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J Neurophysiol 96: 3170-3182, 2006; doi:10.1152/jn.00520.2006
0022-3077/06 $8.00
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Time-Dependent, Layer-Specific Modulation of Sensory Responses Mediated by Neocortical Layer 1

Dan Shlosberg, Yael Amitai and Rony Azouz

Department of Physiology, Zlotowski Center for Neuroscience, Ben-Gurion University, Beer-Sheva, Israel

Submitted 16 May 2006; accepted in final form 3 September 2006


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 ACKNOWLEDGMENTS
 REFERENCES
 
An essential component of feedback and top-down information in the cortical column arrives at layer 1 (L1) where it contacts distal dendrites of pyramidal neurons. Although much is known about the anatomical organization of L1 fibers, their contribution to sensory information processing remains to be determined. We assessed the physiological significance of L1 inputs by performing extracellular recordings in vivo from neurons in the primary somatosensory cortex of rodents. We found that blocking activity in L1 increases whisker-evoked response magnitude and variance, suggesting that L1 exerts an inhibitory influence on whisker responses. However, when pairing L1 stimulation with whisker deflection, the interval between the stimuli determined the outcome of the interaction, with facilitation of sensory responses dominating the short intervals (≤10 ms) and suppression prevailing at longer intervals (>10 ms). These temporal interactions resulted in a time-dependent regulation of direction tuning of cortical neurons. The synaptic mechanisms underlying L1 inputs’ influences were examined using whole cell recordings in vitro while pairing L1 and white-matter stimulations. We found time-dependent, layer-specific differences in synaptic summation of the two inputs, with supralinearity at shorter intervals and sublinearity at longer intervals that resulted mainly from shunting inhibition. Taken together, our results demonstrate that L1 inputs impose a time- and layer-specific regulation on sensory-evoked responses. This in turn may lead to a dynamic transmission of sensory information in the somatosensory cortex.


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 ACKNOWLEDGMENTS
 REFERENCES
 
The traditional model of sensory information processing assumes a feedforward cascade of hierarchical stages of increasing processing complexity (Felleman and Van Essen 1991Go; Zeki and Shipp 1988Go). Although this model has been relatively successful in explaining certain aspects of cortical sensory information processing, it fails to account for anatomical, physiological, and psychophysical studies indicating that feedback and top-down effects play a crucial role in sensory integration (Engel et al. 2001Go; Lamme et al. 1998Go, and references therein). Numerous studies have shown that cortical areas at a higher stage of the hierarchy influence receptive field properties, firing rates, and the degree of neuronal synchronization at lower cortical areas (Bullier et al. 2001Go; Fries et al. 2001Go; Hupe et al. 2001Go; Steinmetz et al. 2000Go). These influences may be associated with attention, stimulus context, figure-background discrimination, memory organization, and touch discrimination (Cauller 1995Go; Cauller and Kulics 1991Go; Fries et al. 2001Go; Hupe et al. 1998Go; Lamme et al. 1998Go; Roelfsema et al. 1998Go; Squire and Zola-Morgan 1991Go; Steinmetz et al. 2000Go).

The anatomical substrate for these feedback and top-down effects resides in both the network of local intrinsic horizontal connections (Amir et al. 1993Go; Gilbert and Wiesel 1989Go; Livingstone and Hubel 1984Go; Rockland and Lund 1983Go) and the dense network of top-down and feedback interareal connections (Angelucci and Bullier 2003Go; Angelucci et al. 2002Go). The mechanisms by which these pathways produce their impact are largely unexplored.

One of the targets of interareal connections is the superficial L1 (Cauller and Kulics 1991Go; Mitchell and Cauller 2001Go). In addition to axons originating from local pyramidal and nonpyramidal neurons, this layer contains significant inputs from other regions (Vogt 1991Go), including diffuse top-down projections from higher cortical areas and some thalamocortical axons from specific and nonspecific nuclei (Diamond 1995; Herkenham 1980Go; Mitchell and Cauller 2001Go; Rockland and Pandya 1979Go; Zeki and Shipp 1988Go). The axons in L1 are predominantly glutamatergic and GABAergic and their main targets are the distal apical dendritic tufts of pyramidal cells in layers 2/3 and 5 (Budd 1998Go; Hestrin and Armstrong 1996Go; Tamas et al. 2003Go; Vogt 1991Go; Zhu and Zhu 2004Go). Furthermore, a small number of nonpyramidal neurons are also located in L1 (Chu et al. 2003Go; DeFelipe and Jones 1988Go; Zhou and Hablitz 1996Go).

Although much is known about the anatomical organization of L1, the influences of L1 distal synaptic inputs on synaptic integration and the contribution of L1 to sensory information processing remain largely unknown. Several mechanisms may combine to amplify distal excitatory inputs and allow their propagation to the soma, but it has been generally accepted that inhibition contacting the apical tuft affects dendritic processing only locally (Cauller and Connors 1994Go; Miles et al. 1996Go; Salin and Prince 1996Go; however, see Williams and Stuart 2003Go). We explored the impact of L1 activation on cortical processing using extracellular recordings in vivo in the primary somatosensory (barrel) cortex of rodents. We found that L1 inputs regulate the magnitude, variance, and direction selectivity of sensory responses. Pairing L1 and white-matter (WM) stimulation in vitro revealed corresponding layer-specific, time-dependent nonlinear summations of synaptic potentials, which most likely underlie the interactions of the two activated pathways in vivo.


    METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 ACKNOWLEDGMENTS
 REFERENCES
 
Surgical procedures

Adult male Sabra rats (250–300 g) were used. All experiments were conducted in accordance with international and institutional standards for the care and use of animals in research. Surgical anesthesia was induced by urethane (1.5 g/kg, administered intraperitoneally) and maintained at a constant level by monitoring hindpaw withdrawal, corneal reflex, respiratory rate, and administering extra doses (10% of original dose) as necessary. Atropine methyl nitrate (0.3 mg/kg) was administered intramuscularly before general anesthesia to prevent respiratory complications. Body temperature was maintained near 37.1°C using a servo-controlled heating blanket (Harvard, Holliston, MA). After placing subjects in a stereotaxic apparatus (TSE, Bad Homburg, Germany), the somatosensory cortex was exposed by a 3 x 4-mm craniotomy centered on a point 2 mm posterior and 6 mm lateral to bregma. The vibrissae region of the somatosensory cortex was then identified according to vascular landmarks and stereotaxic coordinates (Chapin and Lin 1984Go; Hall and Lindholm 1974Go).

