate (visual) nuclei, receive extrinsic GABAergic inputs exclusively from TRN (see Fuentealba and Steriade 2005
). The reticular and extrareticular systems differ significantly in their postsynaptic influences on thalamic neurons, in the intrinsic properties of their constituent neurons and in the input-output relationships of their parent nuclei (see Bokor et al. 2005
). These differences suggest that the selective extra-reticular GABAergic control of higher-order nuclei plays a distinct role in thalamic regulation, a role that remains to be determined.
Our findings are consistent with the hypothesis that behavioral states determine the function of ZI. This hypothesis predicts that ZI-mediated inhibition of POm is most potent during slow-wave sleep (and anesthetic states)when cholinergic activity is diminished. This prediction is supported by anecdotal evidence (Koyama et al. 2003
; Parmeggiani and Franzini 1973
). As a result, POm neurons fail to respond to ascending sensory inputs, and function primarily in "higher-order" mode, concerned with relaying trans-cortical information (Sherman 2005
). By contrast, increased cholinergic activity during wakefulness and enhanced vigilance suppresses ZI-mediated inhibition, thereby ungating POm responses to ascending inputs. We therefore predict that during this state POm functions as a first-order nucleus that directly relays peripheral inputs to the cortex.
| GRANTS |
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| FOOTNOTES |
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The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Address for reprint requests and other correspondence: A. Keller, Dept. of Anatomy and Neurobiology, University of Maryland School of Medicine, 20 Penn St., Baltimore, MD 21201 (E-mail: akeller{at}umaryland.edu)
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