In vivo recording and stimulation

Cortical recordings were obtained using tungsten microelectrodes and two types of 16-channel silicone probes: a vertical probe and a 4 x tetrodes probe (NeuroNexus Technologies, Ann Arbor, MI). The vertical probe sites were separated vertically by 100 µm, whereas the 4 x tetrodes probe sites were 25 µm apart. Both of these probes had impedances of 1–2 M{Omega}. After alignment and mapping of the barrel, the electrodes were placed into the estimated center of the barrel (A–D, based on maximal responses from the principal vibrissa and minimal longer-latency responses from surrounding vibrissae). The electrodes were aligned normal to the cortical surface such that recording sites remained within the same barrel column. The laminar position of the electrodes was determined by both the electrode depth (resolution of 20 µm) and response latency (granular layer with the shortest latency). The location of layer 4 was estimated to be at 500–750 µm from the pia, a depth that usually showed the shortest response latency to sensory stimulation. The recorded signals were amplified (1,000-fold), band-pass filtered (1 Hz to 10 kHz), digitized (30 kHz/channel), and stored for off-line spike sorting and analysis. The data were then separated to local field potentials (LFPs; 1–150 Hz), and isolated single-unit activity (0.5–10 kHz). Spike extraction and sorting were accomplished with MClust (by A. D. Redish, available from http://www.cbc.umn.edu/~redish/mclust), which is a Matlab (The MathWorks, Natick, MA) based spike-sorting software. The extracted and sorted spikes were stored at a 1-ms resolution and peristimulus time histograms (PSTHs) were computed.

Handheld probes were used to identify the whisker evoking the strongest response from an isolated unit, i.e., the principal whisker. A piezoelectric mechanical stimulator was then attached to this whisker about 2 mm from the face. We used simulated-textures stimuli in which constant-seed, Gaussian-distributed white-noise (500 Hz, low-pass filtered to prevent ringing; the piezoelectric wafer was modified to increase its resonant frequency to 650 Hz) voltages were used to drive the piezoelectric wafer stimulator (Arabzadeh et al. 2005Go). To calibrate and monitor the piezoelectric element, a noncontact optical displacement-measuring system was used (Micro-Epsilon, Ortenburg, Germany). The 500-ms single-axis, two-direction stimulus was adjusted to the direction preference of the recorded cell. When measuring the direction selectivity of cortical neurons, single-axis, single-direction stimulation was used. Quantitative data were obtained in response to 50–100 presentations of stimuli at numerous amplitudes (50–350 µm) every 2 s. Displayed responses show averages over multiple stimulations.

In some experiments, we paired a preceding L1 electrical stimulation with a subsequent sensory stimulation and varied the interval between them. A bipolar stimulating electrode was placed on the surface of the cortex at about 2 mm laterally to the recording column, to activate afferent L1 fibers (pulse duration: 100 µs). Drugs aimed at blocking L1 inputs such as 6,7-dinitroquinoxaline-2,3-dione (DNQX, 20 µM, Sigma–Aldrich) or tetrodotoxin (TTX, 5 µM, Alomone, Jerusalem, Israel) were applied to the surface of the cortex.

Slice preparation, recordings, and stimulation

Mice (CD1, 21–28 days old) were deeply anesthetized with pentobarbital and decapitated; their brains were quickly removed into cold (5°C) physiological solution. Coronal cortical slices (350 µm thick) were cut with a vibratome (Campden Instruments, London, UK) and then transferred to a holding chamber, where they were kept at room temperature for ≥1 h before recording, continuously bubbled by 95% O2-5% CO2. Recording was done in a chamber mounted on an upright microscope equipped with IR/DIC optics (Nikon Physiostation EC-600), where they were held at 32–34°C and constantly perfused. The normal bathing solution contained (in mM): 124 NaCl, 3.5 KCl, 2 MgSO4, 1.25 NaHPO4, 2 CaCl2, 26 NaHCO3, and 10 dextrose, and was saturated with 95% O2-5% CO2 (pH 7.4).

Whole cell recordings were made from layer 2/3 or layer 5 pyramidal neurons in the barrel field. Patch micropipettes (4–6 M{Omega}) were filled with a solution containing (in mM): 125 K gluconate, 5 NaCl, 2 MgCl2, 10 EGTA, 10 HEPES, and Na2ATP (pH 7.2, 280 mOsm). Voltages were recorded with a patch-clamp amplifier (AxoPatch 2B, Axon Instruments), and digitally sampled at 10 kHz. Series resistance was typically <15 M{Omega}. One bipolar stimulating electrode was placed in the white matter (WM) under the recording area, to activate a column of neurons. The other stimulating electrode was used to stimulate L1 and was placed ≥1 mm lateral to the recording area to activate afferent L1 fibers while minimizing the activation of neurons in the same column. The two pathways were stimulated alternately and in conjunction, at 0.1 Hz for each pathway, using pulses of 40 µs and about 50 µA. The intensities of the stimuli were adjusted such that the L1 stimulus was set to produce the maximal response (which was always subthreshold), whereas WM stimulation was set to produce synaptic potentials of amplitudes around half spike threshold.

Data analysis

One-dimensional current-source density (CSD) was calculated from the second spatial derivative of the LFP profile (Freeman and Nicholson 1975Go; Mitzdorf 1985Go)

Formula 1(1)
where {Phi} is the field potential, z is the coordinate perpendicular to the laminae, {Delta}z is the sampling interval (100 µm), and n{Delta}z is the differentiation grid (n = 1). To obtain upper and lower boundary sites, we used an extrapolation method that assumes no additional decay in the field potential above and below the uppermost and lowermost recording sites, respectively (Vaknin et al. 1988Go). In CSD traces, current sinks are indicated by upward deflections and sources by downward deflections. To facilitate visualization of CSD profiles, we generated color image plots using linear interpolation along the depth axis.

The analysis of response reliability was similar to that of Mainen and Sejnowski (1995)Go, with some differences, and is illustrated in GoGoFig. 3. The first step consisted of constructing a PSTH with a bin width of 1 ms (e.g., Fig. 3A). The next step was to define an "event"—that is, an action potential obtained with a sufficiently high temporal precision to yield large bins in the PSTH. To do that, we arbitrarily chose a threshold value corresponding to a height of 3 SDs of spontaneous activity (horizontal dashed line in Fig. 3A). For simplicity, we restricted the analysis to the first 25 ms after whisker deflection, and only the first event, which corresponds to the initial response, was considered. The dashed vertical lines in Fig. 3, A and B delimit such events.


Figure 1
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FIG. 1. Blocking layer 1 (L1) by tetrodotoxin (TTX) increases the magnitude and variability of whisker-evoked local field potentials (LFPs). A: current-source density (CSD) profile of the initial response to a brief whisker stimulation under control conditions. B: for the same session as in A, CSD profile of the initial response (expended timescale of the response in C) to white noise whisker stimulation (bottom). C: CSD profile under control conditions (left) and in the presence of TTX applied to L1 (right). An average of 100 stimulations is presented. Broken lines delineate the 500- to 750-µm depth, estimated to be the location of layer 4. Arrows indicate the early sink in layer 4. Color intensities reflect source and sink amplitudes. Vertical scale bar indicates the depth distance measured from the pia. D: time course of the amplitude changes in whisker-evoked LFPs during TTX application, recorded at a depth of about 100 µm (L1, {circ}) and about 200 µm (upper layer 2, ). Time 0 denotes TTX application. Gray box denotes the time interval from which responses were analyzed. E: variability across trials for the same data as in B. Scale bar units are in (µV/mm2)2. F: difference between the CSD profiles of control and TTX in B. Scale bar is in µV/mm2. G: borders of the current sources and sinks taken from the right panel in A (see text). Time and depth scales in E, F, and G are as in C. H: Fourier power spectra of layer 2 LFP traces during spontaneous activity in control (red) and during TTX application (blue).

 

Figure 2
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FIG. 2. Blocking L1 by 6,7-dinitroquinoxaline-2,3-dione (DNQX) decreases whisker-evoked response variability. A: CSD profile of a response to white noise whisker stimulation (bottom) under control conditions (left) and in the presence of DNQX applied to L1 (right, average of 100 stimulations). Color intensities reflect source and sink amplitudes. Timescale as in B. Vertical scale bar indicates depth from the pia. B: same as in A but for the variability across trials. Scale bars are in (µV/mm2)2. For A and B, the broken lines delineate the 500- to 750-µm depth from the pia. C: time course of the changes in whisker-evoked LFPs during DNQX application, recorded at a depth of about 100 µm (L1, {circ}) and about 200 µm (upper layer 2, ). Time 0 denotes DNQX application.

 

Figure 3
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FIG. 3. Effects of blocking activity in L1 on the magnitude, reliability, and precision of single-neuron responses. A: peristimulus time histogram (PSTH) measured from a neuron in the supragranular layer in response to white noise whisker stimulation. Dashed horizontal line denotes the threshold for event detection (mean + 3SD of spontaneous activity). Dashed vertical line denotes the boundaries of the event. B: same as in A, after TTX application. C: change in response magnitude, reliability, and precision after TTX (black bars) and DNQX (gray bars) in supragranular neurons. Note the lack of change in the spontaneous activity. D: same as C for infragranular neurons. *Indicates a significant difference (P < 0.01) from control; #indicates a significant difference (P < 0.01) between TTX and DNQX.

 
The variable reliability was defined as the probability of observing an action potential at a specific latency within the limits of an event. It was calculated by the cumulative sum of the bins that are larger than the threshold, divided by the cumulative sum of all bins. A value of 1 means that all evoked spikes had the same latency. The calculation of reliability excluded those bins that were lower than the threshold, even if they participated in an event. The precision variable is a measure of the temporal jitter of the latency to the first spike. To calculate it, the SD across trials of this latency was computed.

The direction selectivity of single neurons was determined by assigning each with a direction index (DI) according to the formula

Formula 1
where RP = (response to the preferred direction) – (mean level of maintained activity) and RN = (response to the null direction) – (mean level of maintained activity).

To quantify the synaptic reversal potential and conductance, we used an established technique (Anderson et al. 2000Go; Hirsch et al. 1998Go) based on the measurement of input conductance. We measured membrane potential (Vm) responses to each stimulus while injecting, in turn, different levels of steady current. Using these Vm signals we fit the current–voltage relationship at each time point with the equation

Formula 2(2)
where g(t), the inverse slope of the fit, is the input conductance at time t. The value of the intercept Vsyn(t) is the mean Vm in the absence of injected current and Icap is the capacitive current defined by Icap(t) = Cm x (dVm/dt).

We made the simplifying assumption that the conductance of a cell is the sum of its excitatory and inhibitory synaptic conductances [ge(t) and gi(t), respectively] and a constant resting conductance (grest)

Formula 3(3)

In the absence of synaptic stimulation, we take the resting conductance grest to be equal to the total conductance of the cell and the synaptic conductance to be equal to zero. Given this relation, Vsyn can be expressed as a function of conductance

Formula 4(4)
where Ve and Vi are, respectively, the equilibrium potentials for excitatory and inhibitory synaptic conductances. We set Ve = 0 mV and Vi = –80 mV, the latter being the intermediate value between the {gamma}-aminobutyric acid types A and B (GABAA and GABAB, respectively) equilibrium potentials. Vrest was obtained from the Vm recordings during the control conditions and grest was calculated from the voltage deflections in response to hyperpolarizing current pulses. Equations 2 and 3 can be solved at each time point to yield values of ge(t) and gi(t). Thus for each series of Vm measurements, these calculations yield two corresponding time series reflecting the excitatory and inhibitory synaptic conductances of the cell.

The significance of the differences between the measured parameters was evaluated using one-way ANOVA. When significant differences were indicated in the F-ratio test (P < 0.05), the Tukey method for multiple comparisons was used to determine those pairs of measured parameters that differed significantly within the pair (P < 0.05 or P < 0.01). Averaged data are expressed as means ± SD. Error bars in all the figures indicate the SD.


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 ACKNOWLEDGMENTS
 REFERENCES
 
Effects of blocking layer 1 on sensory responses

To examine how L1 regulates sensory-evoked responses we recorded LFPs evoked by white noise whisker stimulation with a linear probe of 16 electrodes inserted perpendicular to the cortical surface. The location and direction of transmembrane currents were determined using CSD analysis. The early laminar CSD profile of response to standard brief whisker deflection (Fig. 1A) was similar to that of previous reports (Mitzdorf 1985Go; Swadlow et al. 2002Go), revealing an early postsynaptic current sink centered in layer 4 in parallel with current sources in infra- and supragranular layers. Although more complex, the early CSD profile of responses to white noise stimuli revealed a similar current sink in layer 4 (Fig. 1B).

We next applied TTX to the surface of the cortex (n = 7). To ensure that the effects of TTX were limited to L1, we monitored the amplitude of evoked responses recorded at a depth of about 100 µm (L1) and about 200 µm (upper layer 2). Only sessions in which whisker-evoked LFP responses in layer 2 did not exhibit any significant reduction, but rather reached an elevated plateau (Fig. 1D, gray area), were considered for analysis. During this plateau period, TTX application did not change the frequency of spontaneous activity nor its spectral content in layer 2 (Fig. 1H). On the other hand, it increased the whisker-evoked response magnitude (Fig. 1C, right) and variance (Fig. 1E, right), as expressed in both an augmentation and prolongation of all current sinks and sources. To quantify these changes we used two methods: First, we subtracted the CSD profile in control conditions from the CSD after TTX application. The results revealed positive values in most layers (Fig. 1F), confirming a general enhancement of the responses. Second, we quantitatively estimated the borders of whisker-evoked CSD activity by testing, at each point in the figure, the null hypothesis that the neural response is not different from spontaneous activity. Contours where this null hypothesis is rejected at the P = 0.05 level were then superimposed on the map to demarcate the border of the significant activity. Figure 1G displays an example of the borders of the responses taken from the right panel in Fig. 1C. The mean level of activity within each border was compared between the control and the TTX conditions. The analysis revealed a significant increase in response magnitude and variability that was consistent across all animals (n = 7). These changes in response characteristics were more prominent in infragranular than those in supragranular layers (Fig. 1; Table 1; P < 0.01). It is important to note that no significant differences were observed in the initial response in layer 4 (Fig. 1C, arrows). These results indicate that L1 modifies sensory-evoked responses by regulation of intracortical excitability.


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TABLE 1. Effects of layer 1 blockade with TTX and DNQX

 
TTX blocks both excitatory and inhibitory transmission in L1. To isolate the contribution of L1 excitatory pathways to sensory-evoked responses we repeated the previous experiment with the {alpha}-amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid (AMPA)–receptor blocker DNQX. As before, to ensure that the effect of DNQX is confined to L1, we monitored the amplitude of evoked responses in the superficial electrodes and only sessions that did not exhibit any significant reduction in layer 2 responses were considered (Fig. 2C). Application of DNQX to the cortical surface did not influence whisker-evoked response magnitude (Fig. 2, A and C; Table 1), but it reduced responses’ variance (Fig. 2B; P < 0.01; n = 6). This reduction was more prominent in infragranular layers (P < 0.01). Taken together, these results indicate that L1 can exert a strong inhibitory influence on whisker-evoked responses that serves to reduce their magnitude and variability (see also Shlosberg et al. 2003Go).

We next examined the effect of blocking L1 on single-neuron activity. Whisker-evoked responses were recorded from infra- and supragranular layers neurons while applying TTX (infragranular: n = 11; supragranular: n = 10) or DNQX (infragranular: n = 10; supragranular: n = 9) to the surface of the cortex as before. Drug-induced changes in response properties were evaluated by measuring the magnitude, reliability, and precision of the spiking responses (see METHODS). An example of a supragranular neuron response to white noise whisker stimulation is displayed in Fig. 3. Application of TTX resulted in a significant increase of response magnitude while reducing its reliability and precision (Fig. 3, C and D; infragranular: n = 9; supragranular: n = 7). Application of DNQX had no effect on either the magnitude or precision of the responses, although it did increase their reliability (Fig. 3, C and D; infragranular: n = 8; supragranular: n = 6). These results further support the notion that L1 may influence both the magnitude and the temporal fidelity of sensory responses by dominant inhibitory input.

Effects of layer 1 stimulation on sensory responses

The above results allude to a considerable inhibitory function for L1 in sensory integration. However, it was previously shown that the contribution of L1 to sensory-evoked responses is reduced in anesthetized animals (Cauller and Kulics 1991Go). Therefore we electrically stimulated L1 in conjunction with sensory stimulation.

Stimulation of L1 evoked two types of laminar activity, depending on stimulus intensity. At lower intensities ({approx}10 µA), a short-latency (1.2 ± 0.3 ms) negative potential appeared in L1 and upper layer 2 (Fig. 4A, asterisk). This negative potential was followed by a local positive potential (3.6 ± 0.2 ms) and by global succeeding negative potentials (5.4 ± 0.4 ms), which lasted ≤50 ms. A CSD analysis revealed that the superficial current sink was associated with a current source immediately below and no current dipoles were observed in deeper layers (Fig. 4B), indicating that the synaptic activation evoked by this electrical stimulation was restricted to L1 and upper layer 2. In contrast, at higher stimulus intensities (>10 µA), a short-latency negative potential also appeared in layer 5 (Fig. 4C). These negative potentials were followed by local positive potentials and by global succeeding negative potentials. A CSD analysis revealed that current dipoles were observed in both superficial layers and layer 5 (Fig. 4D), indicating that L1 stimulation at higher intensities activated the entire cortical column. Thus we used lower stimulus intensities (<10 µA) for the rest of the study to examine the effect of L1 activation on sensory inputs. To rule out the possibility that L1 electrical activation indirectly alters sensory responses by changing the cortical network state, we compared the integrated power of spontaneous activity in layer 2 before and between stimuli in low- (1–12 Hz), medium- (12–25 Hz), and high-frequency (25–40 Hz) bands. This analysis did not reveal significant changes in these parameters, indicating that the cortical rhythmic activity was not systematically driven in one way or another by the stimulation (Fig. 4E).


Figure 4
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FIG. 4. Electrical stimulation at the surface of the cortex can selectively activate L1 synapses. A: L1-evoked LFP responses at lower stimulus intensity (10 µA). Vertical dashed line indicates the time of the stimulus. Asterisk denotes the local stimulus-evoked depolarization. B: CSD profile from A. C and D: similar to A and B at higher stimulus intensities (100 µA). Broken lines in B and D delineate the 500- to 750-µm depth from the pia. E: Fourier power spectra of layer 2 LFP traces during spontaneous activity in layer 2 before (blue) and between stimuli (red).

 
The effect of pairing a preceding L1 activation with whisker stimulations depended on the time interval between the two stimuli: temporal proximity (≤10 ms) resulted in an enhancement of whisker-evoked LFP magnitude accompanied by a reduction in response variability and duration (Fig. 5A, top traces), suggesting an increase in neuronal synchronization. Again, the increase in response magnitude was more pronounced for infragranular than for supragranular layers (Fig. 5C, P < 0.05). Longer interstimulus intervals (10 ms < ISIs < 50 ms) resulted in a reduction of both magnitude and variability of sensory-evoked responses (Fig. 5). The reduction in response magnitude was more pronounced for infragranular layers at ISIs of 20 and 30 ms, whereas the change in variability did not differ between layers.


Figure 5
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FIG. 5. Preceding L1 stimulation increases whisker-evoked response magnitude and decreases variability. A: average LFP responses recorded in layer 2/3 (330 µm) in response to white noise whisker stimulation at several intervals from L1 stimulation (dashed lines) are superimposed on isolated whisker-evoked responses (continuous lines). B: variability of the LFPs from A at different intervals from L1 stimulation (dashed line) superimposed on the variability of the isolated whisker-response LFP (continuous line). Dashed horizontal lines denote a variability of 0. C and D: magnitude and variability of sensory-evoked LFPs from infragranular () and supragranular ({circ}) layers, as a function of the interstimulus interval (ISI) from L1 activation. All values are normalized to the maximal value of the control. *Indicates a significant difference (P < 0.01) from control; #indicates a significant difference (P < 0.01) between the layers.

 
We next applied the same stimulation protocol and recorded responses from neurons in infra- and supragranular layers (infragranular: n = 25; supragranular: n = 27). The effects of changing the ISI on sensory response magnitude, reliability, and precision were determined. An example of the effects of L1 stimulation on sensory responses of a supragranular neuron is shown in Fig. 6A. Figure 6B summarizes the data across all neurons. As in the previous experiments, paired stimulation at short ISIs (≤10 ms) increased all three parameters of sensory responses, whereas at longer ISIs (>10 ms) there was a reduction of sensory-evoked responses and a return of reliability and precision measures to control levels (Fig. 6B). These data further demonstrate that the temporal relationship between L1 activation and whisker deflection may regulate the flow of sensory information.


Figure 6
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FIG. 6. Modulation of neuronal responses to whisker stimulation by L1 activation depends on the ISIs. A: example of PSTHs measured from a supragranular layer neuron, in response to white noise whisker stimulation at several intervals from L1 stimulation. Dashed vertical lines denote the boundaries of the event. Vertical arrow indicates the time of the stimulus. B: for all recorded neurons (infragranular, n = 25; supragranular, {circ}, n = 27) the response magnitude, reliability, and precision are plotted as a function of the ISI from L1 stimulation. *Indicates a significant difference (P < 0.01) from control.

 
Effects of layer 1 stimulation on direction tuning

Several studies demonstrated that neurons in the barrel cortex have angular deflection preference (Bruno and Simons 2003; Simons and Carvell 1989Go). Based on our findings, we conjectured that L1 activation might also influence the direction selectivity of the neurons in a time-dependent manner. Figure 7A depicts the effect of L1 activation on a direction-tuning curve by plotting the neurons’ responses to all directions normalized to its preferred direction. L1 stimulation 5 ms before the sensory stimulation resulted in a reduced direction selectivity, as reflected in a decrease of DI from 0.46 to 0.29. An ISI of 20 ms increased the direction selectivity (DI change from 0.46 to 0.88). A summary of L1 stimulation effects across all neurons confirms that shorter ISIs reduce the direction selectivity, whereas longer ISIs increase it (Fig. 7B, Table 2, n = 11). Altogether, these findings demonstrate that L1 inputs can have inverse effects on sensory responses, depending on the temporal relationship: when activated at close temporal proximity to sensory stimuli they enhance response magnitude and reliability while decreasing its selectivity. In contrast, at longer ISIs they reduce the response magnitude while increasing its direction selectivity.


Figure 7
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FIG. 7. L1 stimulation modulates neuronal direction selectivity in a time-dependent manner. A: example polar plot of a layer 2/3 neuron responses to whisker stimulation at 8 different directions during control condition () and after L1 stimulation at intervals of 5 and 20 ms ({square} and {circ}, respectively). All responses were normalized to the preferred response at the corresponding condition. B: normalized direction index as a function of ISIs from L1 activation. *Indicates a significant difference (P < 0.01) from control.

 

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TABLE 2. Effects of interstimulus interval of direction selectivity

 
Cellular mechanisms underlying the effects of layer 1 stimulation

In a second series of experiments, we sought to determine the synaptic mechanisms underlying the interactions between L1 inputs and sensory responses by performing whole cell recordings in slices. We first measured the responses of layer 2/3 (n = 17) and 5 (n = 14) neurons to cortical superficial stimulation while injecting steady hyperpolarizing and depolarizing currents to hold the cells at different membrane potentials. Two types of L1 stimuli were used; a distant stimulating electrode was placed more than 1 mm lateral to the recorded neuron and its stimulus intensity was set to produce the maximal response, which was always subthreshold. When this electrode was placed at the same horizontal distances but in lower laminae it did not evoke synaptic responses on the recorded neurons (not shown), confirming that the synaptic responses resulted from selective activation of incoming pathways within L1. Furthermore, L1 stimulation did not evoke synaptic responses in any of the layer 4 neurons recorded (n = 7), indicating that our stimulation affected only neurons that have an apical dendrite that ascends to L1 (i.e., layers 2/3 and 5). For comparison, another stimulating electrode was placed near the recording area right under the pia and its intensity was set to produce postsynaptic potential (PSP) amplitudes of around half spike threshold.

We then calculated the synaptic reversal potentials and conductances associated with the responses based on two simplifying assumptions. First, we assumed that the current–voltage relationship in the recorded neurons is linear. To evaluate this, we calculated the linear correlation coefficient between injected current and the Vm (Fig. 8B). In general, the correlation coefficients were quite high (range 0.79–0.94) and statistically significant. Second, we assumed single equilibrium potentials for synaptic excitation (Ee) and inhibition (Ei). We chose Ei to be –80 mV, a value between those for GABAA and GABAB conductances, and assumed a single type of voltage-independent conductance for Ee (0 mV). To control for possible effects of incorrectly estimating the synaptic equilibrium potentials, we repeated the analyses after varying the values of Ee and Ei by 10 mV in either direction (Anderson et al. 2000Go). These changes did not significantly affect the basic results.


Figure 8
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FIG. 8. Stimulation of L1 in vitro evokes excitatory and inhibitory synaptic conductances. A, left panels: averaged synaptic responses of a layer 2/3 neuron to distant L1 stimulation. Right panels: averaged synaptic responses of the same neuron to local superficial stimulation. Dashed trace shows the Vm in the absence of current injection. Continuous traces are the Vm with current steps of 100 pA. B: current–voltage (IV) relationship for the peak amplitude of the PSPs in A. Lines represent linear fits to the data. C: synaptic reversal potentials calculated from the traces in A. D: total input conductances of the neuron in A. E: derived excitatory (continuous lines) and inhibitory (dashed lines) synaptic conductances for the responses in A.

 
An example recording of a layer 2/3 neuron after L1 stimulation is illustrated in Fig. 8. The stimulation electrode was placed locally (right panels) or distantly (left panels). Several apparent features distinguish between the responses to the two types of stimuli: First, response latency to local stimulation was significantly shorter (1–2 vs. 4–6 ms, Table 3). This difference is likely attributable to the axonal conduction time of fibers in L1. Second, local stimulation resulted in larger response amplitudes and greater change in total synaptic conductances, even when the stimulation was adjusted to yield subthreshold responses. Thus when only L1 fibers were activated, spike generation was highly unlikely. Third, synaptic reversal potential to local stimulation was more negative because of the greater contribution of inhibitory synaptic conductances. However, short-latency inhibitory conductances were also evident in distant L1 activation, suggesting the existence of long-range inhibitory axons in this lamina. These results were characteristic for the entire sample (Table 3).


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TABLE 3. Synaptic properties of layer 1 stimulation in vitro

 
We next paired preceding distant or local superficial stimulations with following white-matter (WM) stimulation and recorded from layer 2/3 (n = 18) and layer 5 (n = 14) neurons. Examples for such synaptic interactions are shown in Fig. 9. Traces of the observed interactions (Fig. 9, B and C, black) are superimposed on traces of the arithmetic sum of each input when evoked separately (Fig. 9, B and C, gray) for two separate ISIs. We then calculated the ratio between the observed and expected response amplitudes across all cells for different ISIs (Fig. 9, D and E). Similar to our results in vivo, these analyses demonstrate that synaptic summation may vary with the cortical layer and the interval between the stimuli. In most cells, ISIs >10 ms resulted in sublinear summation. In 71% of layer 5 neurons, both local and distant stimuli resulted in supralinear summation at short ISIs, whereas in layer 2/3 neurons, local L1 responses summed supralinearly with WM responses at shorter ISIs (67%), and distant L1 and WM responses summed sublinearly in all cells (Fig. 9, D and E).


Figure 9
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FIG. 9. Summation of L1 and white-matter (WM) synaptic inputs is layer specific. A: synaptic responses taken from layer 2/3 (bottom panels) and layer 5 (top panels) cortical neurons in response to electrical stimulation of L1 (gray) and WM inputs (black). B: average response of paired stimulation at 5-ms ISI (black) are superimposed on the predicted responses (gray) in the same neurons as in A. C: traces of averaged responses to paired stimulation at 35- and 20-ms ISIs in the same neurons (black) are superimposed on the predicted responses (gray). D and E: summary of the effects of ISI on synaptic summation with distant and local L1 stimulation. *Indicates a significant difference (P < 0.01) from the predicted summation of the responses; #indicates a significant difference (P < 0.01) between the layers.

 
Several mechanisms may account for the sublinear summation of synaptic inputs at longer ISIs (Higley and Contreras 2003Go; Holt and Koch 1997Go). One of those is the reduction in the synaptic driving force. Preceding L1 stimulation usually evoked depolarization that would decrease the synaptic driving force to a subsequent WM-evoked response. To address this possibility, we plotted the amplitude of the WM-evoked synaptic response against the baseline Vm and fit a linear regression to these points. The regression line was used to extrapolate the expected WM-evoked amplitude at the depolarized Vm caused by the preceding L1 activation. For the population, we plotted the WM-evoked PSP amplitude when preceded by L1 stimulation at 25-ms intervals (Fig. 10A, arrow) against the expected amplitudes derived by extrapolation (Fig. 10B). The data show a significant but weak correlation (r2 = 0.24; P < 0.01), indicating that the driving force plays a role in reducing the PSP amplitude. However, all the data points fall below the diagonal, suggesting that the observed amplitude was reduced more than could be accounted for by the decrease in driving force. This finding suggests that an additional mechanism contributes to the reduction in PSP amplitudes.


Figure 10
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FIG. 10. Contribution of driving force and shunting to the reduction in WM response amplitude. A: synaptic responses of a layer 2/3 neuron to paired stimulation at 25-ms ISI (black) superimposed on L1 response (dashed), WM response (dotted), and the arithmetic sum of L1 and WM responses (gray). B: WM response amplitude (a) at the 25-ms interval is plotted against the expected response amplitudes derived from the PSP IV curve (see text). Data points are weakly correlated (r2 = 0.24, P < 0.01). C: ratio of a and the predicted response is plotted as a function of the change in impedance caused by the L1-evoked response, at the time corresponding to the WM-evoked PSP onset. Change in PSP amplitude is highly correlated with the change in normalized impedance (r2 = 0.74, P < 0.01).

 
A second cellular mechanism by which activation of fibers in L1 may reduce the WM-evoked PSP amplitude is the reduction of the neuron’s impedance. If synaptic shunting plays a role, the decrease in amplitude should correlate with the decrease in impedance caused by the preceding L1 stimulation. To discount the effects of driving force on the PSP, we calculated the ratio of the observed PSP amplitude divided by the predicted value corrected for the change in Vm. We plotted the resulting value (a/Predicted response) against the normalized decrease in impedance caused by L1-evoked PSP at the time corresponding to the onset of the WM-evoked response (see METHODS; Fig. 10C). We find a linear relationship between the plotted variables (r2 = 0.74; P < 0.01), indicating that the reduction of the WM-evoked PSP amplitudes can be attributed mostly to a decrease in impedance.


    DISCUSSION
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 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
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 REFERENCES
 
The convergence of bottom-up, feedback, and top-down synaptic inputs in L1 makes this layer an essential site for bidirectional processing of sensory information. The main targets of these inputs are the distal apical dendritic compartments of pyramidal neurons in layers 2/3 and 5 (Budd 1998Go; Chu et al. 2003Go; Hestrin and Armstrong 1996Go; Tamas et al. 2003Go; Zhu and Zhu 2004Go). Our results demonstrate that activation of axonal pathways in L1 regulates the magnitude and reliability of whisker-evoked responses in a time-dependent and layer-specific manner, and thus we propose that membrane shunting caused by these distal inputs is the main mechanism by which they exert their influence.

Time-dependent modulation

To study how the barrel system integrates feedback, top-down, and feedforward inputs, we measured the response of cortical neurons to whisker deflection in vivo or WM stimulation in vitro preceded by L1 activation. Consistent with previous findings in thalamocortical slices (Llinas et al. 2002Go), we found that this interaction resulted in enhancement of the sensory responses or supralinear synaptic summation of the two inputs at shorter time intervals. In contrast, longer intervals strongly suppressed the spike output of the cells and reduced the WM-evoked PSP amplitude. These observations are similar to findings of previous studies exploring the columnar integration of multiple whiskers. In these studies, the interval between the stimuli also determined the outcome of the interaction, with facilitation dominating the short ISIs (Shimegi et al. 1999Go; but see Higley and Contreras 2003Go) and suppression of responses more prevalent at longer ISIs (Higley and Contreras 2003Go; Shimegi et al. 1999Go; Simons 1985Go; Simons and Carvell 1989Go). However, the mechanisms underlying response modulation in multiwhisker interactions are not fully understood because their anatomical substrate involves not only intracortical pathways, but also feedback loops through the thalamus. Our study, on the other hand, explores the interaction between two separate pathways, where the columnar organization is better defined.

Although the response enhancement at short ISIs is most likely mediated by dendritic voltage-gated conductances (see following text; London and Häuser 2005Go; Reyes 2001Go, and references therein), several mechanisms may explain the spike suppression and reduction in PSP amplitude in the present study. Because L1 and whisker input use independent pathways, the suppression of thalamocortical excitation by L1 has to be mediated by mechanisms affecting synaptic integration in the postsynaptic cortical neurons. Two processes, which are not mutually exclusive, may be involved: First, shunting inhibition occurs when an increased postsynaptic conductance divisively reduces the amplitude of coinciding synaptic potentials. Second, L1-induced synaptic depolarization can decrease the driving force of subsequent PSPs. Our data clearly demonstrate that the reduction in driving force may contribute, but is not the main mechanism underlying the reduction in WM-evoked PSP amplitude, because it correlates only weakly with L1-evoked Vm depolarization. Instead, the sublinear summation of the PSPs can be attributed to the increase in L1-evoked conductance caused mainly by shunting inhibition because the amount of reduction correlates with the calculated change in impedance caused by the preceding L1 stimulation (Fig. 10C).

Our interpretation provides only a partial explanation consistent with experimental evidence and additional mechanisms may be involved in the suppression of spike output in vivo. One likely candidate is the spike-generating mechanism. It has been demonstrated that spike threshold varies as a function of the amplitude and time course of membrane potential (Azouz and Gray 2000Go; Henze and Buzsáki 2001Go; Wilent and Contreras 2005Go). Thus subthreshold depolarizations resulting from L1 stimulation may lead to an increase in spike threshold and a reduction of spike-generation probability. An additional mechanism may involve indirect effects of increased membrane conductance. Because only small changes in Vm near threshold are necessary to change spikes output, a reduction in PSP variability arising from an increase in membrane conductance (Destexhe and Par é 1999Go; Par é et al. 1998Go) may cause a disproportionately larger suppression in spike output (Chance et al. 2002Go). Nonetheless, our results lend further support to the notion that synaptic inputs in the dendritic periphery may affect synaptic integration in neurons with dendrites in L1 (Shlosberg et al. 2003Go) to influence their sensory response.

Laminar specificity

In addition to receiving excitatory pathways, L1 contains axons originating from nonpyramidal Martinotti neurons that have vertically projecting axons that arborize profusely and nonspecifically (Fairén et al. 1984Go; Kawaguchi and Kubota 1997Go; Wahle 1993Go). We cannot rule out the possibility that at least part of the observed effects of L1 stimulation is mediated by synaptic inputs from collaterals of antidromically activated deeper-layer neurons. However, we did not observe an antidromic spike in any of the neurons we recorded from in vitro, and additional data from our laboratory prove that the threshold for evoking an antidromic spike in pyramidal neurons by L1 stimulation is much higher than the threshold required to elicit synaptic responses in the same neuron (not shown).

L1 also contains two types of nonpyramidal inhibitory neurons (Chu et al. 2003Go; DeFelipe and Jones 1988Go; Zhou and Hablitz 1996Go). The first is a "local circuit" interneuron with a large receptive field and an extended axonal branching field in L1. The second is a "deep-layer projecting" interneuron with a small receptive field and axonal projections to layer 2/3 (Zhu and Zhu 2004Go). The latter preferentially suppress the firing of other interneurons in layer 2/3 (Christophe et al. 2002Go). Thus selective activation of the different types of interneurons within L1 may result in layer-specific modulatory influences on columnar activation. Our results fit well with this functional organization scheme. We show that distant stimulation of L1 in vitro, which is likely to activate the long-range inhibitory axonal branching of Martinotti cells and "local circuit" interneurons, results in sublinear summation in layer 2/3 neurons. In contrast, local activation—which is likely to activate inhibitory axons and all L1 interneurons—results in supralinear summation in layer 2/3 neurons. This may result from disinhibition stemming from inactivation of layer 2/3 interneurons by "deep-layer projecting" neurons.

An additional mechanism capable of producing layer-specific L1 influence on sensory responses may be provided by dendritic voltage-gated conductances that have profound effects on synaptic integration (London and Hausser 2005Go). Calcium-dependent regenerative potentials in layer 5 neurons boost distal synaptic inputs to cause somatic spiking (Helmchen et al. 1999Go; Larkum and Zhu 2002Go; Schiller et al. 1997Go; Williams and Stuart 1999Go), whereas in layer 2/3 neurons these potentials are more labile and hardly spread to the soma (Waters et al. 2003Go). Thus dendritic amplification may have a more prominent effect on L1 excitatory activity in layer 5 neurons than that in layer 2/3 neurons. Such a mechanism may explain our findings that L1 stimulation resulted in a larger supralinear summation in layer 5 and that block of L1 activity in vivo had more prominent short-latency effects on sensory-evoked responses in infragranular layers.

Functional implications

Theories of top-down cortical processing propose that lower areas that are closer to sensory periphery serve as an interface where sensory information and predictions about features of a stimulus are compared. In this scheme, higher areas provide modulatory signals that control sensory information flow (Grossberg 1980Go; Mumford 1992Go; Ullman 1995Go). Our findings show that such feedback and top-down regulation may be mediated, at least in part, by L1. This regulation of sensory information transmission may be expressed in several aspects of cortical activity: First, neurons in the barrel cortex respond differentially to a variety of stimulus parameters such as angular direction, velocity, frequency, and amplitude of deflections (Bruno et al. 2003Go; Simons and Carvell 1989Go). We show that although activation of L1 does not change angular direction tuning of cortical neurons, it does regulate their selectivity in a time-dependent manner. Second, several studies have shown that the majority of information about stimulus location in the somatosensory system (Panzeri et al. 2001Go) and luminance contrast in the primary visual cortex (Reich et al. 2001Go) is carried by the time of the first spike after sensory stimulation. Here we show that activation of L1 controls the magnitude, precision, and reliability of the initial response after each whisker deflection.

L1 may also regulate sensory information transmission by promoting burst firing in layer 5 neurons, thereby securing the transmission of sensory information to recipient neurons (Larkum and Zhu 2002Go; Lisman 1997Go; Swadlow and Gusev 2001Go). This mechanism may also modulate the input–output relation (gain) of the neuron (Azouz 2005Go; Chance et al. 2002Go; Larkum et al. 2004Go).

A different model of how feedback and top-down influences might be implemented neurally suggests that neuronal synchronization can serve to integrate distributed neurons into cell assemblies and that this process underlies the selection of perceptually and behaviorally relevant information (Gray 1999Go; Singer 1999Go; Singer and Gray 1995Go; von der Malsburg 1995Go). This conjecture is consistent with our findings showing that activation of L1 adjusts the magnitude and reliability of cortical LFPs, indicating changes in neuronal synchronization. Thus activation of L1 regulates the temporal structure and coordination of neuronal responses. Such mechanisms may participate in top-down processing of incoming sensory information in which attention to behaviorally relevant stimuli regulates the degree of synchronized oscillations (Fries et al. 2001Go; Steinmetz et al. 2000Go).


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 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 ACKNOWLEDGMENTS
 REFERENCES
 
This work was supported by grants from the Israel Science Foundation to R. Azouz and Y. Amitai and the National Institute for Psychobiology to R. Azouz.


    ACKNOWLEDGMENTS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 ACKNOWLEDGMENTS
 REFERENCES
 
We thank D. Farin for technical work.


    FOOTNOTES
 
The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.

Address for reprint requests and other correspondence: R. Azouz, Dept. of Physiology, Faculty of Health Sciences, Ben-Gurion University, Beer-Sheva, Israel 84105 (E-mail: razouz{at}bgu.ac.il)


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 ACKNOWLEDGMENTS
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